2021-11-15T10:48:11-06:00 2020-12-31 472310177 GELMAN LLP 1 PARK PLAZA STE 950 IRVINE CA 92614 990PF 2020-01-01 954494669 WARREN & KATHARINE SCHLINGER FOUNDATION WARR 7146930413 65 ENTERPRISE NO 333 ALISO VIEJO CA 92656 SARAH CHRISMAN CFO AND SECRETARY 7146930413 2021-11-01 1 SARAH CHRISMAN 999009999 MARK C TACKMANN CPA MBA P00207473 7146672600 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 202908136 X X 856 856 4780299 4780299 1336473 14249355 1336473 6117628 6117628 0 0 0 0 0 11268 0 0 11268 37890 0 0 37890 186130 167517 0 18613 66338 6935 0 59403 6345 0 0 6345 307971 174452 0 133519 8120000 8120000 8427971 174452 0 8253519 -2310343 5943176 0 1163208 701945 701945 29308 29308 92307255 90531608 192178137 9652385 9495564 9998746 103122848 100758425 202908136 7169 49877 0 57046 0 X 103065802 100758425 103065802 100758425 103122848 100758425 103065802 -2310343 2966 100758425 0 100758425 1137.0000 SHS EXXON MOBIL CORP P 2018-06-11 2020-11-30 43416 100460 -57044 -57044 50.0000 SHS FACEBOOK INC P 2018-06-11 2020-11-30 13775 9535 4240 4240 1500.0000 SHS ISHARES RUSSELL MIDCAP P 2018-06-11 2020-11-30 139539 134783 4756 4756 1000.0000 SHS FIRST TR MORNINGSTAR DIVID LEADERS P 2018-06-11 2020-11-30 28998 29150 -152 -152 400.0000 SHS INVESCO AEROSPACE AND DEFENCE P 2018-06-11 2020-11-30 25849 23356 2493 2493 2396.0000 SHS GENERAL ELECTRIC P 2018-06-11 2020-11-30 24362 33400 -9038 -9038 1000.0000 HALLIBURTON COMPANY P 2018-06-11 2020-11-30 16864 47960 -31096 -31096 1000.0000 ISHARES CORE HIGH DIVIDEND P 2018-06-11 2020-11-30 86332 86725 -393 -393 692.0000 SHS INTL BUSINESS MACHINES CORP P 2018-06-11 2020-11-30 85394 101568 -16174 -16174 3000.0000 METLIFE INC. P 2018-06-11 2020-11-30 138756 142860 -4104 -4104 1500.0000 SHS PRUDENTIAL FINANCIALS INC. P 2018-06-11 2020-11-30 113961 152153 -38192 -38192 300.0000 SHS SECTOR SPDR ENERGY P 2018-06-11 2020-11-30 11103 23196 -12093 -12093 1000.0000 SHS VERISON COMMUNICATIONS COM P 2018-06-11 2020-11-30 60135 49530 10605 10605 12.0000 SHS WABTEC P 2018-06-11 2020-11-30 863 937 -74 -74 6280.0000 SHS AMG YACKTMAN FOCUSED FUND CLASS P 2018-06-11 2020-11-30 125223 133701 -8478 -8478 53565.0000 SHS FRANKLIN STRATEGIC INCOME FUND ADVISOR P 2018-06-11 2020-11-30 505654 513688 -8034 -8034 14106.0000 SHS JP MORGAN VALUE ADVANTAGE FUND P 2018-06-11 2020-11-30 496249 511484 -15235 -15235 5647.0000 SHS HARTFORD EQUITY INCOME FD P 2018-06-11 2020-11-30 110286 112375 -2089 -2089 4000.0000 SHS UNITED PARCEL SVC P 1994-09-01 2020-12-08 664225 26080 638145 638145 4000.0000 SHS UNITED PARCEL SVC P 1994-09-01 2020-12-09 674784 26080 648704 648704 1545.0000 SHS JP MORGAN EXCHANGE P 2019-10-21 2020-04-14 77286 78037 -751 -751 51581.5910 SHS JP MORGAN INCOME BUILDER P 2019-10-30 2020-07-17 529740 499225 30515 30515 4551.795 SHS MFS GLOBAL TOTAL RETURN FD P 2019-12-19 2020-04-14 74786 81480 -6694 -6694 6867.068 SHS INVESCO OPNHMR LTD P 2020-03-31 2020-04-14 30764 31280 -516 -516 174.9470 SHS T ROWE PRICE DIVIDEND GROWTH FUND P 2019-08-15 2020-07-17 9137 8534 603 603 3500.388 SHS JP MORGAN VALUE ADVANTAGE FUND CL P 2019-12-20 2020-04-14 99166 129649 -30483 -30483 6351.381 SHS BLACKROCK MULTI ASSET INCOME PORTFORLIO P 2019-07-31 2020-04-14 63579 68047 -4468 -4468 99.429 SHS INVESCO SHORT TERM BOND FUND P 2020-04-30 2020-07-17 856 838 18 18 5853.513 SHS T ROWE PRICE NEW ASIA FUND P 2019-10-21 2020-07-17 123219 106300 16919 16919 390.4640 SHS T ROWE PRICE COMM & TECHNOLGY FD P 2020-04-14 2020-10-12 71529 50132 21397 21397 4221.8630 SHS BLACKROCK GLOBAL ALLOCATION FD INC P 2020-04-14 2020-10-12 88744 75866 12878 12878 172.0000 SHS ISHARES CORE S&P 500 P 2017-08-21 2020-10-12 56049 42005 14044 14044 39079 SHS ISH TR CORE DIVID GROWTH P 2018-07-16 2020-04-14 1389619 1369410 20209 20209 129496.5350 SHS JP MORGAN INCOME BUILDER FUND P 2019-06-27 2020-07-17 1329929 1350967 -21038 -21038 122.9250 SHS MFS VALUE FD P 2018-12-22 2020-10-12 5234 5234 0 0 1234.9120 SHS MFS GROWTH FUND P 2017-08-21 2020-10-12 187401 109944 77457 77457 75844.3170 SHS MFS GLOBAL TOTAL RETURN FD P 2019-02-12 2020-04-14 1246122 1323934 -77812 -77812 12478.4340 MFS TOTAL RETURN BOND FUND P 2015-03-18 2020-04-14 137762 137138 624 624 158967.901 SHS INVESCO OPNHMR LTD TERM BOND P 2019-04-09 2020-04-14 712176 713896 -1720 -1720 480.8890 SHS T ROWE PRICE DIVIDEND GROWTH FUND P 2019-08-15 2020-10-12 27064 23458 3606 3606 1357.6320 SHS T ROW PRICE SPECTRUM MODERATE ALLOC P 2017-08-21 2020-10-12 33539 32488 1051 1051 6356.153 SHS MFS INTERNATIONAL DIVERSIFICATION FUND P 2019-01-30 2020-10-12 133330 115555 17775 17775 69497.556 SHS JP MORGAN VALUE ADVANTAGE FUND P 2019-02-12 2020-04-14 1968866 2314447 -345581 -345581 26603.4670 SHS JP MORGAN CORE PLUS BOND CL P 2016-04-12 2020-04-14 226928 219213 7715 7715 9276.643 SHS JP MORGAN GROWTH ADVANTAGE FD CL P 2017-08-21 2020-10-12 270113 173566 96547 96547 20839.7540 SHS T ROWE PRICE OVERSEAS STOCK FUND P 2019-01-30 2020-07-17 196864 207564 -10700 -10700 126384.300 SHS BLACKROCK MULTI ASSET INCOME PORTFOLIO P 2018-10-27 2020-04-14 1265242 1332768 -67526 -67526 8994.2540 SHS MFS LIMITED MATURITY FD P 2018-04-17 2020-04-14 52886 52886 0 0 CAPITAL GAINS DIVIDENDS P 475657 475657 475657 1336473 39418 82610 0 82610 0 82610 88546 0 35000 0 123546 0 40936 40936 0 0 0 0 0 0 0 0 0 0 0 0 1 CA 1 0 1 0 0 1 N/A STACY S SCHLINGER 7146930413 75 ENTERPRISE STE M ALISO VIEJO CA 92656 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARAH L CHRISMAN 65 ENTERPRISE SUITE 333 ALISO VIEJO CA 92656 CFO AND SECRETARY 0.00 0 0 0 NORMAN W SCHLINGER 65 ENTERPRISE SUITE 333 ALISO VIEJO CA 92656 VICE PRESIDENT 0.00 0 0 0 NONE 0 NONE 0 0 176630885 932577 0 177563462 0 0 177563462 2663452 174900010 8745001 8745001 82610 82610 8662391 0 8662391 0 8662391 8253519 0 8253519 0 8253519 8662391 0 0 81904 585373 667277 8253519 0 0 0 8253519 0 408872 408872 258405 0 0 0 0 0 0 0 258405 258405 X AMERICAN RED CROSS 1320 NEWTON STREET LOS ANGELES CA 90021 NONE EXEMPT GENERAL SUPPORT 15500 BEAR LEAGUE PO BOX 393 HOMEWOOD CA 96141 NONE EXEMPT GENERAL SUPPORT 150000 BOYS AND GIRLS CLUB OF NORTH TAHOE PO BOX 1617 KINGS BEACH CA 96143 NONE EXEMPT GENERAL SUPPORT 250000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD MC5-32 PASADENA CA 91125 NONE EXEMPT GENERAL SUPPORT AND SCHOLARSHIP PROGRAM 750000 CARMEL BACH FESTIVAL PO BOX 575 CARMEL CA 93921 NONE EXEMPT GENERAL SUPPORT 25000 CHILDREN GIVING GIFTS 13875 BUCKSKIN TRAIL DR CORONA CA 92880 NONE EXEMPT GENERAL SUPPORT 100000 CLAREMONT INSTITUTE 1317 W FOOTHILL BLVD 120 UPLAND CA 91786 NONE EXEMPT GENERAL SUPPORT 7500 COLEMAN CHAMBER MUSIC ASSOCIATION 225 SOUNTH LAKE AVE SUITE 300 PASADENA CA 91101 NONE EXEMPT GENERAL SUPPORT 40000 COMMUNITY CONCERN FOR CATS PO BOX 3795 WALNUT CREEK CA 94598 NONE EXEMPT GENERAL SUPPORT 150000 CONTRA COSTA INTERFAITH HOUSING 399 TAYLOR BLVD 115 PLEASANT HILL CA 94523 NONE EXEMPT GENERAL SUPPORT 20000 FIVE ACRES - THE BOYS AND GIRLS AID SOCIETY OF LA COUNTY 760 MOUNTAIN VIEW STREET ALTADENA CA 91001 NONE EXEMPT GENERAL SUPPORT 3000 HOUSE EAR INSTITUTE 2100 W THIRD STREET LOS ANGELES CA 90057 NONE EXEMPT GENERAL SUPPORT 50000 HUMAN OUTREACH PROJECT 7404 UNION PARK AVENUE MIDVALE UT 84047 NONE EXEMPT GENERAL SUPPORT 250000 HUNTINGTON MEDICAL RESEARCH INSTITUTE 686 S FAIR OAKS AVE PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 5000 HUNTINGTON MEMORIAL HOSPITAL 100 W CALIFORNIA BLVD PASADENA CA 91105 NONE EXEMPT GENERAL SUPPORT 17500 INTERNATIONAL OCD FOUNDATION PO BOX 961029 BOSTON MA 02196 NONE EXEMPT GENERAL SUPPORT 50000 LA VERNESAN DIMAS MEALS ON WHEELS PO BOX 7821 LA VERNE CA 91750 NONE EXEMPT GENERAL SUPPORT 30000 LAKE TAHOE WILDLIFE CARE INC PO BOX 18530 SOUTH LAKE TAHOE CA 96151 NONE EXEMPT GENERAL SUPPORT 50000 LINDSAY WILDLIFE EXPERIENCE 1931 FIRST AVENUE WALNUT CREEK CA 94597 NONE EXEMPT GENERAL SUPPORT 50000 LOS ANGELES OPERA 135 NORTH GRAND AVENUE LOS ANGELES CA 90012 NONE EXEMPT GENERAL SUPPORT 15000 LOS ANGELES PHILHARMONIC ASSOCIATION 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 NONE EXEMPT GENERAL SUPPORT 15000 MAMMOTH LAKES FOUNDATION PO BOX 1815 MAMMOTH LAKES CA 93546 NONE EXEMPT GENERAL SUPPORT 25000 METHODIST HOSPITAL FOUNDATION 300 WEST HUNTINGTON DRIVE ARCADIA CA 91007 NONE EXEMPT GENERAL SUPPORT 5000 NATIONAL RIGHT TO WORK FOUNDATION 8001 BRADDOCK ROAD SUITE 600 SPRINGFIELD VA 22151 NONE EXEMPT GENERAL SUPPORT 17500 NORTHERN LIGHT SCHOOL 3710 DORISA AVENUE OAKLAND CA 94605 NONE EXEMPT GENERAL SUPPORT 175000 ONEONTA CONGREGATIONAL CHURCH 1515 GARFIELD AVENUE SOUTH PASADENA CA 91030 NONE EXEMPT GENERAL SUPPORT 15000 PASADENA CONSERVATORY OF MUSIC 100 N HILL AVE STE 105 PASADENA CA 91106 NONE EXEMPT GENERAL SUPPORT 4000 PASADENA SYMPHONY 2 NORTH LAKE AVE SUITE 1080 PASADENA CA 91101 NONE EXEMPT GENERAL SUPPORT 15000 PILGRIM PLACE 625 MAYFLOWER ROAD CLAREMONT CA 91711 NONE EXEMPT GENERAL SUPPORT 8000 OMEGA BOYS CLUB 1060 TENNESSEE ST SAN FRANCISCO CA 94107 NONE EXEMPT GENERAL SUPPORT 10000 SCHLINGER CHRISMAN FOUNDATION 426 ENNISBROOK DRIVE SANTA BARBARA CA 93108 FNDTN OF BOARD MEMBERS EXEMPT GENERAL SUPPORT 2320000 SCRIPPS COLLEGE 1030 COLUMBIA AVE CLAREMONT CA 91711 NONE EXEMPT SCHOLARSHIP FUND 7000 THE LEADERSHIP INSTITUTE 1101 N HIGHLAND STREET ARLINGTON VA 22201 NONE EXEMPT GENERAL SUPPORT 7500 THE SCHLINGER FAMILY FOUNDATION 65 ENTERPRISE STE 333 ALISO VIEJO CA 92656 FNDTN OF BOARD MEMBERS EXEMPT GENERAL SUPPORT 2320000 TONY LARUSSAS ANIMAL RESCUE FOUNDATION 2890 MITCHELL DRIVE WALNUT CREEK CA 94598 NONE EXEMPT GENERAL SUPPORT 500000 UC REGENTS-YOUNG ENTREPRENEUR 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 350000 UC BERKELEY CHEMISTRY AND CHEMICAL ENGINEER 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 45000 UC REGENTS-UC BERKELEY HAAS SCHOOL 1995 UNIVERSITY AVE STE 401 BERKELEY CA 94704 NONE EXEMPT GENERAL SUPPORT 150000 UC SANTA BARBARA CHEMICAL ENGINEERING 4219 CHEADLE HALL 4TH FL SANTA BARBARA CA 93106 NONE EXEMPT GENERAL SUPPORT 60000 VILLA EXPERANZA SERVICES 2116 EAST VILLA STREET PASADENA CA 91107 NONE EXEMPT GENERAL SUPPORT 7500 UNIVERSITY OF CALIFORNIA AT SAN FRANCISCO 220 MONTGOMERY ST SAN FRANCISCO CA 94104 NONE EXEMPT GENERAL SUPPORT 30000 YOUNG AMERICAS FOUNDATION 11480 COMMERCE PARK DR STE 600 RESTON VA 20191 NONE EXEMPT GENERAL SUPPORT 5000 8120000 0 14 856 14 4780299 18 1336473 0 6117628 0 6117628 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 37890 0 0 37890 FORM 990-PF, PART XV, LINE 3A IN ADDITION TO PUBLIC CHARITIES, THE FOUNDATION GRANTED MONEY TO TWO RELATED FOUNDATIONS TOTALING $4,640,000 IN 2020. A QUALIFYING DEDUCTION IS CLAIMED FOR THIS AMOUNT UNDER IRC SECTION 4942(G)(3)(A) BASED ON THE RECIPIENTS ORGANIZATIONS' DISTRIBUTION FROM CORPUS TO PUBLIC CHARITIES WITHIN THE PRESCRIBED TIME PERIOD. MUTUAL FUNDS - FIXED INCOME 9495564 9998746 UNITED PARCEL SERVICE 71539560 168905200 MUTUAL FUNDS - EQUITIES 18992048 23272937 LEGAL 11268 0 0 11268 INSURANCE 2200 0 0 2200 BANK CHARGES 69 0 0 69 OTHER EXPENSES 4076 0 0 4076 OTHER 2966 ACCRUED EXPENSES 49877 0 ML MANAGEMENT FEES 186130 167517 0 18613 ESTATE OF WARREN G SCHLINGER 65 ENTERPISE STE 333 ALISO VIEJO CA 92656 FOREIGN TAXES PAID 6935 6935 0 0 TAXES PAID 59403 0 0 59403