2021-04-14T15:20:30-05:00 2020-05-31 990 2019-06-01 750800689 SOUTHERN METHODIST UNIVERSITY SOUT 2147682004 3140 DYER ST MS261 DALLAS TX 752750261 CHRISTINE REGIS VP BUSINESS AND FINA 2147682004 2021-04-14 2019 2022-09-23 18:48:47Z R GERALD TURNER 1399634442 false X WWW.SMU.EDU X 1911 TX THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. 42 39 6467 4238 153531 106642309 198610129 638923836 669174163 108254414 67352949 8709657 5519887 862530216 940657128 202166940 221670173 0 327613573 345391223 749373 868455 17554727 250292986 272186426 780822872 840116277 81707344 100540851 3219199659 3480437552 1016364494 899332536 2202835165 2581105016 X THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. false true 576470297 198707603 549990648 INSTRUCTIONAL: INSTRUCTIONAL PROGRAMS INCLUDE ACADEMIC INSTRUCTION AND SERVICES FOR UNDERGRADUATE AND GRADUATE STUDENTS INCLUDING FINANCIAL AID IN THE FORM OF SCHOLARSHIPS AND FELLOWSHIPS. STUDENT ENROLLMENT FOR FALL SEMESTER 2018 WAS 11,666 AND SPRING SEMESTER 2019 WAS 11,340. 116506824 22659489 62326488 AUXILIARY ACTIVITIES: THIS CATEGORY INCLUDES ATHLETIC EXPENDITURES AND SERVICES THAT SUPPORT EDUCATIONAL ACTIVITIES. SERVICES INCLUDE BOOKSTORE, STUDENT HOUSING, VENDING AND FOOD ADMINISTRATION AND INDEPENDENT OPERATIONS. 41982604 38582205 SPONSORED RESEARCH: SPONSORED RESEARCH INCLUDES EXPENDITURES FOR ALL ACTIVITIES THAT ARE PART OF THE UNIVERSITY'S RESEARCH PROGRAM, INCLUDING ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH OUTCOMES, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. 16932801 18274822 ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. 16932801 18274822 751892526 true true false true false true false true false true true true false false true false false true true true true false false true true false false true true true true false true false false false false true false false false true true false false false true true true false false true 13743 0 6467 true true true true UK false false false true true false false false false true false X 42 39 true false false false false false true true true false false true true true true true false true true false AK AR CA CT DC GA IL KS KY ME MD MI MN MS MO NH NJ NM NY NC ND OH OR PA RI SC TN UT VA WA WV WI X TAX DEPARTMENT 2147682004 6116 N CENTRAL EXPRESSWAY STE 203 DALLAS TX 752750261 TIMOTHY JANKOVICH BASKETBALL C 37.50 X 2126307 0 59075 R GERALD TURNER PRESIDENT/TR 37.50 X X 1422275 0 194546 DANIEL DYKES ATHLETIC COA 37.50 X 1249524 0 57570 RICHARD HART ATHLETICS DI 37.50 X 798650 0 58634 RAKESH DAHIYA TREASURER 37.50 X 655000 0 54486 PAUL WARD VP LEGAL AFF 37.50 X 659059 0 49259 WILLIAM DILLON SR ASSOC DEA 37.50 X 632524 0 58420 BRAD E CHEVES VP DEVELOPME 37.50 X 600068 0 53688 JAMES LINCK FINANCE DEPT 37.50 X 552433 0 54251 CHRISTINE REGIS VP BUSINESS 37.50 X 534937 0 51527 ALBERT NIEMI JR DEAN 37.50 X 488515 0 52443 MATTHEW MYERS DEAN 37.50 X 459484 0 64833 HAROLD STANLEY VP / INTERIM 37.50 X 371330 0 48643 THOMAS DIPIERO DEAN 37.50 X 366423 0 39978 PETER MOORE FORMER INTER 37.50 X 349625 0 53405 KENECHUKWU MMEJE VP STUDENT A 37.50 X 324082 0 48049 PAUL W LUDDEN FORMER PRVTS 37.50 X 309996 0 51940 STEVEN CURRALL PROVOST, VP 37.50 X 316016 0 35645 TIMOTHY ROSENDALE PROFESSOR TR 37.50 X 96473 0 43742 MARY ANNE ROGERS ASSIS UNIV S 37.50 X 110729 0 25710 CORINNE GIBSON STUDENT TRUS X 3231 0 0 GERALD B ALLEY TRUSTEE X 0 0 0 RUTH S ALTSHULER TRUSTEE X 0 0 0 WILLIAM ARMSTRONG TRUSTEE X 0 0 0 MICHAEL M BOONE TRUSTEE X 0 0 0 TUCKER S BRIDWELL TRUSTEE X 0 0 0 LAURA WELCH BUSH TRUSTEE X 0 0 0 RICHIE L BUTLER TRUSTEE X 0 0 0 KELLY H COMPTON TRUSTEE X 0 0 0 JEANNE TOWER COX TRUSTEE X 0 0 0 KATHERINE CROW TRUSTEE X 0 0 0 GARY T CRUM TRUSTEE X 0 0 0 ANTOINE LV DIJKSTRA TRUSTEE X 0 0 0 GERALD J FORD TRUSTEE X 0 0 0 CYNTHIA FIERRO HARVEY TRUSTEE X 0 0 0 CLARK K HUNT TRUSTEE X 0 0 0 RAY L HUNT TRUSTEE X 0 0 0 DAVID S HUNTLEY TRUSTEE X 0 0 0 SCOTT J JONES TRUSTEE X 0 0 0 ANTONIO O GARZA JR TRUSTEE X 0 0 0 FREDERICK B HEGI JR TRUSTEE X 0 0 0 PAUL B LOYD JR TRUSTEE X 0 0 0 ROBERT H DEDMAN JR TRUSTEE X 0 0 0 BOBBY B LYLE TRUSTEE X 0 0 0 MICHAEL MCKEE TRUSTEE X 0 0 0 SCOTT MCLEAN TRUSTEE X 0 0 0 DAVID B MILLER TRUSTEE X 0 0 0 FRANCES A MOODY-DAHLBERG TRUSTEE X 0 0 0 JUAN ANTONIO GONZALEZ MORENO TRUSTEE X 0 0 0 CONNIE O'NEILL TRUSTEE X 0 0 0 SHERON PATTERSON TRUSTEE X 0 0 0 SARAH PEROT TRUSTEE X 0 0 0 JEANNE L PHILLIPS TRUSTEE X 0 0 0 CAREN H PROTHRO TRUSTEE X 0 0 0 PAUL L RASMUSSEN TRUSTEE X 0 0 0 CARL SEWELL TRUSTEE X 0 0 0 DOUGLAS SMELLAGE TRUSTEE X 0 0 0 ROYCE E WILSON SR TRUSTEE X 0 0 0 RICHARD K TEMPLETON TRUSTEE X 0 0 0 RICHARD WARE TRUSTEE X 0 0 0 12426681 1155844 674 true true false SIEMENS BUILDING TECHNOLOGIES INC 8600 NORTH ROYAL LANE STE 100 IRVING TX 75063 CONSTRUCTION 34611868 HC BECK 1807 ROSS AVENUE STE 500 DALLAS TX 75201 CONSTRUCTION 22371376 ARAMARK CORPORATION 24818 NETWORK PLACE CHICAGO IL 60673 DINING 18928725 SPRING VALLEY CONSTRUCTION COMPANY 10950 ALDER CIRCLE DALLAS TX 752381353 10270321 SCHWOB BUILDING COMPANY LTD 2349 GLENDA LANE DALLAS TX 75229 7571624 282 1449396 30091 197130642 15566656 198610129 TUITION AND FEES 611710 536310940 536310940 AUXILIARY ACTIVITIES 611710 62326488 62326488 SPONSORED RESEARCH 611710 38582205 38582205 ALL OTHER PROGRAM REVENUE 611710 13679708 13679708 OTHER STUDENT FEES 611710 11122617 11122617 7152205 7152205 669174163 18315540 2228725 16086815 2521050 2521050 6507702 6507702 42000 42000 42000 42000 503241545 456725186 46516359 46516359 2075194 44441345 3307191 1449396 2252128 1055063 MISCELLANEOUS REVENUE 900099 -2084878 -2084878 -2084878 940657128 667089285 153531 69598912 251745 251745 221418428 221418428 6346942 1144014 4520867 682061 1342662 1342662 263965430 228626607 26675835 8662988 19670255 16466637 2435715 767903 37652369 31520076 4662391 1469902 16413565 13740352 2032448 640765 4620875 560375 4060495 5 476285 16745 459540 120788 120788 868455 868455 11233468 11233468 38045722 36233971 950836 860915 3734808 2746176 904862 83770 14874442 13146029 1250459 477954 18681282 18414950 192568 73764 14711 3940 10771 39777056 36547376 2986635 243045 13959954 13435040 237938 286976 1697471 1489543 65178 142750 21062323 21062323 49537983 43672190 5519522 346271 4480634 4478543 2134 -43 ALL OTHER EXPENSES 34977210 32120593 1457806 1398811 BOOKS AND PERIODICALS 7944042 7804646 48095 91301 PUBLIC RELATIONS 4374823 3173614 728133 473076 PROPERTY COSTS 2572549 2475951 112540 -15942 840116277 751892526 70669024 17554727 101941132 89962597 113304198 65645733 124245102 207082768 95984090 120671906 4315064 3608926 377137 393052 10841162 11015756 1707516285 560032713 1110486795 1147483572 675073067 523276516 974862963 1311265077 7768949 31649 3219199659 3480437552 135511040 148230378 44975030 55199705 627826381 503581071 4586000 203466043 192321382 1016364494 899332536 X 685108165 677266016 1517727000 1903839000 2202835165 2581105016 3219199659 3480437552 X 100540851 -17776000 295505000 X false true X true X 111010601 78130337 96821224 106642309 198610129 591214600 111010601 78130337 96821224 106642309 198610129 591214600 591214600 28302409 30873411 32062893 35447257 27386292 154072262 412825 270371 683196 745970058 1942449566 0.79250 0.75660 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 120788 120788 913975176 914095964 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 96934 125956 108777 120788 452455 250000 250000 250000 250000 1000000 1500000 3 1558398 31871440 true true 1320451 70441739 X X X X X EDUCATIONAL PROGRAMMING false 1607333154 43348622 40355352 17347555 51262399 22214376 1600212798 1619232484 30445400 49792405 16130668 52582322 23272275 1607485023 1505303167 34910442 163004119 15590804 46020912 22373528 1619232484 1383980715 27950856 176705502 15742626 45917433 21673847 1505303167 1505296161 44077815 -82621385 15102284 44572939 23096653 1383980715 0.05650 0.94350 true false 110051530 110051530 1305463579 424035989 881427590 174469704 80805017 93664687 117531472 55191707 62339765 1147483572 DIVERSIFYING STRATEGIES FUNDS 538375869 C EQUITY FUNDS WITHOUT DAILY LIQUIDITY 394163771 C PRIVATE EQUITY FUNDS 231316891 C MINERAL RIGHTS 69904000 C VENTURE CAPITAL 33887367 C FUNDS HELD IN TRUST BY OTHERS 19886858 F PARTNERSHIP INVESTMENTS - REAL EST 18437118 C FIXED INCOME FUNDS WITHOUT DAILY LIQ 5167348 C PARTNERSHIP INVESTMENTS - TIMBER 125847 C OTHER INVESTMENTS 8 C 1311265077 TAXABLE BONDS PAYABLE 181719979 US GOVERNMENT STUDENT LOAN ADVANCES 11591000 DEPOSITS 3583972 691760 -5265329 192321382 SCHEDULE D, PAGE 2, PART V, LINE 4 IN ACCORDANCE WITH DONOR RESTRICTIONS, ENDOWMENT FUNDS ARE USED TO SUPPORT SCHOLARSHIPS, FELLOWSHIPS AND OTHER STUDENT AID; FACULTY AND ACADEMIC PROGRAM SUPPORT; TECHNOLOGY AND LIBRARY RESOURCES AS WELL AS FACILITY MAINTENANCE. true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 THE SOUTHERN METHODIST UNIVERSITY NONDISCRIMINATION STATEMENT APPEARS ON THE UNIVERSITY'S WEBSITE AND IN ELECTRONIC AND PRINTED MATERIALS, SUCH AS THE STUDENT HANDBOOK, ADMISSION BROCHURES, ADVERTISEMENTS, ETC. SCHEDULE E, LINE 6 THE UNIVERSITY PARTICIPATES IN THE FEDERAL PERKINS LOAN PROGRAM, FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT; FEDERAL WORK-STUDY PROGRAM, FEDERAL PELL GRANT, WILLIAM D. FORD FEDERAL DIRECT LOAN PROGRAM, TEXAS TUITION EQUALIZATION GRANT, TEXAS B-ON-TIME PROGRAM, AND TEXAS COLLEGE ACCESS LOAN PROGRAM AND RECEIVED FEDERAL AND STATE FUNDING FOR RESEARCH GRANTS AND CONTRACTS. true CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES STUDY ABROAD 1096 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 396784283 CENTRAL AMERICA AND THE CARIBBEAN 9 PROGRAM SERVICES RECRUITING 2516 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES RESEARCH 1260 CENTRAL AMERICA AND THE CARIBBEAN FUNDRAISING FUNDRAISING 85 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES CONFERENCE CENTRAL AMERICA AND THE CARIBBEAN PROGARAM SERVICES TEACHING 3031 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES COMPETITION 11970 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES MEETINGS 404 EAST ASIA AND THE PACIFIC PROGRAM SERVICES TEACHING/RECRUITING 82265 EAST ASIA AND THE PACIFIC PROGRAM SERVICES RECRUITING 14717 EAST ASIA AND THE PACIFIC PROGRAM SERVICES CONFERENCE 122274 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD 114289 EAST ASIA AND THE PACIFIC PROGRAM SERVICES RESEARCH 412661 EAST ASIA AND THE PACIFIC PROGRAM SERVICES MEETING 16775 EAST ASIA AND THE PACIFIC FUNDRAISING ALUM REL FUNDRAIS 2769 EUROPE FUNDRAISING ALUMNI REL/FUNDRAIS 5067 EUROPE PROGRAM SERVICES STUDENT COMPETITION EUROPE PROGRAM SERVICES PUBLIC RELATIONS EUROPE 4 PROGRAM SERVICES STUDY ABROAD 2120351 EUROPE PROGRAM SERVICES RECRUITING 93360 EUROPE PROGRAM SERVICES EXHIBIT PREPARATION 1215263 EUROPE PROGRAM SERVICES CONFERENCE 535849 EUROPE INVESTMENTS 14896314 EUROPE 4 PROGRAM SERVICES RESEARCH 133814 EUROPE PROGRAM SERVICES LECTURE/PRESENTATION 95349 EUROPE PROGRAM SERVICES TEACHING 483027 EUROPE PROGRAM SERVICES MEETING/COLLABORATIO 29695 EUROPE PROGRAM SERVICES CONSULTING MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES CONFERENCE 68130 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES RECRUITING 18329 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES STUDY ABROAD 59867 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES RESEARCH 18381 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES TEACHING 6532 MIDDLE EAST AND NORTH AFRICA FUNDRAISING ALUMNI REL/FUNDRAIS 2839 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES MEETINS/COLLABORATIO 4035 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES COMPETITION 1463 NORTH AMERICA PROGRAM SERVICES CONFERENCE 200206 NORTH AMERICA FUNDRAISING ALUMNI REL/FUNDRAIS 2839 NORTH AMERICA PROGRAM SERVICES STUDY ABROAD NORTH AMERICA PROGRAM SERVICES RESEARCH 81504 NORTH AMERICA PROGRAM SERVICES LECTURE/PRESENTATION 97781 NORTH AMERICA INVESTMENTS 49110120 NORTH AMERICA PROGRAM SERVICES RECRUITING 20194 NORTH AMERICA PROGRAM SERVICES EXHIBIT PREPARATION NORTH AMERICA PROGRAM SERVICES COMPETITION 1463 NORTH AMERICA PROGRAM SERVICES MEETINGS/COLLABORATI 66146 NORTH AMERICA PROGRAM SERVICES PROGRAM DEVELOPMENT RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES CONFERENCE 5753 RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES STUDY ABROAD RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES RESEARCH 1454 RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES TEACHING 66 RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES MEETING/COLLABORATIO 974 RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES RECRUITIMG 77 SOUTH AMERICA PROGRAM SERVICES COMPETITION 11970 SOUTH AMERICA PROGRAM SERVICES LECTURE/PRESENTATION SOUTH AMERICA PROGRAM SERVICES STUDY ABROAD 85061 SOUTH AMERICA PROGRAM SERVICES RESEARCH 1260 SOUTH AMERICA PROGRAM SERVICES RECRUITING 2516 SOUTH AMERICA FUNDRAISING ALUMINI REL/FUNDRAIS 85 SOUTH AMERICA PROGRAM SERVICES MEETINGS/COLLABORATI 404 SOUTH AMERICA PROGRAM SERVICES TEACHING 14830 SOUTH ASIA PROGRAM SERVICES CONFERENCE 1155 SOUTH ASIA PROGRAM SERVICES RECRUITING 18418 SOUTH ASIA PROGRM SERVICES STUDY ABROAD 4714 SOUTH ASIA PROGRAM SERVICES RESEARCH SOUTH ASIA FUNDRAISING ALUMNI REL/FUNDRAISI SOUTH ASIA PROGRAM SERVICES MEETINGS/COLLABORATI SUB-SAHARAN AFRICA PROGRAM SERVICES CONFERENCE 4122 SUB-SAHARAN AFRICA PROGRAM SERVICES RESEARCH 16387 SUB-SAHARAN AFRICA PROGRAM SERVICES STUDY ABROAD SUB-SAHARAN AFRICA FUNDRAISING ALUMNI REL/FUNDRAISI SUB-SAHARAN AFRICA PROGRAM SERVICES TEACHING 21324 SUB-SAHARAN AFRICA PROGRAM SERVICES RECUITING 681 9 8 9 8 397575462 69554102 467129564 true false true true true true SCHEDULE F, PAGE 1, PART I, LINE 3 CENTRAL AMERICA AND THE CARIBBEAN 1,096 0 CENTRAL AMERICA AND THE CARIBBEAN 0 396,784,283 CENTRAL AMERICA AND THE CARIBBEAN 2,516 0 CENTRAL AMERICA AND THE CARIBBEAN 1,260 0 CENTRAL AMERICA AND THE CARIBBEAN 85 0 CENTRAL AMERICA AND THE CARIBBEAN 0 0 CENTRAL AMERICA AND THE CARIBBEAN 3,031 0 CENTRAL AMERICA AND THE CARIBBEAN 11,970 0 CENTRAL AMERICA AND THE CARIBBEAN 404 0 EAST ASIA AND THE PACIFIC 82,265 0 EAST ASIA AND THE PACIFIC 14,717 0 EAST ASIA AND THE PACIFIC 122,274 0 EAST ASIA AND THE PACIFIC 114,289 0 EAST ASIA AND THE PACIFIC 412,661 0 EAST ASIA AND THE PACIFIC 16,775 0 EAST ASIA AND THE PACIFIC 2,769 0 EUROPE 5,067 0 EUROPE 0 0 EUROPE 0 0 EUROPE 2,120,351 0 EUROPE 93,360 0 EUROPE 1,215,263 0 EUROPE 535,849 0 EUROPE 0 14,896,314 EUROPE 133,814 0 EUROPE 95,349 0 EUROPE 483,027 0 EUROPE 29,695 0 EUROPE 0 0 MIDDLE EAST AND NORTH AFRICA 68,130 0 MIDDLE EAST AND NORTH AFRICA 18,329 0 MIDDLE EAST AND NORTH AFRICA 59,867 0 MIDDLE EAST AND NORTH AFRICA 18,381 0 MIDDLE EAST AND NORTH AFRICA 6,532 0 MIDDLE EAST AND NORTH AFRICA 2,839 0 MIDDLE EAST AND NORTH AFRICA 4,035 0 MIDDLE EAST AND NORTH AFRICA 1,463 0 NORTH AMERICA 200,206 0 NORTH AMERICA 2,839 0 NORTH AMERICA 0 0 NORTH AMERICA 81,504 0 NORTH AMERICA 97,781 0 NORTH AMERICA 0 49,110,120 NORTH AMERICA 20,194 0 NORTH AMERICA 0 0 NORTH AMERICA 1,463 0 NORTH AMERICA 66,146 0 NORTH AMERICA 0 0 RUSSIA AND THE NEIGHBORING STATES 5,753 0 RUSSIA AND THE NEIGHBORING STATES 0 0 RUSSIA AND THE NEIGHBORING STATES 1,454 0 RUSSIA AND THE NEIGHBORING STATES 66 0 RUSSIA AND THE NEIGHBORING STATES 974 0 RUSSIA AND THE NEIGHBORING STATES 77 0 SOUTH AMERICA 11,970 0 SOUTH AMERICA 0 0 SOUTH AMERICA 85,061 0 SOUTH AMERICA 1,260 0 SOUTH AMERICA 2,516 0 SOUTH AMERICA 85 0 SOUTH AMERICA 404 0 SOUTH AMERICA 14,830 0 SOUTH ASIA 1,155 0 SOUTH ASIA 18,418 0 SOUTH ASIA 4,714 0 SOUTH ASIA 0 0 SOUTH ASIA 0 0 SOUTH ASIA 0 0 SUB-SAHARAN AFRICA 4,122 0 SUB-SAHARAN AFRICA 16,387 0 SUB-SAHARAN AFRICA 0 0 SUB-SAHARAN AFRICA 0 0 SUB-SAHARAN AFRICA 21,324 0 SUB-SAHARAN AFRICA 681 0 SCHEDULE F, PAGE 5, PART V PART I, LINE 3: THE UNIVERSITY ACCOUNTS FOR ALL EXPENDITURES ON AN ACCRUAL BASIS AND MAKES ALL REIMBURSEMENTS UNDER AN ACCOUNTABLE PLAN. X X X X X X X true RUFFALO NOEL LEVITZ LLC 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 TELEMARKET false 230231 413215 -182984 MARTS LUNDY INC 1200 WALL STREET WEST LYNDHURST NJ 07071 CONSULTING false 72765 -72765 230231 485980 -255749 AK AL AR CA CO CT FL GA HI ID IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN UT VA WA WI TATE LECTURE SE 2088519 574415 1514104 129577 89390 424259 476398 MEADOWS ANNUAL 887875 441325 446550 31255 264 26638 36473 7 1775343 431306 1344037 9791 437224 469829 112030 4751737 1447046 3304691 170623 526878 920726 624901 2243128 1061563 true AMERICAN ADVERTISING FEDERATION DAL CFT PO BOX 192505 DALLAS TX 76119 750964565 501C3 9500 PROGRAM SUPPORT NATIONAL FOOTBALL FOUNDATION 433 E LAS COLINAS BLVD STE 1130 IRVING TX 75039 510226347 501C3 8000 PROGRAM SUPPORT WOMEN ON BOARDS 2020 241 S FIGUEROA ST STE 300 LOS ANGELES CA 90012 273272688 501C3 7500 PROGRAM SUPPORT HEALTHY LATINA LIFESTYLE 723 BIZERTE AVENUE DALLAS TX 75224 463839823 501C3 10000 PROGRAM SUPPORT BOTANICAL RESEARCH 1700 UNIVERSITY DR FORT WORTH TX 76107 752198196 501C3 12417 PROGRAM SUPPORT 5 STUDENT TUITION GRANTS 8141342 213277086 BOOK TUITION, FEES, AND SCHOLARSHIPS ROOM AND BOARD ALLOWANCES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY PROVIDES FINANCIAL AID TO STUDENTS TO ENABLE THEM TO ATTEND THE UNIVERSITY. ALL FINANCIAL AID RECIPIENTS ARE SELECTED ON AN EQUAL OBJECTIVELY DETERMINABLE BASIS WITH OTHER RECIPIENTS. THAT IS, ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BASED ON THE UNIVERSITY'S ASSESSMENT OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. A LIST OF RECIPIENTS OF SCHOLARSHIPS AND FELLOWSHIPS IS MAINTAINED IN THE UNIVERSITY'S FINANCIAL AID OFFICE. X X X X X X true true X X X X X X false false false true false false false false false TIMOTHY JANKOVICH BASKETBALL COACH 493326 1615000 17981 28000 31075 2185382 R GERALD TURNER PRESIDENT/TRUSTEE 895655 465532 61088 28000 166546 1616821 DANIEL DYKES ATHLETIC COACH 444215 800000 5309 28000 29570 1307094 RICHARD HART ATHLETICS DIRECTOR 662725 120000 15925 28000 30634 857284 RAKESH DAHIYA TREASURER 428748 204830 21422 28000 26486 709486 PAUL WARD VP LEGAL AFFAIRS AND 438512 175000 45547 28000 21259 708318 WILLIAM DILLON SR ASSOC DEAN BUSINE 342267 286501 3756 28000 30420 690944 BRAD E CHEVES VP DEVELOPMENT AND E 481546 16000 102522 28000 25688 653756 JAMES LINCK FINANCE DEPT CHAIR 290520 251486 10427 28000 26251 606684 CHRISTINE REGIS VP BUSINESS AND FINA 495414 39523 28000 23527 586464 ALBERT NIEMI JR DEAN 388546 97950 2019 28000 24443 540958 MATTHEW MYERS DEAN 431906 1500 26078 28000 36833 524317 HAROLD STANLEY VP / INTERIM PROVOST 325462 45868 28000 20643 419973 THOMAS DIPIERO DEAN 350793 15630 28000 11978 406401 PETER MOORE FORMER INTERIM DEAN 343432 6193 28000 25405 403030 KENECHUKWU MMEJE VP STUDENT AFFAIRS 283891 40191 22400 25649 372131 PAUL W LUDDEN FORMER PRVTS & VP AC 308246 1750 28000 23940 361936 STEVEN CURRALL PROVOST, VP ACAD AFF 260503 55513 26125 9520 351661 SCHEDULE J, PAGE 1, PART I, LINE 1A CHARTER FLIGHT TRAVEL COSTS WERE INCURRED BY TIMOTHY JANKOVICH AND SONNY DYKES . THE UNIVERSITY'S TRAVEL POLICY PROVIDES THAT EXPENSES INCURRED BY SPOUSES ARE NOT REIMBURSABLE UNLESS THE SPOUSE IS TRAVELING FOR A BONA FIDE BUSINESS PURPOSE AND THE TRAVEL HAS BEEN APPROVED. ANY EXCEPTIONS TO THE POLICY REQUIRE APPROVAL BY THE APPROPRIATE UNIVERSITY OFFICER. ALL SPOUSAL TRAVEL IS PROCESSED UNDER THE PROVISIONS OF THE TAX DEPARTMENT'S SPOUSAL TRAVEL POLICY WHICH PROVIDES FOR EVALUATING THE TAXABLE COMPONENT, IF ANY, OF THE TRAVEL AND THE APPROPRIATE TAX TREATMENT AND REPORTING. ALL SPOUSAL TRAVEL REGARDING PRESIDENT TURNER ALSO REQUIRES THE REVIEW AND APPROVAL OF THE BOARD OF TRUSTEES AUDIT COMMITTEE CHAIR. APPROPRIATE APPROVALS IN ACCORDANCE WITH POLICY ARE REQUIRED PRIOR TO REIMBURSEMENT. SPOUSAL TRAVEL EXPENSES WERE PAID AND WERE REPORTED AS TAXABLE COMPENSATION FOR R GERALD TURNER AND BRAD CHEVES. THE PRESIDENT IS REQUIRED, UNDER HIS EMPLOYMENT CONTRACT, TO RESIDE IN THE UNIVERSITY PROVIDED RESIDENCE. THERE IS A POLICY REGARDING REVIEW/APPROVAL OF SOCIAL CLUB DUES. THE UNIVERSITY HAS ESTABLISHED A REPORTING PERIOD OF NOVEMBER 1 THROUGH OCTOBER 31 FOR REPORTING PERSONAL USE OF A CLUB AND CALCULATING THE PERSONAL PORTION OF DUES THAT SHOULD BE REPORTED AS TAXABLE INCOME. ANY PERSONAL CHARGES AT SOCIAL CLUBS ARE REIMBURSED TO THE UNIVERSITY WHEN THE BILLING IS RECEIVED, PRIOR TO PAYMENT. THE EMPLOYEES WHO HAD PERSONAL AMOUNTS REPORTED AS TAXABLE COMPENSATION RELATED TO SOCIAL CLUB DUES ARE R GERALD TURNER, BRAD CHEVES AND MATTHEW MYERS. THE UNIVERSITY PROVIDES SERVICES SUCH AS LANDSCAPING AND RESIDENTIAL REPAIRS AND MAINTENANCE FOR THE PRESIDENT'S RESIDENCE, CONSIDERING THEM NECESSARY AND APPROPRIATE FOR HIS USE OF THE FACILITY FOR BUSINESS FUNCTIONS AS THE RESIDENCE IS A UNIVERSITY OWNED ASSET. THE PERCENTAGE OF THE MAID'S COMPENSATION AND BENEFITS RELATED TO PERSONAL SERVICES WAS REPORTED AS TAXABLE COMPENSATION TO R GERALD TURNER. SCHEDULE J, PAGE 1, PART I, LINE 5A PART I, LINE 5A - COMPENSATION CONTINGENT UPON REVENUES OF ORGANIZATION THERE IS ONE PERSON LISTED IN FORM 990, PART VII, WHO RECEIVED AN INCENTIVE COMPENSATION BONUS. THE ELIGIBILITY FOR AND THE AMOUNT OF THE PAYMENT IS DETERMINED BY TWO COMPONENTS: A QUANTITATIVE MEASURE OF THE PERFORMANCE OF THE UNIVERSITY'S INVESTMENT POOL AGAINST AN APPROPRIATE BENCHMARK AND A QUALITATIVE MEASURE BASED ON FACTORS SUCH AS RISK MITIGATION, QUALITY OF DECISION MAKING AND CONTRIBUTIONS TO ADVANCEMENT OF THE ENDOWMENT. A 2007 SOUTHWEST HIGHER EDUCATION 521442059 845040GD0 2007-02-14 100890740 ADVANCE REFUND PORTION ADVANCE REFUND PORTION OF PRINCIPAL ON THE 1999A (1/20/99) AND 2002 (7/3/2002 false false false B 2010 SOUTHWEST HIGHER EDUCATION 521442059 845040JB1 2010-10-28 124998461 FINANCE NEW MONEY PROJECTS. FINANCE NEW MONEY PROJECTS. true false false C 2013 SOUTHWEST HIGHER EDUCATION 521442059 845040JZ8 2013-04-16 107014349 FINANCE NEW MONEY PROJECTS. FINANCE NEW MONEY PROJECTS. false false false D 2016 SOUTHWEST HIGHER EDUCATION 521442059 845040KW3 2016-05-27 142977767 ADVANCE REFUND & DEFEASE A PORTION ADVANCE REFUND & DEFEASE A PORTION OF PRINCIPAL ON THE 2009 (10/1 false false false A 74340000 115263154 1779766 922858 384931 113955365 false true true true B 14135000 99490000 125317215 1091820 18 124225377 2018 false false true true C 107861076 820533 107043745 false false false true D 147434291 3108 1069687 22429259 120456125 3479219 false true false true A false false true true true true 0.01700 0.01700 false false true B false false true true false 0.00200 0.00200 false false true C false false false false false false true D false false true true true true 0.00700 0.00700 false false true A false false false true false false false false true B false false false true false false false false true C false true false true false false true DEUTSCHE BANK 2.800000000000 true false true D false true false false false false false false true A true B true C true D true PURPOSE OF ISSUE DESCRIPTION 2007 SOUTHWEST HIGHER EDUCATION ADVANCE REFUND PORTION ADVANCE REFUND PORTION OF PRINCIPAL ON THE 1999A (1/20/99) AND 2002 (7/3/2002) BONDS. PURPOSE OF ISSUE DESCRIPTION 2010 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS. FINANCE NEW MONEY PROJECTS. PURPOSE OF ISSUE DESCRIPTION 2013 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS. FINANCE NEW MONEY PROJECTS. PURPOSE OF ISSUE DESCRIPTION 2016 SOUTHWEST HIGHER EDUCATION ADVANCE REFUND & DEFEASE A PORTION ADVANCE REFUND & DEFEASE A PORTION OF PRINCIPAL ON THE 2009 (10/1/09) BONDS. DATE REBATE COMPUTATION PERFORMED 2007 SOUTHWEST HIGHER EDUCATION 03/16/17 DATE REBATE COMPUTATION PERFORMED 2010 SOUTHWEST HIGHER EDUCATION 12/21/15 DATE REBATE COMPUTATION PERFORMED 2013 SOUTHWEST HIGHER EDUCATION 05/17/18 A 2017 SOUTHWEST HIGHER EDUCATION UMB 521442059 2017-02-14 48860000 CURRENTLY REFUND A PORTION OF THE 2007 BONDS. CURRENTLY REFUND A PORTION OF PRINCIPAL ON THE 2007 (2 false false false B 2017-2 SOUTHWEST HIGHER EDUCATION 521442059 845040MEI 2017-12-20 108294902 ADVANCE REFUND & DEFEASE A PORTION OF PRINCIPAL ON THE 2010 BONDS false false false A 15585000 48860000 390000 48470000 true false true true B 112217108 100353589 941394 10922125 false true true true A false false true true true true 0.01700 0.01700 false false true B false false true true true true 0.00200 0.00200 false false true A false true false false false false false false true B false true false false false false false false true A true B true PURPOSE OF ISSUE DESCRIPTION 2017 SOUTHWEST HIGHER EDUCATION UMB CURRENTLY REFUND A PORTION OF THE 2007 BONDS. CURRENTLY REFUND A PORTION OF PRINCIPAL ON THE 2007 (2/14/07) BONDS. PURPOSE OF ISSUE DESCRIPTION 2017-2 SOUTHWEST HIGHER EDUCATION ADVANCE REFUND & DEFEASE A PORTION OF PRINCIPAL ON THE 2010 BONDS 187022 TUITION WAIVER EDUCATION 66100 MERIT SCHOLARSHIP EDUCATION SCHEDULE L, PART V SCHEDULE L, PART III THE AMOUNT REPORTED ON PART III, LINE 1(C) REPORTS TUITION WAIVERS GRANTED ON THE SAME BASIS AS TO ANY OTHER BENEFIT-ELIGIBLE EMPLOYEE. THE AMOUNT REPORTED ON PART III, LINE 2(C) REPORTS THE MERIT SCHOLARSHIPS AWARDED ON AN OBJECTIVE AND NON-DISCRIMINATORY BASIS BASED ON PRE-ESTABLISHED CRITERIA AND REVIEWED BY A SELECTION COMMITTEE. X 20 1272451 MARKET OR APPRAISAL X 48000 MARKET OR APPRAISAL X 375 10964632 MARKET OR APPRAISAL X 1 1 X 11 32245 MARKET OR APPRAISAL X EQUIPMENT 2 96250 MARKET OR APPRAISAL X EVENT TICKETS 401 56165 MARKET OR APPRAISAL X EVENT EXPENSE 13 60362 MARKET OR APPRAISAL X OTHER 26 3036550 SEE PART II false true true SCHEDULE M, PAGE 1, PART I, LINE 32B SOUTHERN METHODIST UNIVERSITY HIRES EXTERNAL BROKERS AND APPRAISERS AS DEEMED APPROPRIATE. SCHEDULE M, PAGE 2, PART II PART 1, LINE 17, COL (D), REAL ESTATE - OTHER: CONSISTENT WITH UNIVERSITY'S PRACTICE FOR VALUATION OF MINERAL INTERESTS FOR FINANCIAL STATEMENTS' PRESENTATION. PART 1, LINE 28, OTHER - DETAIL COL (B) COL (C) PART 1, LINE 28, OTHER: LIVESTOCK 13 1,954,900 PART 1, LINE 28, OTHER: MUSICAL INSTRUMENTS 2 47,500 PART 1, LINE 28, OTHER: FURNISHINGS 1 55,200 PART 1, LINE 28, OTHER: ARCHIVAL RECORDS 8 970,725 PART 1, LINE 28, OTHER: NON CASH ASSETS 1 250 PART 1, LINE 28, OTHER: TRAVEL 1 7,975 ====== == ======== TOTAL PART 1 LINE 28 62 3,036,550 PART 1, LINE 28, COL (D), OTHER: MARKET OR APPRAISAL PART 1, COLUMN B: THE NUMBERS SHOWN IN COLUMN B REPRESENT THE NUMBER OF CONTRIBUTIONS. FORM 990 PART IV, LINE 12: THE UNIVERSITY DID NOT RECEIVE A SEPARATE AUDITED FINANCIAL STATEMENT. HOWEVER, THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS INCLUDING THE BALANCE SHEET AND RELATED STATEMENTS OF ACTIVITIES AND CASH FLOWS WERE AUDITED IN ACCORDANCE WITH GAAP AND WERE REPORTED ON A CONSOLIDATED BASIS. PART IV, LINE 24B: THE UNIVERSITY PLANS TO SPEND PROCEEDS WITHIN THE TEMPORARY PERIOD EXCEPTION, BUT IN CASES WHEN IT DOES NOT, IT PREPARES THE APPROPRIATE ARBITRAGE REPORTING AND REMITS ANY EXCESS EARNINGS OVER THE ARBITRAGE YIELD TO THE GOVERNMENT. PART IV, LINE 24C: THE UNIVERSITY RECEIVED IN A PRIOR YEAR A DONATION RESTRICTED FOR PROJECTS FUNDED BY BONDS WHICH IT PUT INTO ESCROW UNTIL THE EARLIEST REDEMPTION DATE. FORM 990, PAGE 2, PART III, LINE 3 FORM 990, PART III THE COVID-19 GLOBAL HEALTH PANDEMIC AFFECTED ALL OF HIGHER EDUCATION IN EARLY 2020, INCLUDING THE UNIVERSITY. IN RESPONSE TO THE CHALLENGES PRESENTED BY THE PANDEMIC AND IN COMPLIANCE WITH STATE AND LOCAL GOVERNMENT MANDATES, THE UNIVERSITY TEMPORARILY SUSPENDED IN-PERSON INSTRUCTION IN MID-MARCH 2020 AND MIGRATED TO A FULLY-ONLINE COURSE DELIVERY FOR THE REMAINDER OF THE SPRING 2020 SEMESTER. BY SUMMER OF 2020, THE UNIVERSITY HAD IMPLEMENTED ADDITIONAL SAFETY PROTOCOL AND BEGAN OFFERING A VARIETY OF FLEXIBLE COURSE DELIVERY OPTIONS TO ACCOMMODATE THE VARYING NEEDS OF BOTH STUDENTS AND FACULTY IN A SAFE MANNER. COURSES OFFERING HAVE INCLUDED IN- PERSON, ONLINE AND HYBRID COURSE DELIVERY AND WE EXPECT TO CONTINUE TO ADJUST AS NECESSARY UNTIL THE PANDEMIC SUBSIDES. THE UNIVERSITY ANTICIPATES THAT POST-PANDEMIC OPERATIONS WILL BE SUBSTANTIALLY SIMILAR TO PRE-PANDEMIC OPERATIONS. FORM 990, PAGE 2, PART III, LINE 4D ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. FORM 990, PART V, LINE 4B UNITED KINGDOM FORM 990, PART VI SECTION B, LINE 14: SOUTHERN METHODIST UNIVERSITY DOES NOT HAVE A UNIVERSITY-WIDE RETENTION POLICY, BUT DEPARTMENTS WITHIN THE UNIVERSITY HAVE RETENTION AND DOCUMENT DESTRUCTION POLICIES THAT REFLECT LEGISLATIVE OR OTHER LEGAL REQUIREMENTS AND GOOD BUSINESS PRACTICES. FORM 990, PAGE 6, PART VI, LINE 2 R. GERALD TURNER RAY HUNT PRESIDENT TRUSTEE BUSINESS RELATIONSHIP JEANNE PHILLIPS RAY HUNT TRUSTEE TRUSTEE BUSINESS RELATIONSHIP FORM 990, PAGE 6, PART VI, LINE 7B PURSUANT TO THE RESTATED ARTICLES OF INCORPORATION OF SMU, CAMPUS PROPERTY MAY BE SOLD OR LEASED ONLY WITH THE CONSENT OF THE SOUTH CENTRAL JURISDICTIONAL CONFERENCE OF THE UNITED METHODIST CHURCH. FORM 990, PAGE 6, PART VI, LINE 11B THE COMPLETED FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT A REGULARLY SCHEDULED MEETING SUFFICIENTLY IN ADVANCE OF THE FILING DEADLINE TO ENABLE A DETAILED AND CONSCIENTIOUS REVIEW BY THE COMMITTEE. ALL QUESTIONS AND CONCERNS OF THE AUDIT COMMITTEE ARE ADDRESSED BY THE UNIVERSITY AND INCORPORATED INTO THE FORM 990 AS REQUIRED. THE CHAIR OF THE AUDIT COMMITTEE REPORTS ON THIS REVIEW TO THE FULL BOARD OF TRUSTEES AT THE NEXT REGULAR MEETING OF THE BOARD OF TRUSTEES. THE CHAIR OF THE AUDIT COMMITTEE INSTRUCTS THE MEMBERS OF THE BOARD ON HOW TO ACCESS THE FORM 990 ON A SECURE WEBSITE AND ENCOURAGES ANY TRUSTEE WITH QUESTIONS TO CONTACT THE VICE PRESIDENT FOR BUSINESS AND FINANCE. ALL BOARD MEMBERS ALSO RECEIVE AN EMAIL CONTAINING INSTRUCTIONS ON HOW TO ACCESS THE FORM 990 PRIOR TO THE IRS FILING DEADLINE. FORM 990, PAGE 6, PART VI, LINE 12C PURSUANT TO THE SMU CONFLICT OF INTEREST POLICY RELATING TO TRUSTEES, MEMBERS OF BOARD COMMITTEES, EXECUTIVE OFFICERS, AND DEANS, EACH COVERED PERSON COMPLETES A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. THESE DISCLOSURES ARE REVIEWED BY A BOARD OF TRUSTEES CONFLICTS COMMITTEE. THE COMMITTEE REVIEWS THE MATERIAL FACTS AND DECIDES WHETHER SUCH FACTS GIVE RISE TO CONFLICTS OF INTEREST AND, IF SO, WHETHER SUCH CONFLICTS OF INTEREST SHOULD BE APPROVED OR DISAPPROVED. WITH RESPECT TO ANY OTHER SMU EMPLOYEES WITH AUTHORITY TO SIGN CONTRACTS OR WHO OTHERWISE PLAY A SUBSTANTIVE ROLE IN THE CONTRACT APPROVAL PROCESS FOR FINANCIAL AND OTHER COMMERCIAL COMMITMENTS OF THE UNIVERSITY, EACH SUCH PERSON MUST COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. THESE DISCLOSURES ARE REVIEWED BY THE GENERAL COUNSEL. UPON REVIEW OF ALL MATERIAL FACTS, THE GENERAL COUNSEL MUST DECIDE WHETHER SUCH FACTS GIVE RISE TO CONFLICTS OF INTEREST AND, IF SO, WHETHER SUCH CONFLICTS OF INTEREST SHOULD BE APPROVED OR DISAPPROVED. THE GENERAL COUNSEL PROVIDES A WRITTEN REPORT OF ALL SUCH DETERMINATIONS TO THE BOARD CONFLICTS COMMITTEE. FORM 990, PAGE 6, PART VI, LINE 15A PURSUANT TO THE COMPENSATION COMMITTEE CHARTER ADOPTED BY THE SMU BOARD OF TRUSTEES, THE COMPENSATION COMMITTEE OF THE SMU BOARD OF TRUSTEES CONSISTS ENTIRELY OF OUTSIDE AND INDEPENDENT MEMBERS OF THE BOARD. THE COMMITTEE MAKES COMPENSATION DECISIONS BASED UPON APPROPRIATE COMPARABILITY DATA AND INCLUDES THE ADVICE OF AN INDEPENDENT COMPENSATION CONSULTANT AND CONTEMPORANEOUS DOCUMENTATION OF THE COMPENSATION DECISIONS. THE COMPENSATION COMMITTEE HAS ALL OF THE POWERS OF THE FULL BOARD IN MATTERS OF COMPENSATION OF CORPORATE OFFICERS; THE COMPENSATION COMMITTEE MUST REPORT ANY ACTION TAKEN BY THE COMMITTEE TO THE BOARD OF TRUSTEES AT THE BOARD'S NEXT MEETING. FORM 990, PAGE 6, PART VI, LINE 15B SEE ANSWER IN PART VI, LINE 15A. FORM 990, PAGE 6, PART VI, LINE 17 MISSISSIPPI, MISSOURI, NEW HAMPSHIRE, NEW JERSEY, NEW MEXICO, NEW YORK, NORTH CAROLINA, NORTH DAKOTA, OHIO, OREGON, PENNSYLVANIA, RHODE ISLAND, SOUTH CAROLINA, TENNESSEE, UTAH, VIRGINIA, WASHINGTON, WEST VIRGINIA, WISCONSIN FORM 990, PAGE 6, PART VI, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART VI, LINE 18 - ALL REQUESTS FOR COPIES OF FORM 990 AND 990-T ARE REVIEWED AND PROCESSED BY THE TAX DEPARTMENT OF SOUTHERN METHODIST UNIVERSITY. UPON RECEIVING A WRITTEN REQUEST, THE UNIVERSITY PROVIDES A COPY OF THE REQUESTED DOCUMENTATION WITHIN 30 DAYS FROM THE DATE OF RECEIPT. IF THE REQUEST IS MADE IN PERSON, THE UNIVERSITY PROVIDES THE COPIES ON THE DAY OF THE REQUEST, UNLESS UNUSUAL CIRCUMSTANCES PREVENT THIS IN WHICH CASE THE REQUESTED DOCUMENTATION IS PROVIDED WITHIN FIVE DAYS AFTER THE DATE OF THE REQUEST. FORM 990, PART XI THE AUDIT COMMITTEE FOR SOUTHERN METHODIST UNIVERSITY, THE SUPPORTED ORGANIZATION, IS RESPONSIBLE FOR REVIEWING THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND ACCOMPANYING FOOTNOTES. DURING THE AUDIT COMMITTEE MEETING, THE COMMITTEE MEMBERS ARE GIVEN AN OPPORTUNITY TO ASK QUESTIONS OF MANAGEMENT AND THE AUDIT FIRM. SIGNIFICANT TRANSACTIONS ARE HIGHLIGHTED IN THE EXECUTIVE SUMMARY PROVIDED TO THE COMMITTEE. FORM 990 PART X LINES 27-29: SMU ADOPTED ASU 2016-14 IN THE YEAR ENDING MAY 31, 2018. UNRESTRICTED NET ASSETS INCLUDE ALL NET ASSET CLASSIFIED AS "NET ASSET WITHOUT DONOR RESTRICTIONS" IN ACCORDANCE WITH ASC 958. PERMANENTLY RESTRICTED NET ASSETS INCLUDE ALL NET ASSETS CLASSIFIED AS "NET ASSETS WITH DONOR RESTRICTIONS" IN ACCORDANCE WITH ASC 958. SMU ADOPTED ASU NO.2016-01 IN THE YEAR ENDING MAY 31,2020. THIS REMOVES THE OPTION FOR THE UNIVERSITY TO REPORT VARIOUS EQUITY INVESTMENTS AT COST. THESE ASSETS ARE REPORTED AT FAIR VALUE. A CUMULATIVE-EFFECT ADJUSTMENT HAS BEEN RECOGNIZED IN FISCAL YEAR 2019 TO THE CONSOLIDATED STATEMENTS OF POSITION WHICH HAS INCREASED THE BEGINNING INVESTMENTS AND NET ASSET BALANCES BY 333,998,000. FORM 990, PART XI, LINE 9 BEGINNING NET ASSETS AS RESTATED FOR FY19 333,998,000 NET GAIN IN INVESTMENTS RESTATED FOR FY19 -38,493,000 TOTAL 295,505,000 PERUNA HOLDINGS CORPORATION PO BOX 750261 DALLAS TX 752750261 204039621 SUPPORTING TX 509A3 12A SMU false MUSTANG MOCKINGBIRD PROPERTIES PO BOX 750261 DALLAS TX 752750261 204216534 SUPPORTING TX 509A3 12A SMU false SOUTHERN METHODIST UNIVERSITY FOUND PO BOX 750261 DALLAS TX 752750261 200588905 SUPPORTING TX 509A3 12A SMU false SMU CORP PO BOX 750261 DALLAS TX 752750261 264739435 SUPPORTING TX 501C3 12A SMU false PERUNA EAST CORPORATION PO BOX 750261 DALLAS TX 752750261 454611768 SUPPORTING TX 501C3 12A SMU false SMU GOLF FOUNDATION PO BOX 750261 DALLAS TX 752750261 465131991 SUPPORTING TX 501C3 12A SMU false CHARITABLE REMAINDER TRUST 7 DALLAS TX 75275 TRUST TX SMU TRUST false false false false false false false false false false false true true false true true false false true true ALL TRANSACTIONS MARKED YES ABOVE ARE WITH 501(C)(3) ORGANIZATIONS