2021-11-09T10:42:21-06:00 2020-12-31 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2020-01-01 383676760 PHARMACEUTICAL CARE MANAGEMENT ASSOCIATION PHAR 2027565700 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 AGNITA KOTE CHIEF FINANCIAL OFFICER 2027565700 2021-11-05 1 AGNITA KOTE 999009999 YONG ZHANG CPA P01249785 7033366400 2021-11-05 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z PCMA JUAN CARLOS SCOTT 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 31028786 0 X WWW.PCMANET.ORG X 2003 DE THE PHARMACEUTICAL CARE MANAGEMENT ASSOCIATION (PCMA) IS THE NATIONAL ASSOCIATION REPRESENTING AMERICA'S PHARMACY BENEFIT MANAGERS (PBMS). PBMS ADMINISTER PRESCRIPTION DRUG PLANS FOR MORE THAN 270 MILLION AMERICANS WHO HAVE HEALTH INSURANCE FROM A VARIETY OF SPONSORS INCLUDING: COMMERCIAL HEALTH PLANS, SELF-INSURED EMPLOYER PLANS, UNION PLANS, MEDICARE PART D PLANS, THE FEDERAL EMPLOYEES HEALTH BENEFITS PROGRAM (FEHBP), STATE GOVERNMENT EMPLOYEE PLANS, MANAGED MEDICAID PLANS, AND OTHERS. 8 8 35 0 0 0 0 0 28416944 30925625 118032 103161 0 0 28534976 31028786 0 0 0 0 13587465 13828423 0 0 0 13935955 16836165 27523420 30664588 1011556 364198 15896244 21617621 7184316 12541495 8711928 9076126 X PCMA'S VISION AND MISSION ARE TO HELP PEOPLE OPTIMIZE PRESCRIPTION DRUG THERAPY TO LIVE HEALTHIER LIVES. WE STRIVE TO CREATE A FAVORABLE PUBLIC POLICY AND BUSINESS ENVIRONMENT FOR PHARMACEUTICAL CARE BENEFITS MANAGERS INDUSTRY (PBM) TO ACHIEVE POSITIVE HEALTHCARE OUTCOMES FOR PEOPLE BY MANAGING ACCESS TO APPROPRIATE, AFFORDABLE, AND SAFE PRESCRIPTION DRUGS. 0 0 PCMA SHAPES PRO-PBM FEDERAL AND STATE LEGISLATIVE AND REGULATORY ENVIRONMENTS BY ADVANCING PCMA MEMBER COMPANY APPROVED POLICY PRIORITIES. PCMA'S OBJECTIVE IS TO BUILD A FOUNDATIONAL UNDERSTANDING OF THE VALUE OF THE PBM INDUSTRY AMONG FEDERAL AND STATE POLICYMAKERS, THOUGHT LEADERS AND THE MEDIA. PCMA'S GOAL IS TO DEEPEN THE PBM'S RELATIONSHIP WITH PATIENT GROUPS, HEALTHCARE PROVIDERS, PAYORS, DRUG MAKERS AND OTHER STAKEHOLDERS IN THE PHARMACEUTICAL SUPPLY CHAIN TO FIND AREAS OF ALIGNMENT THAT WILL BUILD STRATEGIES TO MITIGATE CONFLICTS AND BUILD POSITIVE RELATIONSHIPS BETWEEN INDUSTRIES. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 81 0 1 35 1 0 0 0 0 0 0 1 0 X 8 8 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 DC X AGNITA KOTE CFO 2027565700 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 ALAN LOTVIN DIRECTOR 1.00 0.10 X 0 0 0 TIM WENTWORTH DIRECTOR 1.00 0.10 X 0 0 0 WILLIAM FLEMING DIRECTOR 1.00 0.10 X 0 0 0 DEEPTI JAIN DIRECTOR 1.00 0.10 X 0 0 0 MOSTAFA KAMAL DIRECTOR 1.00 0.10 X 0 0 0 DALE BROWN DIRECTOR 1.00 0.10 X 0 0 0 JOHN PRINCE DIRECTOR 1.00 0.10 X 0 0 0 KEN PAULUS DIRECTOR 1.00 0.10 X 0 0 0 JUAN CARLOS SCOTT PRESIDENT & CEO 40.00 X 1253068 0 71426 KRISTIN BASS CHIEF POLICY AND EXTERNAL AFFAIRS OFFICER 40.00 X 904688 0 61954 BRIAN MCCARTHY CHIEF STRATEGY AND BUSINESS OPERATIONS OFFICER 40.00 X 868077 0 75352 BRENDA PALMER CAO & TREASURER 40.00 X 505757 0 67670 RYAN HICKEY CHIEF FINANCIAL OFFICER 40.00 X 373529 0 44609 APRIL ALEXANDER GENERAL COUNSEL AND VP STATE REGULATORY AFFAIRS 40.00 X 402138 0 53567 LAUREN ROWLEY SVP STATE AFFAIRS 40.00 X 601433 0 60164 WENDY KRASNER SVP REGULATORY AFFAIRS 40.00 X 633928 0 79454 CHARLES COTE VP STRATEGIC COMMUNICATIONS 40.00 X 453495 0 69752 JONATHAN HEAFITZ VP FEDERAL AFFAIRS 40.00 X 476015 0 72612 CLAIRE WINIAREK VP POLICY 40.00 X 363595 0 69653 BARBARA LEVY FMR VP/GENERAL COUNSEL/SEC. 0.00 X 478503 0 32617 7314226 0 758830 12 1 1 0 0 MEMBERSHIP DUES 900099 25452792 25452792 INDUSTRY RELATIONS 611430 3286320 3286320 LITIGATION SUPPORT 900099 2186513 2186513 30925625 103161 103161 31028786 30925625 0 103161 X 4681835 7266810 700018 616267 563493 161673 2718556 5761568 5632856 90652 269048 1214269 174392 403282 196280 18954 CONTENT DEVELOPMENT 113807 DUES / SUBCRIPTIONS 80828 30664588 3349517 8360400 1391216 9193966 2142603 1721511 407809 567870 1829986 1084021 942245 745965 7197342 509640 465512 518269 15896244 21617621 1655678 2140870 2299548 5952259 3229090 4448366 7184316 12541495 X 8711928 9076126 8711928 9076126 15896244 21617621 364198 0 X X 0 1 X 1 0 19200 19200 19200 1 0 0 1 25452792 6920398 1279452 8199850 6617726 1582124 PART I-A, LINE 1: DURING 2020 PCMA CONTRIBUTED TO VARIOUS STATE AND LOCAL POLITICAL CAMPAIGNS. 1399388 740464 658924 430598 343557 87041 745965 DEFERRED RENT 1308210 DEFERRED COMPENSATION 518269 DEFERRED LITIGATION SUPPORT 2621887 4448366 X 31028786 0 31028786 0 31028786 30664588 0 30664588 0 30664588 PART X, LINE 2: THE ASSOCIATION IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE (IRC). INCOME, WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO INCOME TAXES. MANAGEMENT EVALUATED THE ASSOCIATION'S TAX POSITIONS AND CONCLUDED THAT THE ASSOCIATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. X X X 1 0 0 JUAN CARLOS SCOTT PRESIDENT & CEO 927618 0 325000 0 450 0 42000 0 29426 0 1324494 0 0 0 KRISTIN BASS CHIEF POLICY AND EXTERNAL AFFAIRS OF 488794 0 413914 0 1980 0 42000 0 19954 0 966642 0 0 0 BRIAN MCCARTHY CHIEF STRATEGY AND BUSINESS OPERATIO 488199 0 379188 0 690 0 42000 0 33352 0 943429 0 0 0 BRENDA PALMER CAO & TREASURER 335737 0 168040 0 1980 0 42000 0 25670 0 573427 0 0 0 RYAN HICKEY CHIEF FINANCIAL OFFICER 231059 0 142200 0 270 0 34699 0 9910 0 418138 0 0 0 APRIL ALEXANDER GENERAL COUNSEL AND VP STATE REGULAT 309838 0 92000 0 300 0 42000 0 11567 0 455705 0 0 0 LAUREN ROWLEY SVP STATE AFFAIRS 408768 0 191375 0 1290 0 42000 0 18164 0 661597 0 0 0 WENDY KRASNER SVP REGULATORY AFFAIRS 422780 0 207338 0 3810 0 42000 0 37454 0 713382 0 0 0 CHARLES COTE VP STRATEGIC COMMUNICATIONS 251985 0 201210 0 300 0 37843 0 31909 0 523247 0 0 0 JONATHAN HEAFITZ VP FEDERAL AFFAIRS 313470 0 162245 0 300 0 42000 0 30612 0 548627 0 0 0 CLAIRE WINIAREK VP POLICY 311355 0 52000 0 240 0 42000 0 27653 0 433248 0 0 0 BARBARA LEVY FMR VP/GENERAL COUNSEL/SEC. 477731 0 0 0 772 0 0 0 32617 0 511120 0 0 0 PART I, LINE 4A COMPENSATION FOR ONE EMPLOYEE WHO RECEIVED A SEVERANCE PAYMENT FROM THE ORGANIZATION WAS PROPERLY REPORTED ON FORM 990 PART VII AND SCHEDULE J. PART II AND THE FORMER EMPLOYEE'S RESPECTIVE W2. THE TERMS AND CONDITIONS OF THE AGREEMENT ARE CONFIDENTIAL AND CAN BE MADE AVAILABLE TO THE IRS UPON REQUEST. FORM 990, PART VI, SECTION A, LINE 6 PCMA HAS 8 BOARD LEVEL MEMBERS AND 8 NON-BOARD LEVEL MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A PCMA HAS 8 VOTING MEMBER COMPANIES THAT VOTE ON NEW MEMBERS AND ALSO WHETHER THEY CAN SIT ON THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER REVIEWS THE ASSOCIATIONS FORM 990 PRIOR TO MAILING TO THE IRS. THE 2019 FORM 990 WAS REVIEWED ON OCT. 19, 2020. THE REVIEW INCLUDES COMPARISON OF ALL REPORTED NUMBERS TO THE AUDITED FINANCIAL STATEMENTS FOR ACCURACY. A REVIEW OF ALL WRITTEN STATEMENTS IS CONDUCTED FOR ACCURACY AND CONSISTENCY WITH THE STATED PURPOSE. FORM 990, PART VI, SECTION B, LINE 12C PCMA'S EMPLOYMENT HANDBOOK DEFINES CONFLICT OF INTEREST FOR PCMA. IT IS EACH EMPLOYEE'S RESPONSIBILITY TO READ AND ABIDE BY ALL EMPLOYMENT POLICIES OF PCMA. PCMA PERIODICALLY UPDATES THE EMPLOYEE HANDBOOK AND THE CAO FORWARDS UPDATED COPIES TO ALL EMPLOYEES WITH A REQUEST THAT THEY REVIEW AND BECOME FAMILIAR WITH THE UPDATES AND ALL SECTIONS OF THE HANDBOOK. FORM 990, PART VI, SECTION B, LINE 15 PCMA PURCHASES VARIOUS ASSOCIATION SALARY STUDIES TO ENSURE THAT ALL SALARIES ARE COMMENSURATE WITH THE INDUSTRY AND THE ASSOCIATION MARKET PLACE. THE BOARD OF DIRECTORS WILL REVIEW THE CEO'S SALARY WHEN APPROPRIATE. FORM 990, PART VI, SECTION C, LINE 19 FORM 990 IS AVAILABLE FOR INSPECTION BY REQUEST AT PCMA OFFICES LOCATED AT 325 7TH STREET NW, 9TH FLOOR, WASHINGTON, DC 20004. GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT MADE PUBLICLY AVAILABLE. FORM 990, PART IX, LINE 11G COALITION BUILDING 1,051,958. LITIGATION/CONTINGENCY 2,301,770. OTHER FEES 284,008. REGULATORY CONSULTING 437,078. RESEARCH STUDIES 594,679. STATE TRACKING SERVICE 62,551. STRATEGY/POLICY CONSULTING 1,029,524. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. PCMA FOUNDATION 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 472487430 RESEARCH ON PRESCRIPTION DRUG MANAGEMENT AND OTHER CHARITABLE ACTIVITIES DC 501(C)(3) LINE 12B, II PCMA 1 PCMA PAC 325 7TH STREET 9TH FLOOR WASHINGTON DC 20004 200117371 PAC DC 527 PCMA 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0