2021-11-15T16:00:48-06:00 2020-12-31 366055558 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2020-01-01 521736502 PARTNERSHIP TO END ADDICTION PART 2128415200 711 THIRD AVENUE NO 500 NEW YORK NY 10017 GINA Y SAMSON CFO/TREASURER 2128415200 2021-11-15 1 GINA SAMSON XXX-XX-XXXX DANIEL ROMANO P00504182 2125990100 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X CREIGHTON DRURY 711 THIRD AVENUE NO 500 NEW YORK NY 10017 127530448 0 X WWW.DRUGFREE.ORG X 1991 DC TRANSFORMING HOW OUR NATION ADDRESSES ADDICTION BY EMPOWERING FAMILIES, (SEE SCHEDULE O)ADVANCING EFFECTIVE CARE, SHAPING PUBLIC POLICY AND CHANGING CULTURE. 20 18 105 200 0 0 7397526 3779842 3646553 4116823 1141315 18799028 -50266 24067 12135128 26719760 612555 209498 0 0 10519054 11693221 340000 209000 1293037 6658561 10412889 18130170 22524608 -5995042 4195152 52037252 60471637 2658037 5509706 49379215 54961931 X WITH DECADES OF EXPERIENCE IN RESEARCH, DIRECT SERVICE, COMMUNICATIONS AND PARTNERSHIP-BUILDING, WE PROVIDE FAMILIES WITH PERSONALIZED SUPPORT AND RESOURCES - WHILE MOBILIZING POLICYMAKERS, RESEARCHERS AND HEALTH CARE PROFESSIONALS TO BETTER ADDRESS ADDICTION (SEE SCHEDULE O) SYSTEMICALLY ON A NATIONAL SCALE. OUR MISSION IS TO TRANSFORM HOW OUR NATION ADDRESSES ADDICTION BY EMPOWERING FAMILIES, ADVANCING EFFECTIVE CARE, SHAPING PUBLIC POLICY AND CHANGING CULTURE. 0 0 4690601 209498 3602494 OUR EXPERIENCED TEAM OF EXPERTS AND PRACTITIONERS WORKS TO DEVELOP, TEST AND DISSEMINATE EVIDENCE-BASED PROTOCOLS AND TECHNOLOGY-BASED INTERVENTIONS. WE AIM TO IMPROVE THE REACH, ACCESSIBILITY AND QUALITY OF SUBSTANCE USE PREVENTION, TREATMENT AND RECOVERY SERVICES. THROUGH COLLABORATIONS WITH PUBLIC AND PRIVATE PARTNERS, WE HAVE MADE TREMENDOUS STRIDES TO ADVANCE EFFECTIVE CARE. ONE WAY WE DO THIS IS BY PUBLISHING RESOURCES FOR PARENTS, CAREGIVERS, HEALTH CARE PROFESSIONALS AND COMMUNITY LEADERS, AS WELL AS SUBMITTING PARTNERSHIP-LED RESEARCH FOR PUBLICATION IN LIFE SCIENCE JOURNALS AND OTHER OUTLETS. 4341576 0 0 THE COMMUNICATIONS TEAM PROVIDES JOURNALISTS WITH RESOURCES, KNOWLEDGEABLE SPOKESPEOPLE AND THE STORIES OF FAMILIES IMPACTED BY ADDICTION. THE TEAM ALSO CREATES OPPORTUNITIES FOR WEBSITE VISITORS AND EMAIL SUBSCRIBERS TO LEARN ABOUT PARTNERSHIP TO END ADDICTION'S ADVOCACY EFFORTS, ORIGINAL RESEARCH, SERVICES TO PREVENT AND TREAT ADDICTION SUCH AS OUR HELPLINE, TEXT SUPPORT PROGRAMS AND PEER-TO-PEER SUPPORT SERVICES. IT ALSO PRODUCES AND AMPLIFIES A PODCAST ("HEART OF THE MATTER") HOSTED BY FORMER ABC NEWS ANCHOR ELIZABETH VARGAS TO EMPHASIZE THE IMPORTANCE OF PERSONAL CONNECTION IN ADDRESSING DRUG AND ALCOHOL USE. IN ADDITION, THE TEAM COORDINATES PUBLIC SERVICE ADVERTISING AND ITS DISTRIBUTION THROUGH TRADITIONAL AND DIGITAL MEDIA CHANNELS, AS WELL AS SOCIAL MEDIA ACTIVITIES. 2878080 0 487727 SEE SCHEDULE OWE PROVIDE FREE, CONFIDENTIAL SUPPORT FOR FAMILIES LOOKING FOR ANSWERS FOR THEMSELVES AND THEIR CHILDREN. THROUGH OUR HELPLINE, WE PROVIDE INFORMATION AND SUPPORT TO HELP THEM WITH THEIR CHILD'S SUBSTANCE USE OR ADDICTION, PARENTS CONTACT OUR SPECIALISTS VIA EMAIL, PHONE, FACEBOOK MESSENGER AND TEXT MESSAGE. SPECIALISTS HELP FAMILIES EVALUATE THEIR NEEDS AND ASSIST THEM WITH PLANS FOR NEXT STEPS, WITH THE GOAL OF EMPOWERING THEM TO TAKE ACTION. THROUGH HELP & HOPE BY TEXT, WE SEND MESSAGES WITH EVIDENCE-BASED SKILLS AND STRATEGIES DIRECTLY TO THE PHONES OF CONCERNED PARENTS AND CAREGIVERS. IN ADDITION, PARENT COACHING IS OUR PEER-TO-PEER PROGRAM, BY WHICH A PARENT OR CAREGIVER SEEKING HELP AND PERSPECTIVE ON THEIR CHILD'S SUBSTANCE USE ISSUES IS PAIRED WITH A SPECIALLY TRAINED VOLUNTEER WHO HAS ALSO TRAVELED THE PATH OF A CHILD'S SUBSTANCE USE OR ADDICTION. BY SPEAKING WITH SOMEONE WHO HAS WALKED IN THEIR SHOES, PARENTS CAN LEARN HOW TO STAY CONNECTED TO THEIR LOVED ONE AND GET THE SUPPORT AND ENCOURAGEMENT THEY NEED. WE RECENTLY LAUNCHED AN ONLINE SUPPORT COMMUNITY AS WELL, CONSISTING OF FREE, WEEKLY, VIRTUAL MEETINGS. IT PROVIDES EDUCATION AND SUPPORT TO PARENTS AND CAREGIVERS SEEKING HELP ON BEHALF OF THEIR CHILDREN STRUGGLING WITH SUBSTANCES. 1375192 0 0 RESEARCH AND PROGRAM DEVELOPMENTDEVELOPING NEW PROGRAMS TO CARRY OUT PARTNERSHIP TO END ADDICTION'S EXEMPT PURPOSE. 828023 0 39707 PUBLIC POLICYRESPONSIBLE FOR ASSESSING THE IMPACT OF RISKY SUBSTANCE USE AND ADDICTION ON AMERICAN SYSTEMS AND POPULATIONS, EXAMINING THE LINKS BETWEEN SUBSTANCE USE, ADDICTION AND OTHER HEALTH AND SOCIAL PROBLEMS; AND TRANSLATING SCIENTIFIC KNOWLEDGE ABOUT SUBSTANCE USE AND ADDICTION INTO POLICY AND PRACTICE. THE DIVISION UNDERTAKES A BROAD PROGRAM OF POLICY RESEARCH AND OTHER PRACTICE-BASED ACTIVITIES TARGETED TO IMPROVING HEALTH CARE PRACTICE, ALIGNING GOVERNMENT POLICIES WITH SCIENCE AND BEST PRACTICE AND EDUCATING THE GENERAL PUBLIC IN ORDER TO DECREASE THE PREVALENCE OF RISKY SUBSTANCE USE AND ADDICTION AND REDUCE RELATED MORBIDITY, MORTALITY AND THE SOCIAL AND ECONOMIC CONSEQUENCES AND COSTS. 2203215 0 39707 14113472 1 1 0 1 0 0 0 0 1 0 1 1 0 0 0 1 1 0 0 0 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 42 0 1 105 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA CT DC FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC ND OH OR PA RI SC TN UT VA WV WI X X X JOSHUA WEINBERG 2128415200 711 THIRD AVENUE NO 500 NEW YORK NY 10017 CREIGHTON DRURY CEO 40.00 0.00 X X 303511 0 79204 JOSEPH A CALIFANO JR FOUNDER AND CHAIRMAN EMERITUS 25.00 0.00 X 204174 0 0 JAMES G NIVEN CHAIRMAN 1.00 0.00 X X 0 0 0 MICHAEL WHITE VICE CHAIRMAN 1.00 0.00 X X 0 0 0 ADAM BAREA BOARD OF DIRECTORS (AS OF 06/20) 1.00 0.00 X 0 0 0 URSULA M BURNS BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 COLUMBA BUSH BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 KENNETH I CHENAULT BOARD OF DIRECTORS (THRU 06/20) 1.00 0.00 X 0 0 0 VICTOR F GANZI BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 MELINDA B HILDEBRAND BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 LESLIE GORDON JOHNSON BOARD OF DIRECTORS (AS OF 06/20) 1.00 0.00 X 0 0 0 DAVID KATZ ESQ BOARD OF DIRECTORS (THRU 10/20) 1.00 0.00 X 0 0 0 BILL KOENIGSBERG BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 REV EDWARD A MALLOY CSC BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 NELLE P MILLER BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 DOUG MORRIS BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 AMELIA OGUNLESI BOARD OF DIRECTORS (AS OF 10/20) 1.00 0.00 X 0 0 0 HERBERT PARDES MD BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 JAMES M RAMSTAD BOARD OF DIRECTORS (THRU 11/20) 1.00 0.00 X 0 0 0 ALLEN ROSENSHINE BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 MICHAEL I ROTH BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 CLYDE C TUGGLE BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 ELIZABETH VARGAS BOARD OF DIRECTORS 1.00 0.00 X 0 0 0 FREDERICK J MUENCH PRESIDENT 40.00 0.00 X 265700 0 81269 EMILY FEINSTEIN COO/SECRETARY 40.00 0.00 X 192479 0 70181 GINA Y SAMSON CFO/TREASURER 40.00 0.00 X 174936 0 39204 EMILY MOYER CHIEF MARKETING OFFICER 35.00 0.00 X 241452 0 57402 MARCIA LEE TAYLOR CHIEF EXT & GOVT. REL. OFFICER 35.00 0.00 X 200355 0 21943 DOUGLAS A LEU CHIEF TECHNOLOGY OFFICER 35.00 0.00 X 173437 0 44787 BETH JEFFERY VP, MEDIA STRATEGY & PERFORMANCE 35.00 0.00 X 172407 0 19811 AARON T HOGUE VP, RESEARCH & CLINICAL SCIENCE 35.00 0.00 X 172189 0 16591 2100640 0 430392 26 0 1 0 HORIZON MEDIA INC 75 VARICK STREET NEW YORK NY 10013 MARKETING 334150 DIMASSIMO GOLDSTEIN 220 EAST 23RD STREET NEW YORK NY 10010 MARKETING 300000 YORKE CONSTRUCTION 140 WEST 31ST STREET NEW YORK NY 10001 CONSTRUCTION 257923 MOUNT SINAI SCHOOL OF MEDICINE 1 GUSTAVE LEVY PLACE NEW YORK NY 10029 RESEARCH 250000 PUBLICIS HEALTH COLLECTION ACCT 1500 MARKET ST PHILADELHIA PA 19102 MARKETING 231377 16 X 15000 3764842 3779842 NIH 541700 1132339 1132339 SAMHSA 541700 1032216 1032216 RFMH 541700 642188 642188 FDA 900099 382172 382172 DEA 900099 199471 199471 728437 728437 4116823 485530 485530 95883186 23241000 93642575 7168113 2240611 16072887 18313498 18313498 0 15000 0 0 PUBLICATION SALES 511190 13105 13105 MISCELLANEOUS INCOME 900099 10962 10962 24067 26719760 4129928 0 18809990 X 209498 209498 1717896 1216115 398948 102833 7621317 5325636 1841869 453812 521216 388567 100774 31875 1144773 849592 224250 70931 688019 512919 133024 42076 124472 124472 340053 340053 15082 15082 209000 209000 177500 177500 2931629 2379480 502120 50029 4790 3008 1782 178013 58938 114018 5057 779355 482083 198626 98646 4385510 1844066 2385729 155715 53548 46967 2745 3836 72409 58337 12645 1427 7233 7233 612800 453954 120514 38332 151791 112445 29851 9495 MISCELLANEOUS EXPENSES 338452 190 331663 6599 DUES, SUBS., & PUBS. 139760 104053 24115 11592 EQUIP. RENTAL & MAINT. 95360 52542 42818 0 RECRUITMENT 5132 5132 22524608 14113472 7118099 1293037 935709 471930 2221778 14654359 2222923 1990409 1809532 1276566 2389013 1605566 7580618 783447 26884003 29584850 8669856 10288409 1712833 1421667 52037252 60471637 1950686 2523555 707348 94462 3 1100000 0 1791689 2658037 5509706 X 43313268 49280093 6065947 5681838 49379215 54961931 52037252 60471637 X 4195152 1426454 -38890 X 0 1 X 1 1 1 X 4035330 2958290 4286132 7397526 3779842 22457120 4035330 2958290 4286132 7397526 3779842 22457120 801553 21655567 1368480 1407591 1536228 1162080 485530 5959909 93222 93706 34277 221205 52750 71500 175500 108500 10962 419212 29057446 15325195 0.74530 0.74600 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENT INCOME - 2016 AMOUNT: $ 52,750. 2017 AMOUNT: $ 71,500. 2018 AMOUNT: $ 175,500. 2019 AMOUNT: $ 108,500. 2020 AMOUNT: $ 0. MISCELLANEOUS INCOME - 2020 AMOUNT: $ 10,962. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6679 8403 15082 22481826 22496908 1000000 250000 0 0 687034 684077 1000000 1000000 3371111 5056667 62708 40522 34324 15082 152636 171759 171019 250000 250000 842778 1264167 15411 6679 22090 0 1 X 334003 334003 0 2055010 1271563 783447 783447 EVENT-DRIVEN FUND 5598260 F ABSOLUTE RETURN FUND 4685798 F INTERNATIONAL VALUE FUND 4351 F 10288409 DEFERRED RENT 1791689 1791689 X 113852698 1426454 85883984 87310438 26542260 177500 177500 26719760 108203392 85883984 -27700 85856284 22347108 177500 177500 22524608 PART IV, LINE 2B: PARTNERSHIP TO END ADDICTION RENTAL AND CONDOMINIUM LEASES EXPIRED IN 2020. THE AMOUNT IN THE ESCROW ACCOUNT REPRESENTS ONE MONTH RENT DEPOSIT PLUS ACCRUED INTEREST. PART X, LINE 2: THE PARTNERSHIP HAS BEEN CLASSIFIED AS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (THE CODE) AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). IT HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) AND HAS BEEN DESIGNATED AS A "PUBLICLY SUPPORTED ORGANIZATION UNDER SECTIONS 509(A)(1) AND 170(B)(1)(A)(VI) OF THE CODE. THE PARTNERSHIP RECOGNIZES THE EFFECT OF INCOME TAX PROVISIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE PARTNERSHIP'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER INTERNAL REVENUE CODE SECTION 511. TAXES ON DISALLOWED EXPENSES AND VALUE ADDED TAX PAID WERE INCLUDED IN THE SECTIONS OF THE EXPENSES ON WHICH THE TAX WAS IMPOSED. AS OF DECEMBER 31, 2020 AND 2019, THE PARTNERSHIP DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS OR ANY UNRELATED INCOME TAX LIABILITY, WHICH WOULD HAVE A MATERIAL IMPACT ON ITS FINANCIAL STATEMENTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: REVERSAL OF GRANT ACCRUAL -27,700. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 10288409 0 0 0 0 0 0 10288409 0 10288409 1 0 1 1 1 0 PART I, LINE 3: THE FINANCIAL STATEMENTS HAVE BEEN PREPARED ON THE ACCRUAL BASIS OF ACCOUNTING. PART III ACCOUNTING METHOD: X X X X X X X 1 RESOURCE AND EVENT MANAGEMENT LTD 650 FIRST AVE SUITE 7NW NEW YORK NY 10016 RESEARCH & FUNDRAISING 1 0 120000 -120000 CHANGING OUR WORLD INC 1285 AVENUE OF THE AMERICAS 5TH FL NEW YORK NY 10019 FUNDRAISING CONSULTANT 0 0 30000 -30000 DENVER FREDERICK 241 LAKE ROAD MORRISTOWN NJ 07960 FUNDRAISING CONSULTANT 0 0 15000 -15000 ELINORE ANTELL 345 SOUTH END AVENUE 5B NEW YORK NY 10280 FUNDRAISING CONSULTANT 0 0 44000 -44000 209000 -209000 AL AK AR CA CO CT DC FL GA HI IL KS KY LA MA ME MD MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI SCHEDULE G, PART I, LINE 2B (III) FUNDRAISER HAS POSSESSION OF DINNER PATRON CHECKS ALTHOUGH NO AUTHORITY TO CASH OR DEPOSIT, DIRECT THE USE OF, OR USE THE FUNDS. FUNDRAISER DELIVERS THE CHECKS TO THE ORGANIZATION. PART I, LINE 2B, COLUMN (V): THE AGREEMENT PROVIDES FOR A FIXED AMOUNT IN FUNDRAISING FEES. THE AGREEMENT ALSO PROVIDES FOR AN ESTIMATED AMOUNT OF EXPENSES TO BE REIMBURSED - $3,000 - AND FURTHER PROVIDES THAT THE ORGANIZATION WILL NOT BE RESPONSIBLE TO THE FUNDRAISER FOR AMOUNTS EXCEEDING THE ESTIMATE UNLESS PRIOR WRITTEN CONSENT IS OBTAINED BY THE FUNDRAISER FOR SUCH EXPENSES. THE ORGANIZATION DID NOT ENTER INTO ANY ARRANGEMENTS WITH ANY FUNDRAISERS UNDER WHICH PAYMENTS WERE MADE EXCLUSIVELY FOR EXPENSES BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES. 1 THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH PO BOX 95000-7530 PHILADELPHIA PA 191957530 112673595 501(C)(3) 103426 SEE PART IV UNIVERSITY OF MIAMI PO BOX 405803 ATLANTA GA 303845803 590624458 501(C)(3) 34044 SEE PART IV WAYNE STATE UNIVERSITY 5057 WOODWARD ROOM 13202 DETROIT MI 48202 386028429 501(C)(3) 20903 SEE PART IV MARYLAND TREATMENT CENTER 3800 FREDERICK AVENUE BALTIMORE MD 21229 521447757 6582 SEE PART IV NEW YORK UNIVERISTY 550 1ST AVENUE NEW YORK NY 10016 135562309 501(C)(3) 43943 SEE PART IV 4 1 PART I, LINE 2: THE ORGANIZATION MONITORS THE USE OF GRANT FUNDS BY USING SPECIFIC PROJECT CODES TO TRACK INCOME AND EXPENSES OF EACH GRANT, AS WELL AS THE RECIPIENTS ARE REQUIRED TO SUBMIT PROGRESS AND FINANCIAL REPORTS PERIODICALLY FOR OUR REVIEW. PART II, LINE 1, COLUMN (H), PURPOSE OF GRANT OR ASSISTANCE: (1) THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH - PURPOSE: NIDA "NEW YORK STATE HEALTH HOME IMPACT ON HIV TREATMENT CASCADE": STUDY DESIGN, DATA COLLECTION, DATA ANALYSIS, DISSEMINATION OF RESULTS. NIDA "TAILORED ADAPTIVE MOBILE MESSAGING TO REDUCE PROBLEM DRINKING": STUDY DESIGN, DATA COLLECTION, AND DATA ANALYSIS. (2) UNIVERSITY OF MIAMI - PURPOSE: NIMH "FIDELITY TRAINING AND FEEDBACK SYSTEM FOR ADOLESCENT EXTERNALIZING PROBLEMS": REPORT MATERIAL DESIGN, STUDY FEEDBACK. NIDA "TESTING A SYSTEM-LEVEL IMPLEMENTATION INTERVENTION TO IMPROVE THE QUALITY OF FAMILY-BASED SERVICES FOR ADOLESCENT SUBSTANCE USE": DATA ANALYSIS, INTERPRETATION OF FINDINGS, PRESENTATION OF RESULTS. (3) WAYNE STATE UNIVERSITY - PURPOSE: NIDA "DEVELOPING A SCREENING AND BRIEF INTERVENTION PACKAGE TO ADDRESS SUBSTANCE USE RISK IN PREGNANT AND POSTPARTUM WOMEN IN HOME VISITING PROGRAMS": CONTENT DEVELOPMENT, AND SOFTWARE PROGRAMMING. (4) MARYLAND TREATMENT CENTER - PURPOSE: NIAAA- "TAILORED ADAPITVE MOBILE MESSAGING TO REDUCE PROBLEM DRINKING". (5) NEW YORK UNIVERSITY - PURPOSE: NIDA "COACHING PERFORMANCE PRACTICE CHANGE IN THE CONTEXT OF VALUE BASED PURCHASING UNDER NEW YORK MEDICAID": STUDY DESIGN, DATA COLLECTION, AND DATA ANALYSIS. NIDA "NEW YORK STATE HEALTH HOME IMPACT ON HIV TREATMENT CASCADE": STUDY DESIGN, DATA COLLECTION, DATA ANALYSIS, AND DISSEMINATION OF RESULTS. X 1 1 X X X X 0 0 0 0 0 0 0 0 1 1 CREIGHTON DRURY CEO 303060 0 0 0 451 0 31196 0 48008 0 382715 0 0 0 FREDERICK J MUENCH PRESIDENT 265307 0 0 0 393 0 30511 0 50758 0 346969 0 0 0 EMILY MOYER CHIEF MARKETING OFFICER 241340 0 0 0 112 0 26401 0 31001 0 298854 0 0 0 EMILY FEINSTEIN COO/SECRETARY 192299 0 0 0 180 0 20373 0 49808 0 262660 0 0 0 MARCIA LEE TAYLOR CHIEF EXT & GOVT. REL. OFFICER 199940 0 0 0 415 0 19551 0 2392 0 222298 0 0 0 DOUGLAS A LEU CHIEF TECHNOLOGY OFFICER 172921 0 0 0 516 0 16846 0 27941 0 218224 0 0 0 GINA Y SAMSON CFO/TREASURER 174420 0 0 0 516 0 15410 0 23794 0 214140 0 0 0 JOSEPH A CALIFANO JR FOUNDER AND CHAIRMAN EMERITUS 203000 0 0 0 1174 0 0 0 0 0 204174 0 0 0 BETH JEFFERY VP, MEDIA STRATEGY & PERFORMANCE 172131 0 0 0 276 0 16140 0 3671 0 192218 0 0 0 AARON T HOGUE VP, RESEARCH & CLINICAL SCIENCE 171673 0 0 0 516 0 15670 0 921 0 188780 0 0 0 SCHEDULE J, PART I, LINE 1A THE SENIOR ADVISOR TO THE PRESIDENT AND CEO SOCIAL CLUB DUES ARE PAID BY THE ORGANIZATION BECAUSE HE USES THE CLUB SOLELY FOR BUSINESS-RELATED BREAKFASTS AND LUNCHES. SCHEDULE J, PART I, LINE 8 IN 2017 CREIGHTON DRURY WAS HIRED AS PRESIDENT PURSUANT TO A BINDING WRITTEN EMPLOYMENT CONTRACT SETTING A FIXED PAYMENT AS ANNUAL BASE SALARY FOR THE PROVISION OF HIS SERVICES. IMMEDIATELY BEFORE ENTERING INTO THE CONTRACT MR. DRURY WAS NOT A DISQUALIFIED PERSON WITH RESPECT TO PARTNERSHIP TO END ADDICTION. THE REBUTTABLE PRESUMPTION PROCEDURES WEREFOLLOWED WITH RESPECT TO MR. DRURY'S COMPENSATION. BILL KOENIGSBERG BOARD MEMBER 334150 SEE PART V 0 PART IV, LINE 1, COLUMN D PARTNERSHIP TO END ADDICTION HIRED HORIZON MEDIA TO PERFORM MEDIA AND MARKETING SERVICES IN 2020. BILL KOENIGSBERG, BOARD MEMBER, IS THE PRESIDENT, CEO AND FOUNDER OF HORIZON MEDIA. IT WAS AN ARMS LENGTH TRANSACTION AND BILL KOENIGSBERG HAD NO INVOLVEMENT IN THE DECISION PROCESS. GENERAL STATEMENT REGARDING THE IMPACT OF COVID-19: THE PARTNERSHIP'S CONTINUING OPERATIONS HAVE BEEN AFFECTED BY THE RECENT AND ONGOING OUTBREAK OF THE CORONAVIRUS (COVID-19), WHICH WAS DECLARED A PANDEMIC BY THE WORD HEALTH ORGANIZATION IN MARCH 2020. ACTIONS TAKEN AROUND THE WORLD TO HELP MITIGATE THE SPREAD OF COVID-19 INCLUDE RESTRICTIONS ON TRAVEL, QUARANTINES IN CERTAIN AREAS, AND FORCED CLOSURES FOR CERTAIN TYPES OF PUBLIC PLACES AND BUSINESS. THE CORONAVIRUS AND THE ACTIONS TAKEN TO MITIGATE IT HAVE HAD AND ARE EXPECTED TO CONTINUE TO HAVE AN ADVERSE IMPACT ON THE ECONOMICS AND FINANCIAL MARKETS OF MANY COUNTRIES, INCLUDING THE GEOGRAPHICAL LOCATION IN WHICH THE PARTNERSHIP OPERATES. WHILE IT IS UNKNOWN HOW LONG THESE CONDITIONS WILL LAST AND WHAT THE COMPLETE FINANCIAL EFFECT WILL BE TO THE PARTNERSHIP, TO DATE, THE PARTNERSHIP IS EXPERIENCING A DECREASE IN REVENUE DUE TO CERTAIN PROGRAMS CLOSING AND AN INCREASE IN EXPENSES TO KEEP STAFF AND CLIENTS SAFE. A LARGE PERCENTAGE OF THE PARTNERSHIP'S WORKFORCE IS WORKING REMOTELY. THE PARTNERSHIP CONTINUES TO MONITOR THE IMPACT THE COVID-19 OUTBREAK MAY HAVE ON THE PARTNERSHIP IN THE FUTURE. ON MAY 6, 2020, THE PARTNERSHIP RECEIVED LOAN PROCEEDS IN THE AMOUNT OF $1,100,000 UNDER THE PAYCHECK PROTECTION PROGRAM (PPP). THE PPP, ESTABLISHED AS PART OF THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY ACT (CARES ACT), PROVIDES FOR LOANS TO QUALIFYING BUSINESSES FOR AMOUNTS UP TO 2.5 TIMES OF THE AVERAGE MONTHLY PAYROLL EXPENSES OF THE QUALIFYING BUSINESS. THE LOAN AND ACCRUED INTEREST ARE FORGIVABLE AFTER 24 WEEKS THAT BEGINS ON THE FIRST DAY OF THE ORGANIZATION'S FIRST PAY PERIOD FOLLOWING ITS PPP LOAN DISBURSEMENT DATE (THE COVERED PERIOD) AND ENDS NO LATER THAN DECEMBER 31, 2020, AS LONG AS THE BORROWER USES THE LOAN PROCEEDS FOR ELIGIBLE PURPOSES, INCLUDING PAYROLL, BENEFITS, RENT, AND UTILITIES, AND MAINTAINS ITS PAYROLL LEVELS. THE AMOUNT OF LOAN FORGIVENESS WILL BE REDUCED IF THE BORROWER TERMINATES EMPLOYEES OR REDUCES SALARIES DURING THE COVERED PERIOD UNLESS UNABLE TO BE OPERATING AT THE SAME LEVEL OF BUSINESS ACTIVITY AS BEFORE FEBRUARY 15, 2021. THE PARTNERSHIP HAS DETERMINED TO ACCOUNT FOR ITS PPP LOAN UNDER A DEBT MODEL. THE PARTNERSHIP USED THE PROCEEDS FOR QUALIFYING PAYROLL COSTS CONSISTENT WITH THE PPP GUIDANCE. THE PARTNERSHIP BELIEVES THAT ITS USE OF THE LOAN PROCEEDS HAS MET THE CONDITIONS FOR FORGIVENESS; HOWEVER, NO ASSURANCE CAN BE PROVIDED THAT CLIENT WILL BE ELIGIBLE FOR FORGIVENESS, IN WHOLE, OR IN PART. ANY AMOUNT OF THE PPP LOAN THAT IS UNFORGIVEN IS PAYABLE OVER TWO YEARS AT AN INTEREST RATE OF 1%, WITH A DEFERRAL OF PAYMENTS FOR 10 MONTHS AFTER THE END OF THE COVERED PERIOD. IN FEBRUARY 2021, THE PARTNERSHIP WAS GRANTED A LOAN (THE "LOAN") FROM BANK OF AMERICA IN THE AGGREGATE AMOUNT OF $875,000, PURSUANT TO THE PAYCHECK PROTECTION PROGRAM SECOND DRAW (THE PPP 2) UNDER SECTION 311 OF THE ECONOMIC AID TO HARD-HIT SMALL BUSINESSES ACT (THE ECONOMIC AID ACT), WHICH WAS SIGNED INTO LAW ON DECEMBER 27, 2020 AND IS PART OF THE ORIGINAL CARES ACT, WHICH WAS ENACTED MARCH 27, 2020. SECTION 311 OF THE ECONOMIC AID ACT AUTHORIZED THE U.S. SMALL BUSINESS ADMINISTRATION (SBA) TO GUARANTEE PPP 2 LOANS UNDER GENERALLY THE SAME TERMS AND CONDITIONS AVAILABLE UNDER THE ORIGINAL PPP FIRST DRAW. THE LOAN IS THE FORM OF A NOTE DATED FEBRUARY 10, 2021 ISSUED BY THE BORROWER AND MATURES ON FEBRUARY 10, 2026 AND BEARS INTEREST AT A RATE OF 1% PER ANNUM. FUNDS FROM THE LOAN MAY ONLY BE USED FOR QUALIFIED EXPENSES WHICH INCLUDE PAYROLL COSTS, COSTS USED TO CONTINUE GROUP HEALTHCARE BENEFITS, MORTGAGE PAYMENTS, RENT, UTILITIES, INTEREST ON OTHER DEBT OBLIGATION INCURRED BEFORE FEBRUARY 15, 2020, COVERED OPERATIONS EXPENDITURES, COVERED PROPERTY DAMAGE COSTS, COVERED SUPPLIER COSTS, AND COVERED WORKER PROTECTION EXPENDITURES. IN ACCORDANCE WITH THE CARES ACT AND THE PPP, IF THE LOAN PROCEEDS ARE FULLY UTILIZED TO PAY FOR QUALIFIED EXPENSES, THE FULL PRINCIPAL AMOUNT OF THE LOAN, ALONG WITH ANY ACCRUED INTEREST, MAY QUALIFY FOR LOAN FORGIVENESS, SUBJECT TO POTENTIAL REDUCTION BASED ON TERMINATION OF FULL-TIME EMPLOYEES OR DECREASE IN SALARIES DURING THE COVERED PERIOD. PARTNERSHIP TO END ADDICTION FEELS AS THOUGH THEY HAVE MET THE CRITERIA FOR FORGIVENESS OF THE PPP LOAN THEY RECEIVED AND HAVE SUBMITTED THE APPLICATION FOR SUCH, BUT IS AWAITING TO HEAR BACK FROM THE SBA. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, THE FORM 990 WAS REVIEWED BY OUR CEO, BOARD CHAIRMAN AND AUDIT COMMITTEE OF THE BOARD. COPIES OF THE FORM 990 ARE PROVIDED TO ALL MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE SECRETARY DISTRIBUTES THE CONFLICT OF INTEREST POLICY AND ACKNOWLEDGEMENT STATEMENT TO NEW BOARD MEMBERS UPON JOINING THE BOARD AND TO ALL MEMBERS ANNUALLY. THE SAME PROCESS IS FOLLOWED FOR OFFICERS AND KEY EMPLOYEES. THE GENRAL COUNSEL REVIEWS EACH SIGNED STATEMENT AND DISCUSSES ANY ISSUES ARISING FROM CONFLICT DISCLOSURES WITH THE CHAIRMAN AND PRESIDENT. THE SECRETARY REPORTS TO THE AUDIT COMMITTEE OF THE BOARD AT LEAST ANNUALLY ON THE PROCESS. OUR INDEPENDENT AUDITORS ALSO REVIEW THESE DOCUMENTS. THE ORGANIZATION CONDUCTS PERIODIC REVIEWS OF THE COMPENSATION OF THE CEO AND THE PRESIDENT AS WELL AS OTHER OFFICERS AND KEY EMPLOYEES, THE PARTNERSHIP TO END ADDICTION POLICY REQUIRES THE USE OF COMPARABLES GATHERED FROM THE FORM 990S OF OTHER TAX-EXEMPT ORGANIZATIONS, AS WELL AS OTHER COMPARATIVE INFORMATION. THE COMPARABLES ARE SUBMITTED TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS WHICH SERVES AS THE COMPENSATION COMMITTEE AND CONSISTS ONLY OF INDEPENDENT MEMBERS OF THE BOARD. THE AUDIT COMMITTEE IS AUTHORIZED TO APPROVE OFFICER AND KEY EMPLOYEE COMPENSATION EXCEPT WITH RESPECT TO THE PRESIDENT AND CEO. IN THIS CASE, THE AUDIT COMMITTEE MAKES A RECOMMENDATION TO THE FULL BOARD OF DIRECTORS WHICH MUST APPROVE THE PRESIDENT AND CEO COMPENSATION. DELIBERATIONS AND DISCUSSION ARE DOCUMENTED CONTEMPORANEOUSLY IN MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15 TO DETERMINE THE SURVEY RESULTS OF THE PRESIDENT AND CEO AS WELL AS OTHER OFFICERS AND KEY EMPLOYEES, THE PARTNERSHIP TO END ADDICTION POLICY REQUIRES THE USE OF COMPARABLES GATHERED FROM THE FORM 990S OF OTHER TAX-EXEMPT ORGANIZATIONS AND COMPILED INTO A SURVEY. THE COMPARABLES ARE THEN SUBMITTED TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS - WHICH SERVES AS THE COMPENSATION COMMITTEE AND CONSISTS ONLY OF INDEPENDENT MEMBERS OF THE BOARD. THE AUDIT COMMITTEE IS AUTHORIZED TO APPROVE OFFICER AND KEY EMPLOYEE COMPENSATION EXCEPT WITH RESPECT TO THE PRESIDENT AND CEO. IN THIS CASE, THE AUDIT COMMITTEE MAKES A RECOMMENDATION TO THE FULL BOARD OF DIRECTORS WHICH MUST APPROVE THE PRESIDENT AND CEO COMPENSATION. DELIBERATIONS AND DISCUSSION ARE DOCUMENTED CONTEMPORANEOUSLY IN MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE REGULARLY PROVIDED, ON REQUEST, TO PROSPECTIVE OR EXISTING FUNDERS AND ANY MEMBER OF THE PUBLIC WHO REQUESTS A COPY AND ARE ALSO AVAILABLE ON THE PARTNERSHIP TO END ADDICTION WEBSITE. GOVERNING DOCUMENTS ARE PROVIDED, ON REQUEST, AND ARE FREQUENTLY REQUESTED WITH GRANT PROPOSALS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART VIII, LINE 7C(II) DURING THE YEAR, THE PARTNERSHIP SOLD ITS PORTION OF ITS CONDOMINIUM INTEREST TO A THIRD PARTY FOR $12.5 MILLION AND $10.7 MILLION IN APRIL AND DECEMBER 2020, RESPECTIVELY. THE PARTNERSHIP RECOGNIZED A GAIN ON THE SALE OF $16,072,887 FOR THE YEAR ENDED DECEMBER 31, 2020. FORM 990, PART IX, LINE 11G MEDIA SERVICES: PROGRAM SERVICE EXPENSES 960,642. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 960,642. TRAINING, COACHING, & LEADERSHIP CONSULTING: PROGRAM SERVICE EXPENSES 505,083. MANAGEMENT AND GENERAL EXPENSES 52,500. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 557,583. SECURITY, TECH, AND IT CONUSLTING: PROGRAM SERVICE EXPENSES 173,658. MANAGEMENT AND GENERAL EXPENSES 237,740. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 411,398. PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 289,676. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 289,676. RESEARCH CONSULTANTS: PROGRAM SERVICE EXPENSES 185,361. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 185,361. TEMP SERVICES: PROGRAM SERVICE EXPENSES 132,493. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 132,493. MANAGEMENT FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 83,359. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 83,359. MOVING CONSULTING EXPENSES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 72,400. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 72,400. MISC. OTHER FEES: PROGRAM SERVICE EXPENSES 132,567. MANAGEMENT AND GENERAL EXPENSES 56,121. FUNDRAISING EXPENSES 50,029. TOTAL EXPENSES 238,717. FORM 990, PART XI, LINE 9: LOSS ON UNCOLLECTIBLE GRANTS AND CONTRIBUTIONS -66,590. REVERSAL OF GRANT ACCRUAL 27,700.