2021-07-13T21:33:08-05:00 2020-12-31 430765316 RUBINBROWN LLP ONE NORTH BRENTWOOD SAINT LOUIS MO 63105 990 2020-01-01 430653616 GATEWAY REGION YOUNG MEN'S CHRISTIAN ASSOCIATION GATE 3144361177 2815 SCOTT AVENUE NO D SAINT LOUIS MO 63103 JUDITH M ABRAMS SR. VP OF FINANCE/CFO 3144361177 2021-06-25 1 JUDITH ABRAMS XXX-XX-XXXX KIMBERLY A RYAN P00829977 3142903300 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z TIMOTHY HELM 2815 SCOTT AVENUE NO D SAINT LOUIS MO 63103 49626405 0 X GWRYMCA.ORG X 1853 MO SEE SCHEDULE O. TO PUT CHRISTIAN PRINCIPLES INTO PRACTICE THROUGH PROGRAMS THAT BUILD HEALTHY SPIRIT, MIND AND BODY FOR ALL. 34 34 4229 578 40979 39979 9551593 11505748 66384210 35864457 4137692 673602 600147 487412 80673642 48531219 3158519 1991730 0 0 45371996 32074969 136812 0 1614054 26135587 19519901 74802914 53586600 5870728 -5055381 146534722 145012650 17404407 18677205 129130315 126335445 X SEE SCHEDULE O 1 0 20022273 1507071 26776419 SEE SCHEDULE O 8590760 84030 3095097 SEE SCHEDULE O 6342326 160453 3797871 SEE SCHEDULE O 10855204 240176 2757276 YOUTH DEVELOPMENT PROGRAMS: THE GATEWAY REGION YMCA HAS TWO LITERACY PROGRAMS FOCUSED ON YOUNG CHILDREN AND YOUTHS. THE ASSOCIATION ALSO OFFERS LEARNING LABS AND A SCIENCE PROGRAM FOR YOUTH GROUPS.COMMUNITY LITERACY INITIATIVE: BESIDES THE Y-READ AND BEGINNING BABIES WITH BOOKS, A THIRD ASPECT OF THE YMCA COMMUNITY LITERACY INITIATIVE IS OUR LITERACY COUNCIL PROJECT THAT OFFERS FREE ONE-ON-ONE AND SMALL GROUP BASIC LITERACY AND ENGLISH LANGUAGE TUTORING TO HELP ADULTS REACH THEIR POTENTIAL. THIS YEAR WE SERVED 58 ADULT STUDENTS.YMCA LEADERSHIP DEVELOPMENT: THIS YEAR, YMCA YOUTH AND TEEN PROGRAMS SERVED A TOTAL OF 30 PARTICIPANTS THROUGH YMCA YOUTH IN GOVERMENT AND TEEN LEADERS PROGRAMS.YMCA FAMILY PROGRAMS: THESE PROGRAMS HELP PEOPLE GROW AS RESPONSIBLE MEMBERS OF THE FAMILY UNIT AND PROVIDE ACTIVITIES THAT FOSTER UNDERSTANDING AND COMPANIONSHIP.YMCA COMMUNITY OUTREACH PROGRAMS: OUTREACH PROGRAMS PROVIDES POSITIVE ALTERNATIVES FOR AT-RISK YOUTH, INCLUDING AFTER SCHOOL RECREATIONAL ACTIVITIES PROVIDED AT SCHOOLS, YMCA FACILITIES, AND HOUSING DEVELOPMENTS.YMCA OLDER ADULT PROGRAMS: OLDER ADULT PROGRAMS HELP SENIORS MAINTAIN INDEPENDENCE THROUGH INCREASED HEALTH AND SOCIALIZATION.GREATER NEEDS PROGRAMS: THESE PROGRAMS SERVE OUR YOUTHS IN URBAN COMMUNITIES AND INCLUDE CLIMBING ABOVE CONFLICT, A CONFLICT-RESOLUTION SKILLS PROGRAM FOR URBAN YOUTHS THAT SERVES 3RD AND 4TH GRADERS EACH YEAR AND HAD 272 ENROLLEES.PRESCHOOL CHILD CARE: THE YMCA PROVIDES PRESCHOOL CHILD CARE IN FULL AND HALF DAY SESSIONS.INCLUSION SERVICES: THE GATEWAY REGION YMCA WELCOMES ALL CHILDREN REGARDLESS OF ANY PHYSICAL OR LEARNING CHALLENGES. CHILDREN WITH DISABILITIES ARE ENCOURAGED TO TAKE PART IN THE YOUTH SERVICES OFFERED BY THE YMCA, WHICH INCLUDE SUMMER CAMPS, INTEGRATED FITNESS PROGRAMS, AND SPORTING ACTIVITIES.THE GATEWAY REGION YMCA IS ONE OF THE LEADING YMCAS IN THE USA IN ITS INTERNATIONAL UNDERTAKING. CONTRIBUTIONS GIVEN TO OUR INTERNATIONAL PARTNERS ARE USED TO FUND THEIR PROGRAMS CENTERED ON YOUTHS, FAMILIES, AT-RISK CHILDREN, AND EDUCATIONAL OR TRAINING ACTIVITIES." 10855204 240176 2757276 45810563 1 1 0 0 0 0 0 0 1 1 1 0 0 0 1 0 0 1 0 0 1 1 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 34 0 4229 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 34 34 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 IL X X LISA FUREY 3144361177 2815 SCOTT AVENUE SUITE D ST LOUIS MO 63103 BRADFORD KOENEMAN CHAIR 1.00 X X 0 0 0 MELISSA LACKEY VICE CHAIR 1.00 X X 0 0 0 AMY SMITH TREASURER 1.00 X X 0 0 0 JON ROSENSTENGEL SECRETARY 1.00 X X 0 0 0 CATHY BAUGHMAN DIRECTOR 1.00 X 0 0 0 MICHAEL GIBBONS DIRECTOR 1.00 X 0 0 0 VINCE BENNETT DIRECTOR 1.00 X 0 0 0 TIM CARPENTER DIRECTOR 1.00 X 0 0 0 STEVEN HANLEY DIRECTOR 1.00 X 0 0 0 GREG DART DIRECTOR 1.00 X 0 0 0 MELISSA HARPER DIRECTOR 1.00 X 0 0 0 DAN HEGGER DIRECTOR 1.00 X 0 0 0 WILLIAM GAVIN DIRECTOR 1.00 X 0 0 0 CARRIE JOSTES DIRECTOR 1.00 X 0 0 0 FRED PERREAND DIRECTOR 1.00 X 0 0 0 NEVADA AL A KENT IV DIRECTOR 1.00 X 0 0 0 DAVID LAYTON DIRECTOR 1.00 X 0 0 0 MARK D LEEKER DIRECTOR 1.00 X 0 0 0 ROSETTA OKOHSON-REB DIRECTOR 1.00 X 0 0 0 EMILY PITTS DIRECTOR 1.00 X 0 0 0 SUSAN RATZ DIRECTOR 1.00 X 0 0 0 JON N REED DIRECTOR 1.00 X 0 0 0 DAVID ROGAN DIRECTOR 1.00 X 0 0 0 KURT M SCHWAGER DIRECTOR 1.00 X 0 0 0 JACQUES THRO DIRECTOR 1.00 X 0 0 0 MATTHEW WHITING DIRECTOR 1.00 X 0 0 0 DAVID WILSDORF DIRECTOR 1.00 X 0 0 0 CHRISTINE EFTHIM DIRECTOR 1.00 X 0 0 0 SUZANNE WHITEHEAD DIRECTOR 1.00 X 0 0 0 HARDY WASHINGTON JR DIRECTOR 1.00 X 0 0 0 SHAWN VICKERS DIRECTOR 1.00 X 0 0 0 JAMES MEYER DIRECTOR 1.00 X 0 0 0 DAN POGUE DIRECTOR 1.00 X 0 0 0 DARREN GEORGE DIRECTOR 1.00 X 0 0 0 TIMOTHY HELM PRESIDENT & CEO 45.00 X 408977 0 41352 JARED BEARD EXECUTIVE VP & COO 45.00 X 208999 0 21835 JUDITH ABRAMS SR. VP & CFO 45.00 X 171226 0 24781 DEBORAH TALLO SR. VP & CHRO 45.00 X 161970 0 19454 WENDY CORNETT-MARQUITZ SR. VP & CHIEF FIN. DVPMT 45.00 X 168618 0 21125 KEELYN KRILL VP MEMBERSHIP & HEALTHY LI 45.00 X 137927 0 22347 GEORGE HAYWARD VP INFORMATION TECH 45.00 X 132555 0 32020 JOSEPH SANNING VP & CONTROLLER 45.00 X 123987 0 8888 ERNEST WAGNER VICE PRESIDENT PROPERTIES 45.00 X 124148 0 23961 PATRICIA MEINHOLD DISTRICT VP 45.00 X 129140 0 23502 1767547 0 239265 10 0 1 0 PARIC CORPORATION 77 WESTPORT PLAZA SUITE 250 ST LOUIS MO 63146 CONSTRUCTION 4209495 CENTIMARK CORPORATION 12330 E 46TH AVE 100 DENVER CO 80239 CONSTRUCTION 378863 KAI-ALLIANCE LC 5010 RIVERSIDE DR STE 250 IRVING TX 75039 CONSTRUCTION 329829 KRONOS SAASHR INC 3040 ROUTE 22 WEST STE 200 BRANCHBURG NJ 08876 PAYROLL SERVICES 302481 HESSE MARTONE PC 13354 MANCHESTER RD STE 100 ST LOUIS MO 63131 LEGAL SERVICES 299687 18 1349414 200207 1554536 8401591 193185 11505748 HEALTH ENHANCEMENTS 713940 26776419 26776419 SCHOOL AGE CHILD CARE 624410 3797871 3797871 CAMPING 900099 3095097 3095097 DAY CARE 624310 1988072 1988072 SOCIAL DEVELOPMENT 900099 167476 167476 39522 39522 35864457 325246 325246 40979 0 40979 40979 40979 1098368 49420 799030 402 299338 49018 348356 348356 125440 200207 241213 -115773 -115773 112754 54541 58213 58213 MISCELLANEOUS INCOME 900099 482337 482337 FEES FROM Y-USA 900099 21656 21656 503993 48531219 36426663 40979 557829 1890730 1890730 101000 101000 1248337 102743 794446 351148 23735500 20832505 2117680 785315 956851 863658 80406 12787 2380807 1998007 280455 102345 3753474 3230913 407421 115140 1546691 974880 445532 126279 310396 259989 50407 89220 8000 81220 8500 8500 1109096 897734 210641 721 570952 114222 405079 51651 490786 278979 197073 14734 4148359 3894927 249435 3997 173598 118496 53936 1166 180533 99078 44418 37037 574949 574949 365297 365297 5233577 5108336 125241 1490720 1490720 PROGRAM SUPPLIES 1984142 1879134 103665 1343 EQUIPMENT 424049 410025 10760 3264 SUBSCRIPTIONS AND DUES 46761 30303 9331 7127 772275 651235 121040 53586600 45810563 6161983 1614054 3089769 2275368 10033717 5969720 4512925 2874355 917856 1142320 160220 148899 758327 447611 185564194 87253470 96559565 98310724 23698772 25887087 477311 468164 5717759 5774226 608501 1714176 146534722 145012650 2442681 2132768 1822115 1293239 7289000 6968000 413011 466248 708442 367124 4729158 7449826 17404407 18677205 X 100607164 98183281 28523151 28152164 129130315 126335445 146534722 145012650 X -5055381 2565083 -304572 X X 0 1 X 1 0 X 37359331 8296567 10576186 9551593 11505748 77289425 37359331 8296567 10576186 9551593 11505748 77289425 916008 76373417 495017 586230 673454 656877 325246 2736824 33636 30412 96711 79864 40979 281602 80307851 298992210 0.95100 0.88980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 20568000 216000 3207000 913000 23078000 17706000 283000 4917000 2338000 20568000 20445000 572000 -1118000 2193000 17706000 18563000 21000 2628000 767000 20445000 16480000 1372000 1496000 785000 18563000 0.34410 0.28060 0.37530 1 0 14934743 14934743 100962651 44127679 56834972 45684827 28984619 16700208 18486654 14141172 4345482 5495319 5495319 98310724 RESERVE FOR WORKERS COMP. 242023 RESERVE FOR RETIREE HEALTH INS. 60294 COND. ASSET RETIREMENT OBLIG. 539226 LIABILITIES TO GIFT ANNUITANTS 1233324 CAPITAL LEASES 1966990 MISCELLANEOUS LIABILITIES 3407969 7449826 48901000 2565083 -304572 2260511 46640489 1890730 1890730 48531219 51695870 0 51695870 1890730 1890730 53586600 PART IV, LINE 2B: THE YMCA IS CUSTODIAN FOR SEVERAL CUSTODIAL ACCOUNTS REPRESENTING BALANCES RAISED BY VARIOUS CLUBS AND GROUPS. PART V, LINE 4: THE ASSOCIATION USES THE ENDOWMENT FUNDS TO SUPPORT THE OPERATIONS OF THE ASSOCIATION, AS WELL AS WORLD SERVICE. SPENDING IS BASED UPON A FORMULA, APPROVED ANNUALLY BY THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS, WHICH APPLIES A PERCENTAGE TO THE AVERAGE OF THE PRIOR 5 YEARS' MARKET VALUES AS OF JUNE 30TH. THE USE OF A 5-YEAR AVERAGE HELPS LESSEN THE IMPACT OF MARKET FLUCTUATIONS ON THE FUNDING OF THE ASSOCIATION'S OPERATIONS. IN RECENT YEARS, THE PERCENTAGE USED TO DETERMINE EACH YEAR'S SPENDING AMOUNT HAS BEEN 4% TO 4.5%. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED CHANGE IN TRUST INTERESTS -70,317. INTEREST RATE SWAP -234,255. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL ASSISTANCE TO INDIVIDUALS INCLUDED IN FINANCIAL STATEMENT REVENUE 1,890,730. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL ASSISTANCE TO INDIVIDUALS INCLUDED IN FINANCIAL STATEMENT REVENUE 1,890,730. SCHEDULE D PARTS XI AND XII GATEWAY REGION YOUNG MEN'S CHRISTIAN ASSOCIATION (YMCA) HAS A CONSOLIDATED AUDIT, THEREFORE COMPLETION OF SCHEDULE D PARTS XI AND XII IS OPTIONAL. IN THE INTEREST OF TRANSPARENCY THE YMCA HAS CHOSEN TO COMPLETE SCHEDULE D PARTS XI AND XII BASED ON YMCA'S ACTIVITY FOR THE YEAR. 0 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES SUPPORT FOR LOCAL YMCA 50000 RUSSIA & THE NEWLY INDEPENDENT STATES - ARMENIA, AZERBIJAN, UKRAINE 0 0 PROGRAM SERVICES SUPPORT FOR LOCAL YMCA 10000 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, BAHAMAS, BELIZE 0 0 PROGRAM SERVICES SUPPORT FOR LOCAL YMCA 21000 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, SOUTH AFRICA 0 0 PROGRAM SERVICES SUPPORT FOR LOCAL YMCA 20000 0 0 0 0 0 0 101000 0 101000 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, SEE PART V 16000 WIRE TRANSFER SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, SEE PART V 30500 WIRE TRANSFER CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA, BARBUDA, BAHAMAS SEE PART V 21000 WIRE TRANSFER SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, SEE PART V 3500 WIRE TRANSFER SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, SEE PART V 20000 WIRE TRANSFER RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, SEE PART V 10000 WIRE TRANSFER 0 0 0 0 0 0 PART I, LINE 2: THE GATEWAY REGION YOUNG MEN'S CHRISTIAN ASSOCIATION SUPPORTS WORLD SERVICE PARTNERS BY PROVIDING CASH SUPPORT AND TECHNICAL ASSISTANCE. THE FUNDS PROVIDED TO PARTNER YMCAS IN THOSE COUNTRIES ARE USED FOR PROGRAMS AND GENERAL OPERATIONS OF THE FACILITIES. THE ASSOCIATION MONITORS THE USAGE OF THE FUNDS BY REQUIRING FINANCIAL STATEMENTS AND/OR BY MAKING ON-SITE VISITS TO VIEW FACILITIES AND PROGRAMS THE ASSOCIATION SUPPORTS. PART III ACCOUNTING METHOD: X X X X X X X 1 DONOR BY DESIGN GROUP LLC 724 NORTH ELIZABETH AVENUE FERGUSON MO 63135 CONSULTING 0 0 102133 0 GABRIEL GROUP 3190 RIDER TRAIL S EARTH CITY MO 63045 CONSULTING 0 0 19881 0 STELTER CO PO BOX 5228 DES MOINES IA 503055228 CONSULTING 0 0 30847 0 WENTWORTH CONSULTING GROUP 209 120TH STREET NE MARYSVILLE WA 98271 CONSULTING 0 0 16110 0 168971 IL MO GOLF TOURNAMENTS 180319 120844 59475 850 3331 29137 11410 1195 74763 SALES/AUCTIONS 70759 46623 24136 42933 78 21205 33 74569 32740 41829 250 720 12254 1014 4500 37573 325647 200207 125440 1100 46984 41391 12502 5695 133541 241213 -115773 1 SUBSIDIES FOR PROGRAM AND MEMBERSHIP 1819 1890730 INCOME SCALE SUBSIDY FOR PROGRAMS PART I, LINE 2: THE GATEWAY REGION YOUNG MEN'S CHRISTIAN ASSOCIATION WILL NOT TURN AWAY ANYONE BASED ON THEIR INABILITY TO PAY FOR MEMBERSHIPS OR PROGRAMS. A SLIDING SCALE OF AVAILABLE FINANCIAL SCHOLARSHIPS BASED UPON HOUSEHOLD INCOME IS USED TO DETERMINE THE AMOUNT OF SUBSIDY GRANTED TO AN INDIVIDUAL OR HOUSEHOLD. SUBSIDIES OF $1,890,730 WERE GRANTED DURING 2020. X 1 1 X X X X 0 1 0 0 0 0 0 1 0 TIMOTHY HELM PRESIDENT & CEO 354756 0 44375 0 9846 0 19215 0 22137 0 450329 0 0 0 JARED BEARD EXECUTIVE VP & COO 179627 0 20000 0 9372 0 13212 0 8623 0 230834 0 0 0 JUDITH ABRAMS SR. VP & CFO 160080 0 0 0 11146 0 10085 0 14696 0 196007 0 0 0 WENDY CORNETT-MARQUITZ SR. VP & CHIEF FIN. DVPMT 151661 0 7500 0 9457 0 11246 0 9879 0 189743 0 0 0 DEBORAH TALLO SR. VP & CHRO 151661 0 0 0 10309 0 11246 0 8208 0 181424 0 0 0 GEORGE HAYWARD VP INFORMATION TECH 131516 0 0 0 1039 0 9304 0 22716 0 164575 0 0 0 KEELYN KRILL VP MEMBERSHIP & HEALTHY LI 131603 0 0 0 6324 0 9644 0 12703 0 160274 0 0 0 PATRICIA MEINHOLD DISTRICT VP 121606 0 0 0 7534 0 8941 0 14561 0 152642 0 0 0 PART I, LINE 1A MELISSA DI FIORI IS THE EXECUTIVE DIRECTOR OF YMCA TROUT LODGE AND CAMP LAKEWOOD. THE EXECUTIVE DIRECTOR IS REQUIRED TO LIVE ON SITE AT THE PROPERTY DUE TO THE NATURE OF THE BUSINESS, AND IT IS A CONDITION OF EMPLOYMENT FOR THAT POSITION. THE FAIR MARKET VALUE OF THE HOUSING COSTS AND RELATED PAYROLL TAXES ARE INCLUDED IN HER TOTAL COMPENSATION. PART I, LINE 3 THE PROCESS TO DETERMINE A SENIOR EXECUTIVE'S PAY ORIGINATES WITH THE EXECUTIVE COMPENSATION COMMITTEE. CHALLENGING AND MEASURABLE PERFORMANCE GOALS ARE SET FOR SENIOR EXECUTIVES AT THE BEGINNING OF EACH YEAR. FORMAL YEAR-END REVIEWS ARE THEN CONDUCTED AND THE DEGREE OF PERFORMANCE AGAINST THESE GOALS IS CONSIDERED WHEN DETERMINING COMPENSATION INCREASES. RECOMMENDATIONS OF PAY INCREASES BY THE EXECUTIVE COMPENSATION COMMITTEE MUST BE APPROVED IN ADVANCE BY THE EXECUTIVE COMMITTEE PRIOR TO THE RECOMMENDATION TO THE BOARD OF DIRECTORS FOR FINAL APPROVAL. THE EXECUTIVE COMPENSATION COMMITTEE IS MADE UP OF THE CURRENT BOARD CHAIRMAN, THE PAST CHAIRMAN AND THE CHAIR-ELECT OF THE GOVERNING BOARD OF DIRECTORS. THE EXECUTIVE COMPENSATION COMMITTEE ANNUALLY REVIEWS COMPENSATION DATA OF OTHER YMCAS OF COMPARABLE SIZE. THIS DATA IS COMPILED BY SULLIVAN COTTER AND ASSOCIATES, INC. THE LAST YEAR DATA WAS COLLECTED FROM SULLIVAN AND COTTER WAS 2017. PERIODICALLY IN PRIOR YEARS, AND USING DATA FROM COMPENSATION MATTERS, A SECOND PROVIDER, THE EXECUTIVE COMMITTEE WOULD REVIEW COMPENSATION LEVELS AND PRACTICES OF OTHER ST. LOUIS-BASED CHARITIES. PART I, LINE 4B TIMOTHY HELM: $7,477 SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN PART I, LINE 7 THE ORGANIZATION MAY PAY DISCRETIONARY BONUSES TO OFFICERS AND KEY EMPLOYEES AS PART OF ITS COMPENSATION PROGRAM. A MISSOURI DEVELOPMENT FINANCE BOARD 431387649 2011-03-01 9500000 REFINANCE 1998 FACILITIES BOND 0 0 0 A 9500000 105000 9395000 2011 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 1 COMMERCE BANK NA 7.000000000000 1 0 0 0 0 A 0 PART III, LINE 9 AS THERE IS NO CONTEMPLATED PRIVATE BUSINESS USE OF THE PROPERTY, WRITTEN PROCEDURES ON REMEDIATION ARE NOT REQUIRED. PART IV, LINE 7 AS ALL BOND PROCEEDS WERE USED IMMEDIATELY TO REFUND PRIOR BONDS AND TO PAY BOND ISSUANCE COSTS, ARBITRAGE CANNOT OCCUR, THEREFORE NO WRITTEN PROCEDURES ARE NECESSARY. SCHEDULE K, PART IV, LINE 3C THE LAST TEST OF WHETHER A REBATE WAS DUE WAS PERFORMED ON MARCH 1, 2016. SINCE REFUNDING OF THE BOND ISSUE WAS DONE CONTEMPORANEOUSLY, NO ARBITRAGE WAS POSSIBLE, SO NO FURTHER TESTING IS REQUIRED. DAVID LAYTON BOARD MEMBER 70000 INSURANCE BROKER FEES & COMMISSION 0 SCHEDULE L, PART IV MR. LAYTON IS A MEMBER OF THE ASSOCIATION'S BOARD OF DIRECTORS AND A VICE PRESIDENT OF THE CRANE INSURANCE AGENCY. $70,000 IN BROKER FEES AND COMMISSIONS WERE PAID TO CRANE INSURANCE AGENCY IN 2020. THE TRANSACTION WAS REVIEWED AND APPROVED BY A COMMITTEE OF THE BOARD OF DIRECTORS. X 8 150252 FAIR MARKET VALUE X ASSORTED AUCTION ITEMS 223 42933 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS FOR DONATIONS OF PUBLICLY TRADED SECURITIES ABOVE. IN TOTAL, 1,739 SHARES WERE CONTRIBUTED BY 8 DONORS. FORM 990, PART III, LINE 1 THE GATEWAY REGION YOUNG MEN'S CHRISTIAN ASSOCIATION (YMCA) IS A NONPROFIT ORGANIZATION WHOSE MISSION IS TO PUT CHRISTIAN PRINCIPLES INTO PRACTICE THROUGH PROGRAMS THAT BUILD HEALTHY SPIRIT, MIND AND BODY FOR ALL. THE YMCA'S PROGRAMS PROMOTE HEALTH, STRONG FAMILIES, AND COMMUNITIES, YOUTH LEADERSHIP AND INTERNATIONAL UNDERSTANDING. FORM 990, PART III, LINE 2 DURING 2020 THE GATEWAY REGION YMCA RESPONDED TO THE COVID-19 PANDEMIC BY FOLLOWING ALL STATE AND LOCAL GOVERNMENT AND HEALTH DEPARTMENT REQUIREMENTS REGARDING FACILITY CLOSURES, EVENTUAL RE-OPENINGS, AND CAPACITY RESTRICTIONS IN EACH LOCATION. MEMBERSHIP UNITS AND REVENUE AND PROGRAM ENROLLMENT COUNTS REPORTED IN LINES 4A-4D REFLECT THESE IMPACTS ON ASSOCIATION ACTIVITY DURING 2020. CHILDCARE PROGRAMS SHIFTED TO SERVING CHILDREN OF EMERGENCY WORKERS IN MARCH-MAY 2020 AND THEN ADDED THE Y ENRICHMENT PROGRAM IN AUGUST SO THAT CHILDREN COULD PARTICIPATE IN VIRTUAL SCHOOLING FROM THE Y, SUPERVISED BY Y CHILDCARE STAFF. MANY OF THE ASSOCIATION'S TRADITIONAL Y-CLUB (BEFORE AND AFTER SCHOOL SITES) WERE CLOSED FOR ALL OR PART OF THE SCHOOL YEAR, AND ARE EXPECTED TO REOPEN BY FALL 2021 AS SCHOOLS RETURN TO IN-PERSON LEARNING. DAY CAMPS AND RESIDENT CAMP WERE OPEN WITH LIMITED CAPACITY AND PARTICIPANTS HAD A HEALTHY, SUCCESSFUL SUMMER. FORM 990, PART III, LINE 4A WELLNESS PROGRAMMING: THE NATIONAL YMCA MOVEMENT IS BUILT ON THE CONCEPT OF PUTTING CHRISTIAN PRINCIPLES INTO PRACTICE BY DEVELOPING THE WHOLE INDIVIDUAL IN BODY, MIND AND SPIRIT. YMCA HEALTH ENHANCEMENT PROGRAMS ARE MEDICALLY BASED AND STRESS THE VALUE OF PRVENTION THROUGH GOOD EXERCISE HABITS AND HEALTHY LIVING. THE YMCA IS COMMITTED TO DIVERSITY AND INCLUSION, BEING OPEN TO AND SERVING PEOPLE OF ALL RACES, RELIGIONS, GENDER, IDENTIFICATION, AND CULTURES. IN 2020, THE YMCA PROVIDED HEALTH ENHANCEMENT PROGRAMS TO 2,840 PARTICIPANTS, WHICH INCLUDES YOUTHS, ADULTS, SENIORS AND PEOPLE OF ALL ABILITIES. YMCA AQUATICS: AQUATIC PROGRAMS ARE PART OF THE YMCA'S OVERALL GOAL TO BUILD A HEALTHY SPIRIT, MIND AND BODY. LAST YEAR, WE ENROLLED 6,287 PARTICIPANTS IN AQUATICS PROGRAMS. OTHER HEALTH ENHANCEMENT PROGRAMS: LAST YEAR, THE YMCA ENROLLED 1,575 YOUTHS IN GYMNASTICS PROGRAMS, 1,051 PARTICIPANTS IN SPORTS SKILL AND RECREATIONAL PROGRAMS, AND 108 ADULTS IN EXERCISE SPORTS LEAGUES (19,228 TOTAL CLIENTS SERVED). FORM 990, PART III, LINE 4B YMCA DAY CAMP: YMCA DAY CAMPS PROVIDE MANY WORKING PARENTS WITH AN ALTERNATIVE CHILDCARE OPTION FOR THE SUMMER MONTHS WHEN CHILDREN ARE OUT OF SCHOOL BY PROVIDING A SAFE AND FUN LEARNING ENVIRONMENT. RESIDENT CAMP YMCA: RESIDENT CAMP LAKEWOOD SERVED 935 YOUTHS IN 2020. RESIDENT FAMILY/CONFERENC CAMPING: IN 2020, THERE WERE 9,754 CAMPING REGISTRATIONS FOR THE YEAR (10,689 TOTAL CLIENTS SERVED). FORM 990, PART III, LINE 4C SCHOOL AGE CHILD CARE: Y-CLUB IS THE YMCA OF GREATER ST. LOUIS' BEFORE SCHOOL AND AFTER SCHOOL CHILDCARE PROGRAM HELD IN PARTNERSHIP WITH LOCAL SCHOOL DISTRICTS. IN 2020, THE ASSOCIATION OFFERED PROGRAMS AT 113 LICENSED SITES AND 5 LICENSED CENTERS. THE YMCA PROVIDES A SECURE, SAFE AND STIMULATING LEARNING ENVIRONMENT FOR APPROXIMATELY 2,318 CHILDREN IN A GIVEN DAY. FORM 990, PART VI, SECTION B, LINE 11B THE FINAL PRESENTATION OF THE ASSOCIATION'S ANNUAL 990 TAX RETURN IS THE RESULT OF COLLABORATION AMONG MANAGEMENT, OUR INDEPENDENT PUBLIC ACCOUNTING FIRM AND MEMBERS ON THE ASSOCIATION'S AUDIT COMMITTEE. THE AUDIT COMMITTEE IS RESPONSIBLE FOR THE FINAL REVIEW OF THE RETURN. UPON THEIR FINAL APPROVAL, THE RETURN IS DISTRIBUTED VIA EMAIL TO THE MEMBERS OF THE BOARD OF DIRECTORS IN ADVANCE OF FILING THE RETURN ELECTRONICALLY. ONCE FILED, THE RETURN IS MADE AVAILABLE TO THE PUBLIC ON THE ASSOCIATION'S PUBLIC WEBSITE. FORM 990, PART VI, SECTION B, LINE 12C THE GATEWAY REGION YOUNG MEN'S CHRISTIAN ASSOCIATION HAS A CONFLICT OF INTEREST POLICY TO ENSURE THAT BOARD MEMBERS, OFFICERS AND EMPLOYEES MAINTAIN THE HIGHEST LEVEL OF ETHICAL STANDARDS WHEN CONDUCTING ASSOCIATION AFFAIRS. THE GATEWAY REGION YMCA PROMOTES A CULTURE OF AWARENESS AS TO BUSINESS DEALINGS WHICH MAY BE CONSIDERED A CONFLICT OF INTEREST OR CONTRARY TO APPLICABLE STATE, LOCAL OR FEDERAL LAWS. THE EMPLOYEE MANUAL, WHICH IS SIGNED BY ALL EMPLOYEES, INCLUDES A DISCUSSION OF THE ASSOCIATION'S CONFLICT OF INTEREST POLICY AND OUTLINES PROCEDURES FOR REPORTING POTENTIAL CONFLICTS OF INTEREST. ANNUALLY, BOARD MEMBERS, OFFICERS AND EXECUTIVE MANAGEMENT ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE, WHICH IS SUBMITTED TO AND REVIEWED BY THE PRESIDENT, THE CHIEF OPERATING OFFICER AND THE SENIOR VICE PRESIDENT OF FINANCE. ANY MATERIAL CONFLICTS OF INTEREST ARE DISCUSSED WITH THE AUDIT COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. IN THE EVENT OF A MATERIAL CONFLICT OF INTEREST, RESTRICTIONS MAY BE PLACED ON PERSONS TO PROHIBIT THEM FROM PARTICIPATING IN THE GOVERNING BODY'S DELIBERATIONS AND DECISIONS ON CERTAIN TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS TO DETERMINE A SENIOR EXECUTIVE'S PAY ORIGINATES WITH THE EXECUTIVE COMPENSATION COMMITTEE. CHALLENGING AND MEASURABLE PERFORMANCE GOALS ARE SET FOR SENIOR EXECUTIVES AT THE BEGINNING OF EACH YEAR. FORMAL YEAR-END REVIEWS ARE THEN CONDUCTED AND THE DEGREE OF PERFORMANCE AGAINST THESE GOALS IS CONSIDERED WHEN DETERMINING COMPENSATION INCREASES. RECOMMENDATIONS OF PAY INCREASES BY THE EXECUTIVE COMPENSATION COMMITTEE MUST BE APPROVED IN ADVANCE BY THE EXECUTIVE COMMITTEE PRIOR THE RECOMMENDATION TO THE BOARD OF DIRECTORS FOR FINAL APPROVAL. THE EXECUTIVE COMPENSATION COMMITTEE IS MADE UP OF THE CURRENT BOARD CHAIRMAN, THE PAST CHAIRMAN AND THE CHAIR-ELECT OF THE GOVERNING BOARD OF DIRECTORS. THE EXECUTIVE COMPENSATION COMMITTEE ANNUALLY REVIEWS COMPENSATION DATA OF OTHER YMCAS OF COMPARABLE SIZE. THIS DATA IS COMPILED BY SULLIVAN COTTER AND ASSOCIATES, INC. THE LAST YEAR DATA WAS COLLECTED FROM SULLIVAN AND COTTER WAS 2017. PERIODICALLY IN PRIOR YEARS, AND USING DATA FROM COMPENSATION MATTERS, A SECOND PROVIDER, THE EXECUTIVE COMMITTEE WOULD REVIEW COMPENSATION LEVELS AND PRACTICES OF OTHER ST. LOUIS-BASED CHARITIES. FORM 990, PART VI, SECTION C, LINE 19 THE ANNUAL 990 TAX FILING IS AVAILABLE FOR PUBLIC VIEWING ON THE ASSOCIATION'S PUBLIC WEBSITE, GWRYMCA.ORG. PAPER COPIES ARE ALSO AVAILABLE UPON REQUEST. A SUMMARIZED VERSION OF OUR ANNUAL AUDITED FINANCIAL STATEMENTS IS ALSO AVAILABLE ON THE SAME WEBSITE. FORM 990, PART XI, LINE 9: UNREALIZED CHANGE IN TRUST INTERESTS -70,317. INTEREST RATE SWAP -234,255. PART XII, LINE 2C NO CHANGE FROM PRIOR YEAR.