2021-04-08T11:07:13-05:00 2020-06-30 390859910 BAKER TILLY US LLP 225 S 6TH ST 2300 MINNEAPOLIS MN 55402 990 2019-07-01 951641455 MOUNT SAINT MARY'S UNIVERSITY MOUN 3109544000 12001 CHALON RD LOS ANGELES CA 90049 DEBRA MARTIN VP ADMINISTRATION & FINANCE 3109544000 2021-04-01 1 LAWRENCE H MOHR CPA P00447603 6128764500 2021-03-23 2019 2022-09-23 18:48:47Z ANN MCELANEY-JOHNSON 12001 CHALON RD LOS ANGELES CA 90049 137492989 0 0928 X WWW.MSMU.EDU X 1925 CA MOUNT SAINT MARY'S UNIVERSITY, IS A CALIFORNIA NONPROFIT PUBLIC BENEFITS CORPORATION FOUNDED BY THE SISTERS OF ST. JOSEPH OF CARONDELET (PROVINCIALATE), A RELIGIOUS COMMUNITY OF THE ROMAN CATHOLIC CHURCH. THE UNIVERSITY WAS FOUNDED IN 1925 BY SISTERS OF ST. JOSEPH AND HAS OPERATED CONTINUOUSLY SINCE THAT DATE. THE OBJECTIVE OF MOUNT SAINT MARY'S UNIVERSITY AS A NONPROFIT EDUCATIONAL INSTITUTION IS SERVICE. THE UNIVERSITY HAS DEVOTED ITSELF TO EXCELLENCE IN LIBERAL ARTS AND SCIENCES AND GRANTS DEGREES IN ASSOCIATE, BACCALAUREATE, MASTERS AND DOCTOR PROGRAMS, WITH A SPECIAL FOCUS ON THE EDUCATION OF WOMEN FOR LEADERSHIP POSITIONS IN OUR SOCIETY. 25 24 1911 43 58728 0 16972294 14094853 104209321 101756794 5970403 3971067 634819 641551 127786837 120464265 32154297 33631100 0 0 56868290 51836337 86961 87155 1958672 33248458 35830771 122358006 121385363 5428831 -921098 326775085 325045397 67578799 66485397 259196286 258560000 X MOUNT SAINT MARY'S UNIVERSITY OFFERS A DYNAMIC LEARNING EXPERIENCE IN THE LIBERAL ARTS AND SCIENCES TO A DIVERSE STUDENT BODY. AS A CATHOLIC COLLEGE PRIMARILY FOR WOMEN, WE ARE DEDICATED TO PROVIDING A SUPERIOR EDUCATION ENHANCED BY AN EMPHASIS ON BUILDING LEADERSHIP SKILLS AND FOSTERING A SPIRIT TO SERVE OTHERS. OUR MEASURE OF SUCCESS IS GRADUATES WHO ARE COMMITTED TO USING THEIR KNOWLEDGE AND SKILLS TO BETTER THEMSELVES, THEIR ENVIRONMENTS, AND THE WORLD. 0 0 91149583 33631100 92225588 INSTRUCTION: MOUNT SAINT MARY'S UNIVERSITY PROVIDES VALUES BASED TRADITIONAL UNDERGRADUATE EDUCATION FOR WOMEN, AS WELL AS, INNOVATIVE NON-TRADITIONAL UNDERGRADUATE AND GRADUATE EDUCATIONAL PROGRAMS FOR WOMEN AND MEN. THE UNIVERSITY'S ACADEMIC PROGRAMS PLACE A STRONG EMPHASIS ON SOCIAL AND ETHICAL VALUES CONSISTENT WITH A VIEW OF COMPASSIONATE COMMUNITY INVOLVEMENT. SINCE ITS INCEPTION, THE UNIVERSITY HAS GRANTED MORE THAN 27,000 DEGREES. DURING THE FISCAL YEAR ENDED JUNE 30, 2020, THE UNIVERSITY ENROLLED APPROXIMATELY 1,535 FULL-TIME EQUIVALENTS (FTE) TRADITIONAL UNDERGRADUATE STUDENTS; 538 FTE NON-TRADITIONAL UNDERGRADUATE STUDENTS; AND 714 FTE GRADUATE STUDENTS. 12369649 8063492 AUXILIARY ENTERPRISES: MOUNT SAINT MARY'S UNIVERSITY AUXILIARY ENTERPRISES ARE COMPRISED OF RESIDENCE AND DINING HALLS, AND PARKING FACILITIES. DURING THE FALL 2019 SEMESTER, RESIDENCE HALL OCCUPATION WAS APPROXIMATELY 584 UNDERGRADUATE STUDENTS. HOWEVER, WHILE THE RESIDENCE HALLS WERE FULLY OCCUPIED AT THE START OF THE SPRING 2020 SEMESTER, THE UNIVERSITY CLOSED THE RESIDENCE HALLS AND MOST DINING FACILITIES DURING MARCH 2020 FOR THE REMAINDER OF THE FISCAL YEAR, WHICH RESULTED IN A DECREASE OF REVENUES FOR THIS PERIOD. ADDITIONALLY, THERE WERE VERY FEW COMMUTERS SUBSEQUENT TO MARCH 2020 RESULTING IN PARKING PERMIT FEE REFUNDS. 1526965 1467714 MOUNT SAINT MARY'S UNIVERSITY AND THE GEENA DAVIS INSTITUTE ON GENDER IN MEDIA (INSTITUTE) HAVE ESTABLISHED A LONG-TERM STRATEGIC ALLIANCE THAT CREATES NEW RESEARCH, EDUCATION AND ADVOCACY PROGRAMS UNDER MOUNT SAINT MARY'S UNIVERSITY. FOUNDED IN 2004 BY ACADEMY AWARD WINNING ACTOR AND ADVOCATE GEENA DAVIS, THE INSTITUTE AND ITS PROGRAMMING ARM, SEE JANE, IS THE ONLY RESEARCH-BASED ORGANIZATION WORKING WITHIN THE MEDIA AND ENTERTAINMENT INDUSTRY TO ENGAGE, EDUCATE, AND INFLUENCE THE NEED FOR GENDER BALANCE, REDUCING STEREOTYPING AND CREATING A WIDE VARIETY OF FEMALE CHARACTERS FOR ENTERTAINMENT TARGETING 11 YEARS OLD AND UNDER. THE INSTITUTE HAS AMASSED THE LARGEST BODY OF RESEARCH ON GENDER PREVALENCE IN ENTERTAINMENT SPANNING 20 YEARS. 105046197 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 X 339 0 1911 1 1 1 1 CJ CA HK VQ FR 0 0 0 1 1 0 0 0 0 0 0 X 25 24 1 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 0 0 CA X ANDREW LOCCISANO 3109544000 12001 CHALON ROAD LOS ANGELES CA 90049 ANN MCELANEY-JOHNSON PRESIDENT 40.00 0.00 X X 375000 0 148032 JANE LINGUA VP STUDENT AFFAIRS (THRU 12/31/19) 40.00 0.00 X 390087 0 38072 DEBRA MARTIN CORP TREASURER/VP ADMIN & FIN 40.00 0.00 X 283000 0 29051 LAWRENCE SMITH FORMER VP STRATEGIC INITIATIVES 40.00 0.00 X 255301 0 31454 STEPHANIE CUBBA VP INSTITUTIONAL ADVANCEMENT 40.00 0.00 X 246276 0 39085 ROBERT PERRINS VICE PRESIDENT OF CORP & PROVOST 40.00 0.00 X 232900 0 51007 BRIAN O'ROUKE VP FOR ENROLLMENT MANAGEMENT 40.00 0.00 X 194240 0 39882 SUZANNE WILLIAMS DEAN WEEKEND COLLEGE 40.00 0.00 X 179203 0 38073 LEAH FITZGERALD PROFESSOR 40.00 0.00 X 178343 0 24757 ANDREW LOCCISANO AVP FOR FINANCIAL SERVICES 40.00 0.00 X 166464 0 27786 RICK TORKELSON FACILITIES DIRECTOR (THRU 10/8/19) 40.00 0.00 X 159387 0 33928 WENDY MCCREDIE FORMER PROVOST TERM 6/30/15 40.00 0.00 X 146788 0 44553 DEBORAH LOWE PROFESSOR 40.00 0.00 X 159048 0 26757 LUCILLE VILLEGAS SECRETARY OF THE CORPORATION 40.00 0.00 X 128450 0 26669 THOMAS J BLUMENTHAL BOARD CHAIR 8.00 0.00 X X 0 0 0 SISTER SANDRA WILLIAMSCSJ BOARD VICE CHAIR 1.00 39.00 X X 0 0 0 DEBORAH E REED BOARD SECRETARY/TREASURER 1.00 0.00 X X 0 0 0 JOSEPH BURSCHINGER TRUSTEE 1.00 0.00 X 0 0 0 ELIZABETH CASEY TRUSTEE 1.00 0.00 X 0 0 0 ALEJANDRA CEJA TRUSTEE 1.00 0.00 X 0 0 0 MONSIGNOR CLEMENT J CONNOLLY TRUSTEE 1.00 0.00 X 0 0 0 SISTER ANNETTE DEBS CSJ TRUSTEE 1.00 39.00 X 0 0 0 KATHLEEN M DUNCAN TRUSTEE 1.00 0.00 X 0 0 0 SHIREEN FATEMI TRUSTEE 1.00 0.00 X 0 0 0 JANET FEELEY TRUSTEE 1.00 0.00 X 0 0 0 ZULEMA GARCIA TRUSTEE 1.00 0.00 X 0 0 0 GABRIEL A GUTIERREZ TRUSTEE 1.00 0.00 X 0 0 0 ILEANA HERNANDEZ TRUSTEE 1.00 0.00 X 0 0 0 SISTER JOAN LESCINKSI CSJ TRUSTEE 1.00 39.00 X 0 0 0 MONICA SPILLANE LUECHTEFELD TRUSTEE 1.00 0.00 X 0 0 0 SISTER MAUREEN O'CONNOR CSJ TRUSTEE 1.00 39.00 X 0 0 0 MARIA GUTIERREZ OTT TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN F PAGE TRUSTEE 1.00 0.00 X 0 0 0 SISTER EDITH PRENDERGAST RSC TRUSTEE 1.00 0.00 X 0 0 0 SISTER MARY P ROSHOLT CSJ TRUSTEE 1.00 39.00 X 0 0 0 LINDA J SAX TRUSTEE 1.00 0.00 X 0 0 0 ALISON SOWDEN TRUSTEE 1.00 0.00 X 0 0 0 CAMBRIA TORTORELLI TRUSTEE 1.00 0.00 X 0 0 0 3094487 0 599106 83 1 1 0 BON APPETIT MANAGEMENT COMPANY 1200 GETTY CENTER TRAM 100 LOS ANGELES CA 90049 RESTAURANT MANAGEMENT 2748603 ELLUCIAN COMPANY 13377 COLLECTION CENTER DR CHICAGO IL 60693 COMPUTER SUPPORT 1603695 LPA INC PO BOX 7399 NEWPORT BEACH CA 926587399 ARCHITECT 1378324 MINDPOWER INC 337 GEORGIA AVE SE ATLANTA GA 30312 MARKETING 1119864 ALLIED UNIVERSAL SECURITY SERVCIES 161 WASHINGTON STREET STE 600 CONSHOHOCKEN PA 19428 SECURITY 1022835 38 280048 109500 6125650 7579655 1060495 14094853 TUITION AND FEES 611710 92769636 92769636 HOUSING 721310 5069491 5069491 FOOD SERVICE 721310 2994001 2994001 GEENA DAVIS PROGRAM 611710 549392 549392 FILM INCOME 611710 287957 287957 86317 86317 101756794 1860560 58728 1801832 638238 638238 263286 213042 50244 50244 50244 18021629 16549360 1472269 1472269 1472269 125064 280048 266322 -141258 -141258 LATE FEES 611710 295625 295625 ADMIN RECOVERY 611710 210895 210895 WCC MEMBERSHIP REVENUE 611710 141841 141841 84204 84204 732565 120464265 101756794 58728 4553890 33631100 33631100 1823172 790446 786450 246276 38688432 34291294 3505583 891555 2814913 2295761 447112 72040 5570930 4510987 917370 142573 2938890 2662463 118465 157962 3664015 2184224 1240493 239298 151589 151589 171771 9100 162671 87155 87155 681366 681366 1086223 935597 150210 416 2342138 2275866 44625 21647 12179000 9637178 2471512 70310 1623637 1295563 327915 159 1716779 1329471 387308 366252 252730 92346 21176 157312 113596 35839 7877 930976 875117 55859 131979 131979 4638714 4360391 278323 615181 4030 611091 60 COVID-19 RELATED EXPENS 1598407 1406093 192314 BAD DEBT AND COLLECTION 1558478 1558478 BUILDING MAINTENANCE 977278 929532 47746 SECURITY 963106 905327 57779 276570 218352 58050 168 121385363 105046197 14380494 1958672 26997 18128 34160471 40713582 7702978 7106906 4027967 3432033 4524530 4073399 504795 644914 159715586 66865032 90305453 92850554 28796234 29943813 156637590 146173998 88070 88070 326775085 325045397 8332691 7606580 448967 423605 4529559 4359390 39794532 39615038 13433716 13441358 1039334 1039426 67578799 66485397 X 132450293 133089940 126745993 125470060 259196286 258560000 326775085 325045397 X -921098 269342 15470 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 141808934 1105165 2962157 6609597 681366 138585293 140881454 1613640 6303145 6311777 677528 141808934 134766278 715141 11011325 4947084 664206 140881454 122465254 1010272 16465765 4551374 623639 134766278 129458028 2619002 -4933158 4122045 556573 122465254 0.40660 0.36300 0.23040 1 0 10256363 10256363 128513671 49800730 78712941 15880200 13350913 2529287 5065352 3713389 1351963 92850554 COMMONFUND PE INVESTMENTS 4822057 F OFFSHORE FUNDS 57075183 F REAL ESTATE INVESTMENT TRUSTS 340972 F ANNUITY CONTRACTS 762397 F MINERAL RIGHTS 660299 C PARTNERSHIP INVESTMENTS 45900373 F DEPOSITS HELD BY BOND TRUSTEE 36612717 C 146173998 ANNUITIES PAYABLE 540194 ASSET RETIREMENT OBLIGATION 320500 RETAINAGE 178732 1039426 X 86262342 269342 -248591 20751 86241591 681366 33541308 34222674 120464265 86898628 -264061 -264061 87162689 681366 33541308 34222674 121385363 PART III, LINE 4: THE JOSE DRUDIS-BIADA'S ARTWORK IS LOCATED AT VARIOUS LOCATIONS THROUGHOUT THE UNIVERSITY FOR PUBLIC DISPLAY. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 47 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE GOVERNING BOARD TO FUNCTION AS ENDOWMENTS. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT IS ALSO EXEMPT FROM STATE INCOME TAX. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2020 AND 2019. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENT 15,470. FUNDRAISING EXPENSES NETTED DIRECTLY AGAINST REVENUE 266,322. RENTAL EXPENSES 213,042. BAD DEBTS NETTED WITH REVENUES -9,678. CEFA INTEREST INCOME NETTED DIRECTLY AGAINST EXPENSE -733,747. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 32,063,226. FILM COMMISSION 71,989. COVID-19 RELATED EXPENSES NETTED DIRECTLY AGAINST AUXILIARY ENTERPRISES REV 1,406,093. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES NETTED DIRECTLY AGAINST REVENUE 266,322. RENTAL EXPENSES 213,042. BAD DEBTS NETTED WITH REVENUES -9,678. CEFA INTEREST INCOME NETTED DIRECTLY AGAINST EXPENSE -733,747. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 32,063,226. FILM COMMISSION 71,989. COVID-19 RELATED EXPENSES NETTED DIRECTLY AGAINST AUXILIARY ENTERPRISES REV 1,406,093. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S NONDISCRIMINATION POLICY IS CLEARLY STATED IN THE UNIVERSITY'S CATALOG AND ADMISSION BROCHURES, AS WELL AS THE WEBSITE AND PRINTED MEDIA PROVIDED TO DONORS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES SUPPORT FROM THE US GOVERNMENT IN CONNECTION WITH THE FEDERAL WORK-STUDY PROGRAM, PELL GRANT, AND THE FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM. CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 46134579 NORTH AMERICA 0 0 INVESTMENTS 7000924 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 3939680 EUROPE (INCLUDING ICELAND & GREENLAND) 1 5 PROGRAM ACTIVITIES SUPPLIES/UTILITIES, BLDG IMPROVEMENTS OF MOTHER ST. JOHN FONTBONNE'S CHILDHOOD HOME. 32183 1 5 0 0 1 5 57107366 0 57107366 1 0 0 1 1 0 PART I, LINE 3: THE UNIVERSITY USED THE ACCRUAL METHOD TO REPORT INVESTMENTS IN SCHEDULE F, PART I. PART III ACCOUNTING METHOD: SCHEDULE F, PART IV, LINE 4: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN PASSIVE FOREIGN INVESTMENT COMPANIES. THE INVESTMENT PARTNERSHIPS HAVE PROPERLY FILED FORM 8621, OR THE UNDERLYING INVESTMENTS DID NOT GENERATE ANY UNRELATED BUSINESS INCOME. UNDER THESE FACTS, IT IS NOT NECESSARY FOR THE UNIVERSITY TO FILE AN ADDITIONAL 8621. SCHEDULE F, PART IV, LINE 5: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN FOREIGN PARTNERSHIPS. HOWEVER, THE UNIVERSITY DOES NOT MEET THE FILING REQUIREMENTS OF FORM 8865 AS A RESULT. X X X X X X X 1 EAB 1920 E PARHAM ROAD RICHMOND VA 23228 ANNUAL GIVING CAMPAIGN FUNDRAISING 0 200150 87155 112995 200150 87155 112995 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NM NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY GALA 234016 123795 110221 20489 62558 54401 REPORT - STATUS OF WOMEN AND GIRLS 73211 69131 4080 15476 5437 4 97885 87122 10763 10785 32898 64278 405112 280048 125064 46750 95456 124116 266322 -141258 1 COLLEGE FUNDED GRANTS/AWARDS FOR STUDENTS 1789 24612146 COLLEGE FUNDED WAIVERS/DISCOUNT FOR STUDENTS 335 2316230 PRIVATE DONATIONS - EXPENDABLE FOR STUDENTS 349 1798171 PRIVATE DONATIONS - ENDOWED FOR STUDENTS 343 2928856 FEDERAL FUNDED GRANTS/FINANCIAL AID FOR STUDENTS 173 407823 EMERGENCY GRANTS TO STUDENTS 1059 1567874 PART I, LINE 2: THE OFFICE OF STUDENT FINANCING IS RESPONSIBLE FOR THE MONITORING OF ALL STUDENT AID. ALL GRANT AID IS APPLIED DIRECTLY TO THE STUDENT ACCOUNT. PART III, EMERGENCY GRANTS TO STUDENTS: EMERGENCY GRANTS TO STUDENTS REPRESENTS THE HIGHER EDUCATION RELIEF FUNDING PROVIDED BY THE CARES ACT FOR DIRECT DISTRIBUTION TO STUDENTS. X X 1 1 X X X X 1 0 0 0 0 0 0 0 0 ANN MCELANEY-JOHNSON PRESIDENT 349195 0 0 0 25805 0 28000 0 120032 0 523032 0 0 0 JANE LINGUA VP STUDENT AFFAIRS (THRU 12/31/19) 275002 0 0 0 115085 0 27080 0 10992 0 428159 0 0 0 DEBRA MARTIN CORP TREASURER/VP ADMIN & FIN 275675 0 0 0 7325 0 28000 0 1051 0 312051 0 0 0 LAWRENCE SMITH FORMER VP STRATEGIC INITIATIVES 145045 0 0 0 110256 0 14887 0 16567 0 286755 0 0 0 STEPHANIE CUBBA VP INSTITUTIONAL ADVANCEMENT 243166 0 0 0 3110 0 24628 0 14457 0 285361 0 0 0 ROBERT PERRINS VICE PRESIDENT OF CORP & PROVOST 223100 0 0 0 9800 0 23290 0 27717 0 283907 0 0 0 BRIAN O'ROUKE VP FOR ENROLLMENT MANAGEMENT 186180 0 0 0 8060 0 19424 0 20458 0 234122 0 0 0 SUZANNE WILLIAMS DEAN WEEKEND COLLEGE 169977 0 0 0 9226 0 17920 0 20153 0 217276 0 0 0 LEAH FITZGERALD PROFESSOR 175313 0 0 0 3030 0 17834 0 6923 0 203100 0 0 0 ANDREW LOCCISANO AVP FOR FINANCIAL SERVICES 142524 0 0 0 23940 0 16646 0 11140 0 194250 0 0 0 RICK TORKELSON FACILITIES DIRECTOR (THRU 10/8/19) 154779 0 0 0 4608 0 15353 0 18575 0 193315 0 0 0 WENDY MCCREDIE FORMER PROVOST TERM 6/30/15 125288 0 0 0 21500 0 14679 0 29874 0 191341 0 0 0 DEBORAH LOWE PROFESSOR 156933 0 0 0 2115 0 15905 0 10852 0 185805 0 0 0 LUCILLE VILLEGAS SECRETARY OF THE CORPORATION 126755 0 0 0 1695 0 12845 0 13824 0 155119 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - PRESIDENT, ANN MCELANEY-JOHNSON - NOT INCLUDED IN TAXABLE COMPENSATION. HEALTH OR SOCIAL CLUB DUES OR INITATION FEES - PRESIDENT, ANN MCELEANEY-JOHNSON - USE OF FACILITIES FOR UNIVERSITY BUSINESS MEETINGS AND OTHER RELATED PURPOSES - NOT INCLUDED IN TAXABLE COMPENSATION. PART I, LINE 4A JANE LINGUA - SEVERANCE - $112,955 LAWRENCE SMITH - SEVERANCE - $106,432 A CALIFORNIA EDUCATIONAL FACILITES AUTHORITY 521705592 130179QG2 2018-09-06 40386211 CONSTRUCTION 0 0 0 A 41645987 2685339 444390 7278449 3178865 31188673 0 0 0 1 A 0 0 0 0 0.00000 0.00010 0.00010 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CALIFORNIA EDUCATIONAL FACILITES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 10/02/2020 SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS OF THE ISSUE EXCEEDED THE ISSUE PRICE DUE TO INVESTMENT EARNINGS ON THE PROCEEDS. X 8 1060495 MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THE AMOUNT IN PART I, COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS COMPOSED OF MEMBERS THAT MAY INCLUDE NON-TRUSTEE MEMBERS. HOWEVER, THE BOARD MAY NOT DELEGATE ANY OF THE AUTHORITY OF THE BOARD TO NON-TRUSTEE MEMBERS. THE EXECUTIVE COMMITTEE HAS ALL THE AUTHORITY OF THE BOARD WITH RESPECT TO THE OPERATIONS AND AFFAIRS OF THE CORPORATION EXCEPT AS LIMITED BY LAW OR BY THE UNIVERSITY'S BYLAWS. FORM 990, PART VI, SECTION A, LINE 2 THE UNIVERSITY HAS BUSINESS RELATIONSHIPS WITH THE SISTERS OF ST. JOSEPH OF CARONDELET. FIVE OF THE UNIVERSITY BOARD MEMBERS ARE AFFILIATED WITH THIS ORGANIZATION: SISTER ANNETTE DEBS, SISTER JOAN LESCINKSI, SISTER MARY PATRICIA ROSHOLT, SISTER BARBARA ANNE STOWASSER, AND SISTER SANDRA WILLIAMS ARE ON THE BOARD OF TRUSTEES AND BELONG TO THE SAME ORDER (SISTERS OF ST. JOSEPH OF CARONDELET). FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERSHIP OF THE CORPORATION SHALL CONSIST OF THE PROVINCIAL SUPERIOR OF THE LOS ANGELES PROVINCE OF THE ROMAN CATHOLIC RELIGIOUS CONGREGATION KNOWN AS "SISTERS OF ST. JOSEPH OF CARONDELET AND FOUR OR MORE ADDITIONAL MEMBERS OF THE PROVINCIAL COUNCIL OF THE LOS ANGELES PROVINCE OF THE CONGREGATION AS ARE APPOINTED ANNUALLY BY THE PROVINCIAL COUNCIL. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS HAVE THE RIGHT TO APPOINT THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS HAVE THE RIGHT TO APPROVE THE SIGNIFICANT DECISIONS MADE BY THE BOARD OF TRUSTEES AT THE ANNUAL MEETING OR SPECIAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B THE CHAIR OF THE AUDIT COMMITTEE REVIEWS THE DRAFT OF THE RETURN. AFTER THE REVIEW, THE DRAFT IS SUBMITTED TO THE FULL AUDIT COMMITTEE FOR REVIEW AND RECOMMENDATION. ONCE APPROVED, THE APPROVED DRAFT IS SUBMITTED TO THE BOARD FOR FINAL APPROVAL BEFORE FILING THE RETURN WITH THE IRS BEFORE THE DEADLINE. THE BOARD RECEIVED A COPY OF 2019 FORM 990 WITH THE NAMES AND ADDRESSES OF DONORS OMITTED FROM SCHEDULE B. FORM 990, PART VI, SECTION B, LINE 12C EACH WRITTEN CONFLICT OF INTEREST POLICY IS REVIEWED EVERY YEAR AT THE ANNUAL MAY BOARD MEETING BY THE CHAIR OF THE BOARD IN CONJUNCTION WITH THE PRESIDENT. ANY DUALITY OF INTEREST OR POSSIBLE CONFLICT OF INTEREST ON THE PART OF ANY DIRECTOR SHOULD BE FULLY DISCLOSED TO THE OTHER MEMBERS OF THE BOARD AT ANY TIME A CONTRACT OR OTHER TRANSACTION IS CONSIDERED BETWEEN THIS UNIVERSITY AND ONE OR MORE OF ITS GOVERNING BOARD MEMBERS OR BETWEEN THIS UNIVERSITY AND ANY CORPORATION, FIRM, OR ASSOCIATION IN WHICH ONE OR MORE OF THE MEMBERS OF THE GOVERNING BOARD TO THIS UNIVERSITY ARE FINANCIALLY INTERESTED. THE FACT OF COMMON DIRECTORSHIP OR FINANCIAL INTEREST SHOULD BE NOTED IN THE MINUTES AND THE BOARD SHOULD APPROVE THE CONTRACT OR TRANSACTION IN GOOD FAITH BY A VOTE SUFFICIENT FOR THE PURPOSE WITHOUT COUNTING THE VOTE OR VOTES OF SUCH MEMBERS OF THE GOVERNING BOARD. EACH WRITTEN CONFLICT OF INTEREST POLICY IS REVIEWED EVERY YEAR AT THE ANNUAL MAY BOARD MEETING BY THE CHAIR OF THE BOARD IN CONJUNCTION WITH THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD CHAIR REVIEWS PUBLISHED DATA OF SIMILAR INSTITUTIONS IN TERMS OF BUDGET, ENDOWMENT, LOCATION, AND COMPLEXITY OF OPERATIONS FROM THE ASSOCIATION OF INDEPENDENT CALIFORNIA COLLEGES AND UNIVERSITIES (AICCU) ADMINISTRATIVE COMPENSATION REPORT. THE BOARD CHAIR GIVES HIS RECOMMENDATION TO THE COMPENSATION COMMITTEE, A SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE, WHO DETERMINES COMPENSATION. COMPENSATION IS DOCUMENTED THROUGH FORMAL OFFER LETTERS, EMPLOYEE STATUS FORMS AND DATA MAINTAINED IN THE UNIVERSITY DATABASE. THIS PROCESS WAS MOST RECENTLY UNDERTAKEN IN 2020. COMPENSATION FOR THE VICE PRESIDENTS IS REVIEWED AND APPROVED BY THE PRESIDENT. THE PRESIDENT AND THE HUMAN RESOURCES DEPARTMENT USED COMPARABILITY DATA FROM THE AICCU ADMINISTRATIVE COMPENSATION REPORT, YAFFE & COMPANY EXECUTIVE COMPENSATION SURVEY DATA FOR INDEPENDENT COLLEGES AND UNIVERSITIES, AND THE COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION HIGHER EDUCATION SURVEY DATA. COMPENSATION IS DOCUMENTED THROUGH FORMAL OFFER LETTERS, EMPLOYEE STATUS FORMS AND DATA MAINTAINED IN THE UNIVERSITY DATABASE. THE PROCESS WAS MOST RECENTLY UNDERTAKEN IN 2020. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO APPROPRIATE PARTIES UPON REQUEST THROUGH REPORTS OR RESPONSES TO QUESTIONNAIRES. FORM 990, PART XI, LINE 9: CHANGES IN ANNUITY PAYABLE 15,470. SISTERS OF ST JOSEPH OF CARONDELET 11999 CHALON ROAD LOS ANGELES CA 90049 RELIGIOUS CA 501(C)(3) LINE 1 N/A 0 CHARITABLE REMAINDER UNITRUST (1) CHARITABLE TRUST CA N/A T 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 SISTERS OF ST JOSEPH OF CARONDELET M 131979 CONTRACT SISTERS OF ST JOSEPH OF CARONDELET C 109500 CASH/PLEDGE SISTERS OF ST JOSEPH OF CARONDELET E 7800000 BOOK BALANCE