2021-11-15T15:37:23-06:00 2020-12-31 840803727 REESE HENRY & COMPANY INC 400 EAST MAIN ST SUITE 2 ASPEN CO 81611 990PF 2020-01-01 813783868 CATENA FOUNDATION CATE 9703404141 PO BOX 994 CARBONDALE CO 81623 GREGORY NELSON ASSISTANT TREASURER 9703404141 2021-11-15 1 GREGORY NELSON 999009999 KELLY G BOGGS CPA P00156760 9709253771 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 198021302 X 34080390 5251 5251 1839233 1839233 2038015 48047398 30061531 447614 447614 38410503 32353629 689094 0 689094 9737 0 9737 29236 0 29236 87219 0 43388 807068 380781 426287 91403 91403 0 52201 52201 0 6890 0 6890 11498 0 11498 475619 466363 9256 2259965 990748 1225386 23687462 23687462 25947427 990748 24912848 12463076 31362881 492757 762224 762224 39239156 20202517 20202517 2363500 0 1363500 2363500 2363500 116415820 142906122 174693061 157511233 166234363 198021302 896 0 896 X 0 0 0 0 157511233 166233467 157511233 166233467 157511233 166234363 157511233 12463076 0 169974309 3740842 166233467 PUBLICLY TRADED SECURITES 16011720 15971467 40253 40253 PUBLICLY TRADED SECURITES 1988370 1957526 30844 30844 NET GAINS FROM PASSTHROUGH P 1960567 1960567 1960567 150,418 SHARES WALMART STOCK 2020-09-28 2020-09-28 20635495 42774 20592721 20592721 49,582 SHARES WALMART STOCK 2020-09-28 2020-11-18 7444895 14100 7430795 7430795 CAPITAL GAINS DIVIDENDS P 6351 6351 6351 30061531 435944 0 435944 0 435944 228824 0 275000 0 503824 X 2455 65425 65425 0 0 0 0 0 0 0 0 0 0 0 1 1 AR CO DE 1 0 0 0 0 1 N/A KERRI GENUNG 9703559695 PO BOX 994 CARBONDALE CO 81623 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 SAMUEL R WALTON P O BOX 1860 BENTONVILLE AR 72712 PRESIDENT 5.00 0 0 0 CLARE BASTABLE P O BOX 1860 BENTONVILLE AR 72712 VICE PRESIDENT 0.50 0 0 0 GREG NELSON P O BOX 1860 BENTONVILLE AR 72712 VICE PRESIDENT/ASS'T TREASURER 1.00 0 0 0 ROBERT A SMITH P O BOX 2030 BENTONVILLE AR 72712 TREASURER & SECRETARY 1.00 0 0 0 CATENA GROUP P O BOX 5027 LARKSPUR CA 94939 TRUSTEE 0.50 689094 0 0 NONE 0 CATENA GROUP LLC PO BOX 5027 LARKSPUR CA 94939 MANAGEMENT SERVICES 689094 MONTICELLO ASSOCIATES 1800 LARIMER STREET SUITE 2100 DENVER CO 80202 INVESTMENTS 230000 NORTHERN TRUST 50 LASALLE STREET CHOCAGO IL 60603 INVESTMENTS 150781 PROGRESSIVE TRAIL DESIGN 3589-3 N SHILOH DRIVE 222 FAYETTEVILLE AR 72703 CONSULTING 120250 CENOTE LLC 2331 ASHMEAD PLACE NW WASHINGTON DC 20009 CONSULTING 86087 0 0 147990260 12989839 0 160980099 0 0 160980099 2414701 158565398 7928270 7928270 435944 435944 7492326 0 7492326 0 7492326 24912848 0 24912848 0 24912848 7492326 0 0 1672345 4781162 6453507 24912848 0 0 0 7492326 17420522 0 0 23874029 0 0 0 0 0 0 0 23874029 1672345 4781162 17420522 SAMUEL R WALTON X AMERICAN IMMIGRATION COUNCIL 1331 G STREET STE 200 WASHINGTON DC 20005 PC IMMIGRATION & BODER ENFORCEMENT 250000 ADVANCE DEMOCRACY INC 1360 BEVERLY RD STE 300 MCLEAN VA 22101 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 200000 CITIZEN DATA PO BOX 66298 WASHINGTON DC 20035 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 50000 TEXAS CIVIL RIGHTS PROJECT 1405 MONTOPOLIS DRIVE AUSTIN TX 78741 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 150000 COLORADO ORG FOR LATINA OPPORTUNITIES PO BOX 40991 DENVER CO 80204 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 50000 STATE VOICES 1616 P STREET NW WASHINGTON DC 20036 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 230000 DEFENDING DEMOCRACY TOGETHER INSTITUTE 925 15TH STREET NW FL 5 WASHINGTON DC 20005 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 175000 DISINFORMATION INDEX INC PO BOX 6342 LONG ISLAND CITY NY 11106 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 100000 FAITH IN PUBLIC LIFE 1990 M STREET NW WASHINGTON DC 20036 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 95000 PROTECT DEMOCRACY PROJECT 2020 PENNSYLVANIA AVE NW 163 WASHINGTON DC 20006 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 400000 ONE ARIZONA 530 E MCDOWELL ROAD PHOENIX AZ 85004 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 100000 ONE AMERICA MOVEMENT 1342 FLORIDA AVE NW WASHINGTON DC 20009 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 100000 HOPEWELL FUND 1828 L STREET NW WASHINGTON DC 20036 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 250000 NORTH CAROLINA BLACK ALLIANCE PO BOX 27886 RALEIGH NC 27611 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 100000 NEW VENTURE FUND 1828 L STREET NW WASHINGTON DC 20036 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 1550000 NEW GEORGIA PROJECT 165 COURTLAND STREET SUITE A231 ATLANTA GA 30303 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 200000 NEW ERA COLORADO FOUNDATION PO BOX 181153 DENVER CO 80218 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 50000 ISSUE ONE 1401 K ST NW STE 350 WASHINGTON DC 20005 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 1000000 TEXAS FREEDOM NETWORK EDUCATION PO BOX 1624 AUSTIN TX 78767 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 150000 TEXAS ORGANIZING PROJECT EDUCATION FUND PO BOX 120296 SAN ANTONIO TX 78212 PC CIVIC ENGAGEMENT & PROTECTING DEMOCRACY 100000 MI FAMILIA VOTA EDUCATION FUND 1140 E WASHINGTON ST STE 206 PHOENIX AZ 85034 PC CIVIC ENGAGEMENT & 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HEALTH 22500 NEEM FOUNDATION 2 KWA FALLS STREET MAITAMA ABUJA KE NC DIGNITY & EDUCATION 222812 EVERGREEN STATE COLLEGE FOUNDATION 2700 EVERGREEN PARKWAY NW OLYMPIA WA 98050 PC DIGNITY & EDUCATION 10000 EL COLOR DE LA MEMORIA AC VINCENTE GUERRERO 510 LA PAZ BAJA CALIFONIA SU MX NC DIGNITY & EDUCATION 5954 MITCHELL KAPOR FOUNDATION 2148 BROADWAY OAKLAND CA 94612 PC DIGNITY & EDUCATION 250000 URBAN ECOLOGY CENTER 1500 E PARK PLACE RIVERSIDE PARK MILWAUKEE WI 53211 PC DIGNITY & EDUCATION 175000 GRAND CANYON YOUTH PO BOX 23376 FLAGSTAFF AZ 86002 PC DIGNITY & EDUCATION 207166 GLOBAL FISHING WATCH 1025 CONNECTICUT AVENUE NW WASHINGTON DC 20036 PC FISHERIES 175000 STANFORD BOARD OF TRUSTEES 24 DEVELPMENT SERVICES STANFORD CA 94309 PC FISHERIES 116250 UC SANTA BARBARA FOUNDATION UNIVERSITY OF CALIFORNIA SANTA BARBARA CA 93106 PC FISHERIES & WATERSHED HEALTH 426221 REGENTS OF THE UC AT BERKELEY 2195 HEARST AVE RM 120 MC 1104 BERKELEY CA 94720 PC HEALTH 1004256 FOOD BANK OF THE ROCKIES 10700 E 45TH AVE DENVER CO 80239 PC HEALTH 200000 RURAL UTAH PROJECT EDUCATION FUND 323 S 600 E STE 130 SALT LAKE CITY UT 84102 PC HEALTH 22000 SAN FRANCISCO ESTUARY 4911 CENTRAL AVE RICHMOND CA 94804 PC HEALTH 140000 CHILDREN'S ACTION ALLIANCE INC 3030 E 3RD STREET STE 650 PHOENIX AZ 85012 PC HEALTH 62346 SOCIAL GOOD FUND 2393 COLLINS AVE PINOLE CA 94564 PC HEALTH 75000 CHILDREN'S ADVOCACY ALLIANCE PO BOX 1212 CONWAY AR 72033 PC HEALTH 23449 CENTER FOR HEALTH PROGRESS 1245 E COLFAX AVE STE 202 DENVER CO 80218 PC HEALTH 138875 CANAL ALLIANCE 91 LARKSPUR STREET SAN RAFAEL CA 94901 PC HEALTH 50000 ASPEN COMMUNITY FOUNDATION 455 GOLD RIVERS COURT STE 515 BASALT CO 81621 PC HEALTH 50000 ARIZONA COMMUNITY FOUNDATION 2201 E CAMELBACK ROAD STE 405B PHOENIX AZ 85016 PC HEALTH 50000 SILICON VALLEY COMMUNITY FOUNDATION 2440 WEST EL CAMINO REAL STE 300 MOUNTAIN VIEW CA 94040 PC HEALTH 250250 MILE HIGH UNITED WAY 711 PARK AVENUE WEST DENVER CO 80205 PC HEALTH 200000 ZUNI YOUTH ENRICHMENT PROJECT 13 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YORK NY 10168 PC IMMIGRATION & BODER ENFORCEMENT 100000 GLOBAL RESPONSE MANAGEMENT 463688 STATE ROAD 200 STE 1 150 YULEE FL 32097 PC IMMIGRATION & BODER ENFORCEMENT 200000 INNOVATIONS LAW LAB PO BOX 8382 PORTLAND OR 97207 PC IMMIGRATION & BODER ENFORCEMENT 150000 SILICON VALLEY COMMUNITY FOUNDATION 2440 WEST EL CAMINO REAL STE 300 MOUNTAIN VIEW CA 94040 PC PROJECT INTECRITY 500500 LEADERSHIP CONFERENCE EDU FUND 1620 L STREET NW SUITE 1100 WASHINGTON DC 20036 PC PROJECT INTEGRITY 200000 ANTI-DEFAMATION LEAGUE 605 THIRD AVENUE NEW YORK NY 10158 PC PROJECT INTEGRITY 400000 CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FLOOR WASHINGTON DC 20005 PC PROJECT INTEGRITY 125000 NATIONAL FOREST FOUNDATION BUILDING 27 SUITE 3 FORT MISSOULA ROAD MISSOULA MT 59804 PC TRAILS & YOUTH CYCLING 30000 VERDE VALLEY WHEEL FUN 239 SUN UP RANCH RD SEDONA AZ 86351 PC TRAILS & YOUTH CYCLING 50000 WORLD BIKE RELIEF 1000 WEST FULTON MARKET 4TH FLOOR CHICAGO IL 60607 PC TRAILS & YOUTH CYCLING 97500 NAVAJOYES PO BOX 1487 TEEC NOS POS AZ 86514 PC TRAILS & YOUTH CYCLING 95750 VERDE VALLEY CYCLIST COALITION PO BOX 20332 SEDONA AZ 86341 PC TRAILS & YOUTH CYCLING 102000 FLAGSTAFF YOUTH RIDERS 5135 N AGAVE TRAIL FLAGSTAFF AZ 86001 PC TRAILS & YOUTH CYCLING 105000 CYCLE KIDS INC 955 MASSACHUSETTS AVE STE 322 CAMBRIDGE MA 02139 PC TRAILS & YOUTH CYCLING 108200 DURANGO DEVO 10 TOWN PLAZA 110 DURANGO CO 81301 PC TRAILS & YOUTH CYCLING 62685 FREE BIKES 4 KIDZ 10914 LEXINGTON DR EDEN PRAIRIE MN 55344 PC TRAILS & YOUTH CYCLING 50000 SILVER STALLION BICYCLE & COFFEE WORKS INC 808 E GREEN AVE GALLUP NM 87301 PC TRAILS & YOUTH CYCLING 115710 IMBA PO BOX 2127 TELLURIDE CO 81435 PC TRAILS & YOUTH CYCLING 75000 ROARING FORK CYCLING INC 818 COLORADO AVENUE GLENWOOD SPRINGS CO 81601 PC TRAILS & YOUTH CYCLING 95000 ROARING FORK MOUNTAIN BIKE ASSOCIATION PO BOX 2635 ASPEN CA 81612 PC TRAILS & YOUTH CYCLING 81000 COLORADO MOUNTAIN COLLEGE FOUNDATION 802 GRAND AVENUE GLENWOOD SPRINGS CO 81601 PC TRAILS & YOUTH 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X 1 SAMUEL R WALTON P O BOX 1860 BENTONVILLE AR 72712 28080390 X 2 WALTON FAMILY FOUNDATION PO BOX 1860 BENTONVILLE AR 72712 6000000 X 1 200,000 SHARES OF WALMART STOCK 28080390 2020-09-28 ACCOUNTING FEES 87219 0 43388 NEEM FOUNDATION 2 KWA FALL STREET MAITAMA ABUJA NI 2018-10-01 457573 PROVIDE CONTINUED EDUCATION FOR GIRLS AFFECTED BY THE BOKO HARAM INSURGENCY THROUGH LAFIYA SARARI 290102 12/31/2020 2020-12-31 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY. EL COLOR DE LA MEMORIA AC 510 VICENTE GUERRERO LA PAZ BAJA CALIFORNIA S MX 23020 2018-10-16 5594 CREATION OF A MURAL, SCULPTURE AND DOCUMENTARY ON THE STORIES OF THE AQUA VERDE COMMUNITY 5594 8/30/20 2020-12-31 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY. HOPI UTILITIES CORPORATION 6 EAST ASPEN STE 220 FLAGSTAFF AZ 86001 2019-04-10 191250 HOPI TRIBE ENERGY PROGRAM - DEVELOP AN ENERGY STRATEGY PLAN 127500 9/29/20 2020-12-31 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY. NAVAJO POWER PUBLIC BENEFIT CORPORATION 2225 N GEMINI ROAD 18 FLAGSTAFF AZ 86001 2020-09-24 500000 CONTRIBUTE TO THE NAVAJO POWER LOAN SYNDICATE IN ORDER TO FINANCE THE COMPANY'S OPERATIONS AND PROJECT INVESTMENTS, ALL TO PURSUE THE MISSION OF MAXIMIZING ECONOMIC BENEFITS OF CLEAN ENERGY PROJECTS WITH NATIVE AND IMPACTED COMMUNITIES. 500000 3/31/21 THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY. NORTHERN TRUST ACCOUNT AT COST 142906122 174693061 LEGAL FEES 29236 0 29236 BOOK/TAX TIMING DIFFERENCES 3740842 PASS-THROUGH OTHER DEDUCTIONS 466363 466363 0 DUES AND SUBSCRIPTIONS 148 0 148 BANK FEES 108 0 108 SUPPLIES 2453 0 2453 PHONE EXPENSE 1680 0 1680 EVENTS & CONFERENCES 500 0 500 OTHER EXPENSE 1508 0 1508 BUSINESS MEETINGS/MEALS 1002 0 1002 POSTAGE 22 0 22 WEBSITE EXPENSE 1835 0 1835 BOOK INVESTMENT INCOME 0 0 0 OTHER INVESTMENT INCOME FROM NT 997 997 997 NET OTHER INCOME FROM PASSTHROUGH 446617 446617 446617 THE TRUST FOR PUBLIC LAND NONE 1363500 1363500 2018-10 2021-10 3 YEAR ANNIVERSARY OF CLOSING DATE OR SALE TO USFS 1.000000000000 ACQUIRE 61 ACRES AT THE BEAVER CREEK-VERDE RIVER CASH 1363500 FIRST SOUTHWEST COMMUNITY FUND NONE 500000 500000 2020-05 2023-05 7 YEAR ANNIVERSARY OF LOAN ORIGINATION 2.000000000000 COVID RECOVERY LOAN FUND CASH 500000 NAVAJO POWER 500000 500000 2020-09 2023-09 5 YEAR ANNIVERSARY OF LOAN ORIGINATION 1.000000000000 UTILITY-SCALE SOLAR DEVELOPMENT EXPANSION CASH 500000 INVESTMENT MANAGEMENT FEES 380781 380781 0 CONSULTING FEES 426287 0 426287 PASS-THROUGH FOREIGN TAXES 44268 44268 0 FOREIGN TAXES 7933 7933 0