2021-11-03T12:36:44-05:00 2020-12-31 521853933 JM&M 10500 LITTLE PATUXENT PARKWAY SUITE 770 COLUMBIA MD 21044 990 2020-01-01 521753485 INTERMODAL ASSOCIATION OF NORTH AMERICA INTE 3019823400 11785 BELTSVILLE DRIVE NO 1100 CALVERTON MD 20705 JOANNE F CASEY PRESIDENT/CEO 3019823400 2021-11-03 1 JOANNE CASEY 999009999 SEAN MCELWANEY P01608821 4108840220 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JOANNE F CASEY 11785 BELTSVILLE DRIVE NO 1100 CALVERTON MD 20705 17232860 0 X WWW.INTERMODAL.ORG X 1991 DE TO PROMOTE THE INTERMODAL TRANSPORTATION INDUSTRY. 13 13 28 13 157834 0 0 0 8820503 7205038 801455 380456 35922 26762 9657880 7612256 246999 348108 0 0 3612781 3891597 0 0 0 4633869 3379363 8493649 7619068 1164231 -6812 24940083 26025358 5203531 4861129 19736552 21164229 X TO PROMOTE THE INTERMODAL TRANSPORTATION INDUSTRY. 0 0 INFORMATION SERVICES FACILITATE THE INTERCHANGE OF EQUIPMENT AMONG CARRIERS OF DIFFERENT MODES OF TRANSPORTATION; INDUSTRY COMPLIANCE WITH STATE AND FEDERAL REGULATIONS. MEMBERSHIP DUES AND OTHER MEMBER SERVICES. CONFERENCES INCLUDING ANNUAL EXHIBITION & EDUCATIONAL SEMINARS - ASSOCIATION MEMBERS MEET TO LEARN ABOUT INTERMODAL TRANSPORTATION PRODUCTS & SERVICES AND EXCHANGE IDEAS, AND SET OPERATING POLICIES & PROCEDURES OF THE ASSOCIATION. PUBLICATIONS AND PRODUCTS - THE MARKETING/COMMUNICATIONS DEPARTMENT IS RESPONSIBLE FOR MANAGING ALL EXTERNAL COMMUNICATIONS ON BEHALF OF THE ASSOCIATION AS WELL AS THE DEVELOPMENT OF PROMOTIONAL CAMPAIGNS FOR PRODUCTS, SERVICES, EVENT ATTENDANCE AND MEMBERSHIP RECRUITMENT. IN ADDITION, THE DEPARTMENT ALSO SOLICITS ADVERTISING REVENUE FOR IANA'S TRADE PUBLICATION "INTERMODAL INSIGHTS." PRODUCTS AND PUBLICATIONS SUPPORT MEMBER NEEDS IN FURTHERANCE OF THEIR EDUCATIONAL, BUSINESS AND REGULATORY COMPLIANCE OBJECTIVES. POLICY AND COMMUNICATIONS - THE POLICY DEPARTMENT IS RESPONSIBLE FOR MONITORING ALL LEGISLATIVE AND REGULATORY ACTIVITIES WHICH COULD IMPACT MEMBERS OF THE ASSOCIATION. SPECIFIC FUNCTIONS INCLUDE: PROVIDING WEEKLY TRACKING MATRIXES FOR REGULATIONS AND LEGISLATION; ATTENDING HEARINGS; DEVELOPING POLICY PAPERS; ANALYZING THE IMPACTS OF PROPOSED REGULATIONS AND LEGISLATION; AND DRAFTING AGENCY AND CONGRESSIONAL FILINGS. 0 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 26 0 1 28 1 1 1 0 0 0 0 0 0 0 X 13 13 0 0 1 0 1 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 X JOANNE CASEY 3019823400 11785 BELTSVILLE DRIVE NO 1100 CALVERTON MD 20705 KEVIN LHOTAK CHAIRMAN 0.75 X X 0 0 0 DR NOEL HACEGABA VICE-CHAIRMAN 0.75 X X 0 0 0 DERRICK H BROOME TREASURER 0.75 X X 0 0 0 TREVOR ASH BOARD MEMBER 0.25 X 0 0 0 MICHAEL BURTON BOARD MEMBER 0.25 X 0 0 0 JOSEPH R TOVO III BOARD MEMBER 0.25 X 0 0 0 SHELLI AUSTIN BOARD MEMBER 0.25 X 0 0 0 DOUGLAS HOEHN BOARD MEMBER 0.25 X 0 0 0 JAMES NEWSOME III BOARD MEMBER 0.25 X 0 0 0 THOMAS WILLIAMS BOARD MEMBER 0.25 X 0 0 0 ROBERT CANNIZZARO BOARD MEMBER 0.25 X 0 0 0 MARYCLARE KENNEY BOARD MEMBER 0.25 X 0 0 0 JASON HESS BOARD MEMBER 0.25 X 0 0 0 JOANNE F CASEY PRESIDENT/CEO 50.00 X 699045 0 99064 MARY D SASKO ASST. VP-INFO. SERVICES 50.00 X 154447 0 32505 JAMES MORROW ASST. VP-MEMBERSHIP 50.00 X 133077 0 42196 PIYUSH KUMAR PANCHAL DIRECTOR OF IT 50.00 X 150674 0 34382 STEVE A KEPPLER SR. VP-MEMBER SERVICES 50.00 X 287383 0 71124 JON PALMBAK SR. VP-DIGITAL PRODUCTS & TECHNOLOGY 50.00 X 281934 0 47131 1706560 0 326402 8 0 1 0 BDO USA LLP PO BOX 642743 PITTSBURGH PA 152642743 ACCOUNTING & FINANCIAL SUPPORT 379101 INTERMODAL IT CONSULTING G-38 SHALIN COMPLEX NEAR RAMESH PA VADODARA GUJARET IN SOFTWARE DEVELOPMENT 274800 BEYOND DEFINITION 8505 FENTON ST SUITE 212 SILVER SPRING MD 20910 INTERMODAL PR 151500 AMERICAN TECHNOLOGY 2730 PROSPERITY AVE SUITE 250 FAIRFAX VA 22031 COMP. OPER. SUPPORT 131400 BENESCH FRIEDLANDER COPLAN & ARONOFF LLP 41 SOUTH HIGH ST SUITE 2600 COLUMBUS OH 43215 LEGAL SERVICES 130933 7 INFORMATION SVC FEES 480000 5880716 5880716 MEMBERSHIP DUES 480000 809319 809319 SPONSORSHIP REVENUE 480000 323000 272509 50491 PUBLICATION INCOME 511190 175004 78510 96494 OTHER PROGRAM REVENUE 480000 16999 6150 10849 7205038 340025 340025 26762 26762 9661035 9620604 40431 40431 40431 7612256 7047204 157834 407218 X 348108 798109 2306387 196304 400634 190163 111786 443064 128713 1078463 14806 217414 510862 295442 18834 29903 338954 55902 BAD DEBT 70127 TAXES 31201 DUES AND SUBSCRIPTIONS 16830 STORAGE FEES 5709 11353 7619068 2313495 1586341 446684 768271 1008571 1082131 194146 144887 4030095 3295269 927194 734826 20025722 21684631 24271 24271 24940083 26025358 776732 800175 783999 722774 3473409 3211872 169391 126308 5203531 4861129 X 19736552 21164229 19736552 21164229 24940083 26025358 -6812 1434489 0 X X 0 1 X 1 0 0 1 0 196392 137948 58444 482827 428302 54525 3350876 2729019 621857 734826 CERTIFICATES OF DEPOSITS 2370043 F GOVERNMENT SECURITIES 2231864 F CORPORATE BONDS 2491571 F COMMON STOCKS 9167493 F ASSET BACKED SECURITIES 2157211 F STRUCTURED PRODUCTS 3266449 F 21684631 DEFERRED RENT 126308 126308 X 8918032 1434489 1434489 7483543 128713 128713 7612256 7490355 0 7490355 128713 128713 7619068 PART X, LINE 2: THE ASSOCIATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS OR THAT WOULD HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THERE ARE NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES THAT NEED TO BE RECORDED. SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 1 PROGRAM SERVICESSOFTWARE DEVELOPMENT SOFTWARE DEVELOPMENT AND SOFTWARE DEVELOPMENT 274800 0 1 0 0 0 1 274800 0 274800 0 0 0 0 0 0 PART III ACCOUNTING METHOD: 1 CALIF STATE UNIVERSITY MARITIME ACADEMY 200 MARITIME ACADEMY DRIVE VALLEJO CA 94590 237213404 501(C)3 100000 STUDENT TUITION SUPPORT, CURRICULUM DEV., STUDENT TRAVEL TO INTERMODAL FACILITIES CALIFORNIA STATE UNIVERSITY 1000 STUDEBAKER ROAD S-3 LONG BEACH CA 90815 931150363 N/A 75000 STUDENT TUITION SUPPORT, CURRICULUM DEV., STUDENT TRAVEL TO INTERMODAL FACILITIES UNIVERSITY OF NORTH TEXAS 1155 UNION CIRCLE 311396 DENTON TX 76203 756002149 N/A 150000 STUDENT TUITION SUPPORT, CURRICULUM DEV., STUDENT TRAVEL TO INTERMODAL FACILITIES 1 2 PART I, LINE 2: UNIVERSITIES SUBMIT AN ANNUAL STEWARDSHIP REPORT THAT IS REVIEWED BY THE SCHOLARSHIP COMMITTEE. X X X 0 0 0 JOANNE F CASEY PRESIDENT/CEO 569544 0 48820 0 80681 0 45318 0 53746 0 798109 0 0 0 STEVE A KEPPLER SR. VP-MEMBER SERVICES 251775 0 35249 0 359 0 41702 0 29422 0 358507 0 0 0 JON PALMBAK SR. VP-DIGITAL PRODUCTS & TECHNOLOGY 262934 0 19000 0 0 0 40120 0 7011 0 329065 0 0 0 MARY D SASKO ASST. VP-INFO. SERVICES 121484 0 32292 0 671 0 30860 0 1645 0 186952 0 0 0 PIYUSH KUMAR PANCHAL DIRECTOR OF IT 147618 0 2900 0 156 0 12021 0 22361 0 185056 0 0 0 JAMES MORROW ASST. VP-MEMBERSHIP 99129 0 32292 0 1656 0 10717 0 31479 0 175273 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 THE ASSOCIATION UPDATED ITS BY-LAWS IN AUGUST OF 2020. CHANGES THAT WERE SIGNIFICANT WERE: *CLARIFYING WHAT CONSTITUTES A POLICY POSITION AND UPDATING THE REQUIREMENTS FOR AN AFFIRMATIVE VOTE IF THREE DIRECTORS ARE INELIGIBLE TO VOTE DUE TO A CONFLICT OF INTEREST (A 2/3RDS AFFIRMATIVE VOTE OF THE ENTIRE BOARD MAY ADOPT AN OFFICIAL POLICY POSITION); *ALLOWING FOR A DIRECTOR WHO IS UNCERTAIN AS TO WHETHER HE/SHE MAY HAVE A CONFLICT TO RAISE THE POTENTIAL CONFLICT PRIOR TO ANY DISCUSSION OR VOTES ON OFFICIAL POLICY POSITIONS. FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE ASSOCIATION'S MEMBERS ELECT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CHAIRMAN OR TREASURER OF THE BOARD OF DIRECTORS AND THE PRESIDENT/CEO. FORM 990, PART VI, SECTION B, LINE 12C INTERNAL STAFF ISSUES OF POTENTIAL CONFLICTS ARE REVIEWED BY SENIOR STAFF AT REGULARLY-SCHEDULED STAFF MEETINGS; EXTERNAL POTENTIAL CONFLICTS MONITORED BY APPROPRIATE SENIOR STAFF MEMBER AND DEPENDING ON MAGNITUDE AND COMPANY INVOLVED DEALT WITH BY ASSOCIATION PRESIDENT/CEO OR APPROPRIATE VICE PRESIDENT. MAJOR POTENTIAL CONFLICTS DEALT WITH BY BOARD OF DIRECTORS AND GENERAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE (COMPRISING OFFICERS OF THE BOARD) MANAGES THE PRESIDENT/CEO'S EMPLOYMENT CONTRACT WHICH INCLUDES SALARY AND BENEFITS; VP COMPENSATION IS DISCUSSED WITH THE EXECUTIVE COMMITTEE-PRESIDENT/CEO MAKES FINAL DECISION; ALL SENIOR STAFF COMPENSATION, INCLUDING PRESIDENT/CEO, IS AUTHORIZED BY THE BOARD IN ANNUAL BUDGET APPROVAL PROCESS. COMPARABILITY IS BASED ON REVIEW OF AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES (ASAE) SALARY AND BENEFITS GUIDELINES FOR SPECIFIC POSITIONS AND FOR NON-PROFIT ASSOCIATIONS OF SIMILIAR SIZE AND SCOPE. THE LAST TIME SUCH A REVIEW WAS DONE USING COMPARABILITY DATA WAS IN 2018. FORM 990, PART VI, SECTION C, LINE 19 WEBSITE IS USED FOR GOVERNING DOCUMENTS AND CONFLICT OF INTEREST. FINANCIAL STATEMENTS ARE NOT RELEASED TO THE PUBLIC, BUT THE ANNUAL REPORT AVAILABLE TO THE PUBLIC SHOWS SOURCES OF REVENUE. FORM 990, PART IX, LINE 11G BUSINESS AND PRODUCT DEVELOPMENT 106,609. PUBLIC RELATIONS 154,057. ADVOCACY 54,310. EXPO SALES AND MANAGEMENT 88,500. COMPUTER SOFTWARE/TECHINCAL 146,932. EXPO 60,173. HUMAN RESOURCES 23,573. MEMBER SERVICES (INCLUDING INSIGHTS AND WEBINARS) 181,725. SOFTWARE DEVELOPMENT 109,920. PUBLIC AFFAIRS 136,375. OTHER FEES FOR SERVICES 16,289.