2021-11-12T09:36:50-06:00 2020-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2020-01-01 800320904 AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS AMER 2027375900 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 CHRISTOPHER SINCLAIR SECRETARY/TREASURER 2027375900 2021-11-12 1 CHRISTOPHER SINCLAIR 999009999 KRISTIN A JACQUELIN CPA P01325865 2023319880 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z CHRISTOPHER SINCLAIR 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 8349854 0 X WWW.AAUP.ORG X 2008 DC THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTERESTS OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASE THE USEFULNESS AND ADVANCE THE STANDARDS, IDEALS AND WELFARE OF THE PROFESSION. 22 22 36 23 33493 21905 247883 167663 3117808 7965488 101396 135890 62440 80813 3529527 8349854 294519 170418 0 0 1597718 4310688 0 0 0 962030 1896268 2854267 6377374 675260 1972480 11321678 13518239 3470208 3780680 7851470 9737559 X THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES MORE EFFECTIVE COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTEREST OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASE THE USEFULNESS AND ADVANCE THE STANDARDS,IDEALS AND WELFARE OF THE PROFESSION. 0 0 POLICY AND LEGAL ADVOCACYTHE POLICY AND LEGAL ADVOCACY PROGRAM PROMOTES PRINCIPLES OF ACADEMIC FREEDOM, SHARED GOVERNANCE AND DUE PROCESS IN HIGHER EDUCATION THROUGH THE DEVELOPMENT OF POLICY DOCUMENTS AND REPORTS; AND APPLICATION OF THESE PRINCIPLES TO PARTICULAR SITUATIONS, IN THE FORM OF CASEWORK AND INVESTIGATIONS. MEMBER SERVICESTHE MEMBER SERVICES PROGRAM PROVIDES SERVICES THAT ENHANCE THE VALUE AND CAPACITY OF THE ORGANIZATION THROUGH CHAPTER SUPPORT, STATE CONFERENCE SUPPORT; CHAPTER ADVOCACY AND ORGANIZING; AND MEMBERSHIP DEVELOPMENT, SERVICES AND BENEFITS. COMMUNICATIONSTHE COMMUNICATIONS PROGRAM SUPPORTS DISSEMINATING INFORMATION TO THE MEMBERS AND PUBLIC ABOUT THE ORGANIZATION'S MISSION AND WORK, THROUGH DISTRIBUTION OF PERIODICAL PUBLICATIONS, OTHER ONLINE COMMUNICATIONS AND MEDIA OUTLETS. POLICY AND LEGAL ADVOCACYTHE POLICY AND LEGAL ADVOCACY PROGRAM PROMOTES PRINCIPLES OF ACADEMIC FREEDOM, SHARED GOVERNANCE, AND DUE PROCESS IN HIGHER EDUCATION THROUGH THE DEVELOPMENT OF POLICY DOCUMENTS AND REPORTS; AND APPLICATION OF THESE PRINCIPLES TO PARTICULAR SITUATIONS, IN THE FORM OF CASEWORK AND INVESTIGATIONS. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 22 0 1 36 1 1 1 0 0 0 1 1 0 0 0 X 22 22 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X JULIE SCHMID 2027375900 1133 NINETEENTH STREET NW 200 WASHINGTON DC 200363655 IRENE MULVEY PRESIDENT 3.00 3.00 X X 0 0 0 PAUL DAVIS VICE PRESIDENT 3.00 3.00 X X 0 0 0 CHRIS SINCLAIR SECRETARY-TREASURER 3.00 3.00 X X 0 0 0 CAROLYN BETENSKY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 MONICA BLACK COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LINDA CARROLL COUNCIL MEMBER (AT LARGE) 3.00 X 0 0 0 JOHN CASTELLA COUNCIL MEMBER (AT LARGE & THEN CBC-EC TRANSITION) 3.00 X 0 0 0 JAMES DAVIS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ZORAN GAJIC COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANTONIO GALLO COUNCIL MEMBER (CBC-EC TRANSITIONAL) 3.00 X 0 0 0 LOREN GLASS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LI HUEY-LI COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 RISA LIEBERWITZ GENERAL COUNSEL 3.00 X 0 0 0 MIVEDITA MAJUMDAR COUNCIL MEMBER (CBC-EC & THEN AT LARGE) 3.00 X 0 0 0 PATRICIA NAVARRA COUNCIL MEMBER (AT LARGE & CBC-EC) 3.00 X 0 0 0 CHARLES PARRISH COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 GLINDA RAWLS COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JONATHAN REES COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 DIANA RIOS COUNCIL MEMBER (AT LARGE & CBC-EC) 3.00 X 0 0 0 DAVID SANDERS COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 ALEX ZUKAS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 RUDY FICHTENBAUM PRESIDENT THROUGH 6/2020 3.00 3.00 X X 0 0 0 CAPRICE LAWLESS FIRST VICE PRESIDENT THROUGH 6/2020 3.00 3.00 X X 0 0 0 HANK REICHMAN SECOND VICE PRESIDENT THROUGH 6/2020 3.00 3.00 X X 0 0 0 MICHELLE GANON SECRETARY TREASURER THROUGH 6/2020 3.00 3.00 X X 0 0 0 HOWARD BUNSIS PAST CHAIR, AAUP-CBC THROUGH 6/2020 3.00 X 0 0 0 BRIAN TURNER ASC CHAIR THROUGH 6/2020 3.00 X 0 0 0 NATHAN AVANI COUNCIL MEMBER (AT LARGE) THROUGH 6/2020 3.00 X 0 0 0 LESLIE BARY COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 SALLY DEAR-HEALEY COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 MICHAEL DECESARE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 SONYA HESTER COUNCIL MEMBER (AT-LARGE) THROUGH 6/2020 3.00 X 0 0 0 DAVID HUGHES COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 KATHRYN KUHN COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 GREG LOVING COUNCIL MEMBER (AT LARGE) THROUGH 6/2020 3.00 X 0 0 0 MARY ANN MAHONY COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 JULIE MCLAUGHLIN COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 LISA MINNICK COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 CHRIS NAGEL COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 FRIEDRICH SCHULER COUNCIL MEMBER (DISTRICT) THROUGH 6/2020 3.00 X 0 0 0 DEBORAH COOPERSTEIN COUNCIL MEMBER (CBC-EC) THROUGH 6/2020 3.00 X 0 0 0 BRIAN GALLAGHER COUNCIL MEMBER (CBC-EC) THROUGH 6/2020 3.00 X 0 0 0 NOELEEN MCILVENNA COUNCIL MEMBER (CBC-EC) THROUGH 6/2020 3.00 X 0 0 0 DENNIS MAZZOCCO COUNCIL MEMBER (CBC-EC) THROUGH 6/2020 3.00 X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 37.50 X 243402 0 48993 CARLTON DAVIS CFO/COO 37.50 X 194490 0 19171 AARON NIESENSON SENIOR COUNSEL 37.50 X 181648 0 31278 GREGORY SCHOLTZ DIRECTOR 37.50 X 140197 0 12168 GWENDOLYN BRADLEY DIRECTOR 37.50 X 135244 0 12596 REBECCA WANG DIRECTOR 37.50 X 119360 0 13250 CHRISTOPHER SIMEONE DIRECTOR OF DOS 37.50 X 118829 0 33517 1133170 0 170973 11 0 1 0 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 W BETHESDA MD 20814 BOOKEEPING, AUDIT, TAX & LM2 PREPARATIO 141211 THE WHITELEY COMPANY 130406 KATRINKA DR BOWIE MD 20720 MANAGEMENT ADVISORY AND CONSULTING SERVI 131396 2 167663 167663 MEMBERSHIP DUES 900099 7845032 7845032 PUBLICATION SALES 541800 120456 86963 33493 7965488 135890 135890 39565 39565 OTHER REVENUE 900099 41248 41248 41248 8349854 7973243 33493 175455 170418 506056 2956235 263669 478105 106623 47580 52326 381436 306726 314989 260092 67602 17334 33581 40944 BAD DEBT EXPENSE 125779 JOINT ORGANIZING COSTS 110482 BANK AND CREDIT CARD FE 92862 OTHER EXPENSES 44535 6377374 1499658 1502854 8606759 2477452 1033747 1433249 103215 26072 1225011 897006 78299 328005 7716687 0 33920 11321678 13518239 406840 492472 495823 693035 2567545 2595173 3470208 3780680 X 7851470 9737559 7851470 9737559 11321678 13518239 X 1972480 -14584 -71807 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 207952 207360 592 1017059 689646 327413 328005 POSTRETIREMENT BENEFIT OBLIGATION 2506742 DEFERRED RENT 88431 2595173 X 8335270 -14584 -14584 8349854 0 8349854 6377374 0 6377374 0 6377374 PART X, LINE 2: AAUP ADOPTED THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN IN A TAX RETURN. AAUP PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2020 AND 2019, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2020, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2017 THROUGH 2019 REMAINS OPEN WITH THE FEDERAL AND LOCAL JURISDICTION IN WHICH AAUP FILES RETURNS. IT IS AAUP POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, IN INCOME TAX EXPENSE. 1 AAUP FOUNDATION 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320933 501(C)(3) 10547 GENERAL SUPPORT CALIFORNIA STATE CONFERENCE - AAUP DIABLO VALLEY COLLEGE 3761 HARRISON STREEL APT 15 OAKLAND CA 964115090 5769 STATE CONFERENCE SUPPORT NEW YORK STATE CONFERENCE - AAUP PO BOX 35015 SYRACUSE NY 132350015 161060238 501(C)(3) 9743 STATE CONFERENCE SUPPORT PENNSYLVANIA STATE CONFERENCE- AAUP 800 E LANCASTER AVE VILLANOVA PA 19085 5514 STATE CONFERENCE SUPPORT PORTLAND STATE UNIVERSITY GRADUATE EMPLOYEES UNION 1819 SW 5TH AVENUE 203 PORTLAND OR 97201 9600 ORGANIZING CAMPAIGN SUPPORT UNION COUNTY COLLEGE CHAPTER AAUP 40 W JERSEY ST ELIZABETH NJ 072022100 20000 LEGAL SUPPORT UNIVERSITY OF CONNECTICUT HEALTH CTR (UCHC) AAUP 30 CROSSWOOD RD FARMINGTON CT 06032 30000 ORGANIZING CAMPAIGN SUPPORT 2 5 PART I, LINE 2: THERE IS ACTIVE COMMUNICATION WITH THE GRANTEES TO INFORMALLY MONITOR THE USE OF GRANT FUNDS. X X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 242220 0 0 0 1182 0 23093 0 25900 0 292395 0 0 0 CARLTON DAVIS CFO/COO 193938 0 0 0 552 0 17499 0 1672 0 213661 0 0 0 AARON NIESENSON SENIOR COUNSEL 181096 0 0 0 552 0 16404 0 14874 0 212926 0 0 0 GREGORY SCHOLTZ DIRECTOR 139645 0 0 0 552 0 11420 0 748 0 152365 0 0 0 CHRISTOPHER SIMEONE DIRECTOR OF DOS 118277 0 0 0 552 0 10725 0 22792 0 152346 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 THE AAUP RESTRUCTURED ITS GOVERNING BODY TO TRANSITION TO A SMALLER BODY AND ITS CONSTITUTION WAS APPROPRIATED MODIFIED AND WAS EFFECTIVE JANUARY 1, 2020. AS OF JUNE 2020, AAUP WILL NOW HAVE ONLY 3 OFFICERS - PRESIDENT, VICE-PRESIDENT & SECRETARY-TREASURER AND 20 NON-OFFICER MEMBERS. AND EVENTUALLY BY JUNE 2022 NON-OFFICER MEMBERS WILL BE REDUCED TO 8. THE EXECUTIVE COMMITTEE OF AAUP COUNCIL WAS ALSO RESTRUCTURED TO INCLUDE JUST THE 3 OFFICERS. FORM 990, PART VI, SECTION A, LINE 6 FOUR CLASSES OF MEMBERS: A. ACTIVE MEMBERS. ANY PERSON WHO HOLDS A PROFESSIONAL POSITION OF TEACHER OR RESEARCHER OR RELATED PROFESSIONAL APPOINTMENT, EXCLUDING ADMINISTRATORS BUT INCLUDING ANY MEMBER OF A BARGAINING UNIT IN THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS COLLECTIVE BARGAINING CONGRESS ("AAUP CBC") AT A COLLEGE, UNIVERSITY, OR PROFESSIONAL SCHOOL OF SIMILAR GRADE ACCREDITED IN THE UNITED STATES OR CANADA, MAY BE ADMITTED TO ACTIVE MEMBERSHIP IN THE ASSOCIATION. HOWEVER, MEMBERS OF BARGAINING UNITS IN THE AAUP-CBC MAY BE ADMITTED TO ACTIVE MEMBERSHIP ONLY IF THEY ARE MEMBERS OF THE LOCAL ORGANIZATION THAT SERVES AS BARGAINING AGENT. B. GRADUATE STUDENT MEMBERS. ANY PERSON WHO IS, OR WITHIN THE PAST FIVE YEARS HAS BEEN, A GRADUATE STUDENT MAY BE ADMITTED TO GRADUATE STUDENT MEMBERSHIP. GRADUATE STUDENT MEMBERS SHALL HAVE ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. GRADUATE STUDENT MEMBERS SHALL BE TRANSFERRED TO ACTIVE MEMBERSHIP AS SOON AS THEY BECOME ELIGIBLE. C. RETIRED MEMBERS. AN ACTIVE MEMBER WHO RETIRES MAY CHOOSE TO BE TRANSFERRED TO RETIRED MEMBERSHIP. RETIRED MEMBERS RETAIN ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. D. ASSOCIATE MEMBERS. ANY PERSON NOT ELIGIBLE FOR ONE OF THE OTHER THREE CLASSES OF MEMBERSHIP MAY BE ADMITTED AS AN ASSOCIATE MEMBER, INCLUDING MEMBERS OF THE GENERAL PUBLIC AND PERSONS SERVING AS HIGHER EDUCATION ADMINISTRATORS. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE COUNCIL OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS APPROVE THE DUES RATE. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT IRS FORM 990 WAS PROVIDED TO THE PRESIDENT AND SECRETARY/TREASURER FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THAT ANNUAL DISCLOSURE FORMS BE COMPLETED. THESE FORMS ARE REVIEWED AND MAINTAINED. AFTER A BOARD DETERMINATION, ANY PARTY WITH A POTENTIAL CONFLICT OF INTEREST WOULD BE REQUIRED TO BE RECUSED FROM ANY DISCUSSIONS OR DECISIONS WITH REGARD TO THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF COUNCIL USES SALARY SURVEYS OF COMPARABLE POSITIONS TO DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS OF THE ORGANIZATION ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: OTHER COMPONENTS OF NET PERIODIC POSTRETIREMENT BENEFIT COST -78,487. POSTRETIREMENT-RELATED CHANGES OTHER THAN NET PERIODIC POSTRETIREMENT BENEF 6,680. AAUP FOUNDATION 1133 19TH STREET NW SUITE 200 WASHINGTON DC 20036 800320933 SUPPORTS HIGHER EDUCATION DE 501(C)(3) LINE 7 N/A 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 1 1 0