2021-08-31T10:46:07-05:00 2020-12-31 420714325 RSM US LLP 30 S Wacker Drive Ste 3300 Chicago IL 60606 990 2020-01-01 522060187 University Corporation for Advanced Internet Development UNIV 7349134250 100 Phoenix Dr No 111 Ann Arbor MI 48108 Jeffrey Evans CFO & Treasurer 7349134250 2021-08-31 1 Jeffrey Evans XXX-XX-XXXX Rebekuh Eley P01247672 3126343400 2021-08-31 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z Internet2 Howard Pfeffer 100 Phoenix Dr No 111 Ann Arbor MI 48108 85907177 0 X www.internet2.edu X 1997 DC Internet2 is an exceptional community of U.S. and international leaders in research, academia, industry and government who create and collaborate via innovative technologies. Together, we accelerate research discovery, advance national and global education, and improve the delivery of public services. Our community touches nearly every major innovation that defines our modern digital lives and continues to define "what's next". 17 16 124 18 0 0 1141732 1597292 71816811 70830560 727066 612608 1290631 212665 74976240 73253125 379292 311280 0 0 18618982 19996335 0 0 0 52561695 46271520 71559969 66579135 3416271 6673990 96075803 98883424 53827374 50111218 42248429 48772206 X Internet2 promotes the missions of its members by providing both leading-edge network capabilities and unique partnership opportunities that together facilitate the development, deployment and use of revolutionary internet technologies. 0 0 42962097 0 38877516 Network Services is an advanced backbone network that connects regional network aggregation points to support the work of Internet2 Universities as they develop advanced internet applications. The Internet2 network is the nation's research and education network and provides state-of-the-art services that researchers use to accelerate the rate of their scientific work and discovery and to collaborate with colleagues and use digital assets and tools worldwide. 6907815 0 11452384 Community engagement is responsible for creating, sustaining and expanding membership and participation in Internet2 and building excitement around Internet2 programs and services for the global community. Membership Services engages directly with the Internet2 community in meaningful ways that cultivate strong relationships and enable community members to realize their potential through Internet2. 6850144 0 9882600 Internet2 provides the community-built and community-driven trust and identity infrastructure that supports faculty and staff, researchers and scholars, and access to services across the U.S. and globally. The identity and access management model provides the policy and technical backbone for secure interactions, and allows single sign-on convenience for individuals. The Trust and Identity in Education and Research (TIER) program is a community-driven consistent approach to identity and access management. TIER aims to simplify campus processes and advance inter-institutional collaboration and research. 2512473 0 6982773 Internet2 Net + Services 2063696 311280 3635287 Other Program Services 4576169 311280 10618060 61296225 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 52 0 1 124 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 16 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 MI IN CA X Kathy Johnson 7349134250 100 Phoenix Dr Suite 111 Ann Arbor MI 48108 Howard Pfeffer President & CEO 40.00 0.00 X X 642528 0 61109 Kevin Morooney Vice President 40.00 0.00 X 344979 0 33682 John Morabito Vice President & Secretary 40.00 0.00 X 297502 0 62881 James Pflasterer Chief Financial Officer & Treasurer 40.00 0.00 X 295665 0 54785 Ana Hunsinger Vice President 40.00 0.00 X 280203 0 61160 Robert Vietzke Vice President 40.00 0.00 X 276205 0 58361 George Loftus Associate Vice President 40.00 0.00 X 238614 0 50704 Steven Zoppi Associate Vice President 40.00 0.00 X 240095 0 45889 Ann West Associate Vice President 40.00 0.00 X 221688 0 49313 James Lipscomb Associate Vice President 40.00 0.00 X 210661 0 49415 Paul Howell Chief CI Security Officer 40.00 0.00 X 211521 0 33186 Pradeep Khosla Board Chair as of 11/2020 0.50 0.00 X 0 0 0 Patrick D Gallagher Board Chair thru 10/2020 0.50 0.00 X 0 0 0 Barbara R Snyder Vice Chair 0.50 0.00 X 0 0 0 Romayne Botti Trustee as of 11/2020 0.50 0.00 X 0 0 0 Duncan Brown Trustee 0.50 0.00 X 0 0 0 William H Carson Trustee 0.50 0.00 X 0 0 0 F Alex Feltus Trustee 0.50 0.00 X 0 0 0 Louis Fox Trustee 0.50 0.00 X 0 0 0 Kent Fuchs Trustee 0.50 0.00 X 0 0 0 Tracy Futhey Trustee 0.50 0.00 X 0 0 0 David Gray Trustee thru 10/2020 0.50 0.00 X 0 0 0 Jeff Hollingsworth Trustee 0.50 0.00 X 0 0 0 Klara Jelinkova Trustee 0.50 0.00 X 0 0 0 Marla Meehl Trustee 0.50 0.00 X 0 0 0 Steve Relyea Trustee as of 11/2020 0.50 0.00 X 0 0 0 Sean Reynolds Trustee 0.50 0.00 X 0 0 0 Mark Schlissel Trustee as of 03/2020 0.50 0.00 X 0 0 0 Satish Tripathi Trustee 0.50 0.00 X 0 0 0 3259661 0 560485 69 0 1 0 Anyroam LLC 2450 E J Chapman Dr Knoxville TN 37996 IT Consulting Services 837189 Oshrinium LLC 305 W 16th St Suite 4G New York NY 10011 Consulting Services 313585 Arent Fox LLP PO Box 644672 Pittsburgh PA 15264 Legal Services 264834 PricewaterhouseCoopers LLP PO Box 75647 Chicago IL 60675 Audit Services 163069 Patrick Schmitz 2341 Roosevelt Avenue Berkeley CA 94703 Consulting Services 139375 8 1097915 499377 494877 1597292 Network Services 900099 38877516 38877516 Community Engagement 900099 11452384 11452384 Trust & Identity 900099 9882600 9882600 Internet2 Net+ Service 900099 6982773 6982773 Special Fund Projects 900099 6729 6729 3628558 3628558 70830560 617133 617133 183000 0 183000 183000 183000 12648387 1140 12648387 5665 0 -4525 -4525 -4525 29665 29665 29665 73253125 70830560 0 825273 311280 311280 2137082 901387 1235695 13521887 12215801 1306086 1405725 1206562 199163 1930722 1614966 315756 1000919 854083 146836 332331 332331 275688 275688 8000 8000 51952 51952 4124932 3987549 137383 24098 23474 624 189672 132080 57592 1164303 980974 183329 1277649 1059394 218255 170551 157050 13501 681651 668672 12979 399414 399414 9203883 9150661 53222 300781 300781 Network Operations 27496536 27484983 11553 Dues 137481 116373 21108 432598 430936 1662 66579135 61296225 5282910 0 28292241 25099024 161716 348290 9005839 11528423 3039903 3715195 139972005 102208089 34247877 37763916 19324727 19108345 2003500 1320231 96075803 98883424 12742251 15902697 29966199 25879062 11118924 8329459 53827374 50111218 X 42248429 48772206 42248429 48772206 96075803 98883424 X 6673990 -64387 1600 -87426 X 0 1 X 1 1 1 X 19689052 7220886 6729417 1141732 1597292 36378379 55046745 71066553 72248466 71816811 70830560 341009135 74735797 78287439 78977883 72958543 72427852 377387514 0 0 0 377387514 64911 58408 796743 2004812 800133 3725007 64911 58408 796743 2004812 800133 3725007 918809 385736 533 55797 29665 1390540 75719517 78731583 79775159 75019152 73257650 382503061 0.98660 0.98710 0.00970 0.00770 X Schedule A, Part III, Line 12, Explanation of Other Income: Miscellaneous Income RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 28243 0 0 28243 0 Part II-B, Line 1: Lobbying expense was related to compensation paid to employees and consultants for meeting with federal officials, legislators and staff to obtain federal support for investment in research and education infrastructure and services. 970594 616287 354307 139001411 101591802 37409609 37763916 Equipment Term Loan 6500000 Interest Rate Swap 284605 Financing Lease Liability 8071 Operating Lease Liability 1536783 8329459 Part X, Line 2: Management has reviewed their income tax positions under the guidance included in ASC 740. Based upon this review, management has not identified uncertain tax positions that would require disclosure in financial statements prepared in accordance with generally accepted accounting principles. East Asia and the Pacific 0 3 Program Services Consulting Services, Expense Reimbursement, Network Services 230786 Europe (Including Iceland & Greenland) 0 7 Program Services Consulting Services, Expense Reimbursement, Network Services, SaaS, Conference Expenses 191619 0 10 0 0 0 10 422405 0 422405 0 0 0 0 0 0 Part III Accounting Method: 1 Massachusetts Institute of Technology 77 Massachusetts Avenue Cambridge MA 02139 042103594 501(c)(3) 112156 Pilot project using commercial cloud resources for innovation/ acceleration of science Purdue University 155 South Grant Street West Lafayette IN 47907 356002041 State of Indiana 26390 Pilot project using commercial cloud resources for innovation/ acceleration of science The Board of Regents of the University of Wisconsin System 21 N Park Street Suite 6401 Madison WI 53715 396006492 State of Wisconsin 22691 Pilot project using commercial cloud resources for innovation/ acceleration of science The George Washington University 1922 F Street NW 4th Floor Washington DC 20052 530196584 501(c)(3) 18371 Pilot project using commercial cloud resources for innovation/ acceleration of science The Regents of the University of California San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 State of California 7473 Pilot project using commercial cloud resources for innovation/ acceleration of science The Research Foundation for The State University of New York 35 State Street Albany NY 12207 141368361 State of New York 106060 Pilot project using commercial cloud resources for innovation/ acceleration of science The Trustees of Indiana University 400 E 7th St Room 501 Bloomington IN 47405 356001673 State of Indiana 18139 Update and adapt GENI infrastructure to support next generation research 7 0 Part I, Line 2: Internet2's grants management is guided to a large extent by compliance with OMB requirements governing a broad range of cost-accounting issues, including budget management and amendment, expenditure monitoring and reporting, cost transfers, oversight of allowable and unallowable costs, and other issues that are all auditable and reportable. These are subject to annual review through the audit process and informed by regular updates from agencies, Uniform Guidance, and Federal Demonstration Project compliance measures. Our cost-accounting standards for monitoring use of grant funds in the United States include monthly review of allowable/unallowable costs; budget and expenditure analysis; cost transfers and expenditure classification if necessary; documentation of expenditure review and approval; regular review and application of standards for reasonableness, allocability, and allowability of costs; regular review and updates of policies and procedures for unallowable costs; and application of standards for micro-purchase and simplified acquisitions. X X X X X 0 0 0 0 0 0 0 1 0 Howard Pfeffer President & CEO 575206 0 65000 0 2322 0 28500 0 32609 0 703637 0 0 0 Kevin Morooney Vice President 337657 0 5000 0 2322 0 28500 0 5182 0 378661 0 0 0 John Morabito Vice President & Secretary 290180 0 5000 0 2322 0 28500 0 34381 0 360383 0 0 0 James Pflasterer Chief Financial Officer & Treasurer 286474 0 5000 0 4191 0 28500 0 26285 0 350450 0 0 0 Ana Hunsinger Vice President 273961 0 5000 0 1242 0 28081 0 33079 0 341363 0 0 0 Robert Vietzke Vice President 269963 0 5000 0 1242 0 27589 0 30772 0 334566 0 0 0 George Loftus Associate Vice President 235191 0 0 0 3423 0 24102 0 26602 0 289318 0 0 0 Steven Zoppi Associate Vice President 236650 0 0 0 3445 0 19756 0 26133 0 285984 0 0 0 Ann West Associate Vice President 219611 0 0 0 2077 0 22619 0 26694 0 271001 0 0 0 James Lipscomb Associate Vice President 209620 0 0 0 1041 0 21329 0 28086 0 260076 0 0 0 Paul Howell Chief CI Security Officer 208577 0 0 0 2944 0 21047 0 12139 0 244707 0 0 0 Part I, Line 7 Bonuses awarded during 2020 were determined under the discretion of the Board of Trustees and CEO and are correctly reported on Sch J, Part II, Col. (B)(ii). X Switch Routers 1 373078 FMV X Ethernet Switches 1 121799 FMV 0 0 1 0 Part I, Column (b): Is the number of contributions. Form 990, Part VI, Section A, line 6 The Corporation has four classes of voting membership: University, Network, Affiliate and Industry. Form 990, Part VI, Section A, line 7a Each voting member in good standing is entitled to one vote for the election of trustees and committees of the board of trustees. Form 990, Part VI, Section A, line 7b In addition to providing the voting members the right to vote for the election of trustees of the Corporation's Board, the bylaws also require voting member approval for any amendment to the bylaws that: (a) provides that some of the voting members have different rights from other voting members; (b) relates to the termination or suspension of voting members' rights; (c) requires cause or changes the definition of cause with respect to the removal of a trustee elected by the voting members; (d) relates to the levying of dues or assessments on the voting members; or (e) relates to the dissolution of the Corporation. Form 990, Part VI, Section B, line 11b The Board of Trustees and Officers of Internet2 review the Form 990 prior to filing. Form 990, Part VI, Section B, line 12c All staff are trained and indoctrinated upon joining the organization. All board members must agree to and sign a conflict of interest statement when installed in their positions. The individuals covered by the conflict of interest policy are required to disclose any potential conflicts annually. Form 990, Part VI, Section B, line 15 The process for determining compensation of the organization's CEO, Officers and some key employees is led by the Board's Compensation Committee; the members of the Board involved on this committee are all outside members. The Corporate Secretary and/or HR department periodically conducts a salary benchmarking study for each position based on duties, industry, and area of the country and provides the findings to the Board Compensation Committee Chair. The CEO and other top executives have established goals for each year. A formal review of those goals is conducted annually, by the Board for the CEO and by the CEO for the other executives. This part of the process identifies another factor for determining appropriate pay changes, in addition to the salary benchmarking data. The Compensation Committee makes compensation decisions for the CEO and reports the details to the Corporate Secretary and/or the HR department. The CEO provides recommended compensation for the other executives, which must be approved by the Compensation Committee. The committee provides their response to the CEO, who then informs the HR department. These written approvals are obtained prior to implementing any compensation changes. Form 990, Part VI, Section C, line 19 A copy of the governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(D). Form 990, Part XI, line 9: Unrealized loss on interest rate swap -87,426. National Research & Education Fiber Company LLC 100 Phoenix Drive Suite 111 Ann Arbor MI 48108 043750617 Acquire indefeasible rights of use of fiber optic telecom capacity DE 0 2500 University Corporation for Advanced Internet Development InCommon LLC 100 Phoenix Drive Suite 111 Ann Arbor MI 48108 202995509 Facilitate sharing of protected network accessible resources DE 9435731 17524260 University Corporation for Advanced Internet Development Advanced Infrastructure for Research and Education LLC 100 Phoenix Drive Suite 111 Ann Arbor MI 48108 203730423 See Schedule R, Part VII DE 0 2500 University Corporation for Advanced Internet Development Part I, Identification of Disregarded Entities: Name of Disregarded Entity: Advanced Infrastructure for Research and Education LLC Primary Activity: Facilitate project collaboration which share resources using advanced technology