2021-11-01T14:18:13-05:00 2020-12-31 410445819 FIDUCIARY COUNSELLING INC 30 E 7TH STREET SUITE 2000 SAINT PAUL MN 551014930 990PF 2020-01-01 833352641 W SECOND GROWTH FOUNDATION WSEC 6512150935 30 E SEVENTH STREET SUITE 2000 ST PAUL MN 55101 ELLEN R MIDDLETON PRESIDENT 6512280935 2021-10-28 1 ELLEN MIDDLETON 999009999 KIM M MERTENS P01059443 6512280935 2021-10-28 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 7437233 X X 83956 82586 223265 2176965 110836 68985 85733 376206 279155 0 0 0 38056 4050 32506 1696 347988 4142 0 31893 386044 41781 32506 120000 120000 506044 41781 152506 -129838 237374 3224678 3389527 4267619 1341526 1396723 1419345 1585595 1263641 1750269 6151799 6049891 7437233 0 0 X 0 0 0 0 6151799 6049891 6151799 6049891 6151799 6049891 6151799 -129838 74805 6096766 46875 6049891 DISPOSITION OF SIT OPPORTUNITY BOND FUND P 457045 453141 3904 3904 PUBLICLY TRADED SECURITIES P 1600397 1491202 109195 109195 LONG TERM CAPITAL GAIN DISTRIBUTIONS P 49484 49484 49484 SHORT TERM CAPITAL GAIN THRU SIT OPPORTUNITY BOND FUND P 6120 6120 6120 LONG TERM CAPITAL GAIN THRU SIT OPPORTUNITY BOND FUND P 5560 5560 5560 SHORT TERM CAPITAL LOSS THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC P 2 -2 -2 LONG TERM CAPITAL LOSS THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC P 8700 -8700 -8700 SEC 1231 GAIN THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC P 70 70 70 SEC 1231 LOSS THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC II P 12 -12 -12 SHORT TERM CAPITAL LOSS THRU HARVEST MLP INCOME FUND P 15872 -15872 -15872 LONG TERM CAPITAL LOSS THRU HARVEST MLP INCOME FUND P 65497 -65497 -65497 SEC 1231 LOSS THRU HARVEST MLP INCOME FUND P 345 -345 -345 PUBLICLY TRADED SECURITIES - WASH P 2541 2541 2541 STCG THRU RIVERVIEW SEVENTH STREET P 1115 1115 1115 LTCG THRU RIVERVIEW SEVENTH STREET P 643 643 643 SEC 1256 GAIN THRU RIVERVIEW SEVENTH STREET P 1129 1129 1129 STCG THRU COF P 534 534 534 LTCL THRU COF P 26864 -26864 -26864 STCL THRU CPOF III P 69 -69 -69 LTCG THRU CPOF III P 7714 7714 7714 SEC 1231 LOSS THRU CPOF III P 20 -20 -20 SEC 1256 LOSS THRU CPOF III P 3 -3 -3 STCG THRU CPOF IV P 419 419 419 LTCG THRU CPOF IV P 16350 16350 16350 SEC 1231 GAIN THRU CPOF IV P 13 13 13 SEC 1256 LOSS THRU CPOF IV P 103 -103 -103 STCL THRU CPOF V P 4293 -4293 -4293 LTCG THRU CPOF V P 26068 26068 26068 SEC 1231 GAIN THRU CPOF V P 218 218 218 SEC 1256 GAIN THRU CPOF V P 3 3 3 STCG THRU CPOF VI P 290 290 290 LTCG THRU CPOF VI P 1252 1252 1252 SEC 1231 LOSS THRU CPOF VI P 6 -6 -6 110836 3299 0 3299 0 3299 22688 0 0 0 22688 0 19389 19389 0 0 0 0 0 0 0 0 0 1 1 0 1 1 MN 1 0 0 0 0 1 N/A FIDUCIARY COUNSELLING INC 6512280935 30 E 7TH STREET SUITE 2000 ST PAUL MN 55101 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FREDERICK CW KING 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 SECRETARY/DIRECTOR 1.00 0 0 0 ANNE E ZACCARO 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 VICE PRES/DIRECTOR 1.00 0 0 0 ELLEN R MIDDLETON 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 PRESIDENT/DIRECTOR 1.00 0 0 0 RADELL C RASMUSSEN 30 E 7TH ST SUITE 2000 ST PAUL MN 55101 TREASURER/DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 5068256 0 1733032 6801288 0 0 6801288 102019 6699269 334963 334963 3299 3299 331664 0 331664 0 331664 152506 0 152506 0 152506 331664 30670 0 0 152506 30670 0 0 121836 0 0 0 0 0 0 0 0 209828 0 0 0 X BAYLOR SCHOOL 171 BAYLOR SCHOOL RD CHATTANOOGA TN 37405 PC CUSHMAN LECTURE SERIES 5000 BIG BROTHERS BIG SISTERS OF SOUTHERN WASHINGTON 2424 HERITAGE CT SW STE 302 OLYMPIA WA 98502 PC THE AREA OF GREATEST NEED 2500 CETOS RESEARCH ORGANIZATION 51 KEBO RIDGE RD BAR HARBOR ME 04609 PC VAQUITA RECOVERY FUND 3000 CHARLES WRIGHT ACADEMY 7723 CHAMBERS CREEK RD W TACOMA WA 98467 PC THE ANNUAL FUND AND THE AREA OF GREATEST NEED 5000 CHIEF SEATTLE CLUB 410 2ND AVENUE EXT S SEATTLE WA 98104 PC GENERAL OPERATING SUPPORT 5000 COLBY COLLEGE 4120 MAYFLOWER WATERVILLE ME 04901 PC GENERAL OPERATING SUPPORT 4000 CONNECTICUT COLLEGE 270 MOHEGAN AVE BECKER HOUSE NEW LONDON CT 06320 PC GENERAL OPERATING FUND 4000 EAGLE'S WINGS PO BOX 426 WASHINGTON NC 27889 PC GENERAL OPERATING SUPPORT 5000 FOSTER CARE TO SUCCESS 23811 CHAGRIN BLVD STE 210 BEACHWOOD OH 44122 PC GENERAL OPERATING SUPPORT 5000 GRACE CHURCH SCHOOL 86 4TH AVE NEW YORK NY 10003 PC GENERAL OPERATING FUND 5000 GREATER BOSTON FOOD BANK 70 S BAY AVE BOSTON MA 02118 PC GENERAL OPERATING SUPPORT 5000 HAZELDEN BETTY FORD FOUNDATION PO BOX 11 CENTER CITY MN 55012 PC PLYMOUTH CENTER OPERATING SUPPORT 6000 MINNESOTA HISTORICAL SOCIETY 345 KELLOGG BLVD W SAINT PAUL MN 55102 PC THE HELP HISTORY FUND 3000 MISSISSIPPI PARK CONNECTION 111 KELLOGG BLVD E STE 105 SAINT PAUL MN 55101 PC THE GENERAL FUND 6000 NATIVE AMERICAN HERITAGE ASSOCIATION 830 JOHN MARSHALL HWY STE F FRONT ROYAL VA 22630 PC GENERAL OPERATING SUPPORT 5000 NORTHLAND COLLEGE 1411 ELLIS AVE ASHLAND WI 54806 PC THE ANNUAL FUND 7000 OPEN DOOR COMMUNITY CENTER PO BOX 2753 WASHINGTON NC 27889 PC GENERAL OPERATING SUPPORT 5000 PLANNED PARENTHOOD FEDERATION OF AMERICA 123 WILLIAM ST 10TH FLOOR NEW YORK NY 10038 PC GENERAL OPERATING FUND AND THE GENERAL FUND 4500 PROVIDENCE ST PETER FOUNDATION 413 LILLY RD NE OLYMPIA WA 98506 PC FUND A NEED 2500 THE RAPTOR CENTER 1920 FITCH AVENUE SAINT PAUL MN 55108 PC FEEDING INJURED AND SICK EAGLES 15000 TOGETHER 1520 IRVING STREET SW NO A TURNWATER WA 98512 PC FOR BACK PACKS 2500 WHITE PASS COUNTY HISTORICAL SOCIETY PO BOX 958 PACKWOOD WA 98361 PC THE HIGH ROCK LOOKOUT RESTORATION 2500 WORLD BICYCLE RELIEF 1000 WEST FULTON MARKET CHICAGO IL 60607 PC GENERAL OPERATING SUPPORT 2500 WRIGHT FLIGHT INC 7075 S PLUMMER AVE 14 TUCSON AZ 85756 PC GENERAL OPERATING SUPPORT 5000 YALE SCHOOL OF FORESTRY AND ENVIRONMENTAL STUDIES 205 PROSPECT STREET 2ND FLOOR NEW HAVEN CT 06511 PC MARGARET RASMUSSEN KING SCHOLARSHIP FUND 5000 120000 0 14 83956 14 68981 18 223265 SECTION 965(A) INCOME INCLUSION 4 0 376202 4 376206 11A SOFTWARE INCLUSION 0 0 0 0 0 0 0 0 0 0 ACCOUNTING & TAX FEES 37966 4005 32461 AUDIT FEES 90 45 45 FIDELITY CONS INCOME BOND FD 370014 370527 GUGGENHEIM TOTAL RETURN BOND FD INSTL 334965 348395 PERFORMANCE TRUST STRATEGIC BOND FD 344955 346747 PIMCO INCOME FUND INSTITUTIONAL FUND 346789 353676 FIDELITY GOVT CASH RESERVE 16474 16474 VANGUARD PRIMCAP CORE FD 144954 272872 CLEARWATER SELECT EQUITY FUND 643528 940663 CLEARWATER INTERNATIONAL FUND 980249 1194636 AQR EMERGING MULTI STYLE FUND CL 241752 354579 PIMCO ALL ASSET INST CLASS 66520 76629 WILLIAM BLAIR MACRO ALLOCATION FD 70642 66515 THIRD AVENUE REAL ESTATE VALUE FD 187077 239835 VANGUARD 500 INDEX FD ADM 325735 331876 VANGUARD SELECTED VALUE FD 162835 166978 VANGUARD EMERGING MKTS STK INDEX INSTL 177982 205756 WCM FOCUSED EMERGING MARKETS FUND INSTL 127942 155436 VANGUARD REIT INDEX FD 243837 245370 HARVEST MLP INCOME FUND LLC AT COST 248329 202494 CLEARWATER OPPORTUNITY FUND LLLP AT COST 314647 291119 CLEARWATER PRIVATE OPPORTUNITY FUND IV AT COST 40000 126570 CLEARWATER PRIVATE OPPORTUNITY FUND V AT COST 272000 423503 CLEARWATER PRIVATE OPPORTUNITY FUND VI AT COST 138000 142978 SPELL CAPITAL MEZZANINE PARTNERS SBIC II LP AT COST 198396 249074 SPELL CAPITAL MEZZANINE PARTNERS SBIC LP AT COST 31269 223431 RIVERVIEW SEVENTH STREET FUND LP AT COST 0 6963 CLEARWATER PRIVATE OPPORTUNITY FUND II AT COST 0 63454 CLEARWATER PRIVATE OPPORTUNITY FUND VII AT COST 21000 20683 PRIOR PERIOD ADJUSTMENTS 46875 SIT OPPORTUNITY BOND FUND EIN: 41-1966452 0 0 0 INTEREST 0 206 0 DIVIDENDS 0 14693 0 HARVEST MLP INCOME FUND EIN: 27-2968896 0 0 0 ORDINARY INCOME 0 -11554 0 RENTAL INCOME 0 8 0 INTEREST 0 55 0 DIVIDENDS 0 3393 0 OTHER INCOME 0 18 0 LESS: UBTI 0 11899 0 SPELL CAPITAL MEZZANINE PARTNERS II EIN: 35-2600658 0 0 0 ORDINARY INCOME 0 46055 0 LESS: UBTI 0 2167 0 SPELL CAPITAL MEZZANINE PARTNERS EIN: 37-1661465 0 0 0 ORDINARY INCOME 0 3434 0 INTEREST 0 195 0 DIVIDENDS 0 5 0 OTHER INCOME 0 -354 0 LESS: UBTI 0 -3138 0 RIVERVIEW SEVENTH STREET EIN: 20-3506141 0 0 0 ORDINARY INCOME 0 22 0 INTEREST 0 916 0 DIVIDENDS 0 1065 0 OTHER PORTFOLIO INCOME 0 -1157 0 OTHER INCOME 0 3992 0 LESS: UBTI 0 -25 0 CLEARWATER PRIVATE OPPORTUNITY FUND III EIN: 26-2251284 0 0 0 ORDINARY INCOME 0 318 0 RENTAL INCOME 0 -60 0 OTHER RENTAL INCOME 0 0 0 INTEREST 0 406 0 DIVIDENDS 0 2598 0 ROYALTIES 0 7 0 OTHER PORTFOLIO INCOME 0 66 0 OTHER INCOME 0 113 0 LESS: UBTI 0 -422 0 CLEARWATER PRIVATE OPPORTUNITY FUND V EIN: 46-5036194 0 0 0 ORDINARY INCOME 0 -1850 0 RENTAL INCOME 0 30 0 OTHER RENTAL INCOME 0 8 0 INTEREST 0 1088 0 DIVIDENDS 0 3837 0 ROYALTIES 0 298 0 OTHER PORTFOLIO INCOME 0 -543 0 CANCELLATION OF DEBT 0 914 0 OTHER INCOME 0 11 0 LESS: UBTI 0 1236 0 CLEARWATER PRIVATE OPPORTUNITY FUND VI EIN: 82-2245537 0 0 0 ORDINARY INCOME 0 -736 0 INTEREST 0 132 0 DIVIDENDS 0 589 0 OTHER INCOME 0 102 0 LESS: UBTI 0 1278 0 CLEARWATER OPPORTUNITY FUND EIN: 82-2233098 0 0 0 INTEREST 0 26 0 DIVIDENDS 0 6089 0 OTHER PORTFOLIO INCOME 0 1375 0 OTHER INCOME 0 477 0 CLEARWATER PRIVATE OPPORTUNITY FUND IV EIN: 45-2978316 0 0 0 ORDINARY INCOME 0 -290 0 RENTAL INCOME 0 20 0 INTEREST 0 517 0 DIVIDENDS 0 716 0 ROYALTIES 0 13 0 OTHER PORTFOLIO INCOME 0 -28 0 CANCELLATION OF DEBT 0 201 0 OTHER INCOME 0 236 0 LESS: UBTI 0 -4938 0 SEC 965 INCOME NOT BOOKED -4 0 -4 UBTI TAX REFUND 50697 0 50697 EXCISE TAX REFUND 18288 0 18288 CLEARWATER PRIVATE OPPORTUNITY FUND VII EIN: 84-5014159 0 0 0 ORDINARY INCOME 0 -8 0 LESS: UBTI 0 8 0 SECTION 965(A) INCOME INCLUSION 4 4 4 PARTNERSHIP INCOME 64185 TRANSFER IN FROM DIVISION OF THE CLW FOUNDATION 8964 TRANSFER IN FROM DIVISION OF THE FTW FAMILY FUND 1656 2020 EXCISE TAX 26588 0 0 HARVEST MLP INCOME FUND LLC EIN: 27-2968896 0 451 0 RIVERVIEW SEVENTH STREET FUND EIN: 20-3506141 0 42 0 CLEARWATER PRIVATE OPPORTUNITY FUND III EIN: 26-2251284 0 70 0 CLEARWATER PRIVATE OPPORTUNITY FUND V EIN: 46-5036194 0 33 0 CLEARWATER OPPORTUNITY FUND EIN: 82-2233098 0 820 0 CLEARWATER PRIVATE OPPORTUNITY FUND IV EIN: 45-2978316 0 18 0 FIDELITY 0 2708 0 2020 UBTI TAX 321400 0 0