2021-11-14T13:07:22-06:00 2020-12-31 331197384 ANDERSEN TAX LLC 333 BUSH STREET SUITE 1700 SAN FRANCISCO CA 94104 990PF 2020-01-01 383840804 WADHWANI OPERATING FOUNDATION WADH 6509462505 PO BOX 1987 LOS ALTOS CA 94023 ROMESH WADHWANI DIRECTOR 6509462505 2021-11-15 1 ROMESH WADHWANI XXX-XX-XXXX SABRINA A CHIN P00734293 4153625990 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 327399593 X X 783500 1038113 1038113 10653 10705 10705 -3713462 45790531 144005 38815 68258703 230119 431149 65339394 1422942 1518782 462500 0 0 437293 2355 0 0 2355 71865 0 0 71865 39133 0 0 34953 83861 27493 0 44943 4503675 0 0 4509399 898479 0 0 898479 17854 0 0 15173 0 0 1216 2477786 1877 0 2474348 8572681 29370 0 8474851 0 0 8572681 29370 0 8474851 56766713 1393572 1518782 11130 8193380 8193380 1138033 1635186 1635186 17836 12990 12990 263278138 309872075 309872075 102713 66811 32543 35902 35902 5245168 7650060 7650060 269722848 327399593 327399593 -1866505 -607138 -1866505 -607138 X 271589353 328006731 271589353 328006731 269722848 327399593 271589353 56766713 0 328356066 349335 328006731 REALIZED GAIN/LOSS P 2019-12-31 0 0 UBS #3839 P 2019-12-31 3190785 3178457 12328 12328 UBS #3839 P 2019-12-31 11166971 11128978 37993 37993 CS #2882 P 2019-12-31 13235776 13209289 26487 26487 CS #2882 P 2019-12-31 18196999 18129802 67197 67197 144005 38815 19371 0 19371 0 19371 1000000 0 0 0 1000000 X 0 980629 980629 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A WADHWANI FAMILY OFFICE 6509462505 FOUR MAIN STREET SUITE 210 LOS ALTOS CA 94022 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROMESH T WADHWANI PO BOX 1987 LOS ALTOS CA 94023 PRESIDENT/CEO/DIRECTOR 0.50 0 0 0 KATHLEEN E WADHWANI PO BOX 1987 LOS ALTOS CA 94023 SECRETARY/DIRECTOR 0.50 0 0 0 AJAY KELA PO BOX 1987 LOS ALTOS CA 94023 EXECUTIVE DIRECTOR 40.00 462500 47452 0 NONE 0 LUIS JAVIER CAMPOS STIVALET AV PASEO DEL POPOCATEPETL 35 PUEBLA MX PROFESSIONAL FEES IN MEXICO 178535 DANIEL RALPH KRANZLER 2815 EASTLAKE AVE E300 SEATTLE WA 98102 ECOSYSTEM PROFESSIONAL SERVICES 109998 PINA TROPICAL FILMS VARSOVIA 36 JUAREZ CUAUHTEMOC MX 06600 PROFESSIONAL FEES FOR MARKETING, VIDEOS AND PHOTOGRAPHY IN MEXICO 95688 PAVAN BATCHU 4106 WILKIE WAY PALO ALTO CA 94306 PROFESSIONAL SERVICE FOR PRODUCT 75488 JUAN CARLOS CORTIN SEIFER ADDRESS UNKNOWN CUAUHTEMOC MX 06600 PROFESSIONAL FEES IN MEXICO 52186 0 GTI: THE GLOBAL TRAINING INSTITUTE AIMS TO TRANSFORM BOTH THE VOCATIONAL SKILLING ECOSYSTEM AS WELL AS THE ENTREPRENEURSHIP EDUCATOR COMMUNITY BY RUNNING HIGH IMPACT FACULTY DEVELOPMENT AND MENTOR DEVELOPMENT PROGRAMS. THESE PROGRAMS ARE RUN ON A BLENDED-LEARNING MODE, AND EACH FACULTY RECEIVES APPROPRIATE CERTIFICATION BASED ON THEIR PERFORMANCE IN THIS EXTENSIVE 180-DAY PERIOD. 32055 SDN: THE SKILLS DEVELOPMENT NETWORK PROGRAM BUILDS INDIA'S CAPACITY FOR HIGHER EDUCATION IN COURSES OF STUDY THAT EMPHASIZE BUILDING CORE SKILLS NECESSARY TO ENTER THE JOB MARKET. THE FOUNDATION, IN COLLABORATION WITH CENTRAL AND STATE GOVERNMENTS, DEVELOPS POST-SECONDARY CURRICULUM AND COURSE OFFERINGS CONSISTENT WITH SKILLS DEVELOPMENT. THE FOUNDATION HAS DEVELOPED A PLATFORM SO THAT COURSE OFFERINGS ARE AVAILABLE ONLINE. 57567 WF GLOBAL EXPANSION IS A DISTINCT PROGRAM OF THE FOUNDATION. THE PROGRAM IS A LAUNCH-PAD FOR ALL OF WF'S REPLICABLE INITIATIVES WITH A GOAL OF MULTIPLYING THE FOUNDATION'S IMPACT ACROSS EMERGING ECONOMIES. THE COUNTRIES THAT WERE EXPLORED ARE PAKISTAN, MALAYSIA AND INDONESIA. TO REACH RAPID SCALE THROUGH STRONG ON THE GROUND PARTNERSHIPS FOR EXECUTION AND FINANCIAL RESOURCES. GLOBAL STARTED OUTREACH IN BOTH PAKISTAN AND MALAYSIA AND HAD GOOD RESPONSE FROM ACADEMIA, GOVERNMENTS AND ENTREPRENEUR ECO-SYSTEM PLAYERS. GLOBAL TEAM WORKS CLOSELY WITH THE NEN EDUCATION, CONTENT AND ENTREPRENEUR SUPPORT TEAMS. 2044660 ECOSYSTEM: FOR EARLY AND GROWTH STAGE ENTREPRENEURS AND SMALL AND MEDIUM BUSINESS OWNERS, MENTORING PROGRAM OFFERS DEEP CONNECTS INTO THE GLOBAL ENTREPRENEUR ECOSYSTEM, HELPS ADDRESS KEY BUSINESS CHALLENGES AND ENABLES TRANSFORMATION FOR THE VENTURE. THE PROGRAM, A ZERO EQUITY AND ZERO FEE MODEL, FOCUSES ON PROVIDING GOAL-BASED, TIME-BOUND,AND STRUCTURED MENTORING. 217600 0 42440655 3822274 220347892 266610821 0 0 266610821 3999162 262611659 13130583 X 8474851 0 21212 8496063 0 8496063 X 1518782 6371640 5707699 5647075 19245196 1290965 5415894 4851544 4800014 16358417 8496063 9567144 6998812 9327417 34389436 0 0 0 0 0 8496063 9567144 6998812 9327417 34389436 0 0 8753722 8562927 8222875 7927856 33467380 0 0 0 0 ROMESH T WADHWANI KATHLEEN E WADHWANI X 0 0 14 783500 14 10653 01 68258703 18 -3713462 0 65339394 0 65339394 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES - TAX 54986 27493 0 13493 ACCOUNTING FEES - AUDIT 28875 0 0 31450 ADAMS STREET CO-INVEST IV FMV 15930998 15930998 AG DIRECT LENDING FUND III, L.P FMV 9687180 9687180 AMPOOL, INC. FMV 1052098 1052098 AKRIDATA FMV 1000000 1000000 BLACKROCK FIXED INCOME MANAGEMENT FMV 3244743 3244743 CAPIP QUESTBACK FMV 2748240 2748240 CAPIP GUIDESPARK FMV 3566250 3566250 CASHEBOX FMV 2500000 2500000 CORRUM CAPITAL GLOBAL FMV 4469629 4469629 FLEX CAPITAL GLOBAL FMV 1170359 1170359 HEIF FEEDER - GLOBAL OPPORTUNITY FUND FMV 4325249 4325249 GUARDIAN POINT LP FMV 2957189 2957189 GURTIN FIXED INCOME MANAGEMENT FMV 13131897 13131897 HERITAGE HEALTHCARE INNOVATION FUND II FMV 4646449 4646449 ICAPITAL FMV 10542034 10542034 ICQ OPPORTUNITIES FUND FMV 539 539 IRI ROLLOVER AT COST 6103069 6103069 IRI WARRANTS AT COST 904200 904200 SEQUOIA CAP HERITAGE FUND FMV 174631774 174631774 SYMPHONY EYC CAYMAN LTD FMV 1877965 1877965 TENNENBAUM OPPORTUNITIES FMV 838439 838439 THINK INVESTMENTS FMV 7375475 7375475 UNITUS SEED FUND FMV 252370 252370 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND FMV 35327354 35327354 WASPIRE INVESTMENTS FMV 1588573 1588573 OTHER EQUITY SECURITIES FMV 2 2 LEGAL FEES 39133 0 0 34953 DISTRIBUTION RECEIVABLE 5245168 7650060 7650060 PRIOR PERIOD ADJUSTMENT 349335 MARKETING 20 0 0 20 OFFICE EXPENSES 8839 0 0 8839 BANK CHARGES 1877 1877 0 0 UTILITIES 1981 0 0 1981 OTHER EXPENSES 6156 0 0 6156 SDN EXPENSES 57567 0 0 57567 GTI EXPENSES 32055 0 0 32055 ECOSYSTEM EXPENSES 217600 0 0 217600 GLOBAL EXPENSES 199825 0 0 199825 GLOBAL EXPENSES - LATIN AMERICA 1250596 0 0 1250596 GLOBAL EXPANSION - EAST AFRICA 105898 0 0 105898 GLOBAL EXPANSION - WEST AFRICA 52448 0 0 52448 GLOBAL EXPANSION - MENA 141564 0 0 141564 GLOBAL EXPANSION - BRAZIL 147492 0 0 147492 GLOBAL EXPANSION - INVENT 4991 0 0 4991 GLOBAL EXPANSION - INDIA 26583 0 0 26583 GLOBAL EXPANSION - SOUTH AFRICA 115263 0 0 115263 PLATFORM DEVELOPMENT 83583 0 0 83583 WRITE OFF 1364 0 0 0 INTEREST AND PENALTIES 197 0 0 0 INVESTMENT EXPENSES 21078 0 0 21078 PAYROLL EXPENSES 809 0 0 809 ADAMS STREET CO-INVEST 4327887 -165517 -165517 AG DIRECT LENDING FUND III 703552 368790 366369 BLACKROCK FIXED INCOME MANAGEMENT 137236 0 0 CAPIP GUIDESPARK 0 397154 397154 CAPIP QUESTBACK 160803 500794 500794 CORRUM CAPITAL GLOBAL CREDIT OPPORTUNITIES FUND 22810 -73340 188186 FLEX CAPTIAL FUND I 415058 -34367 -34367 GUARDIAN POINT, LP 620439 45331 -36044 GURTIN FIXED INCOME 690192 0 0 HEIF FEEDER FUND -663264 -768080 -873573 HERITAGE HEALTHCARE INNOVATION FUND II, LP 320033 360473 -80450 ICAPITAL-MSD PRIVATE CREDIT 894448 132135 115887 ICQ OPPORTUNITIES FUND 2, LP -49712 -84167 5589 SCHF US, LP (SEQUOIA HERITAGE) 52107577 4831556 76718 SYMPHONY EYC CAYMAN 0 7687 7687 TENNENBAUM OPPORTUNITIES FUND VI, LLC 215218 -132310 -31719 THINK INVESTMENTS LTD. 1969587 222988 0 UNITUS SEED FUND LP -19740 -28280 -18931 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND, LTD. 4801683 0 0 VECTOR MM COINVEST (MOOD CO-INVEST) 1211078 -7465665 6022 WASPIRE INVESTMENTS LLC 284866 259006 16228 UBS 13839 0 -8884 -8884 OTHER INVESTMENT INCOME 108952 0 0 NII ADDBACK UNDER SEC 512(A)(6) 0 1864815 0 PAYABLE TO WADHWANI CHARITABLE FOUNDATION 2780 81898 PAYROLL LIABILITIES 530 1656 ACCRUED EXPENSES 307901 258855 EXCISE TAX LIABILITY -2177166 -948367 OTHER LIABILITIES -550 -1180 OTHER FEES 3675 0 0 3675 CONSULTING FEES 4500000 0 0 4505724 PAYROLL TAXES 15377 0 0 15377 OTHER TAXES 3638 0 0 3638 FEDERAL EXCISE TAX 879464 0 0 879464