2021-04-15T14:15:20-05:00 2020-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2020-01-01 541791197 NATIONAL ASSOCIATION OF DRUG COURT PROFESSIONALS NATI 7035759400 625 N WASHINGTON STREET NO 212 ALEXANDRIA VA 22314 JANET MCCULLER CHIEF FINANCIAL OFFICER 7035759400 2021-04-15 1 JANET MCCULLER 999009999 FRANK H SMITH P00639053 2022274000 2021-04-15 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z JANET MCCULLER 625 N WASHINGTON STREET NO 212 ALEXANDRIA VA 22314 15341146 0 X WWW.NADCP.ORG X 1996 VA NADCP SEEKS TO REDUCE SUBSTANCE ABUSE, CRIME AND RECIDIVISM BY PROMOTING AND ADVOCATING FOR THE ESTABLISHMENT AND FUNDING OF DRUG COURTS AND PROVIDING FOR COLLECTION AND DISSEMINATION OF INFORMATION, TECHNICAL ASSISTANCE, AND MUTUAL SUPPORT TO ASSOCIATION MEMBERS. 19 19 56 24 0 0 12142443 12401759 4442993 2361611 5326 66294 3162 33234 16593924 14862898 10000 394286 0 0 6548885 7320387 0 0 0 8955069 6163541 15513954 13878214 1079970 984684 5663512 6765878 1544313 1655580 4119199 5110298 X NADCP SEEKS TO REDUCE SUBSTANCE ABUSE, CRIME AND RECIDIVISM BY PROMOTING AND ADVOCATING FOR THE ESTABLISHMENT, GROWTH AND FUNDING OF DRUG COURTS AND PROVIDING FOR COLLECTION AND DISSEMINATION OF INFORMATION, TECHNICAL ASSISTANCE, AND MUTUAL SUPPORT TO ASSOCIATION MEMBERS.SINCE 1994, NADCP HAS WORKED TIRELESSLY AT THE INTERNATIONAL, NATIONAL, STATE AND LOCAL LEVEL TO CREATE AND ENHANCE DRUG COURTS; INCLUDING ADULT, JUVENILE, FAMILY, REENTRY AND TRIBAL MODELS; DWI COURTS, AND VETERANS TREATMENT COURTS. THE AWARD-WINNING NADCP IS THE PREMIER NATIONAL REPOSITORY, TRAINING, AND ADVOCACY ORGANIZATION FOR THE DRUG COURT MODEL, REPRESENTING OVER 27,000 MULTI-DISCIPLINARY JUSTICE PROFESSIONALS AND COMMUNITY LEADERS. NADCP HOSTS THE LARGEST MULTI-DISCIPLINARY ANNUAL TRAINING CONFERENCE ON SUBSTANCE ABUSE AND CRIME IN THE WORLD, TOPPING 5,500 ATTENDEES THIS YEAR. IN ADDITION, NADCP HOSTS THE NATION'S ONLY TRAINING CONVENTION DEDICATED TO EFFORTS TO HELP JUSTICE-INVOLVED VETERANS. 0 0 2999142 187117 ADULT DRUG COURT PLANNING INITIATIVE (DCPI):NDCI AND JFV RECEIVED AND PROCESSED 50 PLANNING APPLICATIONS; 26 ADULT DRUG COURTS, 20 VETERANS TREATMENT COURTS, AND THREE TRIBAL HEALING TO WELLNESS COURTS. WE CONDUCTED 17 ADULT DRUG COURT PLANNING INITIATIVES (ADCPI) TRAINING 179 ATTENDEES. THROUGH THE TRIBAL HEALING TO WELLNESS PLANNING INITIATIVE (THWCPI), WE CONDUCTED THREE TRAININGS SERVING 52 ATTENDEES. WE HELD 13 VETERANS TREATMENT COURT PLANNING INITIATIVES (VTCPI) TRAINING 227 ATTENDEES. IN TOTAL, WE SERVED 433 TREATMENT COURT PROFESSIONALS. IN COLLABORATION WITH TLPI, WE SUPPORTED THE TRIBAL VETERANS HEALING TO WELLNESS COURT SYMPOSIUM AND TRIBAL ENHANCEMENT TRAINING. WE PROVIDED FUNDING FOR VIRTUAL MENTOR COURT VISITS SERVING 265 TREATMENT COURT PRACTITIONERS. WE CONTRACTED WITH THE NATIONAL CENTER FOR STATE COURTS TO DEVELOP THE PRE-TRAINING WEBINARS INTO SELF-DIRECTED TRAINING MODULES. 2515128 ADULT TRAINING AND TECHNICAL ASSISTANCE (TA):NDCI PROVIDED ONSITE, PHONE, AND WEB-BASED TECHNICAL ASSISTANCE AND TRAINING TO ALL BJA GRANTEES AND NON-GRANTEE COURTS THAT REQUESTED TTA SERVICES TO ASSIST THEM IN DEVELOPING, IMPLEMENTING, AND SUSTAINING EVIDENCE-BASED PRACTICES FOR INCREASED PROGRAM EFFECTIVENESS AND LONG-TERM PARTICIPANT SUCCESS. WE HOSTED TWO ONSITE TRAIN-THE-TRAINERS TO TRAIN FACULTY ON THE ADULT TECHNICAL ASSISTANCE PROJECT SERVING 59 TREATMENT COURT PROFESSIONALS. WE HOSTED AN INTRODUCTORY WEBINAR FOR NEW BJA GRANTEES TO DESCRIBE THE SERVICES AVAILABLE, INTRODUCE THE AGENCIES AND STAFF PROVIDING TTA SERVICES, AND ANSWER QUESTIONS. WE HOSTED 62 TRAINING AND TA VISITS SERVING A TOTAL OF 738 BJA GRANTEES. WE HOSTED TWO OFFICE HOURS AND TWO WEBINARS THROUGH 'DRUG COURT U,' SERVING A TOTAL OF 731 TREATMENT COURT PRACTITIONERS. WE DEVELOPED AND POSTED SEVERAL FREQUENTLY ASKED QUESTIONS (FAQ) PUBLICATIONS BASED ON DRUG COURTS' QUESTIONS AROUND THE COUNTRY. WE SUBCONTRACTED WITH NPC RESEARCH TO FINALIZE THE ONLINE BEST ASSESSMENT FOR ANY COURTS TO ACCESS. WE PROVIDED FUNDS TO NPC RESEARCH TO COMPLETE THE BUFFALO OPIATE COURT EVALUATION. 2503928 ADULT DRUG COURT TREATMENT INITIATIVE (ADCTI): NDCI PROVIDED TRAINING TO ASSIST OPERATIONAL ADULT DRUG TREATMENT COURTS PROGRAMS DEVELOPING AND IMPLEMENTING IMPROVED PROGRAM PRACTICES FOR INCREASED PROGRAM EFFECTIVENESS AND LONG-TERM PARTICIPANT SUCCESS. WE CONDUCTED 19 ON-DEMAND TRAININGS SERVING 717 DRUG COURT PRACTITIONERS. WE CONDUCTED 24 ADULT OPERATIONAL TUNE-UP TRAININGS SERVING 481 DRUG COURT PRACTITIONERS. WE PROVIDED SPEAKERS FOR 27 STATEWIDE CONFERENCES SERVING 16,571 TREATMENT COURT PRACTITIONERS. WE PROVIDED 23 LAW ENFORCEMENT TRAININGS SERVING 398 LAW ENFORCEMENT OFFICERS. WE FILMED SEVERAL TRAININGS WEBINARS TO DEVELOP WEB-BASED TRAINING MODULES TO PROVIDE ONGOING TRAINING OPPORTUNITIES TO FACULTY. 2077833 ONDCP 1007263 5000 2026612 ANNUAL CONFERENCE 710952 VTTA 646927 195368 OJJDP 555521 NHTSA 70465 AU 41507 6801 DOS 22160 179409 OTHER PROGRAMS 5132628 207169 2206021 13150826 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 170 0 1 56 1 0 0 0 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 AL AK AR CA CT FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT VA WV WI X JANET MCCULLER 7035759400 625 N WASHINGTON ST 202 ALEXANDRIA VA 22314 CARSON FOX CHIEF EXECUTIVE OFFICER 40.00 X 304083 0 57124 JANET MCCULLER CHIEF FINANCIAL OFFICER 40.00 X 253910 0 41235 JENNIFER COLUMBEL CHIEF OF PUBLIC AFFAIRS 40.00 X 230057 0 55095 CAROLYN HARDIN CHIEF OF RESEARCH AND TRAINING 40.00 X 233593 0 39580 TERRENCE WALTON CHIEF OPERATING OFFICER 40.00 X 216256 0 44227 CLYDE TATE CHIEF COUNSEL 40.00 X 229488 0 11715 JAMES EBERSPACHER DIVISION DIRECTOR 40.00 X 129582 0 34298 MELISSA FITZGERALD DIVISION DIRECTOR, JUSTICE 40.00 X 132338 0 24646 KHURRAM BASHIR DIVISION DIRECTOR 40.00 X 137500 0 19224 VANESSA PRICE DIVISION DIRECTOR 40.00 X 134505 0 19839 CHRISTOPHER DEUTSCH DIVISION DIRECTOR 40.00 X 128503 0 25680 HON BRUCE WILLIAMS CHAIRMAN 2.00 X X 0 0 0 HON MICHAEL BARRASSE PAST CHAIRMAN 2.00 X X 0 0 0 HON KAREN FREEMAN-WILSON VICE CHAIR 2.00 X X 0 0 0 MARY KAY HUDSON TREASURER UNTIL 07/2020 2.00 X X 0 0 0 LISA SHANNON SECRETARY UNTIL 07/20; TREASURER AS OF 07/2020 2.00 X X 0 0 0 DAVID WERTHEIMER SECRETARY AS OF 07/20 2.00 X X 0 0 0 HON DAVID ARONBERG BOARD MEMBER 0.50 X 0 0 0 MIKE BOSSE BOARD MEMBER 0.50 X 0 0 0 HON JERI B COHEN BOARD MEMBER 0.50 X 0 0 0 ABBY FRUTCHEY BOARD MEMBER 0.50 X 0 0 0 ADAM GELB BOARD MEMBER 0.50 X 0 0 0 HON CRAIG HANNAH BOARD MEMBER 0.50 X 0 0 0 BROCK HUNTER BOARD MEMBER 0.50 X 0 0 0 MICHAEL JOINER BOARD MEMBER 0.50 X 0 0 0 MARC LEVIN BOARD MEMBER 0.50 X 0 0 0 HON ALLIE MALDONADO BOARD MEMBER 0.50 X 0 0 0 HON J WESLEY SAINT CLAIR BOARD MEMBER 0.50 X 0 0 0 GARY TENNIS BOARD MEMBER 0.50 X 0 0 0 SEN TOM UMBERG BOARD MEMBER 0.50 X 0 0 0 VALERIE YOUNGBLOOD BOARD MEMBER 0.50 X 0 0 0 2129815 0 372663 23 0 1 0 NPC RESEARCH INC 5100 SW MACADAM AVENUE STE 575 PORTLAND OR 97239 RESEARCH AND EVALUATION 698935 CARNEVALE ASSOCIATES LLC 4 BELINDER ROAD GAITHERSBURG MD 20878 PERFORMANCE MONITORING 642892 AMERICAN SOCIETY OF ADDICTION MEDICINE 11400 ROCKVILLE PIKE ROCKVILLE MD 20852 PROGRAM DEVELOPMENT 279236 GREAT LAKES TRAINING 872 EATON DRIVE MASON MI 48854 PROGRAM DEVELOPMENT 250240 DOUGLAS MARLOW 206 EAST VILLAGE CHADDS FORD PA 19317 PROGRAM DEVELOPMENT 242000 11 12131440 270319 12401759 CONFERENCES 900099 2182202 2026612 155590 MEMBERSHIP DUES 900099 141395 141395 TRAINING 900099 38014 38014 2361611 60466 60466 484076 478248 5828 5828 5828 REFUNDS/REIMBURSMENTS 900099 33234 33234 33234 14862898 2206021 0 255118 X 394286 394286 1716363 1596026 120337 4302416 4206029 96387 182282 181917 365 728655 702568 26087 390671 388806 1865 84375 20000 64375 57004 57004 7623 7623 4220199 4085935 134264 480217 454440 25777 359741 322467 37274 273184 273184 382953 348982 33971 29803 10003 19800 442 442 71198 71198 27097 27097 BAD DEBT EXPENSE 125000 125000 STAFF EVENTS 34064 34064 TAXES 6118 6118 TRAINING/HIRING EXPENSE 4523 4324 199 13878214 13150826 727388 0 1000 1000 273051 2930268 2597588 1208732 165607 0 146289 134866 730770 293421 490868 437349 1933038 1997592 56071 56071 5663512 6765878 623106 672657 60590 163746 860617 819177 1544313 1655580 X 4119199 5110298 4119199 5110298 5663512 6765878 984684 6415 0 X 0 1 X 1 1 1 X 7689462 8018224 8031740 12142443 12401759 48283628 7689462 8018224 8031740 12142443 12401759 48283628 48283628 3790 3565 4040 60466 71861 2517 2517 48358006 18145955 0.99850 0.99920 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2016 AMOUNT: $ 2,517. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13878214 13878214 843911 210978 0 0 727288 740446 925698 843911 3237343 4856015 181822 185112 231425 210978 809337 1214006 491160 141395 349765 94452 74400 20052 145158 77626 67532 437349 CAPITAL LEASE OBLIGATIONS 20627 DEFERRED LEASE INCENTIVE 446158 DEFERRED RENT 352392 819177 X 14861690 6415 6415 14855275 7623 7623 14862898 13870591 0 13870591 7623 7623 13878214 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2020, NO PROVISION FOR INCOME TAXES WAS MADE, AS NADCP HAD NO SIGNIFICANT NET UNRELATED BUSINESS INCOME AND DID NOT IDENTIFY ANY UNCERTAINTY IN INCOME TAXES REQUIRING RECOGNITION OR DISCLOSURE IN THESE FINANCIAL STATEMENTS. 1 NATIONAL COUNCIL OF JUVENILE AND FAMILY COURT JUDGES 300 E SECOND STREET STE 1500 RENO NV 89501 362486896 501(C)(3) 195368 NADCP'S CO-APPLICANT AND PRIMARY SUBRECIPIENT YUROK TRIBE 190 KLAMATH BOULEVARD KLAMATH CA 95548 680178020 187117 AWARD TO ASSIST WITH HIRING STAFF FOR DRUG COURT INITIATIVE NATIONAL CENTER FOR STATE COURTS 300 NEWPORT AVENUE WILLIAMSBURG VA 23185 520914250 501(C)(3) 6801 LOGISTICAL AND EVALUATION SUPPORT PROVIDED BY AWARD SUB-RECIPIENT 2 1 PART I, LINE 2: NADCP ACCOMPLISHES OVERSIGHT RESPONSIBILITIES VIA WEEKLY TELECONFERENCES, FREQUENT COMMUNICATION VIA EMAIL; REVIEWING RECORDS; REQUIRING QUARTERLY REPORTING OF ALL ACTIVITIES, AND REVIEWING ATTENDEE EVALUATIONS AFTER TTA ACTIVITIES. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 CARSON FOX CHIEF EXECUTIVE OFFICER 284686 0 7500 0 11897 0 42830 0 14294 0 361207 0 0 0 JANET MCCULLER CHIEF FINANCIAL OFFICER 189196 0 38836 0 25878 0 28836 0 12399 0 295145 0 0 0 JENNIFER COLUMBEL CHIEF OF PUBLIC AFFAIRS 173255 0 27181 0 29621 0 27181 0 27914 0 285152 0 0 0 CAROLYN HARDIN CHIEF OF RESEARCH AND TRAINING 178534 0 27878 0 27181 0 27181 0 12399 0 273173 0 0 0 TERRENCE WALTON CHIEF OPERATING OFFICER 175136 0 27181 0 13939 0 18121 0 26106 0 260483 0 0 0 CLYDE TATE CHIEF COUNSEL 182984 0 27448 0 19056 0 9149 0 2566 0 241203 0 0 0 JAMES EBERSPACHER DIVISION DIRECTOR 113244 0 11800 0 4538 0 11800 0 22498 0 163880 0 0 0 MELISSA FITZGERALD DIVISION DIRECTOR, JUSTICE 116000 0 11800 0 4538 0 11800 0 12846 0 156984 0 0 0 KHURRAM BASHIR DIVISION DIRECTOR 125000 0 12500 0 0 0 4167 0 15057 0 156724 0 0 0 VANESSA PRICE DIVISION DIRECTOR 117197 0 12500 0 4808 0 6075 0 13764 0 154344 0 0 0 CHRISTOPHER DEUTSCH DIVISION DIRECTOR 112165 0 11800 0 4538 0 17700 0 7980 0 154183 0 0 0 PART I, LINE 1A FIRST CLASS AIRLINE TICKETS ARE GENERALLY PURCHASED FOR CELEBRITY SPEAKERS. ALSO, STAFF, BOARD MEMBERS, AND CONSULTANTS MAY FLY FIRST CLASS FOR LONG TRIPS. PART I, LINE 7 THE STAFF WERE AWARDED BONUSES AT THE DISCRETION OF THE CEO. FORM 990, PART VI, SECTION A, LINE 6 NADCP HAS TWO MEMBERSHIP CLASSES: 1) INDIVIDUAL, AND 2) ORGANIZATIONAL AND CORPORATE. FORM 990, PART VI, SECTION A, LINE 7A NADCP IS A MEMBERSHIP ORGANIZATION COMPRISED OF APPROXIMATELY 2,000 VOTING MEMBERS. THOSE MEMBERS ATTENDING THE ANNUAL MEETING ARE ENTITLED TO VOTE TO ELECT NOMINATED BOARD MEMBERS. THE NOMINEES RECEIVING THE HIGHEST NUMBER OF VOTES OF THOSE PRESENT AND ENTITLED TO VOTE SHALL BE DECLARED ELECTED AS DIRECTORS. ELECTION MAY BE ORAL OR BY BALLOT, IN ACCORDANCE WITH THE DESIRE OF THE MAJORITY VOTING MEMBERS PRESENT. FORM 990, PART VI, SECTION B, LINE 11B THE NADCP BOARD OF DIRECTORS IS NOT COMPRISED OF INDIVIDUALS WITH THE SKILL SET TO REVIEW AND APPROVE THE FEDERAL FORM 990, THEREFORE, THE FEDERAL FORM 990 IS PREPARED BY THE AUDITING FIRM AND THEN REVIEWED BY THE CFO AND AN INDEPENDENT ATTORNEY BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. AN INDEPENDENT ATTORNEY MAY BE USED IF NEEDED, BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICTS COMMITTEE, NAMED BY THE BOARD OF DIRECTORS, ADMINISTERS AND MONITORS COMPLIANCE WITH THE CONFLICT POLICY. AT LEAST ONCE PER YEAR EACH DIRECTOR IS REQUIRED TO SUBMIT FOR REVIEW A LIST OF ALL AFFILIATIONS THAT RELATE IN ANY WAY TO NADCP. IF A CONFLICT EXISTS THE DIRECTOR IS GIVEN THE OPTION TO DECLINE THE CONTRACT OR RESIGN FROM THE BOARD OF DIRECTORS. VIOLATION OF THIS POLICY MAY CONSTITUTE CAUSE FOR REMOVAL FROM THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 15A NADCP'S COMPENSATION COMMITTEE OF THE BOARD DETERMINES THE CEO SALARY USING AN INDEPENDENT PERSON/AGENCY. THE CEO'S PERFORMANCE IS REVIEWED BY THE EXECUTIVE COMMITTEE ON DATES LISTED IN THE CONTRACTED AGREEMENT. THE CEO'S SALARY IS NOT ADJUSTED ANNUALLY. IT IS RENEGOTIATED EACH CONTRACT PERIOD, WHICH IS CURRENTLY THREE YEARS. THE CEO'S SALARY MAY BE ADJUSTED AT ANY TIME AT THE DISCRETION OF THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. OUR LAST COMPENSATION STUDY WAS COMPLETED IN 2018. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONFERENCE DESIGN AND LAYOUT: PROGRAM SERVICE EXPENSES 27,633. MANAGEMENT AND GENERAL EXPENSES 12,098. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 39,731. DEVELOPMENT AND ADVOCACY: PROGRAM SERVICE EXPENSES 16,205. MANAGEMENT AND GENERAL EXPENSES 48,019. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 64,224. EDITING: PROGRAM SERVICE EXPENSES 18,475. MANAGEMENT AND GENERAL EXPENSES 718. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 19,193. EXPO HALL SERVICES: PROGRAM SERVICE EXPENSES 1,186. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,186. GRANT SUBCONTRACTS: PROGRAM SERVICE EXPENSES 2,279,745. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,279,745. HR CONSULTANTS: PROGRAM SERVICE EXPENSES 30,878. MANAGEMENT AND GENERAL EXPENSES 17,608. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 48,486. INTERNATIONAL CONSULTANTS: PROGRAM SERVICE EXPENSES 11,094. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,094. SPEAKER FEES: PROGRAM SERVICE EXPENSES 26,825. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 26,825. TEMPORARY HELP: PROGRAM SERVICE EXPENSES 13,530. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 13,530. TRAINING AND TA: PROGRAM SERVICE EXPENSES 1,325,748. MANAGEMENT AND GENERAL EXPENSES 55,449. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,381,197. TRAINING ONLINE REGISTRATION HOSTING: PROGRAM SERVICE EXPENSES 18,519. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 18,519. VIRTUAL PLATFORM, WEBINARS AND HOSTING: PROGRAM SERVICE EXPENSES 313,368. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 313,368. OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 2,729. MANAGEMENT AND GENERAL EXPENSES 372. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,101.