2021-11-15T13:23:41-06:00 2020-12-31 475611445 FAMILY OFFICE SOLUTIONS PO BOX 30218 CHARLESTON SC 29417 990PF 2020-01-01 237883781 SHARP EMMA O-OCHILTREE FOUNDATION-TR SHAR 4122058815 2605 NICHOLSON ROAD BLDG 5 STE 5240 SEWICKLEY PA 15143 LISA JACKSON TRUSTEE 4122058815 2021-11-15 1 LISA JACKSON XXX-XX-XXXX G MORGAN WILLIAMS P01442600 8436281890 2021-11-15 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 4224231 X X 153825 153825 379676 4442711 379676 533501 533501 0 0 0 40943 40943 0 12637 2134 0 53580 43077 0 375000 375000 428580 43077 375000 104921 490424 3868316 189548 189548 3811026 3674000 4034681 5408 2 2 7684750 3863550 4224231 0 0 X 7684750 3863550 0 0 0 0 7684750 3863550 7684750 3863550 7684750 104921 0 7789671 3926121 3863550 BNY MELLON MID CAP STK FD CL M P 2019-12-18 2020-08-07 17957 17236 721 721 BNY MELLON SMALL CAP STK FD CL M P 2019-12-17 2020-08-07 2941 2803 138 138 BNYM SELECT MGR S/C GRW-Y P 2019-12-19 2020-08-07 6188 5569 619 619 JPMORGAN CHASE FINANC 15.0% 6/23/21 P 2020-06-04 2020-12-22 200000 200000 0 0 VANGUARD ULTRA-S/T BND-ADM P 2020-08-07 2020-11-05 300000 300000 0 0 BNY MELLON MID CAP STK FD CL M P 1997-09-02 2020-08-07 72334 50360 21974 21974 BNY MELLON MID CAP STK FD CL M P 2002-04-03 2020-08-07 18066 11000 7066 7066 BNY MELLON MID CAP STK FD CL M P 2007-06-15 2020-08-07 6273 5000 1273 1273 BNY MELLON MID CAP STK FD CL M P 2007-08-02 2020-08-07 32916 25000 7916 7916 BNY MELLON MID CAP STK FD CL M P 2007-10-15 2020-08-07 19760 16000 3760 3760 BNY MELLON MID CAP STK FD CL M P 2008-01-22 2020-08-07 53096 30000 23096 23096 BNY MELLON MID CAP STK FD CL M P 2008-12-04 2020-08-07 313 107 206 206 BNY MELLON MID CAP STK FD CL M P 2009-03-27 2020-08-07 225 83 142 142 BNY MELLON MID CAP STK FD CL M P 2009-10-16 2020-08-07 100531 50000 50531 50531 BNY MELLON MID CAP STK FD CL M P 2011-12-08 2020-08-07 9306 5297 4009 4009 BNY MELLON MID CAP STK FD CL M P 2012-12-07 2020-08-07 27444 15927 11517 11517 BNY MELLON MID CAP STK FD CL M P 2013-12-16 2020-08-07 16756 12398 4358 4358 BNY MELLON MID CAP STK FD CL M P 2014-06-13 2020-08-07 85486 68000 17486 17486 BNY MELLON MID CAP STK FD CL M P 2014-12-15 2020-08-07 27187 20764 6423 6423 BNY MELLON MID CAP STK FD CL M P 2015-12-14 2020-08-07 22195 16059 6136 6136 BNY MELLON MID CAP STK FD CL M P 2016-12-20 2020-08-07 4963 4074 889 889 BNY MELLON MID CAP STK FD CL M P 2017-12-20 2020-08-07 22103 20210 1893 1893 BNY MELLON MID CAP STK FD CL M P 2018-12-19 2020-08-07 42521 32520 10001 10001 BNY MELLON MID CAP STK FD CL M P 2008-12-04 2020-08-11 0 0 BNY MELLON S/T US GVT SECS FD CL M P 2005-05-13 2020-08-07 61431 63509 -2078 -2078 BNY MELLON S/T US GVT SECS FD CL M P 2005-12-14 2020-08-07 39204 40000 -796 -796 BNY MELLON S/T US GVT SECS FD CL M P 2007-10-15 2020-08-07 9825 10000 -175 -175 BNY MELLON SMALL CAP STK FD CL M P 2002-02-07 2020-08-07 41385 26334 15051 15051 BNY MELLON SMALL CAP STK FD CL M P 2007-06-18 2020-08-07 5924 5000 924 924 BNY MELLON SMALL CAP STK FD CL M P 2008-01-22 2020-08-07 17011 10000 7011 7011 BNY MELLON SMALL CAP STK FD CL M P 2008-12-03 2020-08-07 113 45 68 68 BNY MELLON SMALL CAP STK FD CL M P 2009-03-27 2020-08-07 18 7 11 11 BNY MELLON SMALL CAP STK FD CL M P 2014-12-19 2020-08-07 2938 2606 332 332 BNY MELLON SMALL CAP STK FD CL M P 2015-12-18 2020-08-07 2753 2247 506 506 BNY MELLON SMALL CAP STK FD CL M P 2016-12-19 2020-08-07 367 363 4 4 BNY MELLON SMALL CAP STK FD CL M P 2017-12-19 2020-08-07 5975 6395 -420 -420 BNY MELLON SMALL CAP STK FD CL M P 2018-12-17 2020-08-07 14628 11801 2827 2827 BNY MELLON INTERMEDIATE BOND FD CL M P 1997-09-02 2020-08-07 151110 146492 4618 4618 BNY MELLON INTERMEDIATE BOND FD CL M P 2008-01-22 2020-08-07 41225 40000 1225 1225 BNY MELLON INTERMEDIATE BOND FD CL M P 2010-04-19 2020-08-07 306537 300000 6537 6537 BNY MELLON INTERMEDIATE BOND FD CL M P 2017-11-20 2020-08-07 63074 60000 3074 3074 BNY MELLON BOND FD CL M P 2007-06-18 2020-08-07 159470 140000 19470 19470 BNY MELLON BOND FD CL M P 2007-08-02 2020-08-07 67951 60000 7951 7951 BNY MELLON BOND FD CL M P 2007-10-15 2020-08-07 16822 15000 1822 1822 BNY MELLON BOND FD CL M P 2008-05-05 2020-08-07 54864 50000 4864 4864 BNY MELLON BOND FD CL M P 2009-10-16 2020-08-07 158769 150000 8769 8769 BNY MELLON EMERGING MKTS FD CL M P 2009-10-16 2020-08-07 206537 185000 21537 21537 BNY MELLON EMERGING MKTS FD CL M P 2010-04-19 2020-08-07 174461 160000 14461 14461 BNY MELLON EMERGING MKTS FD CL M P 2014-06-13 2020-08-07 35029 33000 2029 2029 BNYM SEL MGR S/C VAL-Y P 2009-10-16 2020-08-07 99269 75000 24269 24269 BNYM SEL MGR S/C VAL-Y P 2010-04-19 2020-08-07 56720 50000 6720 6720 BNYM SELECT MGR S/C GRW-Y P 2015-06-25 2020-08-07 91303 85000 6303 6303 BNYM SELECT MGR S/C GRW-Y P 2015-12-22 2020-08-07 6377 4890 1487 1487 BNYM SELECT MGR S/C GRW-Y P 2017-12-20 2020-08-07 6547 6231 316 316 BNYM SELECT MGR S/C GRW-Y P 2018-12-19 2020-08-07 21077 15799 5278 5278 BNYM DYN TTL RTRN-Y P 2014-06-13 2020-08-07 106407 97000 9407 9407 BNYM OPPORT SM CAP-Y P 2015-06-25 2020-08-07 65978 85000 -19022 -19022 BNYM OPPORT SM CAP-Y P 2015-12-16 2020-08-07 2434 2635 -201 -201 BNYM OPPORT SM CAP-Y P 2016-12-16 2020-08-07 280 349 -69 -69 BNYM OPPORT SM CAP-Y P 2017-12-15 2020-08-07 8568 11641 -3073 -3073 BNYM OPPORT SM CAP-Y P 2018-12-14 2020-08-07 21641 19508 2133 2133 BNYM DIV EMG MKTS-Y P 2014-06-13 2020-08-07 174216 150000 24216 24216 BNY MELLON HIGH YIELD-I P 2014-06-13 2020-08-07 113396 130000 -16604 -16604 BNYM DIVERSIFIED INTL-Y P 2009-10-16 2020-08-07 198479 150000 48479 48479 BNYM DIVERSIFIED INTL-Y P 2014-06-13 2020-08-07 180468 168000 12468 12468 BNYM FLTNG RT INC-Y P 2014-06-13 2020-08-07 113352 130000 -16648 -16648 BNYM INTL SMALL CAP-Y P 2015-06-25 2020-08-07 202303 230000 -27697 -27697 BNYM INTL SMALL CAP-Y P 2017-12-22 2020-08-07 81 108 -27 -27 BNYM INTL SMALL CAP-Y P 2018-12-20 2020-08-07 25387 23802 1585 1585 ASG MANAGED FUTURES STRAT-Y P 2014-06-13 2020-08-07 93131 97000 -3869 -3869 TCW EMERGING MARKETS INCOME FUND-I P 2014-06-13 2020-08-07 51492 54866 -3374 -3374 TCW EMERGING MARKETS INCOME FUND-I P 2017-11-20 2020-08-07 48410 50000 -1590 -1590 CAPITAL GAINS DIVIDENDS P 29413 29413 29413 379676 6817 0 6817 0 6817 2880 0 5640 0 8520 81 1622 1622 0 0 0 0 0 0 0 0 0 0 1 1 1 PA 1 0 0 0 0 1 N/A ROOTSTOCK ADVISORS 4122058815 2605 NICHOLSON ROAD BLDG 5 STE 5240 SEWICKLEY PA 15143 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LISA S JACKSON 174 PEACHTREE BATTLE AVENUE NW ATLANTA GA 30305 TRUSTEE 1.00 0 0 0 NONE 0 NONE 0 0 5446247 2435007 0 7881254 0 0 7881254 118219 7763035 388152 388152 6817 6817 381335 0 381335 0 381335 375000 0 375000 0 375000 381335 367148 0 0 375000 367148 0 0 7852 0 0 0 0 0 0 0 0 373483 0 0 0 X AGAPE COMMUNITY CENTER 2210 MARIETTA BLVD NW ATLANTA GA 30318 PC GENERAL OPERATING PURPOSES 2500 BOYS AND GIRLS CLUB OF ORANGE COUNTY 1010 MARTIN LUTHER KING JR PKWY DURHAM NC 27713 PC GENERAL OPERATING PURPOSES 2000 CENTRE COLLEGE 600 W WALNUT ST DANVILLE KY 40422 PC GENERAL OPERATING PURPOSES 12500 CHAUTAUQUA FOUNDATION INC ONE AMES AVE CHAUTAUQUA NY 14722 PC GENERAL OPERATING PURPOSES 5000 ENVIRONMENT NC 19 W HARGETT ST UNIT 405 RALEIGH NC 27601 PC GENERAL OPERATING PURPOSES 3000 FIRST PRESBYTERIAN CHURCH OF ATLANTA 1328 PEACHTREE ST NE ATLANTA GA 30309 PC GENERAL OPERATING PURPOSES 20000 HABITAT FOR HUMANITY OF ORANGE COUNTY 88 VILCOM CENTER DRIVE SUITE L110 CHAPEL HILL NC 27514 PC GENERAL OPERATING PURPOSES 5000 INTERFAITH COUNCIL FOR SOCIAL SERVICE 110 W MAIN ST CARRBORO NC 27510 PC FOOD FOR THE SUMMER PROGRAM 7000 IPAS PO BOX 9990 CHAPEL HILL NC 27515 PC GENERAL OPERATING PURPOSES 5000 MADISON OGLETHORPE ANIMAL SHELTER 1888 COLBERT-DANIELSVILLE RD DANIELSVILLE GA 30633 PC GENERAL OPERATING PURPOSES 5500 MADISON OGLETHORPE ANIMAL SHELTER 1888 COLBERT-DANIELSVILLE RD DANIELSVILLE GA 30633 PC GENERAL OPERATING PURPOSES 15000 MERRIE-WOODE FOUNDATION INC 100 MERRIE-WOODE RD SAPPHIRE NC 28774 PC GENERAL OPERATING PURPOSES 10000 MOOREFIELDS FOUNDATION 2201 MOOREFIELDS RD HILLSBOROUGH NC 27278 PC GENERAL OPERATING PURPOSES 10000 MOOREFIELDS FOUNDATION 2201 MOOREFIELDS RD HILLSBOROUGH NC 27278 PC GENERAL OPERATING PURPOSES 10000 NATIONAL PARKS FOUNDATION 1110 VERMONT AVE NW SUITE 200 WASHINGTON DC 20005 PC GENERAL OPERATING PURPOSES 5000 NC AUDUBON 807 E MAIN ST SUITE 2-220 DURHAM NC 27701 PC GENERAL OPERATING PURPOSES 3000 OPEN HAND ATLANTA INC 181 ARMOUR DR NE ATLANTA GA 30324 PC GENERAL OPERATING PURPOSES 2500 ORANGE COUNTY FRIENDS OF DSS PO BOX 1272 HILLSBOROUGH NC 27278 PC GENERAL OPERATING PURPOSES 5000 ROGERS-EUBANKS NEIGHBORHOOD ASSOCIATION (RENA) 101 EDGAR ST CHAPEL HILL NC 27516 PC ROGERS ROAD COMMUNITY CENTER 5000 ROGERS-EUBANKS NEIGHBORHOOD ASSOCIATION (RENA) 101 EDGAR ST CHAPEL HILL NC 27516 PC GENERAL OPERATING PURPOSES 5000 SIERRA CLUB FOUNDATION 2101 WEBSTER ST STE 1250 OAKLAND CA 94612 PC GENERAL OPERATING PURPOSES 5000 THE ANNANDALE FOUNDATION INC 3500 ANNANDALE LANE SUWANEE GA 30024 PC GENERAL OPERATING PURPOSES 80000 THE LEUKEMIA AND LYMPHOMA SOCIETY 3 INTERNATIONAL DR 200 RYE BROOK NY 10573 PC GENERAL OPERATING PURPOSES 15000 THE UNIVERSITY OF TENNESSEE FOUNDATION 1525 UNIVERSITY AVE KNOXVILLE TN 37921 PC GENERAL OPERATING PURPOSES 25000 THE UNIVERSITY OF TENNESSEE FOUNDATION 1525 UNIVERSITY AVE KNOXVILLE TN 37921 PC GENERAL OPERATING PURPOSES 10000 TIGERS UNLIMITED FOUNDATION 392 S DONAHUE DR AUBURN AL 36849 PC GENERAL OPERATING PURPOSES 10000 TRIANGLE LAND CONSERVANCY 514 S DUKE ST DURHAM NC 27701 PC GENERAL OPERATING PURPOSES 25000 UNIVERSITY OF NORTH CAROLINA 208 WEST FRANKLIN STREET CHAPEL HILL NC 275996100 PC GENERAL OPERATING PURPOSES 40000 WOODWARD ACADEMY INC 1662 RUGBY AVE COLLEGE PARK GA 30337 PC GENERAL OPERATING PURPOSES 5000 WORLD WILDLIFE FUND 1250 24TH ST NW WASHINGTON DC 20037 PC GENERAL OPERATING PURPOSES 5000 CASHIERS-GLENVILLE VOLUNTEER FIRE DEPARTMENT PO BOX 1978 CASHIERS NC 28717 PC GENERAL OPERATING PURPOSES 2000 FRIENDS OF LAKE GLENVILLE 48 WISTERIA WAY GLENVILLE NC 28736 PC GENERAL OPERATING PURPOSES 2500 NEESE VOLUNTEER FIRE DEPARTMENT PO BOX 65 HULL GA 30646 EO GENERAL OPERATING PURPOSES 2500 CLUB NOVA COMMUNITY INC 103 D WEST MAIN STREET CARRBORO NC 27510 PC GENERAL OPERATING PURPOSES 5000 ST JUDE CHILDRENS RESEARCH HOSPITAL INC 262 DANNY THOMAS PLACE MEMPHIS TN 38105 PC GENERAL OPERATING PURPOSES 5000 375000 0 14 153825 18 379676 0 533501 0 533501 0 0 0 0 0 0 0 0 0 0 OCHILTREE FOUNDATION OF NORTH CAROLINA 2605 NICHOLSON RD BLD 5 STE 5240 SEWICKLEY PA 15143 THE SHARP EMMA O - OCHILTREE FOUNDATION - TR (OCHILTREE-PA) WAS CREATED UNDER PENNSYLVANIA LAW BY AN INTER VIVOS TRUST AGREEMENT DATED APRIL 11, 1997 BY EMMA O. SHARP, GRANDMOTHER OF OCHILTREE-PA CO-TRUSTEES LISA S. JACKSON AND PAMELA S. HEMMINGER. FOLLOWING THE DISTRIBUTIONS, MS. HEMMINGER RESIGNED AS A CO-TRUSTEE OF OCHILTREE-PA, LEAVING MS. JACKSON AS SOLE TRUSTEE THEREOF.*****OCHILTREE-PA WILL CONTINUE TO EXIST AS A PRIVATE FOUNDATION UNDER THE DIRECTION OF MS. JACKSON.*****THE CREATION OF THE OCHILTREE FOUNDATION OF NORTH CAROLINA (OCHILTREE-NC) AND THE DISTRIBUTIONS FROM OCHILTREE-PA ARE INTENDED TO ALLOW MS. JACKSON AND MS. HEMMINGER TO PURSUE THEIR DIFFERING CHARITABLE GOALS AND PHILOSOPHIES AND ESTABLISH THEIR OWN BOARDS TO MORE EFFICIENTLY AND EFFECTIVELY CARRYOUT THEIR CHARITABLE MISSIONS. 4271797 MARKETABLE SECURITIES AT COST 3674000 4034681 THIS STATEMENT IS SUBMITTED IN ACCORDANCE WITH REG. 1.6043-3(A)(1) AND FORM 990-PF GENERAL INSTRUCTION T TO REPORT THE DISTRIBUTION OF CERTAIN ASSETS THAT RESULTED IN A SUBSTANTIAL CONTRACTION OF ASSETS DURING THE CURRENT TAX YEAR. ON DECEMBER 30, 2020, THE SHARP EMMA O - OCHILTREE FOUNDATION - TR (OCHILTREE-PA) MADE DISTRIBUTIONS OF ASSETS FROM SOURCES OTHER THAN CURRENT INCOME. SUCH DISTRIBUTIONS REPRESENTED 50% OF OCHILTREE-PA'S NET ASSETS OF $8,219,327 (AS MEASURED BY FAIR MARKET VALUE) AT THE BEGINNING OF 2020. INFORMATION REGARDING THESE DISTRIBUTIONS IS AS FOLLOWS: NAME, ADDRESS, AND EIN OF DISTRIBUTEE: OCHILTREE FOUNDATION OF NORTH CAROLINA 2605 NICHOLSON RD, BLD 5, STE 5240 SEWICKLEY, PA 15143 EIN: 84-3316966 DATE OF DISTRIBUTION: 12/30/20 FAIR MARKET ASSETS DISTRIBUTED VALUE ------------------ ---------- CASH $ 252,121 3716.0310 UNITS OF BNYM GLOBAL STOCK-Y $ 96,171 6074.3520 UNITS OF BNYM GLOBAL STOCK-Y $ 157,204 65000.0000 PAR VALUE OF JPMORGAN CHASE FINAN 17% 8/18/21 $ 65,572 60000.0000 PAR VALUE OF JPMORGAN CHASE FINAN 19% 8/18/21 $ 59,724 23115.2210 UNITS OF VANGUARD TOTAL INT ST IDX-ADM $ 747,315 52012.6640 UNITS OF VANGUARD CORE BOND-ADM $1,131,276 31017.3700 UNITS OF VANGUARD ULTRA-S/T BND-ADM $ 625,000 12096.2870 UNITS OF VANGUARD TOTL STK MKT IND-ADM $1,137,414 ---------- TOTAL $4,271,797 OCHILTREE FOUNDATION OF NORTH CAROLINA (OCHILTREE-NC) IS EXEMPT FROM TAXES UNDER IRC SEC. 501(C)(3) AND IS A NOT A PRIVATE OPERATING FOUNDATION AS DEFINED IN IRC SEC. 4942(J)(3). OCHILTREE-NC IS CONTROLLED BY PAMELA S. HEMMINGER, A FORMER CO-TRUSTEE OF OCHILTREE-PA. OCHILTREE-PA WAS CREATED UNDER PENNSYLVANIA LAW BY AN INTER VIVOS TRUST AGREEMENT DATED APRIL 11, 1997 BY EMMA O. SHARP, GRANDMOTHER OF OCHILTREE-PA CO-TRUSTEES LISA S. JACKSON AND PAMELA S. HEMMINGER. FOLLOWING THE DISTRIBUTIONS, MS. HEMMINGER RESIGNED AS A CO-TRUSTEE OF OCHILTREE-PA, LEAVING MS. JACKSON AS SOLE TRUSTEE THEREOF. OCHILTREE-PA WILL CONTINUE TO EXIST AS A PRIVATE FOUNDATION UNDER THE DIRECTION OF MS. JACKSON. THE CREATION OF OCHILTREE-NC AND THE DISTRIBUTIONS FROM OCHILTREE-PA ARE INTENDED TO ALLOW MS. JACKSON AND MS. HEMMINGER TO PURSUE THEIR DIFFERING CHARITABLE GOALS AND PHILOSOPHIES AND ESTABLISH THEIR OWN BOARDS TO MORE EFFICIENTLY AND EFFECTIVELY CARRYOUT THEIR CHARITABLE MISSIONS. OCHILTREE-NC IS UNDER NO OBLIGATION TO USE THE FUNDS IN A MANNER THAT WILL DIRECTLY BENEFIT OCHILTREE-PA. DIVIDENDS RECEIVABLE 5408 2 2 DISTRIBUTION TO OCHILTREE FOUNTATION OF NORTH CAROLINA 3926121 INVESTMENT MANAGEMENT FEES 40943 40943 0 FOREIGN TAX 2134 2134 0 FEDERAL EXCISE TAX 7623 0 0 FEDERAL EXCISE TAX ESTIMATES 2880 0 0