2021-11-12T12:12:26-06:00 2020-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2020-01-01 133218529 GLOBAL BUSINESS ALLIANCE INC GLOB 2026591903 99 M ST SE NO 200 WASHINGTON DC 20003 NANCY MCLERNON PRESIDENT & CEO 2026591903 2021-11-12 1 NANCY MCLERNON XXX-XX-XXXX AMY CHAPMAN P00843460 5712279500 2021-11-10 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X NANCY MCLERNON 99 M ST SE NO 200 WASHINGTON DC 20003 6014046 0 X WWW.GLOBALBUSINESS.ORG X 1984 DE TO REPRESENT U.S. SUBSIDIARIES OF COMPANIES HEADQUARTERED ABROAD. 27 27 19 34 0 0 0 0 5704436 4183683 50831 53983 2757 1909 5758024 4239575 0 0 0 0 2741379 2580743 0 0 0 2981337 1838512 5722716 4419255 35308 -179680 4890918 4818726 2446328 2412314 2444590 2406412 X GLOBAL BUSINESS ALLIANCE IS A NON-PROFIT 501(C)(6) BUSINESS ASSOCIATION REPRESENTING THE U.S. OPERATIONS OF MANY OF THE WORLD'S LARGEST INTERNATIONAL COMPANIES, WHICH INSOURCE OVER 8 MILLION AMERICAN JOBS. AS THE PREMIER VOICE OF INTERNATIONAL COMPANIES IN THE U.S., OUR MISSION IS TO ACTIVELY PROMOTE AND DEFEND AN OPEN ECONOMY THAT WELCOMES INTERNATIONAL COMPANIES TO INVEST IN AMERICA. MISSION STATEMENT IS TO EDUCATE THE PUBLIC AND POLICYMAKERS ABOUT THE IMPORTANT ROLE THAT INTERNATIONAL COMPANIES PLAY IN U.S. ECONOMIC GROWTH, JOB CREATION, SKILLS TRAINING, RESEARCH & DEVELOPMENT, AND CORPORATE SOCIAL RESPONSIBILITY EFFORTS. 0 0 GBA AND ITS MEMBERS HAD A TREMENDOUS YEAR ADVANCING POLICY PRIORITIES BY MEETING WITH INFLUENTIAL POLICYMAKERS, INCLUDING DISCUSSIONS WITH THE WHITE HOUSE, FEDERAL AGENCIES, GOVERNORS, AND CONGRESSIONAL LEADERS. GBA PLAYED AN ESSENTIAL ROLE IN PROMOTING FAIR AND EQUAL TREATMENT FOR INTERNATIONAL COMPANIES IN THE UNITED STATES. 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 23 0 19 1 0 0 0 0 0 0 0 0 X 27 27 0 0 0 0 1 1 1 1 0 0 0 0 1 1 1 0 1 1 0 0 DC X AARON BRICKMAN 2026591903 99 M STREET SE SUITE 200 WASHINGTON DC 20003 KAPIL SHARMA CHAIR 1.00 X X 0 0 0 STEVE CICCONE VICE CHAIR 1.00 X 0 0 0 KATHLEEN AMBROSE DIRECTOR 1.00 X 0 0 0 MARK DAHLINGER SECRETARY & TREASURER 1.00 X X 0 0 0 CLAUDE DRAILLARD DIRECTOR 1.00 X 0 0 0 MOLLY FOGARTY DIRECTOR 1.00 X 0 0 0 MEG HARDON DIRECTOR 1.00 X 0 0 0 GARY HICKMAN DIRECTOR 1.00 X 0 0 0 PAUL HOOGSTEDEN DIRECTOR 1.00 X 0 0 0 JAKE JONES DIRECTOR 1.00 X 0 0 0 PETER LEFKIN DIRECTOR 1.00 X 0 0 0 DEIRDRE MANNA DIRECTOR 1.00 X 0 0 0 ANTHONY O'DONNELL DIRECTOR 1.00 X 0 0 0 LARRY POCIASK DIRECTOR 1.00 X 0 0 0 CHRISTOPHER RICE DIRECTOR 1.00 X 0 0 0 ANNA SCHNEIDER CHAIR, GOVERNMENT AFFAIRS 1.00 X 0 0 0 FREDERIC SCHOTT DIRECTOR 1.00 X 0 0 0 KEVIN SHERFEY DIRECTOR 1.00 X 0 0 0 DAVID SLACK DIRECTOR 1.00 X 0 0 0 R SCOTT SLIFKA DIRECTOR 1.00 X 0 0 0 BOB SMITH DIRECTOR 1.00 X 0 0 0 PEGGY SMYTH DIRECTOR 1.00 X 0 0 0 DAVID STEEL DIRECTOR 1.00 X 0 0 0 HUGH WELSH DIRECTOR 1.00 X 0 0 0 JEFF WERNER DIRECTOR 1.00 X 0 0 0 VALERIE WILLIAMS DIRECTOR 1.00 X 0 0 0 TOM SCARPACI DIRECTOR 1.00 X 0 0 0 HOWARD SACAROB DIRECTOR 1.00 X 0 0 0 NANCY MCLERNON PRESIDENT & CEO 45.00 X 660791 0 79056 AARON BRICKMAN EVP REV. & MEMBER ENGMT. 45.00 X 243298 0 47271 CLINTON BLAIR VP PUBLIC POLICY & GOVERNMENT AFFAIRS 45.00 X 213671 0 32864 JONATHAN SAMFORD SR. VP EXTERNAL AFFAIRS 45.00 X 244745 0 51501 KEVIN KLEIN SENIOR DIRECTOR OF GOVERNMENT AFFAIRS 45.00 X 220469 0 31873 1582974 0 242565 7 0 1 0 OGILVY PUBLIC RELATIONS WORLDWIDE 636 11TH AVENUE NEW YORK NY 10036 OUTSIDE COUNSEL 210000 AKIN GUMP STRAUSS HAUER & FELD 1333 NEW HAMPSHIRE AVE NW WASHINGTON DC 20006 OUTSIDE COUNSEL 132500 MULTISTATE ASSOCIATES INC 515 KING ST SUITE 300 ALEXANDRIA VA 22314 OUTSIDE COUNSEL 123128 BAKER & MCKENZIE LLP 815 CONNECTICUT AVENUE NW WASHINGTON DC 20006 OUTSIDE COUNSEL 104070 4 MEMBERSHIP DUES 900099 3579908 3579908 JOINT BUSINESS RELATIONSHIP 900099 376500 376500 CONFERENCES/DINNERS 900099 227275 227275 4183683 53835 53835 1774619 1774471 148 148 148 OTHER INCOME 900099 1335 1335 CREDIT CARD SVCS FEE 900099 574 574 1909 4239575 4183683 0 55892 1483425 847476 81671 109824 58347 552112 89403 3301 12357 83920 485326 21736 43739 879 95404 10225 COMMUNICATIONS 224023 STATE ADVOCACY 139050 ECONOMIC STUDIES 28500 SUBSCRIPTIONS 18795 29742 4419255 999891 995547 2277865 223473 586663 100995 208629 365044 1150846 193725 744295 957121 2102971 73575 73575 4890918 4818726 769308 392645 1177500 923750 499520 1095919 2446328 2412314 X 2444590 2406412 2444590 2406412 4890918 4818726 -179680 141502 0 X 1 X 0 1 0 0 0 1 3579908 1164705 1405413 2570118 2326940 243178 836854 69162 767692 291959 118967 172992 22033 5596 16437 957121 DEFERRED RENTS 1078987 COPIER LEASE 16932 1095919 4382776 141502 5000 146502 4236274 3301 3301 4239575 4420954 5000 5000 4415954 3301 3301 4419255 PART XI, LINE 2D - OTHER ADJUSTMENTS: PAC CONTRIBUTIONS FROM MEMBERS 5,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC CONTRIBUTIONS FROM MEMBERS 5,000. X X 0 0 0 NANCY MCLERNON PRESIDENT & CEO 399518 0 261273 0 0 0 42384 0 36672 0 739847 0 0 0 JONATHAN SAMFORD SR. VP EXTERNAL AFFAIRS 213077 0 31668 0 0 0 26929 0 24572 0 296246 0 0 0 AARON BRICKMAN EVP REV. & MEMBER ENGMT. 211545 0 31753 0 0 0 27287 0 19984 0 290569 0 0 0 KEVIN KLEIN SENIOR DIRECTOR OF GOVERNMENT AFFAIR 191856 0 28613 0 0 0 23279 0 8594 0 252342 0 0 0 CLINTON BLAIR VP PUBLIC POLICY & GOVERNMENT AFFAIR 203573 0 10098 0 0 0 26872 0 5992 0 246535 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL BE COMPRISED OF THE CHAIRMAN OF THE BOARD, THE VICE CHAIRMAN, THE CHAIRMAN-EMERITUS, THE SECRETARY/TREASURER, AND THE CHAIRS OF THE STANDING COMMITTEES. THE EXECUTIVE COMMITTEE SHALL EXERCISE SUCH POWERS AS SHALL BE DELEGATED TO THEM BY THE BOARD OF DIRECTORS AND, SUBJECT TO RATIFICATION BY THE BOARD, BE EMPOWERED TO ACT IN THE NAME OF THE MEMBERSHIP BETWEEN MEETINGS OF THE BOARD. SPECIFIC DUTIES OF THE EXECUTIVE COMMITTEE: CHAIRMAN OF THE BOARD - THE CHAIRMAN OF THE BOARD MAY PERFORM SUCH OFFICES AS SHALL BE REQUESTED FROM TIME TO TIME BY THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE MEMBERS AND OF THE BOARD OF DIRECTORS. HE OR SHE SHALL ALSO, AT OTHER MEETINGS OF THE CORPORATION AND AT SUCH OTHER TIMES AS HE OR SHE DEEMS PROPER, COMMUNICATE TO THE CORPORATION OR TO THE BOARD SUCH MATTERS AND MAKE SUCH SUGGESTIONS AS MAY, IN HIS OR HER OPINION, TEND TO PROMOTE AND INCREASE THE USEFULNESS OF THE CORPORATION TO MEMBERS AND SHALL PERFORM SUCH OTHER DUTIES AS ARE INCIDENT TO THE OFFICE OF THE CHAIRMAN OF THE BOARD. THE CHAIRMAN -EMERITUS SHALL BE A MEMBER OF THE EXECUTIVE COMMITTEE AUTOMATICALLY FOR THE THREE YEAR PERIOD IMMEDIATELY FOLLOWING HIS OR HER TERM AS CHAIRMAN OF THE BOARD. IN CASE OF ABSENCE OR INABILITY TO ACT FROM ANY CAUSE OF BOTH THE CHAIRMAN OF THE BOARD AND VICE CHAIRMAN OF THE BOARD, THE CHAIRMAN -EMERITUS SHALL PERFORM THE DUTIES OF THE CHAIRMAN. VICE CHAIRMAN OF THE BOARD - THE VICE CHAIRMAN OF THE BOARD SHALL ASSIST THE CHAIRMAN OF THE BOARD IN FULFILLING HIS OR HER DUTIES. THE VICE CHAIRMAN SHALL PERFORM THE DUTIES OF THE CHAIRMAN IN CASE OF ABSENCE OR INABILITY TO ACT FROM ANY CAUSE OF THE CHAIRMAN. THE VICE CHAIRMAN MAY ALSO SERVE IN ANOTHER CAPACITY ON THE EXECUTIVE COMMITTEE (I.E. AS A COMMITTEE CHAIR OF A STANDING COMMITTEE OR SECRETARY/TREASURER). SECRETARY/TREASURER - THE TREASURER SHALL OVERSEE THE COLLECTION AND ACCOUNTING OF ALL MONIES RECEIVED AND EXPENDED FOR THE USE OF THE CORPORATION. THE TREASURER SHALL MAKE A REPORT AT THE ANNUAL MEETINGS OF THE BOARD OR AT SUCH OTHER TIMES AS CALLED UPON BY THE CHAIRMAN OF THE BOARD. THE SECRETARY SHALL BE HOLDER OF THE CORPORATION'S SEAL. FORM 990, PART VI, SECTION A, LINE 6 GBA HAS ONE LEVEL OF MEMBERSHIP FOR ALL MEMBER COMPANIES. FORM 990, PART VI, SECTION A, LINE 7A A DIRECTOR MUST BE EMPLOYED BY A MEMBER OR ONE OF ITS AFFILIATES. THERE SHALL BE NO MORE THAN ONE DIRECTOR FROM THE SAME AFFILIATED GROUP OF COMPANIES. A DIRECTOR IS ELECTED IN HIS OR HER INDIVIDUAL CAPACITY AND NOT AS A REPRESENTATIVE OF THE MEMBER. THE DIRECTORS AND EXECUTIVE COMMITTEE OFFICERS SHALL BE ELECTED BY THE VOTE OF A MAJORITY OF THE MEMBERSHIP EVERY YEAR BY BALLOT SENT TO THE DUES CONTACT AT EACH MEMBER COMPANY. THE BOARD SHALL ELECT BY MAJORITY VOTE A NOMINATING AND GOVERNANCE COMMITTEE EVERY YEAR TO MAKE RECOMMENDATIONS FOR A SLATE OF DIRECTORS AND CONSIDER GOVERNANCE ISSUES. DIRECTORS MUST THEN BE ELECTED BY A MAJORITY OF THE MEMBERSHIP. IF A MAJORITY OF MEMBERS ENDORSE THE NOMINATING COMMITTEE'S RECOMMENDATIONS, THE DIRECTORS OF THE BOARD ARE ELECTED. DIRECTORS SHALL, UPON ELECTION, IMMEDIATELY ENTER UPON THE PERFORMANCE OF THEIR DUTIES AND, SUBJECT TO THE OTHER SECTIONS IN THIS ARTICLE V, SHALL CONTINUE IN OFFICE FOR ONE THREE YEAR TERM. UPON COMPLETION OF THE INITIAL THREE YEAR TERM DIRECTORS ARE ELIGIBLE FOR RE-ELECTION FOR SUCCESSIVE THREE YEAR TERMS UNDER THE SAME PROCEDURES AS THEIR INITIAL ELECTION. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO BY-LAWS ARE THE DECISIONS OF THE ORGANIZATION RESERVED TO MEMBERS, STOCKHOLDERS, OR PERSONS OTHER THAN GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 8B MEETING MINUTES ARE RECORDED AT EACH BOARD MEETING AND ARE APPROVED BY THE BOARD AT THE FOLLOWING MEETING. THE COMMITTEES DO NOT HAVE THE AUTHORITY TO ACT ON BEHALF OF THE BOARD. ANY ISSUES DISCUSSED AT COMMITTEE MEETINGS MUST GO THROUGH BOARD APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY AN OUTSIDE FIRM FROM INFORMATION PROVIDED BY MANAGEMENT. ONCE PREPARATION IS COMPLETE, THE ORGANIZATION'S TREASURER REVIEWS FORM 990 IN ITS ENTIRETY BEFORE THE RETURN IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C A DOCUMENT FOR SIGNATURE IS SENT OUT TO THE BOARD OF DIRECTORS AND EMPLOYEES ANNUALLY. THE CEO REVIEWS THE ETHICS STATEMENTS ANNUALLY & IS RESPONSIBLE FOR FOLLOW UPS AND RESOLUTION OF ANYTHING THAT ARISES FROM THE ANNUAL ETHICS STATEMENTS. IF ANY BOARD MEMBER WERE TO HAVE A CONFLICT THE BOARD MEMBER WOULD OBSTAIN FROM VOTING ON THE RELEVANT MATTER. FORM 990, PART VI, SECTION B, LINE 15A GBA USES COMPARABILITY DATA AND USES A COMPENSATION COMMITTEE (SAME AS BOARD OF DIRECTORS) FOR DETERMINING COMPENSATION OF OFFICERS AND KEY EMPLOYEES. THE LAST TIME THIS PROCESS WAS USED WAS IN 2019. THE POLICY IS TO REPERFORM THIS PROCESS EVERY 3-5 YEARS. FORM 990, PART VI, SECTION C, LINE 19 GBA DOES NOT MAKE ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC.