2021-08-11T15:39:12-05:00 2021-06-30 061413357 ELIZABETH A SMITH INC PO BOX 3002 MILFORD CT 06460 990PF 2020-07-01 471439173 THE LOUISE ESTE BRUCE FOUNDATION INC c/o RICHARD J BOWLER ESQ BRUC 9149930936 64 EAST MOUNT AIRY ROAD EAST CROTONONHUDSON NY 10520 RICHARD J BOWLER PRESIDENT, TREASURER 9149930936 2021-08-11 1 RICHARD BOWLER 999009999 ELIZABETH A SMITH P01209615 2038785106 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X X 5347488 X X 9 9 152960 150270 509555 3008628 509555 662524 659834 0 0 0 3876 2907 969 5970 5970 0 49857 49607 250 59703 58484 1219 330000 330000 389703 58484 331219 272821 601350 5025 25007 25007 41134 87138 87138 2628050 2992647 4256241 182827 20000 21581 853656 858721 957521 3710692 3983513 5347488 0 0 X 3710692 3983513 3710692 3983513 3710692 3983513 3710692 272821 0 3983513 0 3983513 16,000 FORD MOTOR 2.85% 8/20/20 P 2020-04-20 2020-08-17 16000 15936 64 64 20,000 FORD MOTOR 3% 4/20/21 P 2020-04-15 2021-04-20 20000 19220 780 780 15,000 LEIDOS HOLDINGS 4.45% 12/1/20 P 2020-03-25 2010-09-02 15000 14895 105 105 19 SHS ABBOTT LAB P 2019-01-28 2021-03-12 2200 1366 834 834 12 SHS ABBOTT LAB P 2019-01-28 2021-03-22 1418 862 556 556 33 SHS ABBOTT LAB P 2019-01-28 2021-06-03 3523 2372 1151 1151 19 SHS ABBVIE INC P 2019-09-25 2021-03-22 1979 1504 475 475 350 SHS ACTIVISION BLIZZARD P 2020-11-20 2020-12-28 31500 26507 4993 4993 5 SHS ADOBE SYSTEMS P 2018-11-21 2020-07-20 2110 688 1422 1422 3 SHS ADOBE SYSTEMS P 2018-11-21 2021-03-12 1324 413 911 911 2 SHS ADOBE SYSTEMS P 2018-11-21 2021-03-22 881 275 606 606 180 SHS ADVANCED MICRO DEVICES P 2019-02-21 2020-08-05 14042 4666 9376 9376 10 SHS ADVANCED MICRO DEVICES P 2019-02-21 2020-09-03 909 259 650 650 20 SHS ADVANCED MICRO DEVICES P 2019-02-21 2021-03-12 1563 518 1045 1045 10 SHS ADVANCED MICRO DEVICES P 2019-02-21 2021-03-22 787 259 528 528 1,000 SHS ADVANCED MICRO DEVICE P 2020-07-07 2020-07-31 75478 52375 23103 23103 5 SHS AIR PRODUCTS & CHEMICALS P 2020-01-14 2021-03-22 1352 1285 67 67 175 SHS ALLSTATE CORP D 2018-11-02 2021-03-12 19845 8300 11545 11545 3 SHS ALPHABET INC CL A D 2018-11-02 2020-09-03 4909 1310 3599 3599 1 SH ALPHABET INC CL A D 2018-11-02 2020-09-22 1542 437 1105 1105 1 SH ALPHABET INC CL A D 2018-11-02 2021-03-12 2048 437 1611 1611 3 SHS ALPHABET INC CL A D 2018-11-02 2021-03-22 6110 1310 4800 4800 1 SH AMAZON COM INC P 2015-11-04 2021-03-22 3046 565 2481 2481 40 SHS AMERICAN INTL GROUP P 2019-01-17 2021-03-22 1934 1718 216 216 30 SHS AMERICAN INTL GROUP P 2019-01-17 2021-05-03 1463 1288 175 175 39 SHS AMERICAN TOWER CORP P 2018-04-13 2021-03-12 7986 5093 2893 2893 10 SHS AMERICAN TOWER CORP P 2018-04-13 2021-03-17 2160 1306 854 854 2 SHS AMERICAN TOWER CORP P 2018-04-13 2021-03-22 445 261 184 184 1 SH AMERIPRISE FINANCIAL P 2021-02-23 2021-03-12 227 223 4 4 5 SHS AMERIPRISE FINANCIAL P 2021-02-23 2021-03-22 1151 1117 34 34 100 SHS AMGEN INC P 2020-11-24 2021-01-22 25239 22059 3180 3180 24 SHS AMGEN INC P 2019-08-20 2021-03-12 5505 5294 211 211 14 SHS APPLE INC P 2019-10-15 2021-03-12 1690 742 948 948 53 SHS APPLE INC P 2019-10-15 2021-03-22 6423 3786 2637 2637 56 SHS APPLE INC P 2019-10-15 2021-05-28 7112 3945 3167 3167 37 SHS APPLE INC P 2019-10-15 2021-06-16 4786 1961 2825 2825 3 SHS ATLASSIAN CORP P 2019-06-26 2021-03-12 687 202 485 485 3 SHS ATLASSIAN CORP P 2019-06-26 2021-03-22 667 201 466 466 200 SHS AT&T INC D 2018-07-10 2020-12-04 5784 712 5072 5072 1,000 SHS BANK OF AMERICA 6% PFD P 2020-03-19 2020-08-24 26229 22331 3898 3898 60 SHS BANK OF AMERICA P 2015-08-21 2021-03-12 2238 1067 1171 1171 50 SHS BANK OF AMERICA P 2015-08-21 2021-03-22 1961 889 1072 1072 60 SHS BANK OF AMERICA P 2015-08-21 2021-04-08 2380 1067 1313 1313 175 SHS BAXTER INTL INC D 2018-11-02 2021-03-12 13572 6607 6965 6965 4,000 SHS BLACKROCK FLOAT RATE INC P 2019-10-16 2021-02-10 50919 50079 840 840 500 SHS BLACKROCK SCIENCE & TECH P 2020-03-12 2020-12-28 19095 9793 9302 9302 200 SHS BOEING CO P 2021-01-25 2021-03-11 53440 42987 10453 10453 14 SHS BOEING CO P 2021-01-25 2021-03-12 3446 3009 437 437 40 SHS BOSTON SCIENTIFIC CORP P 2019-01-22 2021-03-22 1536 1463 73 73 1,300 SHS BOSTON SCIENTIFIC CORP P 2020-08-04 2020-09-02 53357 49699 3658 3658 50 SHS BRISTOL-MYERS SQUIBB D 2018-11-02 2021-01-29 3111 2500 611 611 20 SHS BRISTOL-MYERS SQUIBB D 2018-11-02 2021-03-12 1223 1000 223 223 10 SHS BRISTOL-MYERS SQUIBB D 2018-11-02 2021-03-22 626 500 126 126 10 SHS C S X CORP P 2017-01-19 2021-03-22 922 387 535 535 9 SHS CELANESE CORP P 2016-08-16 2021-02-08 1133 654 479 479 9 SHS CELANESE CORP P 2016-08-16 2021-03-12 1335 654 681 681 11 SHS CELANESE CORP P 2016-08-16 2021-03-22 1638 799 839 839 1,000 SHS CENTENE CORP P 2021-04-29 2021-05-11 69040 62120 6920 6920 20 SHS CENTENE CORP P 2020-01-27 2021-03-22 1275 1263 12 12 2 SHS CHARTER COMMUNICATIONS P 2020-03-05 2021-03-22 1256 1135 121 121 3 SHS CHARTER COMMUNICATIONS P 2020-03-25 2021-04-20 1924 1702 222 222 500 SHS CISCO SYSTEMS D 2018-07-10 2020-08-10 23854 4420 19434 19434 300 SHS CISCO SYSTEMS D 2018-07-10 2020-11-24 12810 2652 10158 10158 200 SHS CISCO SYSTEMS D 2018-07-10 2020-12-04 8739 1768 6971 6971 400 SHS CISCO SYSTEMS D 2018-07-10 2021-02-09 19286 3536 15750 15750 400 SHS CISCO SYSTEMS D 2018-07-10 2021-05-20 21224 3536 17688 17688 7 SHS CME GROUP INC P 2019-03-06 2021-03-22 1445 1255 190 190 80 SHS COLGATE-PALMOTIVE P 2018-01-18 2021-03-12 6082 6045 37 37 70 SHS COMCAST CORP CL A P 2018-10-17 2021-01-29 3417 2498 919 919 40 SHS COMCAST CORP CL A P 2018-10-17 2021-03-22 2237 1896 341 341 24 SHS CONSTELLATION BRAND CL A P 2015-08-21 2020-09-04 4497 3360 1137 1137 9 SHS CROWDSTRIKE HOLDINGS P 2020-05-18 2020-07-17 911 700 211 211 5 SHS CROWDSTRIKE HOLDINGS P 2020-05-18 2020-09-11 637 389 248 248 3 SHS CROWDSTRIKE HOLDINGS P 2020-05-18 2021-03-12 584 233 351 351 5 SHS CROWDSTRIKE HOLDINGS P 2020-05-18 2021-03-22 960 389 571 571 10 SHS CVS HEALTH CORP P 2019-01-09 2021-03-12 729 698 31 31 10 SHS CVS HEALTH CORP P 2019-01-09 2021-03-22 750 698 52 52 900 SHS CVS HEALTH CORP P 2019-04-18 2020-07-31 57923 54374 3549 3549 6 SHS DEERE & CO P 2017-08-11 2021-03-22 2294 1289 1005 1005 7 SHS DEERE & CO P 2017-08-11 2021-06-01 2519 1503 1016 1016 200 SHS DIGITAL REALTY TRUST P 2020-09-04 2020-09-18 30426 28638 1788 1788 375 SHS DIGITAL REALTY TRUST P 2020-09-18 2020-10-13 57939 54380 3559 3559 50 SHS DIGITAL REALTY TRUST P 2020-11-10 2021-04-22 7539 7330 209 209 1 SH DOLLAR GENERAL CORP P 2020-03-24 2021-03-03 191 140 51 51 13 SHS EATON CORP D 2015-06-22 2021-03-22 1792 1226 566 566 8 SHS EQUINIX INC P 2017-06-26 2021-03-17 5363 3821 1542 1542 10 SHS EXELON CORP P 2020-02-04 2021-03-12 419 385 34 34 20 SHS EXELON CORP P 2021-03-17 2021-03-22 858 794 64 64 800 SHS EXXON MOBIL CORP D 2018-07-10 2020-08-26 33595 126 33469 33469 6 SHS F M C CORP P 2021-03-12 2021-03-22 663 646 17 17 13 SHS FACEBOOK INC CL A P 2018-12-04 2021-03-22 3654 2651 1003 1003 475 SHS GENERAL MILLS INC D 2015-06-22 2021-03-18 28434 22755 5679 5679 1,600 SHS GLAXOSMITHKLINE PLC D 2018-07-10 2020-07-07 65807 8704 57103 57103 8 SHS HOME DEPOT INC P 2018-12-10 2021-03-22 2272 2526 -254 -254 10 SHS HONEYWELL INTL INC D 2015-06-22 2021-03-22 2162 1011 1151 1151 10 SHS HORIZON THERAPEUTICS PUB P 2020-11-03 2021-03-22 892 821 71 71 19 SHS ILLINOIS TOOL WORKS P 2015-08-21 2021-03-12 4076 1711 2365 2365 8 SHS ILLINOIS TOOL WORKS P 2015-08-21 2021-03-22 1777 720 1057 1057 15 SHS ILLUMINA INC P 2020-09-21 2020-10-03 4948 4943 5 5 100 SHS ILLUMINA INC P 2020-09-18 2020-10-14 35488 32955 2533 2533 55 SHS INTEL CORP D 2018-11-02 2021-03-12 3444 1323 2121 2121 3 SHS INTUIT INC P 2019-11-19 2021-03-22 1132 1008 124 124 200 SHS ISHARES MSCI EMERGING MKTS D 2018-07-10 2020-08-06 10450 10182 268 268 300 SHS ISHARES IBOXX INVT GRADE BOND P 2020-06-03 2021-02-01 40771 39316 1455 1455 300 SHS ISHARES IBOXX INVT GRADE BOND P 2020-06-03 2021-02-10 40579 39316 1263 1263 30 SHS JPMORGAN CHASE & CO P 2017-11-22 2021-01-11 4095 3045 1050 1050 14 SHS JPMORGAN CHASE & CO P 2017-11-22 2021-03-12 2174 1421 753 753 18 SHS JPMORGAN CHASE & CO P 2017-11-22 2021-03-22 2864 1827 1037 1037 1,700 SHS JPMORGAN CHASE 4.75% PFD P 2021-05-20 2021-06-08 44914 43861 1053 1053 5 SHS KLA CORP P 2019-10-28 2021-03-22 1454 1153 301 301 20 SHS LAS VEGAS SANDS CORP P 2020-09-04 2021-03-22 1309 1131 178 178 4 SHS LILLY ELI & CO P 2020-06-25 2021-03-12 828 637 191 191 6 SHS LILLY ELI & CO P 2020-06-25 2021-03-22 1109 955 154 154 13 SHS LILLY ELI & CO P 2020-06-25 2021-06-16 2925 2069 856 856 10 SHS LUMENTUM HOLDINGS P 2021-03-12 2021-03-22 855 853 2 2 150 SHS MARVELL TECCH GROUP P 2019-03-22 2021-03-12 6504 3113 3391 3391 .52 SH MATCH GROUP INC P 2020-07-02 2020-07-02 50 36 14 14 47 SHS MATCH GROUP INC P 2020-07-02 2020-07-30 4675 3263 1412 1412 100 SHS MATCH GROUP INC P 2020-07-02 2020-11-23 13436 6943 6493 6493 100 SHS MATCH GROUP INC P 2020-07-02 2021-03-11 15380 6943 8437 8437 17 SHS MEDTRONIC PLC P 2019-08-20 2021-03-22 2026 1714 312 312 350 SHS METLIFE INC D 2018-11-02 2021-03-12 21144 14072 7072 7072 1,200 SHS MGM GROWTH PPTYS P 2020-01-16 2020-11-19 37349 37048 301 301 30 SHS MICRON TECHNOLOGY P 2019-08-20 2021-03-22 2698 1277 1421 1421 500 SHS MICRON TECHNOLOGY P 2020-08-04 2020-09-18 25276 24730 546 546 21 SHS MICROSOFT CORP P 2019-09-17 2021-03-12 4901 2683 2218 2218 31 SHS MICROSOFT CORP P 2019-09-17 2021-03-22 7166 3961 3205 3205 110 SHS MONDELEZ INTL INC P 2018-12-10 2021-03-12 6202 4721 1481 1481 20 SHS MONDELEZ INTL INC P 2018-12-10 2021-03-22 1158 854 304 304 100 SHS MONDELEZ INTL INC P 2018-12-10 2021-04-20 5875 4269 1606 1606 76 SHS MONSTER BEVERAGE CORP P 2015-08-21 2021-03-12 6811 3843 2968 2968 120 SHS MSCI INC P 2020-10-13 2020-10-14 43313 41250 2063 2063 2 SHS NETFLIX COM INC P 2018-08-28 2021-03-22 1013 850 163 163 7 SHS NEXTERA ENERGY INC P 2018-11-01 2020-08-05 1945 1218 727 727 10 SHS NEXTERA ENERGY INC P 2018-11-01 2021-03-12 746 435 311 311 60 SHS NEXTERA ENERGY INC P 2018-11-01 2021-03-18 4533 2610 1923 1923 10 SHS NEXTERA ENERGY INC P 2018-11-01 2021-03-22 712 435 277 277 11 SHS NIKE INC CL B P 2015-08-21 2021-03-12 1515 725 790 790 13 SHS NIKE INC CL B P 2015-08-21 2021-03-22 1864 856 1008 1008 20 SHS NIKE INC CL B P 2015-08-21 2021-05-11 2754 1316 1438 1438 175 SHS NORTHROP GRUMMAN CORP P 2018-08-09 2021-04-08 57964 50896 7068 7068 40 SHS NUCOR CORP P 2015-08-21 2021-03-12 2706 1869 837 837 1 SH NVIDIA CORP P 2020-01-13 2021-01-25 543 246 297 297 5 SHS NVIDIA CORP P 2020-01-13 2021-03-03 2734 1228 1506 1506 14 SHS NVIDIA CORP P 2020-01-13 2021-03-12 7059 3439 3620 3620 3 SHS NVIDIA CORP P 2020-01-13 2021-03-22 1541 737 804 804 7 SHS OREILLY AUTOMOTIVE P 2021-03-12 2021-03-18 3379 3315 64 64 1 SH OREILLY AUTOMOTIVE P 2021-03-12 2021-03-22 482 474 8 8 7 SHS OREILLY AUTOMOTIVE P 2021-03-12 2021-06-01 3716 3315 401 401 10 SHS OTIS WORLDWIDE CORP P 2020-04-13 2021-03-22 678 509 169 169 40 SHS OTIS WORLDWIDE CORP P 2020-04-13 2021-03-29 2689 2034 655 655 40 SHS OTIS WORLDWIDE CORP P 2020-04-13 2021-04-22 2830 2034 796 796 5 SHS PAYPAL HOLDINGS INC P 2020-08-05 2021-03-01 1276 746 530 530 8 SHS PAYPAL HOLDINGS INC P 2020-08-05 2021-03-12 1951 1193 758 758 9 SHS PAYPAL HOLDINGS INC P 2020-08-05 2021-03-22 2157 1342 815 815 50 SHS PEPSICO INC P 2020-06-08 2020-10-03 6912 6581 331 331 400 SHS PERKINELMER INC P 2021-03-16 2021-03-18 50974 48918 2056 2056 305 SHS PFIZER INC D 2018-11-02 2021-02-11 10615 5251 5364 5364 170 SHS PFIZER INC D 2018-07-10 2020-07-21 6169 2978 3191 3191 200 SHS PFIZER INC D 2018-07-10 2020-12-04 8174 1672 6502 6502 700 SHS PFIZER INC D 2018-07-10 2021-04-22 27384 5852 21532 21532 10 SHS PHILLIP MORRIS INTL P 2015-08-21 2021-03-22 903 838 65 65 9 SHS PIONEER NATURAL RESOURCES P 2015-08-21 2021-03-22 1474 1423 51 51 120 SHS PNC FINANCIAL SERVICES D 2018-11-02 2021-03-12 21313 8834 12479 12479 21 SHS PROCTER & GAMBLE CO P 2019-01-22 2021-02-15 2672 1936 736 736 17 SHS PROCTER & GAMBLE CO P 2019-01-22 2021-03-12 2172 1567 605 605 8 SHS PROCTER & GAMBLE CO P 2019-01-22 2021-03-22 1028 737 291 291 8 SHS PROCTER & GAMBLE CO P 2019-01-22 2021-04-20 1098 737 361 361 16 SHS PROCTER & GAMBLE CO P 2019-01-22 2021-05-06 2161 1475 686 686 80 SHS QUALCOMM INC P 2018-12-11 2021-03-12 10283 4520 5763 5763 5 SHS QUALCOMM INC D 2018-11-02 2021-03-12 643 302 341 341 20 SHS RAYTHEON TECHNOLOGIES P 2021-02-08 2021-03-22 1571 1519 52 52 100 SHS ROYAL GOLD INC P 2020-11-06 2021-06-08 12181 12177 4 4 300 SHS ROYAL GOLD INC P 2020-11-06 2021-06-08 36550 36532 18 18 9 SHS S & P GLOBAL INC P 2019-06-07 2020-08-11 3101 2007 1094 1094 4 SHS S & P GLOBAL INC P 2019-06-07 2021-03-12 1376 983 393 393 5 SHS S & P GLOBAL INC P 2019-06-07 2021-03-22 1744 1229 515 515 12 SHS SALESFORCE.COM INC P 2019-02-13 2020-07-20 2199 1375 824 824 3 SHS SALESFORCE.COM INC P 2019-02-13 2021-03-12 641 344 297 297 2 SHS SALESFORCE.COM INC P 2019-02-13 2021-03-22 420 229 191 191 130 SHS SCHWAB CHARLES P 2015-08-21 2021-02-22 8025 4417 3608 3608 1,000 SHS SEMPRA ENERGY 5.75% PFD P 2020-11-10 2020-12-24 28050 26653 1397 1397 1,500 SHS SEMPRA ENERGY 5.75% PFD P 2020-11-10 2021-01-25 41252 40523 729 729 5 SHS SKYWORKS SOLUTIONS P 2020-07-20 2021-03-22 881 664 217 217 39 SHS SPLUK INC P 2019-03-11 2021-03-12 5261 3585 1676 1676 1 SH SQUARE INC CL A P 2019-04-12 2021-01-25 219 82 137 137 8 SHS SQUARE INC CL A P 2019-04-12 2021-02-08 1881 659 1222 1222 6 SHS SQUARE INC CL A P 2019-04-12 2021-02-10 1549 494 1055 1055 5 SHS SQUARE INC CL A P 2019-04-12 2021-03-12 1145 412 733 733 6 SHS SQUARE INC CL A P 2019-04-12 2021-03-22 1367 494 873 873 1,500 SHS STAG INDUSTRIAL INC P 2020-11-19 2021-04-14 52861 45000 7861 7861 200 SHS STARBUCKS CORP P 2020-05-29 2020-12-04 19796 15448 4348 4348 100 SHS STRYKER CORP P 2020-01-13 2020-11-09 21078 20547 531 531 200 SHS STRYKER CORP P 2020-01-13 2021-04-27 53408 41094 12314 12314 50 SHS SYNCHRONY FINANCIAL P 2016-10-07 2021-03-22 2088 1326 762 762 40 SHS SYNCHRONY FINANCIAL P 2016-10-07 2021-05-03 1761 1067 694 694 39 SHS T-MOBILE US INC P 2019-03-12 2021-03-12 4958 2759 2199 2199 5 SHS T-MOBILE US INC P 2019-03-12 2021-03-22 625 354 271 271 15 SHS TEXAS INSTRUMENTS INC D 2018-11-02 2021-03-22 2634 1655 979 979 15 SHS TEXAS INSTRUMENTS INC D 2018-11-02 2021-06-16 2830 1655 1175 1175 5 SHS TEXAS INSTRUMENTS INC D 2018-11-02 2021-06-28 939 552 387 387 1 SH THE TRADE DESK INC P 2020-03-11 2021-03-12 723 222 501 501 2 SHS THE TRADE DESK INC P 2020-03-11 2021-03-22 1394 444 950 950 3 SHS THERMO FISHER SCIENTIFIC P 2019-03-04 2021-03-12 1333 786 547 547 3 SHS THERMO FISHER SCIENTIFIC P 2019-03-04 2021-03-22 1337 786 551 551 6 SHS THERMO FISHER SCIENTIFIC P 2019-03-04 2021-05-18 2758 1572 1186 1186 28 SHS TRANE TECHNOLOGIES P 2020-03-04 2021-02-09 4189 1380 2809 2809 9 SHS TRANE TECHNOLOGIES P 2020-03-04 2021-03-12 1480 443 1037 1037 11 SHS TRANE TECHNOLOGIES P 2020-03-04 2021-03-22 1846 542 1304 1304 150 SHS TRAVELERS COMPANIES D 2018-11-02 2021-03-12 23278 11919 11359 11359 20 SHS TRUIST FINANCIAL CORP P 2019-12-09 2021-01-11 1031 756 275 275 20 SHS TRUIST FINANCIAL CORP P 2019-12-19 2021-03-12 1176 756 420 420 30 SHS TRUIST FINANCIAL CORP P 2019-12-09 2021-03-22 1801 1135 666 666 1,000 SHS UMH PROPERTIES 6.75% P 2020-08-26 2021-06-24 26360 24843 1517 1517 500 SHS UMH PROPERTIES 6.75% P 2020-08-26 2021-06-24 13188 12422 766 766 70 SHS UNION PACIFIC CORP P 2015-08-21 2021-03-12 14995 6487 8508 8508 100 SHS UNION PACIFIC CORP D 2018-07-10 2020-10-03 20243 494 19749 19749 5 SHS UNITEDHEALTH GROUP P 2019-01-22 2020-07-21 1539 2023 -484 -484 7 SHS UNITEDHEALTH GROUP P 2019-01-22 2021-03-22 2535 2962 -427 -427 20 SHS VALERO ENERGY CORP P 2015-08-21 2021-03-22 1501 1302 199 199 100 SHS VANGUARD FTSE ALL WORLD EX US D 2018-07-10 2020-07-06 4792 3973 819 819 1,700 SHS VANGUARD FTSE ALL WORLD EX US D 2018-07-10 2020-11-05 86809 67541 19268 19268 900 SHS VERIZON COMMUNICATIONS P 2020-02-20 2020-09-22 54561 51765 2796 2796 3 SHS VERTEX PHARMACEUTICALS P 2019-03-07 2020-07-21 879 526 353 353 16 SHS VERTEX PHARMACEUTICALS P 2019-03-07 2020-11-03 3325 2806 519 519 0.1 SH VIMEO INC P 2021-05-25 2011-05-25 4 2 2 2 3 SHS VISA INC CL A P 2015-10-22 2021-03-12 671 316 355 355 15 SHS VISA INC CL A P 2015-10-22 2021-03-22 3319 1580 1739 1739 20 SHS VOYA FINANCIAL INC P 2015-10-26 2021-03-22 1296 617 679 679 10 SHS YUM! BRANDS INC P 2015-08-21 2020-10-01 908 632 276 276 8 SHS YUM! BRANDS INC P 2015-08-21 2021-03-12 838 505 333 333 9 SHS YUM! BRANDS INC P 2015-08-21 2021-03-22 981 568 413 413 20 SHS YUM! BRANDS INC P 2015-08-21 2021-04-28 2318 1263 1055 1055 34 SHS YUM! BRANDS INC P 2015-08-21 2021-06-16 4003 2148 1855 1855 80 SHS YUM CHINA HOLDINGS INC P 2016-11-01 2021-03-12 4858 1923 2935 2935 804.928 UTS BNY MELL INTL APPRECIATION FUND P 2019-06-03 2021-03-18 20000 15346 4654 4654 806.018 UTS BNY MELL SMALL CAP MULT STRATEGY D 2018-10-30 2020-08-05 15000 12486 2514 2514 3,500 UTS DOUBLELINE INCOME SOLUTION P 2020-12-03 2021-06-26 63250 56892 6358 6358 2,500 UTS DOUBLELINE INCOME SOLUTION P 2020-12-18 2021-04-27 44914 42744 2170 2170 4 WTS OCCIDENTAL PETE 3/8/2718 P 2020-08-20 2021-03-12 56 23 33 33 80 RTS T-MOBILES US 12/25/50 P 2020-06-26 2020-07-02 14 14 14 50,000 BIO-RAD LAB 4.875% 12/15/20 P 2019-12-30 2020-12-15 50000 51365 -1365 -1365 25,000 JABIL INC 5.625% 12/15/20 P 2020-01-09 2020-08-06 25454 25792 -338 -338 25,000 KINDER MORGAN 6.5% 9/15/20 P 2020-03-24 2020-09-15 25000 25121 -121 -121 30,000 LABORATORY CORP 4.624% 11/15/20 P 2019-12-30 2020-08-17 30000 30499 -499 -499 200 SHS ALLY FINANCIAL INC P 2015-08-21 2020-08-06 4100 4145 -45 -45 35 SHS BIOMARIN PHARMACEUTICAL P 2020-06-29 2020-08-26 2558 4326 -1768 -1768 1 SH BOOKING HOLDINGS INC P 2021-03-12 2021-03-22 2395 2400 -5 -5 10 SHS CENTENE CORP P 2020-01-27 2021-03-12 620 632 -12 -12 41 SHS CHEVRON CORP P 2018-12-10 2021-03-12 4564 4720 -156 -156 15 SHS CHEVRON CORP P 2018-12-10 2021-03-22 1575 1727 -152 -152 1,200 SHS COMCAST CORP CL A P 2020-01-29 2020-07-29 51929 52098 -169 -169 6 SHS DANAHER CORP P 2021-02-11 2021-03-22 1292 1408 -116 -116 1,650 SHS DELEK US HOLDINGS P 2019-01-29 2020-12-04 23162 56197 -33035 -33035 50 SHS EXELON CORP P 2015-08-24 2020-08-05 1902 1923 -21 -21 100 SHS INTL BUSINESS MACHINES D 2018-11-02 2021-03-12 12777 19537 -6760 -6760 200 SHS ISHARES IBOXX INVT GRADE BOND P 2020-08-13 2021-05-17 26048 26210 -162 -162 50 SHS LAS VEGAS SANDS CORP P 2020-09-04 2021-06-17 2692 2826 -134 -134 15 SHS LILLY ELI & CO P 2020-06-25 2020-10-30 1987 2387 -400 -400 20 SHS LUMENTUM HOLDINGS INC P 2021-03-12 2021-06-28 1635 1706 -71 -71 280 SHS MARATHON OIL CORP P 2015-08-21 2020-08-06 1526 4678 -3152 -3152 100 SHS MERCK & CO INC P 2020-02-05 2021-05-14 7843 8314 -471 -471 3,000 SHS NATURAL GROCERS P 2020-08-03 2021-01-06 42399 43588 -1189 -1189 1,300 SHS NEW RESIDENTIAL INVT CORP P 2018-10-05 2020-11-24 11938 22643 -10705 -10705 1,400 SHS NEW RESIDENTIAL INVT CORP P 2018-10-05 2020-11-24 13830 24384 -10554 -10554 32 SHS OCCIDENTAL PETROLEUM CORP P 2019-08-09 2021-03-12 938 6826 -5888 -5888 80 SHS ORGANON & CO P 2021-06-03 2021-06-30 2468 3130 -662 -662 900 SHS RESTAURANT BRAND P 2019-12-16 2021-02-16 52740 55371 -2631 -2631 6 SHS SEMPRA ENERGY P 2020-02-04 2021-03-22 778 833 -55 -55 6 SHS SIMON PROPERTY GROUP P 2021-03-17 2021-03-22 711 725 -14 -14 .48 SH TILRAY INC P 2021-05-03 2021-05-03 8 11 -3 -3 800 SHS VALERO ENERGY CORP P 2019-08-13 2020-11-18 43308 57762 -14454 -14454 .6033 SH VIATRIS INC P 2020-11-20 2020-11-20 10 88 -78 -78 36 SHS VIATRIS INC P 2020-11-20 2020-11-24 621 5229 -4608 -4608 .3422 SH VIATRIS INC P 2020-11-17 2020-11-17 5 25 -20 -20 223 SHS VIATRIS INC P 2020-11-17 2021-01-08 4114 16454 -12340 -12340 250 SHS VISA INC CL A P 2020-07-30 2020-11-06 49120 49338 -218 -218 320 SHS WELLS FARGO & CO D 2018-11-02 2021-03-12 12650 13125 -475 -475 8,223.684 UTS BNY MELLON HIGH YIELD I D 2015-06-22 2021-03-18 50000 51611 -1611 -1611 WELLS FARGO CLASS ACTION PROCEEDS D 2015-06-22 2020-10-06 54 54 54 Capital Gains Dividends P 680 680 680 509555 8359 0 8359 0 8359 7148 0 0 0 7148 0 1211 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 0 0 0 0 N/A RICHARD J BOWLER ESQ 9149930936 64 EAST MOUNT AIRY ROAD EAST CROTONONHUDSON NY 10520 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD J BOWLER 64 EAST MOUNT AIRY ROAD EAST CROTONONHUDSON NY 10520 PRESIDENT, TREASURER, DIRE 5.00 0 0 0 JEANNE E ZUNICH 64 EAST MOUNT AIRY ROAD EAST CROTONONHUDSON NY 10520 VICE PRESIDENT, DIRECTOR 0.00 0 0 0 LAURA BOWLER 5120 BULL RUN DRIVE YPSILANTI MI 48197 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 0 4870661 113006 0 4983667 0 0 4983667 74755 4908912 245446 245446 8359 8359 237087 0 237087 0 237087 331219 0 331219 0 331219 237087 0 0 23048 28026 49585 5205 35590 141454 331219 0 0 0 237087 94132 0 0 235586 0 0 0 0 0 0 23048 212538 28026 49585 5205 35590 94132 Richard J Bowler Esq 64 Mount Airy Road East CrotononHudson NY 10520 9149930936 bowler.rich89@gmail.com The New York/New Jersey Common Application Form; Include information about organization & purpose of grant No later than June 1 of each fiscal year Qualified charitable organizations for charitable, religious, scientific, or educational purposes BEREA COLLEGE 101 CHESTNUT STREET BEREA KY 40404 EDUCATION 15000 CALVERT SCHOOL 105 TUSCANY ROAD BALTIMORE MD 21210 EDUCATION 115000 HUDSON VALLEY SHAKESPEARE FESTIVAL INC 143 MAIN STREET COLD SPRING NY 10516 EDUCATION 100000 MISS HALL'S SCHOOL 492 HOLMES ROAD PITTSFIELD MA 01202 EDUCATION 50000 THE URSULINE SCHOOL 1354 NORTH AVENUE NEW ROCHELLE NY 10804 EDUCATION 50000 330000 0 14 9 14 152960 18 509555 0 662524 0 662524 0 0 0 0 0 0 0 0 0 0 ACCOUNTING & TAX PREPARATION FEES 3876 2907 969 CORPORATE BONDS 20000 21581 CORPORATE STOCKS 2992647 4256241 MUTUAL FUNDS AT COST 858721 957521 BNY MELLON, MARKET VALUE FEE 21543 21543 0 CHARLES SCHWAB, ADVISORY FEE 27866 27866 0 FILING FEE 250 0 250 ADR FEES 42 42 0 BANK FEES 50 50 0 QUILL SUPPLIES 106 106 0 EXCISE TAX 5736 5736 0 FOREIGN TAX 234 234 0