2021-11-16T13:57:00-06:00 2020-12-31 NEW YORK-HURRICANE IDA FOUNDATION SOURCE ONE HOLLOW LN STE 212 LAKE SUCCESS NY 11042 990PF 2020-01-01 300674167 Sapphire Foundation Inc % Foundation Source SAPP 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 BENJAMIN CROSLAND PRESIDENT 8008391754 2021-11-13 true BENJAMIN CROSLAND 999009999 Jeffrey D Haskell P01345770 8008391754 2020 2022-09-23 18:48:47Z X 30025198 X 0 X 2369 2369 304650 302548 1469998 17439938 1350683 822214 585734 2599231 2241334 83592 83592 6395 6395 118923 118923 2 2 36103 15403 10400 10400 774 774 381053 310453 43564 637242 444779 144727 1212898 1212898 1850140 444779 1357625 749091 1796555 1138885 755595 755595 68666 13331244 8746444 11199753 232903 461440 492893 11014022 16571332 17326957 250000 250000 250000 26035720 26784811 30025198 0 0 X 26035720 26784811 26035720 26784811 26035720 26784811 26035720 749091 26784811 26784811 Publicly-traded Securities 17439938 16331806 1108132 Passthrough K1 Capital Gain/(Loss) 398567 Sec 751 Gain on Sale of Ptshp Reclass 0 -156016 1350683 24972 24972 24972 28100 0 28100 X 3128 3128 false false false false false true true false true true TN TX true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false false false false false false false false false false false false false Adriane Crosland Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir 1.0 0 0 0 ANDERSON BURNS Crosland Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Treas 1.0 0 0 0 BenJAMIN LUPTON Crosland Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Sec 40.0 83592 0 0 Sandy Crosland Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir 1.0 0 0 0 KatHERINE L Juett Foundation Source 501 Silverside Rd Wilmington DE 198091377 Chairman of the Board, Dir 1.0 0 0 0 AliCE CROSLAND Treaster Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir 1.0 0 0 0 Justin Treaster Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir 1.0 0 0 0 Reynolds and Park Wealth Management one union square ste 100 CHATTANOOG TN 37402 Investment mgt 101923 11587028 1955540 15372260 28914828 0 28914828 433722 28481106 1424055 1424055 24972 58509 83481 1340574 1340574 1340574 1357625 0 0 0 0 1357625 0 1357625 1340574 1348466 2018 2017 2016 1357625 1348466 9159 0 0 1331415 0 0 KATHERINE L JUETT X ADVISORY BOARD BOOKER T WASHINGTON H S FOR PERFORM PO BOX 192648 DALLAS TX 75219 N/A PC Patron of the Arts Magnet (PAM) Program 2500 AMISTAD MISSION PO BOX 23030 NASHVILLE TN 37202 N/A PC General & Unrestricted 5000 ANCHORED BY FAMILY 4610 ISABELLA LN DALLAS TX 75229 N/A PC General & Unrestricted 2500 BRIGHTER TOMORROWS INC 928 BLUEBIRD DR IRVING TX 75061 N/A PC Emergency Shelter Program 10000 C C YOUNG MEMORIAL HOME 4847 WESTLAWTHE DR STE 100 DALLAS TX 75214 N/A PC For COVID-19 Related Costs & Expenses 5000 CAFE MOMENTUM 1510 PACIFIC AVE DALLAS TX 75201 N/A PC Ninny's Closet Food Pantry Fund 2500 CARRY THE LOAD 514 S HALL ST DALLAS TX 75226 N/A PC General & Unrestricted 3000 CHILDRENS MEDICAL CENTER FOUNDATION 2777 N STEMMONS FWY STE 1700 DALLAS TX 75207 N/A PC Supporting ER Renovation, Construction and Modernization Project at Children's Medical Center Dallas 100000 COMMUNITY MARKET OF POTTAWATOMIE COUNTY INCORPORAT PO BOX 1694 SHAWNEE OK 74802 N/A PC CEO Education & Professional Development Grant 5000 CRISTO REY DALLAS ACADEMIC CENTER 1064 N SAINT AUGUSTINE DR DALLAS TX 75217 N/A SO I Bill Miller Memorial Fund 2500 CRISTO REY DALLAS CORPORATE WORK STUDY PROGRAM INC 1064 N SAINT AUGUSTINE DR DALLAS TX 75217 N/A SO II Work Study Program 5000 DALLAS ARBORETUM & BOTANICAL 8617 GARLAND RD DALLAS TX 75218 N/A PC General & Unrestricted 10000 DALLAS CHILDRENS ADVOCACY CENTER 5351 SAMUELL BLVD DALLAS TX 75228 N/A PC Art For Advocacy: Patron Level Sponsor 10000 DALLAS FIREFIGHTERS MUSEUM INCORPORATED 3801 PARRY AVE DALLAS TX 75226 N/A PC Capital Campaign 10000 DALLAS FOUNDATION A TX NONPROFIT CORPORATION 3000 PEGASUS PARK DR STE 930 DALLAS TX 75247 N/A PC Aurora Fund: Parking Garage Drive-Thru Exhibit Sponsorship 10000 DALLAS FOUNDATION A TX NONPROFIT CORPORATION 3000 PEGASUS PARK DR STE 930 DALLAS TX 75247 N/A PC Bachman Lake Together Fund: Hello Grant 2000 DALLAS FOUNDATION A TX NONPROFIT CORPORATION 3000 PEGASUS PARK DR STE 930 DALLAS TX 75247 N/A PC Bonton Farms: Seven Pillars Program Grant 20000 DALLAS SOCIAL VENTURE PARTNERS PO BOX 670546 DALLAS TX 75367 N/A PC For Dana Juett Residency and Foundation Partner Membership 56000 DALLAS THEATER CENTER 2400 FLORA ST DALLAS TX 75201 N/A PC General Fund & Benefactor's Circle 35000 DAVIDS LEGACY FOUNDATION PO BOX 90732 SAN ANTONIO TX 78209 N/A PC General & Unrestricted 2500 DEEP VELLUM PUBLISHING 3000 COMMERCE ST DALLAS TX 75226 N/A PC General & Unrestricted 2500 DWELL WITH DIGNITY INC 1127 CONVEYOR LN DALLAS TX 75247 N/A PC General & Unrestricted 1500 EPISCOPAL CHURCH OF THE GOOD SHEPHERD OF DALLAS 11110 MIDWAY RD DALLAS TX 75229 N/A PC Annual Fund Gift for 2020-2021 School Year 3000 FOOD FOR THE POOR INC 6401 LYONS RD COCONUT CREEK FL 33073 N/A PC General & Unrestricted 2500 GRACE-BASED FILMS INC 2460 GRAMERCY PARK LOS ANGELES CA 90018 N/A PC Funding for the Bishop Curry Documentary 3000 GRANT HALLIBURTON FOUNDATION INC 601 HOMEWOOD DR PLANO TX 75025 N/A PC Mental Health Hotline 5000 HIGHLAND PARK MIDDLE 3555 GRANADA AVE DALLAS TX 75205 N/A GOV MIS Raider Hero Sponsor Level (5th Grade) 10000 IMPACT CITY INITIATIVE 2807 ALLEN ST 813 DALLAS TX 75204 N/A PC Sustain Initiative & ADAPT (Installment 2 of 3) 100000 IMPACT CITY INITIATIVE 2807 ALLEN ST 813 DALLAS TX 75204 N/A PC SUSTAIN Initiative (Payment 3 of 3) 100000 INTERFAITH FAMILY SERVICES 1651 MATILDA ST DALLAS TX 75206 N/A PC 2021 Luncheon: Sponsor & Underwriting 100000 JOHN S BRADFIELD SCHOOL PARENT TEACHER ASSOCIATION 4300 SOUTHERN AVE DALLAS TX 75205 N/A PC Diamond Level Sponsor 2020-2021 School Year 10000 JUBILEE PARK & COMMUNITY CENTER CORPORATION 917 BANK ST DALLAS TX 75223 N/A PC General & Unrestricted 3100 JULIETTE FOWLER COMMUNITIES INC 1234 ABRAMS RD DALLAS TX 75214 N/A PC The Ebby House 4700 JUST COMMUNITY INC 1000 RIO GRANDE ST AUSTIN TX 78701 N/A PC SUSTAIN: Phase 2 25000 JUST COMMUNITY INC 1000 RIO GRANDE ST AUSTIN TX 78701 N/A PC program expansion of JUST into Dallas, Texas 25000 LEGACY PARENTING CENTER PO BOX 3574 SHAWNEE OK 74802 N/A PC General & Unrestricted 898 LT TODD WESLEY KRODLE MEMORIAL FOUNDATION 5514 BELMONT AVE DALLAS TX 75206 N/A PC General & Unrestricted 3000 MY POSSIBILITIES 3601 MAPLESHADE LN PLANO TX 75075 N/A PC Reimbursement For Costs Associated With Food Distribution during covid-19 2500 MY POSSIBILITIES 3601 MAPLESHADE LN PLANO TX 75075 N/A PC Educational Gap- HIPster Sponsor (4 People) 20000 MY POSSIBILITIES 3601 MAPLESHADE LN PLANO TX 75075 N/A PC MPACT Officer Grant 115000 MY POSSIBILITIES 3601 MAPLESHADE LN PLANO TX 75075 N/A PC For Continued Support & Belief In The MPACT Program 30000 NET FORT WORTH INC PO BOX 470928 FORT WORTH TX 76147 N/A PC General & Unrestricted 2500 NETWORK FOR TEACHING ENTREPRENEURSHIP 201 N BRAND BLVD STE 200 GLENDALE CA 91203 N/A PC Dallas Independent School District: P-TECH Program 5000 ORLANDO LAND TRUST INC PO BOX 2346 ORLANDO FL 32802 N/A PC Grandmother's Legacy of Love 2500 PARISH EPISCOPAL SCHOOL 4101 SIGMA RD DALLAS TX 75244 N/A PC Performing Arts Center (Payments 2 & 3 of 5) 10000 PARISH EPISCOPAL SCHOOL 4101 SIGMA RD DALLAS TX 75244 N/A PC Performing Arts Center 11000 PEGASUS FOUNDATION DBA DALLAS INSTITUTE OF HUMAN 2719 ROUTH ST DALLAS TX 75201 N/A PC General & Unrestricted 35000 PEGASUS FOUNDATION DBA DALLAS INSTITUTE OF HUMAN 2719 ROUTH ST DALLAS TX 75201 N/A PC Matching Grant Opportunity- General Fund 10000 PHILANTHROPY SOUTHWEST 624 NORTH GOOD-LATIMER EXPY DALLAS TX 75204 N/A PC Annual Membership- 2020 1700 SAINT MICHAEL EPISCOPAL SCHOOL 8011 DOUGLAS AVE DALLAS TX 75225 N/A PC School Auction Sponsorship 2020/2021 School Year 10000 SALESMANSHIP CLUB CHARITABLE GOLF OF DALLAS INC 106 E 10TH ST 200 DALLAS TX 75203 N/A PC General & Unrestricted 5000 SECOND THOUGHT THEATRE 3839 MCKINNEY AVE STE 155452 DALLAS TX 75204 N/A PC General & Unrestricted 10000 SOUTHERN METHODIST UNIVERSITY PO BOX 750181 DALLAS TX 75275 N/A PC SMU-in-Taos Scholarship Fund 25000 SOUTHERN METHODIST UNIVERSITY PO BOX 750181 DALLAS TX 75275 N/A PC TEDxKids@SMU Event 2020 5000 SOUTHERN METHODIST UNIVERSITY - ATHLETICS PO BOX 750305 DALLAS TX 75275 N/A PC General & Unrestricted 3000 TACA INC 1722 ROUTH ST STE 800 DALLAS TX 75201 N/A PC TACA Silver Cup Award Luncheon: Table Sponsor 5000 TEXAS TECH FOUNDATION INC PO BOX 45025 LUBBOCK TX 79409 N/A PC Talkington College of the Arts 25000 THE BIRTHDAY PARTY PROJECT 2143 FARRINGTON ST DALLAS TX 75207 N/A PC General & Unrestricted 7500 THE UNIVERSITY OF TEXAS AT DALLAS CENTER FOR BRAIN 2200 W MOCKINGBIRD LN DALLAS TX 75235 N/A GOV Stress Resilience For The Front Line Fund 25000 TREY ATHLETES 3131 MAIN ST APT 1515 DALLAS TX 75226 N/A PC Congratulations On The United Way Pitch WIN! 2500 TRUST FOR PUBLIC LAND 101 MONTGOMERY ST STE 900 SAN FRANCISCO CA 94104 N/A PC North Texas Office: Alice Branch Creek Project 75000 UNIVERSITY PARK SCHOOL PARENT- TEACHER ASSOCIATION 3505 AMHERST AVE DALLAS TX 75225 N/A PC General & Unrestricted 20000 UNIVERSITY PARK SCHOOL PARENT- TEACHER ASSOCIATION 3505 AMHERST AVE DALLAS TX 75225 N/A PC UP All Night Sponsorship 1000 URBAN TEACHER CENTER 1800 WASHINGTON BLVD STE 411 BALTIMORE MD 21230 N/A PC Dallas Branch- Hello Grant 1000 VISITING NURSE ASSOCIATION OF TEXAS 1420 W MOCKINGBIRD LN STE 700 DALLAS TX 75247 N/A PC Meals on Wheels Program 50000 1212898 14 2369 14 304650 525990 119315 18 1350683 K-1 Inc/Loss 525990 79186 14 585278 Federal Tax Refund 01 1734 Sec 751 Gain on Sale of Ptshp 525990 156016 354517 2244714 2599231 false false false false false false false false false false SUSTAIN Initiative LLC 2807 Allen St 813 Dallas TX 75226 2019-12-10 250000 PRI INVEST-SEE GENERAL EXPLANATION FOR PURPOSE & ADDTL DETAILS RE AMT EXPENDED & LACK OF DIVERSION NO 01/08/2021 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. PART I LINE 6A part I line 6A PART I LINE 6A (990-PF) - RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $1,350,683 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $119,315 TOTAL PART I, LINE 6A: $1,469,998 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $17,439,938 BOOK BASIS: $16,331,806 NET GAIN/(LOSS): $1,108,132 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $398,567 SECTION 751 GAIN ON SALE OF PARTNERSHIP - RECLASS NET GAIN/(LOSS): $(156,016) FORM 990-PF, PART VII-B, LINE 5C - EXPENDITURE RESPONSIBILITY FORM 990-PF, PART VII-B, LINE 5C - EXPENDITURE RESPONSIBILITY PRI RECIPIENT: SUSTAIN Initiative , LLC DATE OF PRI: 12/10/2019 PURPOSE OF PRI: To support social impact organizations in developing long-term financial sustainability and thereby increase their social impact. REPORTS OF AMOUNTS EXPENDED: RECIPIENT HAS SUBMITTED A FULL AND COMPLETE FINANCIAL REPORT OF THE TYPE ORDINARILY REQUIRED BY COMMERCIAL INVESTORS UNDER SIMILAR CIRCUMSTANCES AND A STATEMENT THAT IT HAS COMPLIED WITH THE TERMS OF THE INVESTMENT FOR ITS FISCAL YEAR INDICATED BELOW: DATE OF REPORT: 01/08/2021 FOR FYE 12/31/2019 THIS INVESTMENT REMAINED ON THE FOUNDATION'S BOOKS AS OF 12/31/2020. DIVERSIONS: TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED TO ANY ACTIVITY OTHER THAN THE ACTIVITY FOR WHICH THE INVESTMENT WAS ORIGINALLY MADE. 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8.125% 20170 21829 GROUPE DANONE ADS 33976 27523 GRUPO AEROPORTUARIO DEL ADR 16919 23037 GUARDANT HEALTH INC 8234 16110 GUIDEWIRE SOFTWARE INC 5121 7466 H LUNDBECK A/S UNSPON ADR 7269 7211 HARTFORD FINANCIALSERVICES GRO 14356 17878 HARTFORD FINL SVCS GRP PFD - 7 8561 8670 HASBRO INC 17123 20579 HDFC BANK LTD ADR 77602 107956 HEINEKEN N V S ADR 31527 35123 HENKEL & KGAA PREF SHS 8729 9354 HESS CORP 10116 10083 HILL-ROM HOLDINGS, INC 16248 16165 HITACHI LTD 28056 32236 HOLLYFRONTIER CORP 9705 8815 HOLLYSYS AUTOMATION TECHNOLOGI 11458 11223 HOME DEPOT INC 45668 56311 HONDA MOTOR CO LTD 5130 5226 HONEYWELL INTL 13265 19143 HONG KONG EX&CL UNSP/ADR 20510 32078 HOYA CORP SPONS ADR 22673 37751 HUBBELL INCORPORATED 8686 12073 HUNTINGTON INGALLS INDUSTRIES 13650 13127 HUNTSMAN CORP 11942 17724 HYATT HOTELS CORP 12190 17300 ICICI BK LTD ADS 46619 51163 ICON PLC - AMERICAN DEPOSITARY 19901 24762 IDACORP INC HLDG CO 5340 5282 INARI MEDICAL INC 10518 13879 INDUSTRIA DE DISENO 46093 47799 INFOSYS TECH LTD SPD ADR 30800 50087 INGERSOLL-RAND INC 7888 14260 INGREDION INC 32545 32333 INPHI CORPORATION 4804 8024 INSPERITY INC 13505 16447 INTEL CORP 35808 33080 INTERCONTINENTAL EXCHANGE, INC 12670 14988 INTERPUBLIC GROUP OF COS 5746 7315 INVESCO MUNICIPAL OPPORTUNITY 22081 23166 INVESCO MUNICIPAL TRUST 13935 14679 INVESCO SENIOR INCOME TRUST 27307 26371 INVESCO TRUST FOR INVESTMENT G 7515 8124 IRADIMED CORP 3386 3283 IRHYTHM TECHNOLOGIES INC 10839 32023 ISHARES 0 5 YEAR HIGH YIELD CO 30751 30990 ISHARES S&P U.S. PREFERRED STO 45747 49601 ITT INC 9237 14095 JAMES RIVER GROUP HOLDINGS LTD 16909 22265 JD.COM, INC 75504 97305 JERONIMO MARTINS 19653 19363 JOHN HANCOCK PREMIUM DIVIDEND 8166 8601 JOHNSON & JOHNSON 50744 59647 JP MORGAN CHASE 27743 33674 JP MORGAN CHASE AND CO PF SER 752 778 JULIUS BAER GROUP LTD 24991 31455 KBC GROUP SA UNSP ADR 29996 31227 KBC GROUP SA/NV SHS 9341 10302 KEYSIGHT TECHNOLOGIES INC 14901 18228 KNORR BREMSE ADR 21842 26476 KOITO MANUFACTURING 21927 29079 KOMATSU LTD 58132 68757 KONINKLIJKE AHOLD DELHAIZE NV 31821 39804 KONINKLIJKE PHILIPS ELECTRONIC 28121 30606 KROGER CO 8707 10481 KUENE & NAGEL INTL AG ADR 21435 31206 L'AIR LIQUIDE ADR OTC 27162 29173 LABORATORY CORP AMER HLDGS 3929 4682 LAIDLAW INTL 7836 7006 LCI INDUSTRIES 15101 27752 LEIDOS HOLDINGS INC 8749 10407 LHC GROUP 10168 21759 LIBERTY MEDIA CORPORATION - SE 5110 6901 LINCOLN ELECTRIC HOLDING INC 12340 18368 LINDE PLC COM 48934 73519 LITHIA MOTORS INC CL A 12974 14341 LITTELFUSE, INC 14284 24193 LOCALIZA RENT A CAR SA 22085 24549 LOCKHEED MARTIN CORP 24806 25559 LOGITECH INTERNATIONAL 6252 14190 LONGFOR PROPERTIES UNSP ADR 15346 18206 LOWES COMPANIES INC 25554 41893 LVMH MOET HENN UNSP 12744 18710 LYFT INC 4697 8745 MANTECH INTERNATIONAL CORP 4129 5247 MARSH AND MCLENNAN COMPANIES I 34478 43992 MATERION CORP 4629 6308 MCDONALD'S CORP 22231 33474 MCKESSON CORP 10305 12174 MEDIA GENERAL CL A 8249 8669 MEDICAL PROPERTIES TRUST, INC 10262 14098 MEDTRONIC PLC 71455 87269 MERCADOLIBRE, INC 7696 25128 MERCK KGAA SPON ADR EACH REPR 35765 46984 MICRON TECHNOLOGY 6874 15186 MICROSOFT CORP 151304 210188 MIRATI THERAPEUTICS INC 2379 6150 MKS INSTRUMENTS, INC 16881 30692 MOBILE TELSYS OJSC 17997 15582 MOHAWK INDS INC 12888 21565 MOMO INC 26162 13779 MONDELEZ INTERNATIONAL INC 34136 41572 MONDI PLC 6907 7357 MONOLITHIC POWER SYSTEMS, INC 3126 6592 MSA SAFETY INCORPORATED 19281 32119 MURATA MFG INC UNSP/ADR 20427 31656 NASPERS LTD N SPONS ADR 48117 55880 NATERA INC 4661 15724 NATIONAL GRID TRANSCO PLC 7246 8028 NATIONAL INSTRUMENTS CORPORATI 9791 10018 NATIONAL RURAL UTIL - 5.50% - 12690 14172 NATL FUEL GAS CO 7309 7033 NATL HEALTH INVESTOR 8338 9061 NESTE ORD SHS 8747 19765 NESTLE S.A 35946 38756 NETEASE.COM INC COM STK 24022 32562 NETWORK INTERNATIONAL HOLDINGS 21374 20656 NEW ORIENTAL ED & TECHNOLOGY G 27847 43665 NEW YORK TIMES CO CL A 15082 24798 NEXTERA ENERGY, INC 14123 18670 NIDEC CORPORATION ADR 6242 14867 NINTENDO CO LTD ADR UNSPON 5495 12239 NIPPON TELEGRAPH & TELEPHONE C 6235 6451 NORDEA BANK ABP 38161 34166 NORDSON CP 13257 21904 NOVARTIS AG ADR 41889 45799 NOVO NORDISK A S 15944 19069 NOVOCURE LTD 6394 25956 NUVEEN AMT FREE QUALITY MUNICI 41473 44696 NUVEEN CREDIT STRATEGIES INCOM 31089 27599 NUVEEN DIVIDEND ADVANTAGE MUNI 42076 45234 NUVEEN MLT STR I&G 9052 10108 NUVEEN MUNI VALUE FUND INC 2150 2276 NUVEEN QUALITY PREFERRED INC F 10676 11647 NVENT ELECTRIC PLC 14165 17351 NXP SEMICONDUCTORS 5100 10654 O'REILLY AUTOMOTIVE INC 17160 19461 OIL CO LUKOIL PJSC SPON ADR RE 43256 29805 OLYMPUS CORP S/ADR 33810 34842 ONE GAS INC 3612 3148 OPEN TEXT CORP 18049 20548 ORIX CORP ADS 8245 9898 PACKAGING CORP AMER 11909 19445 PAGSEGURO DIGITAL LTD. 10501 18429 PAPA JOHNS INTL INC 4414 4582 PARKER HANNIFIN CP 16183 21793 PARTNERRE LTD PFD H 4296 4205 PERFORMANCE FOOD GROUP COMPANY 5201 9379 PERNOD-RECARD SA 53185 66499 PHIBRO ANIMAL HEALTH CORP 4732 3962 PHILIP MORRIS INTL 37433 38083 PHILLIPS 66 22830 23150 PING AN INSURANCE GROUP ADR 37326 41381 PNC FINANCIAL GROUP INC 11755 15645 PORTLAND GEN ELEC 4750 4063 POWER INTEGRATIONS, INC 7501 18255 PPG INDUSTRIES INC 6555 10095 PPL CORPORATION 11267 12549 PRIMERICA, INC 10090 13661 PROCTER GAMBLE CO 35273 44386 PROSUS NV ADR 68426 97366 PRYSMIAN SPA 9395 14685 PT BANK CENTRAL ASIA TBK 20405 20779 PT BK MANDIR PRS UNSP/ADR 13908 13573 PTC INC 7760 11363 PVH CORP 13692 26665 QUALYS INC COM 10940 19621 RAYMOND JAMES FINANCIAL INC 9297 14255 RAYTHEON TECHNOLOGIES CORP 16005 18950 REALPAGE, INC 6584 14046 RECKITT BENCKISER GROUP 24766 27470 REINSURANCE GROUP AMER INC 11042 14603 REPLIGEN CORP 7377 21654 REPUBLIC SVCS INC 15456 17238 REVOLVE GROUP INC 14760 15117 REXNORD CORP 10626 13624 RIO TINTO PLC SPONSORED ADR 23601 31969 RITCHIE BROS AUCTIONEERS 13533 12728 ROCHE HOLDING LTD ADR 57370 63919 ROCKWELL AUTOMATION INC 18300 29596 RPM INTERNATIONAL INC 9335 14525 RWE AKTIENGESELLSCHAF 21130 31193 SAGE GROUP PLC 10691 11352 SALESFORCE.COM 18192 21140 SANDS CHINA LTD UNSP ADR 79005 79450 SANDVIK AB SPONS ADR 38041 46623 SANOFI-AVENTIS SPONSORED ADR 54110 53157 SAP AKTIENGESELL ADS 34514 34945 SBERBANK SPONSORED ADR 12847 11745 SCHNEIDER ELEC UNSP/ADR 21902 37143 SEAWORLD ENTERTAINMENT INC 10674 16016 SEMTECH CORPORATION 8803 15139 SERVISFIRST BANCSHARES INC 13508 17164 SHERWIN-WILLIAMS CO 11983 16168 SHINHAN FINL GROUP CO LTD 20186 18689 SHOCKWAVE MEDICAL ORD SHS 7960 8609 SIEMENS AG 47143 48961 SILICON MOTION TECHNOLOGY CORP 12286 14541 SK TELECOM ADS ADS 32782 38825 SMC CORPORATION 13118 18923 SMITH & NEPHEW PLC ADR 21326 25175 SMITH A O CORP DEL COM 13524 14911 SNAP ON INC 12932 16429 SONY CORP ADR - OLD 41598 62480 SOUTHWEST AIRLINES 14324 20462 SPECTRIS PLC 9893 12124 SPIRE INC 6429 5507 SPX CORPORATION 7528 8236 STERIS PLC 16134 23882 STIFEL FINL CORP SER B 5.200% 6646 7009 STONERIDGE INC 11263 13029 STORE CAPITAL CORPORATION 9390 19674 SUNNY OPTICAL TECHNOLOGY GROUP 16254 21456 T. ROWE PRICE GROUP 11711 18167 TAIWAN SEMICONDUCTOR MFG CO LT 133403 281542 TAKEDA PHARMACEUTICAL COMPANY 14396 14342 TARGA RESOURCES CORP 10995 10552 TARGET CORPORATION 3197 8120 TECHNOPRO HOLDINGS 5 SPONSORED 6051 9419 TELEFLEX INC 6768 9466 TEMENOS GROUP AG 36721 33989 TENCENT HOLDINGS LIMITED 132064 179941 TERRENO RLTY CORPCOM 7006 8133 TEXAS INSTRUMENTS INC 29687 39719 THE COCA-COLA CO 37115 42556 THE MOSAIC CO 16472 21376 THERMO FISHER SCIENTIFIC INC 21517 30741 TIMKEN CO COM 8769 13770 TJX COMPANIES INC 37701 48896 TOPBUILD CORP 15232 16015 TORREY PINES THERAPEUTICS 6211 16937 TOTAL FINA ELF S.A 10919 11944 TRAVELERS COMPANIES INC 11278 15441 TREX CO INC 4907 18670 TRIMBLE NAV LTD 5639 12152 TRIP COM GROUP ADR 17025 18788 TRUIST FINANCIAL CORPORATION 23052 29141 TSINGTAO BREWERY CO LTD 13938 21012 TWITTER INC 10112 16678 UCB UNSP ADR 31503 27364 UNILEVER PLC AMER 35601 37363 UNION PACIFIC 22278 31649 UNITED OVRSEAS BK LTD ADR 14096 13087 UNITED PARCEL SERVICE 26814 31491 UNITEDHEALTH GROUP INC 51321 65577 UNIVERSAL DISPLAY CORP 14949 22980 US BANCORP 17240 17704 USD CYRUSONE INC 19384 23554 V F CORP 21509 31602 VAIL RESORTS INC 10842 15622 VERACYTE INC 7573 21876 VERIZON COMMUNICATIONS 18021 20563 VIKING THERAPEUTICS INC 4160 2173 VISA INC 42264 51839 VMWARE INC 9682 9678 WAL-MART DE MEX V SP/ADR 65291 68493 WALGREENS BOOTS ALLIANCE 12345 12762 WASHINGTON TRUST BANCORP INC 8512 9542 WELLS FARGO & CO 38613 31085 WELLS FARGO ADVANTAGE INCOME O 11060 12632 WELLS FARGO COMPANY PREFERRED 2540 3329 WELLS FARGO PFD SHS SER W - 5. 3365 3379 WESTERN ASSET HI YLD DEFINED 12303 12860 WESTERN ASSET HIGH INCOME OPPO 10485 12222 WESTERN DIGITAL CORP 7219 10081 WILEY JOHN & SONS INC CL A 5038 6164 WILLIAMS COS 10092 11629 WOLTERS KLUWER S/ADR 27010 40711 WPX ENERGY INC 8906 9201 XP INC CL A 15292 16185 YANDEX N V 23105 33468 YUM CHINA HOLDINGS INC 69021 78727 ZURICH INS GROU ADR 41004 48722 ZYNGA INC 7820 16404 ALKEON GROWTH OFFSHORE FUND II 750000 750000 BLUE MARLIN TALF 1024015 1012107 ENERGY TFR OPERATING LP - SER 20759 19010 GOOD RETURNS GROUP, INC 108315 145315 HEADLANDS CPTL SECONDARY FD II 34081 70181 JTL PRIVATE EQUITY FUND, L.P 1444583 631225 LUPTON HEDGE FUND PARTNERSHIP 10229628 11561922 LUPTON INTERNATIONAL EQUITY PA 739209 807126 LUPTON PRIVATE EQUITY FUND 201 641812 688479 OAKTREE REAL ESTATE INCOME TRU 1436213 1474315 PORTFOLIO ADV PVT EQT FUND 201 142717 167277 SUSTAIN INITIATIVE PRI 250000 250000 Administrative Fees 40892 40892 Bank Charges 5078 5078 Indemnification Insurance 2032 2032 K-1 Exp BLUE MARLIN TALF 37003 37003 K-1 Exp ENERGY TRANSFER LP 102 96 K-1 Exp ENTERPRISE PRODUCTS PA 3 K-1 Exp HEADLANDS CPTL SECONDA 14187 14187 K-1 Exp JTL PRIVATE EQUITY FUN 22873 18936 K-1 Exp LUPTON HEDGE FUND PART 231202 209012 K-1 Exp LUPTON INTERNATIONAL E 11048 10650 K-1 Exp LUPTON PRIVATE EQUITY 15908 15436 K-1 Exp MAGELLAN MIDSTREAM PAR 2 K-1 Exp PLAINS ALL AMERICAN PI 83 55 CREDIT CARD FEES 38 38 Office Supplies 429 429 State or Local Filing Fees 20 20 Website Hosting/Support 153 153 K-1 Inc/Loss BLUE MARLIN TALF 51240 51240 K-1 Inc/Loss ENERGY TFR OPERATING LP - SER E 1581 1581 K-1 Inc/Loss ENERGY TRANSFER LP -1037 142 K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP -802 -2 K-1 Inc/Loss HEADLANDS CPTL SECONDARY FD III LP (S 33 33 K-1 Inc/Loss JTL PRIVATE EQUITY FUND, L.P 9933 3810 K-1 Inc/Loss LUPTON HEDGE FUND PARTNERSHIP LP 567896 487703 K-1 Inc/Loss LUPTON INTERNATIONAL EQUITY PARTNERSH 29381 29381 K-1 Inc/Loss LUPTON PRIVATE EQUITY FUND 2019, GP 11239 11123 K-1 Inc/Loss MAGELLAN MIDSTREAM PARTNERS LP -1078 381 K-1 Inc/Loss MPLX LP -579 39 K-1 Inc/Loss PHILLIPS 66 PARTNERS LP -464 50 K-1 Inc/Loss PLAINS ALL AMERICAN PIPELINE LP -1204 1 K-1 Inc/Loss SHELL MIDSTREAM PARTNERS LP -249 241 K-1 Inc/Loss WESTERN MIDSTREAM PARTNERS, LP -1426 11 Federal Tax Refund 1734 Sec 751 Gain on Sale ENERGY TRANSFER LP 32597 Sec 751 Gain on Sale ENTERPRISE PRODUCTS PARTNERS 39182 Sec 751 Gain on Sale MAGELLAN MIDSTREAM PARTNERS L 19264 Sec 751 Gain on Sale MPLX LP 27817 Sec 751 Gain on Sale PHILLIPS 66 PARTNERS LP 5996 Sec 751 Gain on Sale PLAINS ALL AMERICAN PIPELINE 11675 Sec 751 Gain on Sale SHELL MIDSTREAM PARTNERS LP 7423 Sec 751 Gain on Sale WESTERN MIDSTREAM PARTNERS, L 12062 Investment Management Services 118923 118923 990-PF Estimated Tax for 2020 20600 990-T Extension for 2019 100 Foreign Tax Paid 15403 15403