2021-02-04T13:37:45-06:00 2020-08-31 310800053 CLARK SCHAEFER HACKETT & CO 1 EAST 4TH STREET CINCINNATI OH 45202 990 2019-09-01 310537080 CINCINNATI SYMPHONY ORCHESTRA CINC 5137443306 1241 ELM STREET CINCINNATI OH 452027531 RICHARD FRESHWATER VICE PRESIDENT AND CFO 5136211919 2021-02-01 1 JANE E PFEIFER P00014949 5132413111 2021-02-01 2019 2022-09-23 18:48:47Z JONATHAN MARTIN 1241 ELM STREET CINCINNATI OH 452027531 120417305 0 X HTTP://CINCINNATISYMPHONY.ORG X 1894 OH TO SEEK AND SHARE INSPIRATION. 73 71 572 250 0 -40955 22892463 59118500 10126142 9252222 10018597 4585233 72430 -108998 43109632 72846957 1085750 0 0 0 21979808 21678233 107387 253161 1451001 10115880 8857470 33288825 30788864 9820807 42058093 229968741 281171666 15365520 15146639 214603221 266025027 THE MISSION OF THE CINCINNATI SYMPHONY ORCHESTRA IS TO SEEK AND SHARE INSPIRATION. 0 0 25667340 9266507 ORCHESTRA CONCERTS OF CLASSICAL WORKS (25), POPS (18), CHAMBER (2), YOUTH AND EDUCATIONAL (35), AND OTHER CONCERTS (46). ADDITIONALLY, THE ORCHESTRA PROVIDES SERVICES TO THE CINCINNATI MAY FESTIVAL (1) AND THE CINCINNATI BALLET (25). THROUGH ALL PROGRAM SERVICES OF THE ORCHESTRA THE TOTAL NUMBER OF ARTS PATRONS SERVED WAS 209,430.CSO CANCELLED ITS 2020 IN-PERSON EVENTS FROM MID-MARCH THROUGH THE REMAINDER OF THE SEASON TO COMPLY WITH THE STATE'S SOCIAL GATHERING RESTRICTIONS AS A RESULT OF COVID-19. 25667340 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 148 0 1 572 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 73 71 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 KY X RICHARD FRESHWATER 5137443306 1241 ELM STREET CINCINNATI OH 452027531 HILTZ FRANCIE S IMMEDIATE PAST CHAIR 0.50 X X 0 0 0 MCDONALD ROBERT W CHAIR 0.50 1.00 X X 0 0 0 COLE CHRISTOPHER C SECRETARY 0.50 X X 0 0 0 MCPARTLIN SUE TREASURER 0.50 1.00 X X 0 0 0 ANDERSON LARS DIRECTOR 0.50 X 0 0 0 BELLNER RANDI DIRECTOR 0.50 X 0 0 0 BERGAN MICHAEL DIRECTOR 0.50 X 0 0 0 BILIONIS DEAN LOUIS DIRECTOR 0.50 X 0 0 0 BOLCE REBECCA DIRECTOR 0.50 X 0 0 0 BROWN KATE DIRECTOR 0.50 X 0 0 0 BROWN RALPH DIRECTOR 0.50 X 0 0 0 BUCHHOLZ CRAIG DIRECTOR 0.50 X 0 0 0 CHAVEZ MELANIE DIRECTOR 0.50 X 0 0 0 CIOFFI MICHAEL DIRECTOR 0.50 X 0 0 0 DEHAN KELLY DIRECTOR 0.50 X 0 0 0 DUNKELMAN DIANNE DIRECTOR 0.50 X 0 0 0 ESPAY ALBERTO DIRECTOR 0.50 X 0 0 0 ETHIER SHAUN DIRECTOR 0.50 X 0 0 0 GARBER THOMAS CHARLES DIRECTOR 0.50 X 0 0 0 GIGLIO L TIMOTHY DIRECTOR 0.50 X 0 0 0 HAGIN JOSEPH W DIRECTOR 0.50 X 0 0 0 HAMBY LAWRENCE DIRECTOR 0.50 X 0 0 0 HARGROVE-YOUNG DELORES DIRECTOR 0.50 X 0 0 0 HEALEY MELANIE DIRECTOR 0.50 X 0 0 0 HELDMAN PATTI DIRECTOR 0.50 X 0 0 0 HUNKLER BRADLEY DIRECTOR 0.50 X 0 0 0 JOFFE SANDRA DIRECTOR 0.50 X 0 0 0 KELLY LISA DIRECTOR 0.50 X 0 0 0 KIRK PATRICK DIRECTOR 0.50 X 0 0 0 KOETTERS FLORENCE DIRECTOR 0.50 X 0 0 0 LANDGREN PETER DIRECTOR 0.50 X 0 0 0 LANNI JOHN DIRECTOR 0.50 X 0 0 0 LINDNER WILL DIRECTOR 0.50 X 0 0 0 LUEGERING MARK DIRECTOR 0.50 X 0 0 0 MALONEY TIMOTHY J DIRECTOR 0.50 X 0 0 0 MCKAY BERNARD DIRECTOR 0.50 X 0 0 0 MCKNIGHT GERRON DIRECTOR 0.50 X 0 0 0 MINUTOLO JAMES DIRECTOR 0.50 X 0 0 0 MITCHELL LAURA DIRECTOR 0.50 X 0 0 0 MOORE JOHN DIRECTOR 0.50 X 0 0 0 MORALES JENNIFER DIRECTOR 0.50 X 0 0 0 MULDER ANNE DIRECTOR 0.50 X 0 0 0 OSBORN MARILYN J DIRECTOR 0.50 X 0 0 0 PHAM THIENTHANH DIRECTOR 0.50 X 0 0 0 PUREVAL AFTAB DIRECTOR 0.50 X 0 0 0 QUINN JR THOMAS H DIRECTOR 0.50 X 0 0 0 REITZ MULLENIX DEAN ELIZABETH DIRECTOR 0.50 X 0 0 0 ROMANSTEIN DEAN STANLEY DIRECTOR 0.50 X 0 0 0 ROUSE JACK DIRECTOR 0.50 X 0 0 0 SAMPSON LISA DIRECTOR 0.50 X 0 0 0 SANTEN ANN H DIRECTOR 0.50 X 0 0 0 SCHOFF DENNIS DIRECTOR 0.50 X 0 0 0 SCHUELER DRUANNE FRANCE DIRECTOR 0.50 X 0 0 0 SMITH JR EDGAR L DIRECTOR 0.50 X 0 0 0 SMITH STEPHANIE DIRECTOR 0.50 X 0 0 0 STRIKER THEODORE W DIRECTOR 0.50 X 0 0 0 SULLIVAN ROBERT DIRECTOR 40.00 X 210719 0 25733 THOMAS DAPHNEY DIRECTOR 0.50 X 0 0 0 THOMPSON PAMELA DIRECTOR 0.50 X 0 0 0 VALZ DAVID R DIRECTOR 0.50 X 0 0 0 WACHTER DANIEL DIRECTOR 0.50 X 0 0 0 WEISS CHARLA DIRECTOR 0.50 X 0 0 0 WILLIAMS SHEILA DIRECTOR 0.50 X 0 0 0 WOOLLEY STACEY GLEN DIRECTOR 40.00 X 130703 0 13296 BRYAN III TRISH E DIRECTOR EMERITUS 0.50 X 0 0 0 BUDIG JR OTTO DIRECTOR EMERITUS 0.50 X 0 0 0 FLEISCHMANN III BLAIR DIRECTOR EMERITUS 0.50 X 0 0 0 FRIEDLANDER SUSAN S DIRECTOR EMERITUS 0.50 X 0 0 0 HIRSCHHORN JOSEPH W DIRECTOR EMERITUS 0.50 X 0 0 0 LILES SPENCER DIRECTOR EMERITUS 0.50 X 0 0 0 LINDNER EDYTH B DIRECTOR EMERITUS 0.50 X 0 0 0 REYNOLDS JAMES B DIRECTOR EMERITUS 0.50 X 0 0 0 WADSWORTH RANDOLPH L DIRECTOR EMERITUS 0.50 X 0 0 0 FRESHWATER RICHARD VICE PRESIDENT & CFO 30.00 15.00 X 174404 43539 24640 SMITH MICHAEL VP PROJECT DEVELOP DIRECTO 25.00 30.00 X 55453 433811 39894 MARTIN JONATHAN PRESIDENT 40.00 5.00 X 400797 38982 23288 MATSUO STEFANI CONCERTMASTER 40.00 X 214456 0 13525 RUSSELL JOHN POPS CONDUCTOR 40.00 X 215719 0 35344 MCGRATH ROBERT VP AND GENERAL MANAGER 40.00 X 205290 0 22551 MCFADDEN LAWSON MARY VP OF PHILANTHROPY 40.00 X 266716 0 25765 PRENTISS SHERRI VP OF MARKETING 40.00 X 204323 0 19031 2078580 516332 243067 108 0 1 0 LOUIS LANGREE 1241 ELM ST CINCINNATI OH 45202 MUSIC DIRECTOR 483000 OPUS 3 ARTISTS LLC 470 PARK AVE SOUTH 9TH FL NORTH NEW YORK NY 10016 ARTIST MANAGEMENT 320992 2 347498 6723193 602400 51445409 22344859 59118500 CONCERTS AND OTHER ORCHESTRA INCO 711130 9173622 9173622 STUDENT PROGRAM 900099 78600 78600 9252222 3997524 3997524 37477 37477 47879951 47292242 587709 587709 587709 60690 347498 221450 -160760 -160760 70941 56656 14285 14285 72846957 9266507 0 4461950 1058481 918433 87584 52464 16311468 14154331 1345104 812033 824810 726967 69759 28084 2286928 1956197 198909 131822 1196546 1055314 83775 57457 101042 101042 26809 26809 253161 253161 348232 348232 2684671 2643042 41207 422 888348 857836 7150 23362 103748 66036 37127 585 136850 85103 51747 712816 600570 104763 7483 89784 65455 23868 461 34904 9041 23418 2445 1112335 248031 862572 1732 130740 49322 81418 UNRELATED BUSINESS TAX 4000 4000 PERFORMANCE COSTS 1400500 1400500 POSTAGE, SHIPPING, PRIN 396886 339524 27023 30339 FELLOWSHIP EXPENSES 326608 326608 359197 165030 145016 49151 30788864 25667340 3670523 1451001 1146869 734203 17056552 19048036 9114553 9407110 1706235 1481419 52159 71128 1448215 1043188 42937725 18093125 8836794 24844600 190607364 224541982 229968741 281171666 1656043 4334366 4652439 2823879 9057038 7988394 15365520 15146639 X 65921232 70217200 148681989 195807827 214603221 266025027 229968741 281171666 X 42058093 6297488 3066225 X X 0 1 X 1 0 X 23094910 20910654 18811126 22892463 27062502 112771655 23094910 20910654 18811126 22892463 27062502 112771655 18102400 94669255 2425700 2410791 2946524 4109604 4035001 15927620 115387 12317 14201 141905 128841180 50460092 0.73480 0.77400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 178993334 24765820 13245238 4614180 212390212 179818791 2928591 824594 4248000 330642 178993334 168564000 557054 14609561 3611131 300693 179818791 153589080 1564605 16567624 2860280 297029 168564000 144665331 3033082 8557520 2389383 277470 153589080 0.19120 0.66270 0.14610 1 0 284400 284400 35052662 13676519 21376143 3513367 1474746 2038621 2262957 1693652 569305 1824339 1248208 576131 24844600 OTHER 46514 CHARITABLE GIFT ANNUITY LIABILITY 1159672 INTERCOMPANY 6782208 7988394 X PART V, LINE 4: THE ENDOWMENT CONSISTS OF FUNDS ESTABLISHED TO PROVIDE INCOME TO OPERATIONS. PART X, LINE 2: CSO AND MEMI ARE EXEMPT FROM INCOME TAXES UNDER SECTION 501 OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF OHIO LAW. HOWEVER, CSO AND MEMI ARE SUBJECT TO FEDERAL INCOME TAX ON ANY UNRELATED BUSINESS TAXABLE INCOME. CSO AND MEMI ARE NOT AWARE OF ANY MATERIAL ACTIVITIES THAT ARE SUBJECT TO TAX ON UNRELATED BUSINESS INCOME, EXCISE OR OTHER TAXES. CSO'S AND MEMI'S IRS FORM 990'S ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. CSO BELIEVES IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITION TAKEN AND, THEREFORE, DOES NOT HAVE ANY UNCERTAIN INCOME TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. X 1 DCM 330 W 38TH STREET STE 207 NEW YORK NY 10018 TELEFUNDING 0 241198 142409 98789 BENNETT DIRECT PO BOX 0015 MILWAUKEE WI 53201 TELEFUNDING 0 149081 110752 38329 390279 253161 137118 OH KY SEASON OPENING GALA 361067 319292 41775 7913 79994 5229 100213 PARTIES OF NOTE 32121 13206 18915 114 3988 3 15000 15000 3484 9757 3600 7158 408188 347498 60690 11397 89751 8943 111359 221450 -160760 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE ORGANIZATION CONTRACTED WITH A TELEFUNDING COMPANY TO SOLICIT CONTRIBUTIONS. X X X X X 0 0 0 0 0 0 0 1 0 SULLIVAN ROBERT DIRECTOR 210719 0 0 0 0 0 6649 0 19084 0 236452 0 0 0 FRESHWATER RICHARD VICE PRESIDENT & CFO 134404 43539 40000 0 0 0 8064 2612 10547 3417 193015 49568 0 0 SMITH MICHAEL VP PROJECT DEVELOP DIRECTO 55453 221811 0 212000 0 0 4225 16898 3754 15017 63432 465726 0 0 MARTIN JONATHAN PRESIDENT 323547 38982 77250 0 0 0 12942 1559 7842 945 421581 41486 0 0 MATSUO STEFANI CONCERTMASTER 214456 0 0 0 0 0 6649 0 6876 0 227981 0 0 0 RUSSELL JOHN POPS CONDUCTOR 215719 0 0 0 0 0 16826 0 18518 0 251063 0 0 0 MCGRATH ROBERT VP AND GENERAL MANAGER 165290 0 40000 0 0 0 6612 0 15939 0 227841 0 0 0 MCFADDEN LAWSON MARY VP OF PHILANTHROPY 176716 0 90000 0 0 0 7069 0 18696 0 292481 0 0 0 PRENTISS SHERRI VP OF MARKETING 164323 0 40000 0 0 0 9859 0 9172 0 223354 0 0 0 PART I, LINE 7 BONUS COMPENSATION PAYMENTS PAID TO EXECUTIVE PERSONNEL WERE DISCRETIONARY AND NOT SPECIFIED BY CONTRACT. X 28 22344859 STOCK EXCHANGE VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE CONTROLLER PREPARES SUPPORTING SCHEDULES USED FOR 990 PREPARATION. THE CONTROLLER, CFO PERFORM THE INITIAL REVIEW WITH THE CPA/AUDITOR. THE EXECUTIVE COMMITTEE AND AUDIT COMITTEE REVIEW THE 990 PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS MAY SERVE TWO CONSECUTIVE THREE YEAR TERMS. THE CONFLICT OF INTEREST POLICY IS COMPLETED ANNUALLY BY ALL BOARD MEMBERS. IN ADDITION TO THE SIGNING OF THE POLICY, POTENTIAL CONFLICTS OF INTEREST ARE DISCUSSED AT MEETINGS OF THE BOARD AND ANY INDIVIDUAL WITH A CONFLICT OF INTEREST MUST DISCLOSE AND EXCUSE THEMSELVES FROM ANY VOTE INVOLVING THE MATTER IN QUESTION. IF AT ANY TIME AN INTERESTED PERSON DISCLOSES OR IS DISCOVERED TO HAVE A POTENTIAL OR ACTUAL CONFLICT, THE MATTER IS HANDLED IN ACCORDANCE WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 WITHIN THE EXECUTIVE COMMITTEE, THERE IS A COMPENSATION COMMITTEE THAT DETERMINES AND APPROVES COMPENSATION FOR THE PRESIDENT AND KEY EMPLOYEES OF THE ORGANIZATION. THE COMMITTEE UTILIZES 990'S FROM LOCAL ARTS GROUPS AND COMPENSATION SURVEY DATA THAT FEATURES COMPILED DATA WITH INDUSTRY STANDARDS PERTINENT TO NON-PROFITS AND FINE ART GROUPS. FORM 990, PART VI, SECTION C, LINE 19 THE CINCINNATI SYMPHONY ORCHESTRA'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, LINE 1A: THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS CONSISTS OF NOT LESS THAN SEVEN DIRECTORS, WHICH SHALL HAVE ALL OF THE POWERS OF THE BOARD OF DIRECTORS BETWEEN MEETINGS EXCEPT THE POWER TO FILL VACANCIES OF THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL BE COMPOSED OF THE CHAIR OF THE BOARD, THE VICE CHAIRS, THE TREASURER, THE SECRETARY, THE IMMEDIATE PAST CHAIR, AND THE CHAIR OF THE BENEFACTORS COUNCIL. FORM 990, PART XI, LINE 9: FUNDS HELD BY OTHERS FOR THE BENEFITS OF CSO 3,066,225. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED. RIVERBANK REAL ESTATE HOLDING COMPANY LLC 1241 ELM STREET CINCINNATI OH 45202 843372181 DEVELOPMENT OF VENUE AT THE BANKS ALONG THE OHIO RIVER OH 9726806 12723948 CINCINNATI SYMPHONY ORCHESTRA RIVERBEND REAL ESTATE HOLDING COMPANY LLC 1241 ELM STREET CINCINNATI OH 45202 842404754 HOLDING COMPANY FOR RIVERBEND MUSIC CENTER ASSETS OH 9945232 9242339 CINCINNATI SYMPHONY ORCHESTRA TAFT REAL ESTATE HOLDING COMPANY LLC 1241 ELM STREET CINCINNATI OH 45202 842998799 HOLDING COMPANY FOR THE TAFT THEATRE LEASE AND ASSETS OH 2201244 2048477 CINCINNATI SYMPHONY ORCHESTRA MUSIC AND EVENT MANAGMENT INC 1241 ELM STREET CINCINNATI OH 452027531 311378179 MANAGEMENT SERVICES FOR MUSIC FESTIVALS AND OTHER COMMUNITY EVENTS OH 501(C)(3) 509(A)(2) CINCINNATI SYMPHONY ORCHESTRA 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 0 MUSIC AND EVENT MANAGEMENT INC C 6723193 FAIR MARKET VALUE