2021-11-15T16:05:50-06:00 2020-12-31 390859910 BAKER TILLY US LLP 777 E WISCONSIN AVENUE 32ND FLOOR MILWAUKEE WI 53202 990 2020-01-01 390912502 AMERICAN SOCIETY FOR QUALITY INC AMER 4142728575 600 N PLANKINTON AVENUE MILWAUKEE WI 53203 CATHERINE ANN JORDAN CEO 4142728575 2021-11-04 1 CATHERINE ANN JORDAN 999009999 TROY MARINE CPA P00187863 4147775500 2021-11-04 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z CATHERINE ANN JORDAN 600 N PLANKINTON AVENUE MILWAUKEE WI 53203 38805708 0 X WWW.ASQ.ORG X 1946 WI TO INCREASE THE USE AND IMPACT OF QUALITY IN RESPONSE TO THE DIVERSE NEEDS OF THE WORLD. 20 20 163 3000 404398 0 317877 47720 35409161 22115959 1608041 641663 1472919 8498043 38807998 31303385 15000 0 0 0 14547026 11314748 0 0 0 26574817 14800057 41136843 26114805 -2328845 5188580 51158126 56613355 27179737 25896197 23978389 30717158 X ASQ EMPOWERS THE PEOPLE, COMMUNITIES, AND ORGANIZATIONS OF THE WORLD TO ACHIEVE EXCELLENCE THROUGH QUALITY. 0 1 14064063 22291507 ASQ IS A NOT-FOR-PROFIT PROFESSIONAL SOCIETY FORMED TO SUPPORT INDIVIDUALS IN THEIR PURSUIT OF QUALITY PRACTICES AND PERFORMANCE EXCELLENCE BY PROVIDING THOUGHT LEADERSHIP, TRAINING, AND KNOWLEDGE RESOURCES. ACTIVITIES INCLUDE DEVELOPING QUALITY TOOLS, TRAINING ; PUBLICATIONS; AND, CONFERENCES AND FORUMS FOR QUALITY PRACTITIONERS. 14064063 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 222 0 1 163 1 1 1 1 CH CA MX IN 0 0 0 0 0 0 0 0 0 0 X 20 20 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 WI NY X JIM MONNAT 4147658789 600 N PLANKINTON AVENUE MILWAUKEE WI 53203 BENITO FLORES PAST CHAIR 1.00 X 0 0 0 AUSTIN LIN CHAIR 1.00 X X 0 0 0 STEVEN SCHUELKA TREASURER 1.00 X X 0 0 0 JANET RADDATZ CHAIR ELECT 1.00 X 0 0 0 JOHN CONNOR DIRECTOR 1.00 X 0 0 0 WANDA STURM DIRECTOR 1.00 X 0 0 0 LINDA ANDRADE GONZALEZ DIRECTOR 1.00 X 0 0 0 EDWIN GARRO DIRECTOR 1.00 X 0 0 0 CHRISTIANNA HAYES DIRECTOR 1.00 X 0 0 0 JANE KEATHLEY DIRECTOR 1.00 X 0 0 0 MICHAEL KIRCHNER DIRECTOR 1.00 X 0 0 0 FRANK MURDOCK DIRECTOR 1.00 X 0 0 0 NANCY NOUAIMEH DIRECTOR 1.00 X 0 0 0 SUSAN PEIFFER DIRECTOR 1.00 X 0 0 0 GIDEON ROTH DIRECTOR 1.00 X 0 0 0 LARS SORQVIST DIRECTOR 1.00 X 0 0 0 THERESE STEINER DIRECTOR 1.00 X 0 0 0 VIJAI VENKATA DIRECTOR 1.00 X 0 0 0 GLENN WALTERS DIRECTOR 1.00 X 0 0 0 ALLEN WONG DIRECTOR 1.00 X 0 0 0 CATHERINE A JORDAN CEO 40.00 X 351090 0 25082 JAMES MONNAT CFO 40.00 X 201422 0 10659 ANDREW SCHROEDER CHIEF COMMERCIAL OFFICER 40.00 X 163492 0 3721 DENISE KRAMER COMMERICAL EXECUTIVE DIRECTOR 40.00 X 140786 0 9926 ANDREW GLUBISZ CONTROLLER 40.00 X 120880 0 28933 SIDDHARTHA BHATNAGAR CHIEF OPERATING OFFICER 40.00 X 127548 0 12858 DAWN CAOUS DIRECTOR -MARKETING & COMMICATIONS 40.00 X 134368 0 4564 AMY HEPPE STRATEGIC PARTNERSHIPS & EVENTS DIRECTOR) 40.00 X 130106 0 8386 1369692 0 104129 14 0 1 0 MARKETING GENERAL 625 N WASHINGTON ST STE 450 ALEXANDRIA VA 23314 MARKETING SERVICES 899613 MORESTREAMCOM LLC 9976 BREWSTER LANE POWELL OH 43065 ROYALTIES/CONSULTING 646521 SVANACO INC DBA AMERICANEAGLECOM 2600 S RIVER ROAD DES PLAINES IL 60018 SOFTWARE/CONSULTING 547087 PERSONIFY INC PO BOX 735327 DALLAS TX 753735327 SOFTWARE/CONSULTING 478379 MICHAEL BEST & FRIEDRICH LLP PO BOX 88462 MILWAUKEE WI 532880462 LEGAL SERVICES 382044 28 47720 47720 MEMBERSHIP DUES 900099 8318887 8318887 SHARED SERVICES 900099 5552688 5552688 TRAINING 611600 4933720 4933720 CONFERENCES 900099 1125923 1125923 ROYALTIES AND LICENSING 900099 790238 790238 1394503 990105 404398 22115959 821542 821542 257855 0 257855 257855 257855 6906713 7086592 -179879 -179879 -179879 995677 415731 579946 579946 DISCONTINUED OPERATIONS 900099 7660242 7660242 7660242 31303385 22291507 404398 8559760 1046585 1046585 8264009 5837455 2426554 151023 94687 56336 1064719 667546 397173 788412 494310 294102 259735 149239 110496 97142 55816 41326 1293583 1148273 145310 3080611 214464 2866147 102640 95431 7209 791283 735708 55575 192807 192807 2406910 116007 2290903 CONTRACT & PROFESSIONAL 4549049 2613792 1935257 PARTNER PAYMENTS 1327029 1327029 OTHER 699268 514306 184962 26114805 14064063 12050742 0 7016679 7519140 117393 358016 1334567 527231 15493 6407405 369064 359371 36189465 24172625 14596081 12016840 26571554 28610143 1137295 815209 51158126 56613355 6867012 6939510 8025725 4129187 12287000 11987000 0 2840500 27179737 25896197 X 23978389 30717158 23978389 30717158 51158126 56613355 5188580 1550189 0 X X 0 1 X 1 0 X 263819 269236 203475 317877 47720 1102127 43126807 39839610 34777271 37503889 22707238 177954815 43390626 40108846 34980746 37821766 22754958 179056942 0 0 0 179056942 897393 546537 707083 1451703 1079397 4682113 897393 546537 707083 1451703 1079397 4682113 197874 1019339 1431517 13315634 844818 16809182 44485893 41674722 37119346 52589103 24679173 200548237 0.89280 0.90300 0.02330 0.02320 X 15441877 7671384 7770493 18327483 15016141 3311342 2420105 1485100 935005 12016840 REFUNDABLE ADVANCE 2340500 LINE OF CREDIT 500000 2840500 X PART X, LINE 2: THE SOCIETY HAS RECEIVED NOTIFICATION THAT IT QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AND CORRESPONDING PROVISIONS OF STATE LAW AND, ACCORDINGLY, IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. ASQ GLOBAL DEVELOPMENT, LLC, ASQ CHINA, LLC, ASQ MEXICO, LLC, AND ASQ INDIA WERE FORMED AS SINGLE MEMBER LIMITED LIABILITY COMPANIES ARE DISREGARDED ENTITIES FOR INCOME TAX PURPOSES. AS SUCH, THEIR OPERATIONS ARE INCLUDED IN THE FEDERAL AND STATE TAX RETURNS OF ITS PARENT, THE SOCIETY. KUALITE WAS INCORPORATED IN CHINA AS A FOR-PROFIT ENTERPRISE AND IS SUBJECT TO THE TAX LAWS OF THE PEOPLE'S REPUBLIC OF CHINA. DURING THE YEARS ENDING DECEMBER 31, 2020 AND 2019, KUALITE PAID INCOME TAX OF APPROXIMATELY $37,000 AND $45,000. ASQ ANALYZED THE REQUIREMENTS FOR ACCOUNTING FOR UNCERTAIN TAX POSITIONS. ASQ DETERMINED THAT IT WAS NOT REQUIRED TO RECORD A LIABILITY RELATED TO UNDERTAIN TAX POSITIONS AT DECEMBER 31, 2020 AND 2019. EAST ASIA AND THE PACIFIC 2 6 PROGRAM SERVICES QUALITY CONTROL 639408 NORTH AMERICA 0 5 PROGRAM SERVICES QUALITY CONTROL 508623 SOUTH ASIA 1 5 PROGRAM SERVICES QUALITY CONTROL 364055 0 16 0 0 0 16 1512086 0 1512086 0 0 1 0 0 0 PART III ACCOUNTING METHOD: X X X X 0 0 0 1 0 0 0 0 0 CATHERINE A JORDAN CEO 169983 0 181107 0 0 0 5185 0 19897 0 376172 0 0 0 JAMES MONNAT CFO 200576 0 846 0 0 0 0 0 10659 0 212081 0 0 0 ANDREW SCHROEDER CHIEF COMMERCIAL OFFICER 142915 0 20577 0 0 0 0 0 3721 0 167213 0 0 0 DENISE KRAMER COMMERICAL EXECUTIVE DIRECTOR 129411 0 11375 0 0 0 3838 0 6088 0 150712 0 0 0 PART I, LINE 5 CERTAIN ASQ MANAGEMENT EMPLOYEES EARNED AND WERE PAID A PERFORMANCE BONUS FOR THE 2019 YEAR IN EARLY 2020. PAYOUT IN PART WAS BASED ON ACHIEVING VARIOUS FINANCIAL AND OPERATIONAL GOALS FOR CALENDAR YEAR 2019. SCHEDULE J, PART II, COLUMN (B)(II): CATHERINE ANNE JORDAN ASSUMED THE ADDITIONAL RESPONSIBILITY OF INTERIM CEO OF THE SOCIETY EFFECTIVE JANUARY 1, 2020 AND SERVED IN THIS CAPACITY FOR THE ENTIRE YEAR. IN LIEU OF PERMANENTLY ADJUSTING MS. JORDAN'S BASE SALARY THE BOARD OF DIRECTORS DECIDED TO REVIEW HER PERFORMANCE EACH QUARTER AND GRANT HER ADDITIONAL DUTY PAY CONSIDERING THE ADDITIONAL WORKLOAD OF CEO. MS. JORDAN CONTINUED TO FUNCTION AS THE SOCIETY'S GENERAL COUNSEL DURING THE 2020 YEAR. FORM 990, PART III, LINE 3 ON JANUARY 1, 2020, ASQ SOLD ALL TANGIBLE AND INTANGIBLE ASSETS USED TO CONDUCT CERTIFICTION ACTIVITIES AND THE RIGHTS ASSOCIATED WITH ASQ'S THEN EXISTING ORGANIZATIONAL CLASS MEMBERS TO ASQEXCELLENCE, INC. PURCHASE PRICE FOR ASSETS WAS BASED ON AN INDEPENDENT THIRD PARTY FINANCIAL VALUATION PROVIDED BY A LEADING NATIONAL PROVIDER OF BUSINESS VALUATION SERVICES. FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY WAS COMPRISED OF APPROXIMATELY 53,000 INDIVIDUAL MEMBERS AT THE END OF CALENDAR YEAR 2020. FORM 990, PART VI, SECTION A, LINE 7A THE SOCIETY'S INDIVIDUAL MEMBERS ELECT BOTH THE SOCIETY'S OFFICERS AND MEMBERS OF THE BOARD OF DIRECTORS WHOSE TERMS ARE STAGGERED. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO CERTAIN SECTIONS OF THE BYLAWS AND ELECTION TO THE BOARD OF DIRECTORS ARE SUBJECT TO APPROVAL BY VOTING MEMBERS. THE BOARD IS ALSO RESPONSIBLE FOR APPROVAL OF THE BUSINESS PLAN AND BUDGET AND OTHER ITEMS AS SPECIFIED IN THE SOCIETY'S POLICIES AND PROCEDURES. FORM 990, PART VI, SECTION B, LINE 11B THE SOCIETY HAS A BOARD APPOINTED FINANCIAL AUDITING COMMITTEE OF INDEPENDENT DIRECTORS WHOSE RESPONSIBILITIES ARE DEFINED IN A WRITTEN POLICY STATEMENT. THESE RESPONSIBILITIES INCLUDE RECEIVING AND REVIEWING BOTH FORM 990 AND FORM 990-T AND OTHER STATE REGULATORY REPORTS PRIOR TO FILING EACH YEAR. THE COMMITTEE HAS REVIEWED BOTH THE 2020 YEAR FORM 990 AND 990-T PRIOR TO THEIR FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ARE REQUIRED TO FILE A DISCLOSURE ON A YEARLY BASIS AND UPON KNOWLEDGE OF ANY POTENTIAL CONFLICT. ITEMS ARE SUMMARIZED AND PROVIDED TO LEGAL COUNSEL FOR REVIEW TO ENSURE THERE ARE NO DISCLOSURES OF CONFLICT THAT REQUIRE ADDITIONAL MANAGEMENT OR RECUSALS. THIS REPORT IS THEN PRESENTED TO THE FINANCIAL AUDITING COMMITTEE. THE INDEPENDENT DIRECTORS PREPARE A RECOMMENDATION FOR BOARD FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 15 ASQ HAS A STAFF COMPENSATION AND BENEFIT COMMITTEE (SCBC) THAT MONITORS THE ASQ PAY AND BENEFIT COMPENSATION PROGRAMS FOR COMPETITIVENESS IN ACCORDANCE WITH ADOPTED PHILOSOPHIES AND MARKETPLACE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. SUCH DOCUMENTS ARE AVAILABLE TO SOCIETY MEMBERS IN GOOD STANDING ON THE ASQ WEBSITE AT ALL TIMES. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR. ASQ CHINA LLC 600 NORTH PLANKINTON AVE MILWAUKEE CH 53203 830409202 QUALITY CONTROL WI -27329 266322 N/A ASQ MEXICO LLC 600 NORTH PLANKINTON AVE MILWAUKEE MX 53203 371566690 QUALITY CONTROL WI -279388 88261 N/A AMERICAN SOCIETY FOR QUALITY INDIA PRIVATE LIMITED 600 NORTH PLANKINTON AVE MILWAUKEE IN 53203 990364754 QUALITY CONTROL WI 28990 256037 N/A ASQ GLOBAL DEVELOPMENT LLC 600 NORTH PLANKINTON AVE MILWAUKEE WI 53203 800267325 QUALITY CONTROL WI N/A EXEMPLAR GLOBAL INC 600 NORTH PLANKINTON AVE SUITE 300 MILWAUKEE WI 53203 391683335 ACCREDITATION WI 501(C)(6) N/A N/A 0 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0