2021-01-15T15:09:32-06:00 2020-03-31 113518842 MARKS PANETH LLP 4 MANHATTANVILLE ROAD PURCHASE NY 10577 990PF 2019-04-01 066302129 1848 FOUNDATION 1848 9145249000 4 MANHATTANVILLE ROAD NO 402 PURCHASE NY 10577 ALAN RITTER DIRECTOR 9145249000 2021-01-15 1 KOPPELMAN MARC R P00845059 9145249000 2021-01-15 2019 2022-09-23 18:48:47Z X 7307475 X X 167132 167132 423356 1599116 423356 590488 590488 0 0 0 67500 13500 54000 55265 55265 0 601 601 0 123366 69366 54000 397000 397000 520366 69366 451000 70122 521122 229693 302039 302039 710382 866186 866186 6207987 5360201 5360201 939716 779049 779049 8087778 7307475 7307475 0 0 X 0 0 0 0 8087778 7307475 8087778 7307475 8087778 7307475 8087778 70122 0 8157900 850425 7307475 PUBLICLY TRADED STOCK P 2019-12-31 1508039 1175760 332279 332279 CAPITAL GAINS DIVIDENDS P 91077 91077 91077 423356 0 480209 8086477 0.059384 492506 8174232 0.060251 358770 7727738 0.046426 340544 7743388 0.043979 447510 8142406 0.054960 0.265000 0.053000 8161894 432580 5211 437791 451000 X 5211 0 5211 0 5211 5615 0 0 5615 0 404 404 0 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 0 0 1 N/A MARC R KOPPELMAN CPA MARKS PANET 9145249000 4 MANHATTANVILLE ROAD SUITE 402 PURCHASE NY 10577 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALAN I RITTER 20 EAST 9TH STREET NO 23E NEW YORK NY 10003 PRESIDENT 2.00 0 0 0 BECKY HUBBERT 12 EAST 12TH STREET NO 5N NEW YORK NY 10003 TREASURER 1.00 0 0 0 EILEEN S SILVERSTEIN 20 EAST 9TH STREET NO 23E NEW YORK NY 10003 SECRETARY 1.00 0 0 0 JONATHAN RITTER 12 EAST 12TH STREET NO 5N NEW YORK NY 10003 VICE-PRESIDENT 1.00 0 0 0 NONE 0 MARKS PANETH LLP 4 MANHATTANVILLE ROAD STE 402 PURCHASE NY 10577 ACCOUNTING 67500 UBS FINANCIAL SERVICES INC ONE STATE STREET SUITE 1600 HARTFORD CT 061033102 INVESTMENT ADVISORY 55265 0 0 7915361 370826 0 8286187 0 0 8286187 124293 8161894 408095 408095 5211 5211 402884 0 402884 0 402884 451000 0 451000 5211 445789 402884 180885 0 0 451000 180885 0 0 270115 0 0 0 0 0 0 0 0 132769 0 0 0 ALAN I RITTER X ACLU FOUNDATION 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 50000 ASSOCIATION FOR DE TEPYAC DE NY 251 WEST 14TH STREET NEW YORK NY 10011 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 2000 BREAD AND PUPPET THEATER 753 HEIGHTS ROAD GLOVER VT 05839 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 3000 BTHS PA 29 FORT GREENE PL BROOKLYN NY 11217 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 3000 CENTER FOR CHILDREN'S ADVOCACY 65 ELIZABETH STREET HARTFORD CT 06105 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 50000 CENTER FOR CONSTITUTIONAL RIGHTS 666 BROADWAY 7TH FLOOR NEW YORK NY 10012 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 50000 CENTRAL AMERICA LEGAL ASSISTANCE 240 HOOPER ST BROOKLYN NY 11211 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 50000 CITY HARVEST 575 EIGHTH AVENUE 4TH FLOOR NEW YORK NY 10018 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 3000 COALITION FOR THE HOMELESS 129 FULTON STREET NEW YORK NY 10038 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 5000 COMPASSION AND CHOICES 244 5TH AVENUE NEW YORK NY 10001 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 25000 COOPERATION JACKSON 939 W CAPITOL ST JACKSON MS 39203 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 3000 FELLOWSHIP OF RECONCILIATION UFPJ PO BOX 271 NYACK NY 10960 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 1000 FOUNDATION FOR THE STUDY OF INDEPENDENT SOCIAL IDEAS 310 RIVERSIDE DRIVE NEW YORK NY 10025 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 15000 GREENWICH VILLAGE SOCIETY 232 EAST 11 STREET NEW YORK NY 10003 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 3000 LA MAMA ETC 74A EAST 4TH STREET NEW YORK NY 10003 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 1000 MAKE THE ROAD NY 301 GROVE STREET BROOKLYN NY 11237 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 3000 NEW YORK LIFE CIVIL LIBERTIES UNION 125 BROAD STREET 19TH FLOOR NEW YORK NY 10004 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 50000 PLANNED PARENTHOOD OF INDIANA PO BOX 397 INDIANAPOLIS IN 46206 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 5000 PLANNED PARENTHOOD OF NEW YORK 26 BLEEKER STREET NEW YORK NY 10012 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 25000 SOUTHERN CENTER FOR HUMAN RIGHTS 83 POPLAR ST NW ATLANTA GA 30303 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 25000 UNIVERSITY OF CONNECTICUT LAW SCHOOL FOUNDATION 45 ELIZABETH STREET HARTFORD CT 06105 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 5000 YALE UNIVERSITY 246 CHURCH STREET NEW HAVEN CT 06520 PC TO FURTHER DONEE'S CHARITABLE PURPOSE 20000 397000 0 14 167132 18 423356 0 590488 0 590488 0 0 0 0 0 0 0 0 0 0 MARKS PANETH ACCOUNTING FEES 67500 13500 54000 32000 SHS PEPSICO INC 03.600% 34640 34640 3000 SHS UNITED TECHNOLOGIES CORP 03.650% 3155 3155 30000 SHS NORTHERN STATES PWR-MINN 2.15% 29796 29796 30000 SHS UNITED PARCEL SERVICE - 3.40% 31481 31481 31000 SHS AMER EXPRESS CO NTS 04.200% 33927 33927 34000 SHS JOHNSON & JOHNSON COM 2.45% 36310 36310 36000 SHS BERSKSHIRE HATHAWAY INC 02.750% 37249 37249 36000 SHS FLORIDA POWER & LIGHT CO 3.125% 36786 36786 38000 SHS PRUDENTIAL FINANCIAL INC 03.500% 39213 39213 39000 SHS PUBLIC SERVICE ELEC 2.250% 38823 38823 4000 SHS HONEYWELL INTL INC 1.850% 4002 4002 40000 SHS BB&T CORP MED TERM NTS 02.050% 39942 39942 29000 SHS PROCTER & GAMBLE CO 2.300% 29663 29663 35000 SHS WALT DISNEY CO 1.850 34636 34636 10000 SHS COCA-COLA B/E 03.45% 11323 11323 10000 SHS NTHN TR CORP NTS 03.15% 10346 10346 10000 SHS MIDSMERICAN ENERGY CO 03.65% 10728 10728 11000 SHS STATE STREET CORP B/E 02.400% 10357 10357 12000 SHS PNC BANK NA B/E 3.8% 12668 12668 15000 SHS STATE STREET CORP B/E 03.300% 15508 15508 16000 SHS 3M CO B/E 03.050% 16669 16669 18000 SHS NTHN TR CORP NTS 03.375% 18379 18379 2000 SHS SUNTRUST BANKS INC 04.050% 2070 2070 20000 SHS PNC BK NATL ASSN 02.550% 19940 19940 21000 SHS NATIONAL RURAL UTILS COOP 03.40% 22125 22125 16000 SHS SUNTRUST BANKS INC 03.300% 16428 16428 9000 SHS ONCOR ELEC DELIVERY CO 03.700% 9630 9630 34000 SHS METLIFE INC B/E 4.368% 35856 35856 23000 SHS J P MORNGAN CHASE & CO 06.300% 23720 23720 26000 SHS HONEYWELL INTL INC 4.2500% 26600 26600 40000 SHS CAROLINA PWR & LIGHT CO 3.000% 40642 40642 32000 SHS EXXON MOBIL CORP 32318 32318 5000 SHS PROCTER & GAMBLE CO 1.7% 5047 5047 9000 SHS STATE STREET CORP B/E 3.7% 9072 9072 829 SHS MERCK & CO INC 63783 63783 831 SHS WALT DISNEY CO 80274 80274 1985 SHS CISCO SYSTEMS INC 78030 78030 189 SHS CRANE CO DE 9295 9295 1870 SHS COMCAST CORP NEW CL A 64291 64291 1633 SHS MONDELEZ INTL INC DE 81781 81781 186 SHS UNITED TECHNOLOGIES INC 17545 17545 852 SHS ROYAL DUTCH SHELL PLC ADS 27826 27826 164 SHS DIAGEO PLC 20848 20848 20000 SHS FNMA PL MA3864 2.5% DUE 12/01/34 51362 51362 867 SHS INTEL CORP 46922 46922 2373 SHS AT&T INC 69173 69173 87 SHS UNION PACIFIC CORP 12270 12270 205 SHS REPUBLIC SERVICES INC DE 15387 15387 209 SHS MCKEESON CORP 28269 28269 210 SHS TEXAS INSTRUMENTS 20985 20985 79 SHS GOOGLE INC CL A- ALPHABET INC CL A 91794 91794 75000 SHS FNMA PL 3% DUE 11/1/26 11508 11508 21263 SHS KEELEY SMALL CAP DIVIDEND VALUE FUND 225605 225605 215 SHS MARSH & MCLENNAN COS INC 18589 18589 157 SHS MCDONALDS 25960 25960 737 SHS MICROSOFT CORP 116232 116232 800 SHS COMCAST CORP NEW CL A DE 27504 27504 430 SHS ACCENTURE PLC 70202 70202 20000 SHS KEYCORP STUDENT LN TR 2004-A SER 2004-A 5768 5768 118 SHS HOME DEPOT INC 22032 22032 738 SHS EXXON MOBIL CORP 28022 28022 147000 SHS FNMA PL 4% DUE 5/1/24 4084 4084 1082 SHS TJX COS INC 51730 51730 117 SHS LINDE PLC EUR 20241 20241 134 SHS DANAHER CORP 18547 18547 96 SHS ROCKWELL AUTOMATION INC NEW DE 14487 14487 960 SHS INTERCONTINENTALEXCHANGE INC 77520 77520 1115 SHS UNILEVER PLC AMER SHS NEW SPON ADR DE 56386 56386 89 SHS APPLE INC 22632 22632 1580 SHS COCA COLA CO COM 69915 69915 434 SHS PNC FINANCIAL SERVICES GROUP 41542 41542 146 SHS CHUBB LTD 16307 16307 147 SHS AMER ELECTRIC POWER CO 11757 11757 258 SHS THERMO FISHER SCIENTIFIC INC 73169 73169 1490 SHS BANK OF AMERICA CORP 31633 31633 881 SHS RIO TINTO PLC SPON ADR 40138 40138 15000 SHS CCCIT 02.28800% DUE 1/23/23 15130 15130 15000 SHS CENTERPOINT ENERGY TRANSITION 03.0282% 15239 15239 88 SHS LOCKHEED MARTIN CORP DE 29828 29828 155 SHS MCDONALDS CORP 25629 25629 156 SHS ACCENTURE PLC IRELAND CL A DE 25469 25469 1381 SHS JPMORGAN CHASE & CO 124331 124331 159 SHS CHEVRON CORP DE 11521 11521 579 SHS MICROSOFT CORP 91314 91314 70000 SHS FNMA PL 2.5% DUUE 10/01/28 27643 27643 RIGHTS BRISTOL-MYERS SQUIBB CO 2607 2607 4000 SHS FNMA PL MA3764 2.5% DUE 09/01/34 3810 3810 262 SHS TRAVELERS COS INC 26030 26030 499 SHS UNTD TECHNOLOGIES CORP 47071 47071 368 SHS UNITEDHEALTH GROUP 91772 91772 370 SHS NOVARTIS 30507 30507 495 SHS VISA INC CL A DE 79754 79754 386 SHS CHEVRON CORP 27970 27970 474 SHS AMERICAN ELECTRIC POWER CO 37911 37911 463 SHS CONOCOPHILLIPS 14261 14261 3958 SHS AMERICAN FUNDS SMALL CAP WORLD FUND CL A 180275 180275 454 SHS JOHNSON & JOHNSON COM 59533 59533 40 SHS BLACKROCK INC DE 17599 17599 4173 SHS AMERICAN FUNDS NEW WORLD FUND 229097 229097 414 SHS ALIBABA GROUP HLDG LTD 80515 80515 436 SHS TRUIST FINL CORP 13477 13477 415 SHS PEPSICO INC 49842 49842 40000 SHS CAPITAL ONE MULTI-ASSET EXE TR 1.66% 06/17/24 39870 39870 499 SHS FACEBOOK INC CL A 83233 83233 40000 SHS CENTERPOINT ENERGY TRANSITION 04.243% 23786 23786 43 SHS GOOGLE INC CL C- ALPHABET INC CL C 50001 50001 366 SHS MEDTRONIC INC 33006 33006 311 SHS JOHNSON & JOHNSON COM 40781 40781 297 SHS MEDTRONIC INC 26783 26783 621 SHS SUNCOR ENERGY INC 9812 9812 2687 SHS INTEL CORP 145420 145420 276 SHS ADOBE SYSTEMS INC 87834 87834 276 SHS RAYTHEON CO NEW 36197 36197 277 SHS PROCTER & GAMBLE CO 30470 30470 290 SHS VF CORP 15683 15683 36000 SHS FNMA PL MA3729 2.5% DUE 07/01/34 32369 32369 6415 SHS AMERICAN FUNDS NEW PERSPECTIVE FUND 159417 159417 292 SHS JPMORGAN CHASE & CO DE 26289 26289 100 SHS NEXTERA ENERGY INC COM DE 26709 26709 686 SHS BRISTOL MYERS SQUIBB CO 38238 38238 6310 SHS AMERICAN FUNDS EURO PACIPIC GROWTH FUND 272150 272150 559 SHS COCA COLA CO 24736 24736 6415 SHS AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND 265589 265589 507 SHS HOME DEPOT INC 94662 94662 2496 SHS JHANCOK REGIONAL BANK 40268 40268 552 SHS APPLE INC. 140368 140368 50 SHS AMAZON 97486 97486 350 SHS EDWARDS LIFESCIENCES CORP 66017 66017 500 SHS AMERICAN TOWER CORP REIT DEL 108875 108875 592 SHS UNITED PARCEL SERVICE INC 55305 55305 531 SHS TARGET CORP 49367 49367 866186 866186 0 0 UNREALIZED GAINS (LOSS) ON INVESTMENTS 850425 UBS FINANCIAL INVESTMENT MANAGEMENT FEES 55265 55265 0 FOREIGN TAXES 601 601 0