2021-11-15T15:45:34-06:00 2020-12-31 752393478 WHITLEY PENN LLP 8343 DOUGLAS AVENUE SUITE 400 DALLAS TX 75225 990 2020-01-01 750945939 SOUTHWESTERN MEDICAL FOUNDATION SOUT 2143516143 3889 MAPLE AVENUE NO 100 DALLAS TX 75219 KATHLEEN M GIBSON PRESIDENT 2143516143 2021-11-10 1 KATHLEEN GIBSON 999009999 CURTIS MAXFIELD P00445178 2143939300 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z KATHLEEN M GIBSON 3889 MAPLE AVENUE NO 100 DALLAS TX 75219 252325851 0 X WWW.SWMEDICAL.ORG X 1939 TX SOUTHWESTERN MEDICAL FOUNDATION (THE "FOUNDATION") WAS ORGANIZED IN 1939 AS A TEXAS NON-PROFIT CORPORATION, COMMITTED TO THE DEVELOPMENT AND IMPROVEMENT OF MEDICAL EDUCATION, MEDICAL RESEARCH AND PATIENT CARE IN THE NORTH TEXAS COMMUNITY AND THROUGHOUT THE WORLD. IN 1943, THE FOUNDATION ESTABLISHED SOUTHWESTERN MEDICAL COLLEGE, NOW KNOWN AS UT SOUTHWESTERN MEDICAL CENTER (THE "CENTER"). THE FOUNDATION CONTINUES TO RAISE AND MANAGE PRIVATE PHILANTHROPIC DOLLARS PRIMARILY FOR CONTINUED SUPPORT OF THE CENTER THROUGH GRANTS AND SCHOLARSHIPS. 107 106 17 0 0 0 17917525 14659367 0 0 32067420 14849918 968458 742303 50953403 30251588 28499481 34692029 0 0 2009743 2190745 0 0 1365044 3086056 2733052 33595280 39615826 17358123 -9364238 1007095047 1119151350 5798938 7378645 1001296109 1111772705 X SOUTHWESTERN MEDICAL FOUNDATION (THE "FOUNDATION") WAS ORGANIZED IN 1939 AS A TEXAS NON-PROFIT CORPORATION, COMMITTED TO THE DEVELOPMENT AND IMPROVEMENT OF MEDICAL EDUCATION, MEDICAL RESEARCH AND PATIENT CARE IN THE NORTH TEXAS COMMUNITY AND THROUGHOUT THE WORLD. IN 1943, THE FOUNDATION ESTABLISHED SOUTHWESTERN MEDICAL COLLEGE, NOW KNOWN AS THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER (THE "CENTER"). THE FOUNDATION CONTINUES TO RAISE AND MANAGE PRIVATE PHILANTHROPIC DOLLARS PRIMARILY FOR CONTINUED SUPPORT OF THE CENTER THROUGH GRANTS AND SCHOLARSHIPS. 0 0 35715382 34692029 SOUTHWESTERN MEDICAL FOUNDATION ("FOUNDATION") WAS ORGANIZED IN 1939 AS A TEXAS NONPROFIT CORPORATION. THE FOUNDATION IS EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AS A CHARITABLE ORGANIZATION.PROGRAMS SUPPORTED BY THE FOUNDATION ARE PRIMARILY BENEFITTING UT SOUTHWESTERN MEDICAL CENTER AS A LEADING BIOMEDICAL INSTITUTION IN EDUCATION, RESEARCH AND PATIENT CARE, AND ITS PRINCIPAL AFFILIATED INSTITUTIONS. THE FOUNDATION ALSO PROVIDES SUPPORT TO OTHER EXEMPT CIVIC AND MEDICAL ORGANIZATIONS, AND PROVIDES SCHOLARSHIP AWARDS TO MEDICAL STUDENTS AND OTHER HEALTH CARE PROVIDERS. THE FOUNDATION SPONSORS INFORMATIONAL LECTURES THAT FEATURE EXPERT SPEAKERS IN VARIOUS FIELDS. THE FOUNDATION EARNS NO INCOME FROM THESE LECTURES. 35715382 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 36 0 1 17 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 107 106 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NV NH NJ NM ND NY NC OH OK OR PA RI SC TN UT VA WA WV WI X KATHLEEN M GIBSON 2143516143 3889 MAPLE AVE SUITE 100 DALLAS TX 75219 JAMES R HUFFINES CHAIRMAN OF THE BOARD 0.25 X 0 0 0 KATHLEEN M GIBSON PRESIDENT AND CEO 40.00 0.25 X X 457600 0 93526 BRIAN SCHULTZ TRUSTEE 0.25 X 0 0 0 TIMOTHY P COSTELLO TRUSTEE 0.25 X 0 0 0 MATTHEW S RAMSEY TRUSTEE 0.25 X 0 0 0 JACK B LOWE JR TRUSTEE 0.25 X 0 0 0 SARAH K MILLER TRUSTEE 0.25 X 0 0 0 SAM L SUSSER TRUSTEE 0.25 X 0 0 0 ROD C JONES TRUSTEE 0.25 X 0 0 0 BOB JORDAN TRUSTEE 0.25 X 0 0 0 MCHENRY T TICHENOR TRUSTEE 0.25 X 0 0 0 MARK ZALE TRUSTEE 0.25 X 0 0 0 NANCY CAIN MARCUS PHD TRUSTEE 0.25 X 0 0 0 MATTHEW K ROSE TRUSTEE 0.25 X 0 0 0 MARVIN J STONE MD TRUSTEE 0.25 X 0 0 0 MARK LANGDALE TRUSTEE 0.25 X 0 0 0 ALFREDA B NORMAN TRUSTEE 0.25 X 0 0 0 MARGARET VONDER HOYA TRUSTEE 0.25 X 0 0 0 LYDIA H NOVAKOV TRUSTEE 0.25 X 0 0 0 LUCY BILLINGSLEY TRUSTEE 0.25 X 0 0 0 NANCY S HALBREICH TRUSTEE 0.25 X 0 0 0 LISA TROUTT TRUSTEE 0.25 X 0 0 0 LINDA P EVANS TRUSTEE 0.25 X 0 0 0 LINDA HARBIN ROBUCK TRUSTEE 0.25 X 0 0 0 LINDA CUSTARD TRUSTEE 0.25 X 0 0 0 LELAND R BURK TRUSTEE 0.25 0.25 X 0 0 0 KIT TENNISON MONCRIEF TRUSTEE 0.25 X 0 0 0 MARK GIBSON TRUSTEE 0.25 X 0 0 0 NICOLE G SMALL TRUSTEE 0.25 X 0 0 0 RAY NIXON JR TRUSTEE 0.25 X 0 0 0 PAULINE MEDRANO TRUSTEE 0.25 X 0 0 0 W KELVIN WALKER TRUSTEE 0.25 X 0 0 0 TODD WILLIAMS TRUSTEE 0.25 X 0 0 0 TED C SKOKOS TRUSTEE 0.25 X 0 0 0 STUART FITTS TRUSTEE 0.25 X 0 0 0 STEVEN S SCHIFF TRUSTEE 0.25 X 0 0 0 SATISH GUPTA TRUSTEE 0.25 X 0 0 0 SAMUEL D LOUGHLIN TRUSTEE 0.25 X 0 0 0 S TODD MACLIN TRUSTEE 0.25 X 0 0 0 RONALD W HADDOCK TRUSTEE 0.25 X 0 0 0 ROBERT W BEST TRUSTEE 0.25 X 0 0 0 ROBERT L KAMINSKI TRUSTEE 0.25 X 0 0 0 ROBERT J SCHLEGEL TRUSTEE 0.25 X 0 0 0 ROBERT H DEDMAN JR TRUSTEE 0.25 X 0 0 0 ROBERT B ROWLING TRUSTEE 0.25 X 0 0 0 RICHARD W FISHER TRUSTEE 0.25 X 0 0 0 RICHARD R POLLOCK TRUSTEE 0.25 X 0 0 0 RICHARD E HOFFMAN MD TRUSTEE 0.25 X 0 0 0 REX V JOBE TRUSTEE 0.25 X 0 0 0 KIP TINDELL TRUSTEE 0.25 0.25 X 0 0 0 RANDY BOWMAN TRUSTEE 0.25 X 0 0 0 RANDY BEST TRUSTEE 0.25 X 0 0 0 NITA P CLARK TRUSTEE 0.25 X 0 0 0 KERN WILDENTHAL MD PHD TRUSTEE 0.25 X 0 0 0 KATIE H ROBBINS TRUSTEE 0.25 X 0 0 0 KELLY E ROACH TRUSTEE 0.25 X 0 0 0 DAVID T SEATON TRUSTEE 0.25 X 0 0 0 DAVID R CORRIGAN TRUSTEE 0.25 0.25 X 0 0 0 DAVID O BROWN TRUSTEE 0.25 X 0 0 0 DAVID C HALEY TRUSTEE 0.25 X 0 0 0 DAVID B MILLER TRUSTEE 0.25 0.25 X 0 0 0 DAVID B HOLL TRUSTEE 0.25 X 0 0 0 DANIEL K PODOLSKY MD TRUSTEE 0.25 X 0 0 0 DANIEL G ROUTMAN TRUSTEE 0.25 X 0 0 0 CONNIE O'NEILL TRUSTEE 0.25 X 0 0 0 CHARLES W MATTHEWS TRUSTEE 0.25 X 0 0 0 DEBBIE SCRIPPS TRUSTEE 0.25 X 0 0 0 CHARLES E NEARBURG TRUSTEE 0.25 X 0 0 0 CATHERINE MARCUS ROSE TRUSTEE 0.25 X 0 0 0 CATHERINE B TAYLOR TRUSTEE 0.25 X 0 0 0 CATE FORD TRUSTEE 0.25 X 0 0 0 CARTER MONTGOMERY TRUSTEE 0.25 X 0 0 0 CAREN KLINE TRUSTEE 0.25 X 0 0 0 BONNIE BASS SMITH TRUSTEE 0.25 X 0 0 0 BOBBY B LYLE TRUSTEE 0.25 X 0 0 0 ANDERSEN C FISHER TRUSTEE 0.25 X 0 0 0 AMB ROBERT JORDAN RET TRUSTEE 0.25 X 0 0 0 ALICE WORSHAM BASS TRUSTEE 0.25 X 0 0 0 CHARLES ANDERSON TRUSTEE 0.25 X 0 0 0 ERIC JOHNSON TRUSTEE 0.25 X 0 0 0 FLORENCE SHAPIRO TRUSTEE 0.25 X 0 0 0 GARY C KELLY TRUSTEE 0.25 X 0 0 0 KELCY L WARREN TRUSTEE 0.25 X 0 0 0 WILLIAM E BILLY ROSENTHAL TRUSTEE 0.25 X 0 0 0 KATHRYN W HALL TRUSTEE 0.25 X 0 0 0 JULIE H KOSNIK TRUSTEE 0.25 X 0 0 0 JOYCE LACERTE TRUSTEE 0.25 X 0 0 0 JOSEPH M DEPINTO TRUSTEE 0.25 X 0 0 0 JOHN L ADAMS TRUSTEE 0.25 X 0 0 0 JILL C BEE TRUSTEE 0.25 X 0 0 0 JERRY V SMITH TRUSTEE 0.25 X 0 0 0 JERE W THOMPSON JR TRUSTEE 0.25 X 0 0 0 JENNIFER J EAGLE TRUSTEE 0.25 X 0 0 0 JEANNE L PHILLIPS TRUSTEE 0.25 X 0 0 0 JAN HART BLACK TRUSTEE 0.25 X 0 0 0 JAMES KEYES TRUSTEE 0.25 X 0 0 0 JAMES C OBERWETTER TRUSTEE 0.25 X 0 0 0 J ROBERT BROWN TRUSTEE 0.25 X 0 0 0 J HALE HOAK TRUSTEE 0.25 X 0 0 0 HOWARD M MEYERS TRUSTEE 0.25 X 0 0 0 HOLLAND P GARY TRUSTEE 0.25 X 0 0 0 HILL A FEINBERG TRUSTEE 0.25 X 0 0 0 HARLAN B KORENVAES TRUSTEE 0.25 X 0 0 0 GUILLERMO PERALES TRUSTEE 0.25 X 0 0 0 GLORIA EULICH VAREL TRUSTEE 0.25 X 0 0 0 KELVIN A BAGGETT MD TRUSTEE 0.25 X 0 0 0 WILLIAM S SPEARS PHD TRUSTEE 0.25 X 0 0 0 EMILY DAVIS CORPORATE SECRETARY 40.00 0.25 X 97228 0 20043 KAY SCHLANKEY SENIOR VICE PRESIDENT & CFO 40.00 0.25 X 217828 0 32855 BRITTANY LEBLING COMMUNICATIONS MANAGER 40.00 X 113090 0 15281 ROXANE BARRY DIRECTOR OF ACCOUNTING 40.00 0.25 X 127985 0 23486 STEPHANIE VIDIKAN DIRECTOR OF COMMUNICATIONS 40.00 X 108689 0 22834 1122420 0 208025 5 0 1 0 FUND EVALUATION GROUP 201 EAST FIFTH STREET SUITE 1600 CINCINNATI OH 45202 INVESTMENT MANAGEMENT 353639 NORTHERN TRUST COMPANY 50 S LASALLE STREET CHICAGO IL 60675 INVESTMENT MANAGEMENT 346313 PEOPLE PERFORMANCE RESOURCES LLC 1914 SKILLMAN STREET SUITE 110153 DALLAS TX 75206 HR MANAGEMENT SERVICES 279672 HUNTON ANDREWS KURTH LLP 1445 ROSS AVENUE SUITE 3700 DALLAS TX 75202 LEGAL SERVICES 224995 O&H BRAND DESIGN 8070 PARK LANE SUITE 280 DALLAS TX 75231 MARKETING SERVICES 187423 9 4559219 10100148 4746802 14659367 9445529 9445529 733191 733191 227478652 222074263 5404389 5404389 5404389 TAX REFUND 900099 9112 9112 9112 30251588 0 0 15592221 34030779 34030779 661250 661250 772656 257709 283150 231797 914836 305131 335254 274451 212051 63616 84820 63615 182696 50431 84622 47643 108506 32552 43402 32552 59997 59997 127075 1871 123335 1869 753450 753450 180228 77719 24790 77719 131721 131721 139377 16199 25440 97738 271793 80740 107530 83523 348529 104559 139411 104559 577 442 135 8650 220 8206 224 83221 83221 110907 110907 PUBLIC RELATIONS 260901 32606 152396 75899 FOUNDATION DEVELOPMENT 150636 113174 37462 FOCUS GROUP/SPECIAL EVE 83729 83729 MEMBERSHIP AND DUES 22261 1853 20408 39615826 35715382 2535400 1365044 6809985 8632911 9023921 19838794 23996290 6775073 40045 119939 923961 592001 359389 331960 437739476 406907441 517450625 664797467 11675316 11747765 1007095047 1119151350 4779149 4890887 1019789 2487758 5798938 7378645 X 43974592 67716169 957321517 1044056536 1001296109 1111772705 1007095047 1119151350 -9364238 119840834 0 X X 0 1 X 1 0 X 27649003 31161363 37759024 17917525 14659367 129146282 27649003 31161363 37759024 17917525 14659367 129146282 48467049 80679233 9539369 12892719 16181813 13316171 10184305 62114377 9112 9112 191269771 0.42180 0.47060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 845982842 5943921 114485256 28096930 938315090 726357417 33909929 104552075 18836579 845982842 734871083 27862929 -18628346 17748249 726357417 646329545 19156625 86517585 17132672 734871083 622252244 6264327 39809651 17253678 4742999 646329545 0.15732 0.44478 0.39790 0 1 1 49014 49014 202162 111789 90373 672785 480212 192573 331960 PARTNERSHIP INVESTMENTS 664797467 F 664797467 X 149338972 119840834 119840834 29498138 753450 753450 30251588 38862376 0 38862376 753450 753450 39615826 PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC"), AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION, THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. THE FOUNDATION HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; AND TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH STATE CHARITABLE SOLICITATION REGISTRATIONS ARE REQUIRED. GAAP REQUIRES MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2020, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION FOR YEARS PRIOR TO 2017. SCHEDULE D, FORM 990, PART V: LINE 4 DONORS MAKE PERMANENT ENDOWMENTS TO SUPPORT THE ONGOING CHARITABLE SERVICES AND MISSION OF THE ORGANIZATION. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENT INVESTMENT 31446552 0 0 0 0 0 0 31446552 0 31446552 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 COLLIN COUNTY HEALTH CARE FOUNDATION 825 NORTH MCDONALD STREET MCKINNEY TX 75069 756000873 GOVERNMENT 84224 TO SUPPORT THE PROGRAMS OF THE COLLIN COUNTY HEALTH DEPARTMENT DFW ALBERT SCHWEITZER FELLOWS PROGRAM DEDMAN COLLEGE OF HUMANITIES & SCIENC PO BOX 750235 DALLAS TX 75275 170800689 170(B)(1)(A)(V) 15000 TO SUPPORT THE ALBERT SCHWEITZER FELLOWSHIP DFW CHAPTER PARKLAND FOUNDATION 1341 W MOCKINGBIRD LANE SUITE 1100E 1100E DALLAS TX 75247 752089180 170(B)(1)(A)(VI) 75000 TO SUPPORT THE PARKLAND HOSPITAL COVID-19 EFFORTS PARKLAND FOUNDATION 1341 W MOCKINGBIRD LANE SUITE 1100E 1100E DALLAS TX 75247 752089180 170(B)(1)(A)(VI) 125000 TO SUPPORT THE NEW MOODY CENTER FOR BREAST AND HEALTH AT PARKLAND PARKLAND HEALTH & HOSPITAL SYSTEM 5200 HARRY HINES BOULEVARD DALLAS TX 75235 756004221 GOVERNMENT 9500 TO SUPPORT THE PARKLAND MEMORIAL HOSPITAL NEURO-TRAUMA AWARD TEXAS WOMAN'S UNIVERSITY 1810 INWOOD ROAD DALLAS TX 75390 751292762 170(B)(1)(A)(V) 20000 TO PROVIDE INTENSIVE TREATMENT FOR INDIVIDUALS WITH APHASIA AND FOR TRAINING FUTURE CLINICIANS THE PHOENIX HOUSE OF TEXAS INC 2351 WEST NORTHWEST HIGHWAY DALLAS TX 75220 133810073 501(C)(3) 45386 TO SUPPORT HILL FEINBERG ACADEMY UNIVERSITY OF NORTH CAROLINA AT GREENSBORO 821 SOUTH AYCOCK STREET GREENSBORO NC 27403 566001468 170(C)(1) 23478 TO SUPPORT THE BRENDA WELLING RECHTINE SCHOLARSHIP FUND UNIVERSITY OF NORTH TEXAS SPEECH AND HEARING CENTER 1155 UNION CIRCLE 305010 DENTON TX 76203 237232618 170(B)(1)(A)(IV) 53093 TO SUPPORT THE APHASIA POST DISCHARGE SERVICES AND SUPPORT UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 TO SUPPORT MEDICAL RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 TO SUPPORT RESEARCH UNDER THE DIRECTION OF DR. ROBERT H. COLLINS, JR. UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 TO SUPPORT THE MR. AND MRS. BEN H. SPARKMAN INTERNAL MEDICINE FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10723 TO SUPPORT UT SOUTHWESTERN ANNUAL FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 11371 TO SUPPORT THE H. AND D. ADLETA FUND FOR CHILDREN'S PEDIATRIC ONCOLOGY UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 TO SUPPORT PETE SCHENKEL FUND FOR DEPARTMENT OF OPHTHALMOLOGY UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 TO SUPPORT PROSTATE CANCER RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 TO SUPPORT ACTIVITIES UNDER THE DIRECTION OF NORA GIMPEL, M.D. IN THE DEPARTMENT OF FAMILY AND COMMUNITY MEDICINE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 9811 TO SUPPORT THE PRESIDENT'S ADVISORY BOARD UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 13295 TO SUPPORT VARIOUS ACTIVITIES AT UT SOUTHWESTERN UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 15000 TO SUPPORT MULTIPLE SCLEROSIS IN HAWAII 2020 EVENT UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 20000 TO SUPPORT THE CENTER FOR DEPRESSION RESEARCH AND CLINICAL CARE UNDER THE DIRECTION OF DR. MADHUKAR TRIVEDI UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10500 TO SUPPORT INVESTIGATORS AND THEIR EFFORTS IN THE AREA OF GASTROENTEROLOGY UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 TO SUPPORT UT SOUTHWESTERN'S COVID-19 RESPONSE FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 9514 TO SUPPORT INVESTIGATORS AND THEIR EFFORTS IN THE AREA OF DERMATOLOGY UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 8000 TO SUPPORT FUND FOR DR. JARETT BERRY IN CARDIOLOGY UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT SURF-1 PRE-CLINICAL RESEARCH AND DEVELOPMENT UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT COVID-19 RELIEF FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT BALL FOR EYE RESEARCH 2020 UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT ACTIVITIES BENEFITTING UT SOUTHWESTERN UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT THE CENTER OF DEPRESSION RESEARCH AND CLINICAL CARE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT UT SOUTHWESTERN'S CIRCLE OF FRIENDS PROGRAM UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT PETER O'DONNELL JR. BRAIN INSTITUTE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 8857 TO SUPPORT NEURO-METABOLIC DISEASE RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT ACTIVITIES BENEFITTING UT SOUTHWESTERN UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5303 TO SUPPORT DR. ELIZABETH MAHER FOR ONGOING RESEARCH IN BRAIN CANCER UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5575 TO SUPPORT VARIOUS MEDICAL RESEARCH PROJECTS AT UT SOUTHWESTERN UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 6000 TO SUPPORT THE DONALD ZALE MISC FUND IN HONOR OF DR. NEELAN DOOLABH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 6000 TO SUPPORT THE DONALD ZALE EKG BIKE AND AIT FUND IN HONOR OF DR. KATY LONERGAN UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 7500 TO SUPPORT UT SOUTHWESTERN'S COVID-19 RESPONSE FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 7500 TO SUPPORT PULMONARY RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 8000 TO SUPPORT GERIATRICS FUND SUPPORTING DR. BELINDA VICIOSO UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT THE PROFESSORSHIP IN PULMONARY MEDICINE, IN HONOR OF JOSEPH VIROSLAV, MD UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 12689665 TO SUPPORT RESEARCH, CENTERS, ENDOWED CHAIRS, PROFESSORSHIPS, AND OTHER PROGRAMS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 TO SUPPORT CHILDCARE FOR COVID-19 FRONTLINE PROVIDERS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000 TO SUPPORT THE 2020 BALL FOR EYE RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 200000 TO SUPPORT JOHN SLOAN (TREY) LEONARD III FUND FOR BIPOLAR DISORDER RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 225000 TO SUPPORT HAROLD C. SIMMONS OUTPATIENT CANCER CARE TOWER UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 250000 TO SUPPORT THE BRAIN INPATIENT TOWER AT WILLIAM P. CLEMENTS JR. UNIVERSITY HOSPITAL UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 250000 TO SUPPORT LEUKEMIA RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 250000 TO SUPPORT THE DEVELOPMENT OF AN ONLINE PATIENT TOOL FOR INDIVIDUALS RECEIVING TREATMENT FOR DEPRESSION UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 250000 TO SUPPORT THE PROJECT IN THE CENTER FOR DEPRESSION RESEARCH AND CLINICAL CARE OF INTEGRATING A DEPRESSION SCREENING PLATFORM AND TECHNICAL ASSISTANCE PROGRAM UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 299994 TO MAKE PLEDGE PAYMENT TO UT SOUTHWESTERN FOR THIRD TOWER AT WILLIAM P. CLEMENTS, JR. UNIVERSITY HOSPITAL UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 150000 TO SUPPORT THE RESEARCH FOR THREE NEW INVESTIGATORS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 300000 TO SUPPORT THE WILLIAM P. CLEMENTS, JR UNIVERSITY HOSPITAL CONSTRUCTION PROJECT UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 466363 TO SUPPORT UT SOUTHWESTERN'S COVID-19 RESPONSE FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 570309 TO BE APPLIED TO OUTSTANDING HOSPITAL BILLS FOR INDIGENT, ELDERLY PATIENTS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 627941 TO SUPPORT THE WILLIAM P. CLEMENTS ADVANCED IMAGING CENTER BUILDING UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 1000000 TO SUPPORT BLOOD CANCER RESEARCH UNDER THE DIRECTION OF DR. ROBERT COLLINS, JR. UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 1000000 TO SUPPORT THE HAROLD AND ANNETTE SIMMONS COMPREHENSIVE CENTER AND RESEARCH AND TREATMENT IN BRAIN AND NEUROLOGICAL DISORDERS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 1895700 TO PROVIDE UNRESTRICTED GRANT REVENUE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 11448579 TO SUPPORT RESEARCH, CENTERS, ENDOWED CHAIRS, PROFESSORSHIPS, AND OTHER PROGRAMS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 400000 TO SUPPORT THE ACQUISITION OF A MAGNETOENCEPHALOGRAPHY (MEG) MACHINE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 21750 TO SUPPORT MUSCULAR DYSTROPHY RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 100000 TO SUPPORT THE PENNY AND JESSE RALSTON BEHAVIORAL NEUROLOGY AND DEMENTIA FELLOWSHIP FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 85250 TO SUPPORT THE WILLIAM P. CLEMENTS, JR UNIVERSITY HOSPITAL CONSTRUCTION PROJECT UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 TO SUPPORT PEDIATRIC KIDNEY DISEASE RESEARCH UNDER THE DIRECTION OF DR. JYOTHSNA GATTINENI UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 TO SUPPORT RESEARCH AWARDS FOR EARLY CAREER INVESTIGATION WORK IN DIABETES RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 TO SUPPORT UTSW CIRCLE OF FRIENDS PROGRAM UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 TO SUPPORT CANCER RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 TO SUPPORT NEUROLOGICAL DISEASE RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 TO SUPPORT THE RAMINDER KUMAR, M.D. DISTINGUISHED PROFESSORSHIP IN GENERAL INTERNAL MEDICINE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 100000 TO SUPPORT THE CHAIR AND EFFORTS IN OBESITY AND DIABETES RESEARCH OF DR. JAY HORTON UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 30499 TO SUPPORT LEWY BODY DEMENTIA RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 35000 TO SUPPORT THE RETROSPECTIVE REVIEW BREAST RECONSTRUCTION PROGRAM UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 44000 TO SUPPORT CARDIOLOGY CLINICAL ACTIVITIES UNDER THE DIRECTION OF DR. KATY LONERGAN UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 44000 TO SUPPORT CARDIOVASCULAR SURGERY ACTIVITIES UNDER THE DIRECTION OF DR. NEELAN DOOLABH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 50000 TO SUPPORT RESEARCH UNDER THE DIRECTION OF DR. MACK MITCHELL UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 50000 TO SUPPORT THE CLINICAL HEART AND VASCULAR HEALTH CENTER UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 50000 TO SUPPORT DFW COVID-19 PREVALENCE STUDY UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 75000 TO SUPPORT PEDIATRIC GASTROENTEROLOGY RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 31168 TO SUPPORT THE CONSTRUCTION OF THE BRAIN TOWER AT WILLIAM P. CLEMENTS, JR. UNIVERSITY HOSPITAL YMCA OF METROPOLITAN DALLAS 601 N AKARD STREET DALLAS TX 75201 750800696 501(C)(3) 5000 TO SUPPORT THE YMCA OF METROPOLITAN DALLAS PROGRAMS YOUNGSTOWN STATE UNIVERSITY 655 WICK AVENUE YOUNGSTOWN OH 44502 346576610 170(B)(1)(A)(VI) 15652 TO SUPPORT THE THOMAS W. CROGAN, III MEMORIAL SCHOLARSHIP IN NURSING FUND 10 SCHOLARSHIPS 196 661250 PART I, LINE 2: THE ORGANIZATION THOROUGHLY REVIEWS AND APPROVES THE USE OF GRANT FUNDS MADE TO THE UT SOUTHWESTERN MEDICAL CENTER AND OTHER CHARITABLE ORGANIZATIONS. SCHEDULE I, PART III: THE FOUNDATION MAKES SCHOLARSHIPS AVAILABLE TO MEDICAL STUDENTS BASED UPON THE RECOMMENDATIONS OF THE SCHOLARSHIP AWARDS COMMITTEE OF THE UT SOUTHWESTERN MEDICAL SCHOOL. THE COMMITTEE IS COMPOSED OF THE ASSOCIATE DEANS FOR STUDENT AFFAIRS, THE VICE PRESIDENT FOR STUDENT & ALUMNI AFFAIRS, THE DIRECTOR OF ADMISSIONS, THE REGISTRAR & THE DIRECTOR OF FINANCIAL AID. SCHOLARSHIP AWARDS MAY BE BASED EITHER UPON FINANCIAL NEED OR UPON PRIOR OUTSTANDING ACADEMIC PERFORMANCE. ALL APPLICANTS ARE SCREENED WITH THE MANDATES OF THE STATE OF TEXAS. FELLOWSHIPS ARE MADE UPON THE RECOMMENDATION OF THE PRESIDENT OF THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AND THE APPROPRIATE MEDICAL CHAIRMAN. 1 X X X X X 0 1 0 0 0 0 0 0 0 KATHLEEN M GIBSON PRESIDENT AND CEO 457600 0 0 0 0 0 82400 0 11126 0 551126 0 0 0 KAY SCHLANKEY SENIOR VICE PRESIDENT & CFO 217828 0 0 0 0 0 21783 0 11072 0 250683 0 0 0 ROXANE BARRY DIRECTOR OF ACCOUNTING 127985 0 0 0 0 0 12799 0 10687 0 151471 0 0 0 FORM 990, SCHEDULE J, LINE 4B KATHLEEN GIBSON, KAY SCHLANKEY, AND ROXANE BARRY EACH PARTICIPATE IN AN EXECUTIVE NON-QUALIFIED PLAN. THEIR DEFERRALS AND CONTRIBUTIONS ARE: KATHLEEN GIBSON - $63,052 KAY SCHLANKEY - $6,535 ROXANE BARRY - $2,083 X 18 4746802 FAIR MARKET VALUE 0 1 1 PART I, LINE 32B: THE ORGANIZATION USES A BROKERAGE SERVICE TO PROCESS AND SELL THEIR NON-CASH CONTRIBUTIONS OF PUBLIC SECURITIES. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY OF REVIEWING THE TAX RETURN TO THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE SECRETARY AND ASSISTANT SECRETARY ANNUALLY REVIEW THE CODE OF CONDUCT AND CONFLICT OF INTEREST STATEMENTS FOR ANY CHANGES AND/OR NEW DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DETERMINES COMPENSATION UPON THE REVIEW AND APPROVAL: - EXECUTIVE COMPENSATION COMMITTEE FOR THE PRESIDENT AND CEO - PERSONNEL COMMITTEE FOR ALL OTHER OFFICERS FORM 990, PART VI, SECTION C, LINE 19 IF THE ORGANIZATION RECEIVES A DOCUMENT REQUEST, THEY EVALUATE THE REQUESTS AND PROVIDE THE ORGANIZATIONAL AND GOVERNING DOCUMENTS ON A CASE BY CASE BASIS. FORM 990, PART XI, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT OVERSEES THE AUDIT AND THE SELECTION OF INDEPENDENT AUDITORS. FORM 990, PAGE 1, LINE 8: THE AMOUNT ON PAGE 1, LINE 8 INCLUDES AN ADJUSTMENT FOR THE INCREASE IN VALUE OF SPLIT INTEREST CONTRIBUTIONS OF $66,326. SWMF PROPERTIES INC 3889 MAPLE AVE SUITE 100 DALLAS TX 75219 752838956 PROVIDE FUNDS TO SUPPORT THE CHARITABLE ACTIVITIES OF SW MEDICAL FOUNDATION TX 501(C)(3) 11A N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SWMF PROPERTIES INC C 4559219 FAIR VALUE