2021-05-17T08:20:04-05:00 2020-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2019-07-01 132885302 INTERNATIONAL INSTITUTE FOR CONFLICT PREVENTION & RESOLUTION INC INTE 2129496490 30 EAST 33RD STREET NO 6TH FL NEW YORK NY 10016 ELIZABETH CORMAN CFO/EXECUTIVE VP 2129496490 2021-05-17 1 RICHARD J LOCASTRO CPA P00288314 3019519090 2019 2022-09-23 18:48:47Z ALLEN WAXMAN 30 EAST 33RD STREET NO 6TH FL NEW YORK NY 10016 3422613 0 X WWW.CPRADR.ORG X 1977 NY CPR IS AN INDEPENDENT RESOURCE HELPING BUSINESSES & THEIR LAWYERS RESOLVE DISPUTES. 27 26 16 300 0 0 3436089 2527594 717691 699899 0 4870 -7506 23718 4146274 3256081 0 0 0 0 1841731 1664715 0 0 361889 1737987 1682371 3579718 3347086 566556 -91005 3425592 2468867 2235608 1367356 1189984 1101511 X CPRS MISSION IS TO HARNESS THE INSIGHTS AND EXPERIENCES OF ITS MEMBERS TO PREVENT AND RESOLVE BUSINESS DISPUTES.WE DO THIS BY:(SEE SCHEDULE O)- CONVENING A COMMUNITY OF MEMBERS TO GENERATE INNOVATIVE AND BEST PRACTICE RESOURCES TO PREVENT AND RESOLVE DISPUTES.- PROMOTING A GLOBAL CULTURE OF DISPUTE PREVENTION AND RESOLUTION.- RESOLVING CONFLICTS THROUGH AN ARRAY OF DISPUTE RESOLUTION SERVICES AND A PANEL OF DISTINGUISHED NEUTRALS. 0 0 2339344 0 699899 CPR HOSTED MANY EVENTS IN THE U.S. AND AROUND THE GLOBE, INCLUDING:- THE 2020 CPR ANNUAL MEETING, LEAP IN: CORPORATE COUNSEL, CONFLICTS AND THE CHALLENGES OF STRATEGIC DISPUTE PREVENTON AND RESOLUTION IN ST. PETERSBURG, FL- REGIONAL MEETINGS IN HOUSTON, CALGARY, LONDON, ZURICH, NEW YORK- A CORPORATE LEADERSHIP AWARD DINNER HONORING FORD MOTOR COMPANY- SEVERAL VIRTUAL PROGRAMS, INCLUDING CYBERSECURITY TRAINING 2339344 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 92 0 1 16 1 0 0 0 0 1 1 0 0 0 0 0 0 0 X 27 26 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY X ELIZABETH CORMAN 2129496490 30 EAST 33RD STREET NO 6TH FL NEW YORK NY 10016 ALLEN WAXMAN PRESIDENT & CEO (AS OF 8/15/19) 40.00 X X 127894 0 3553 THOMAS SABATINO BOARD CHAIR 1.00 X X 0 0 0 CRAIG GLIDDEN VICE CHAIR 1.00 X X 0 0 0 ANK SANTENS BOARD MEMBER 1.00 X 0 0 0 CAREY ROBERTS BOARD MEMBER (UNTIL 02/2020) 1.00 X 0 0 0 CARLOS HERNANDEZ BOARD MEMBER 1.00 X 0 0 0 CORNELL BOGGS BOARD MEMBER 1.00 X 0 0 0 DALE MATSCHULLAT BOARD MEMBER 1.00 X 0 0 0 FERNANDO SEREC BOARD MEMBER 1.00 X 0 0 0 GEORGE BERMANN BOARD MEMBER 1.00 X 0 0 0 GREGORY GALLOPOULOS BOARD MEMBER 1.00 X 0 0 0 HANS PETER FRICK BOARD MEMBER 1.00 X 0 0 0 JANA LITSEY BOARD MEMBER (UNTIL 05/2020) 1.00 X 0 0 0 JAY WAKS BOARD MEMBER 1.00 X 0 0 0 JOHN KIERNAN BOARD MEMBER 1.00 X 0 0 0 JOSEPH NEUHAUS BOARD MEMBER 1.00 X 0 0 0 KELLY TULLIER BOARD MEMBER (UNTIL 02/2020) 1.00 X 0 0 0 KIMBERLY PHILLIPS BOARD MEMBER (FROM 03/2020) 1.00 X 0 0 0 LAURA ROBERTSON BOARD MEMBER 1.00 X 0 0 0 LAYN PHILLIPS BOARD MEMBER 1.00 X 0 0 0 LOREN BROWN BOARD MEMBER 1.00 X 0 0 0 MARY BETH CANTRELL BOARD MEMBER 1.00 X 0 0 0 PETER DRUCKER BOARD MEMBER 1.00 X 0 0 0 RENATO GRION BOARD MEMBER 1.00 X 0 0 0 RICHARD HILL BOARD MEMBER (UNTIL 11/2019) 1.00 X 0 0 0 RICHARD KRUMHOLZ BOARD MEMBER 1.00 X 0 0 0 RICHARD ZIEGLER BOARD MEMBER 1.00 X 0 0 0 ROBERT PARTICELLI BOARD MEMBER 1.00 X 0 0 0 ROBERT RUYAK BOARD MEMBER (UNTIL 02/2020) 1.00 X 0 0 0 SCOTT PARTRIDGE BOARD MEMBER 1.00 X 0 0 0 STEPHEN YOUNGER BOARD MEMBER 1.00 X 0 0 0 TAJ CLAYTON BOARD MEMBER 1.00 X 0 0 0 ELIZABETH CORMAN EVP OPERATIONS & CFO 40.00 X 201581 0 15679 OLIVIER ANDRE SVP, INTERNATIONAL 40.00 X 153500 0 11939 HELENA ERICKSON TAVARES SVP, DRS 40.00 X 187000 0 14545 ERIC GROWCOCK DIR. OF IT OPER. (UNTIL 01/2020) 40.00 X 104000 0 2889 ANNA HERSHENBERG VP PROG. PUBLIC POL. & CORP. COUNSEL 40.00 X 180000 0 5000 NOAH HANFT PRESIDENT & CEO (THRU 6/30/2019) 40.00 X 152500 0 2889 1106475 0 56494 7 1 1 0 CORE Z OPERATIONS LLC 1356 BROADWAY NEW YORK NY 10018 EVENT SPACE SERVICING 167772 FRANK RECRUITMENT GROUP PO BOX 10921 PALATINE FL 60055 CRM DATABASE 139406 2 806008 1488300 233286 2527594 PANEL FEES 900099 308012 308012 DISPUTE RES. SERVICES 900099 265989 265989 MEETING FEES 900099 82455 82455 PUB'L, VIDEOS & ROYALT 900099 25233 25233 REGISTRATION FEES 900099 12270 12270 5940 5940 699899 4870 4870 61000 0 61000 61000 61000 129250 1488300 166532 -37282 -37282 3256081 699899 0 28588 X 857275 591809 161091 104375 662482 445684 199364 17434 11979 4267 5653 2059 25349 17057 7593 699 107630 73189 25831 8610 29574 29574 432576 395630 1328 35618 46990 41242 5748 141719 90404 24665 26650 64876 47376 13125 4375 440753 299712 105781 35260 59720 57181 2539 230389 149261 81128 80409 54679 19297 6433 20312 13812 4875 1625 MERCHANT FEES 43359 27911 2314 13134 BAD DEBT EXPENSE 38205 38205 PUBLICATIONS 21178 11042 10136 DUES & SUBSCRIPTIONS 14284 14284 18027 4804 7157 6066 3347086 2339344 645853 361889 X 951171 627400 5005 409876 18000 57150 211518 193234 115400 84605 1056743 781822 240417 274921 2140 4672 1881941 817009 3425592 2468867 129873 146032 118933 65531 1825274 760342 204330 161528 191121 2235608 1367356 X 1173719 1085246 16265 16265 1189984 1101511 3425592 2468867 -91005 2532 0 X 0 1 X 1 0 X 2046794 2267311 2737013 3436089 2527594 13014801 2046794 2267311 2737013 3436089 2527594 13014801 13014801 63033 44782 55200 59200 65870 288085 13302886 3808806 0.97830 0.97710 X 0 1 X 77631 33254 44377 141298 134565 6733 837814 614003 223811 274921 CASH - DRS HOLDINGS 760342 SECURITY DEPOSIT 56667 817009 DEFERRED RENT 191121 191121 X 3483848 2532 191703 33532 227767 3256081 0 3256081 3572321 191703 33532 225235 3347086 0 3347086 PART IV, LINE 2B: DRS HOLDING ACCOUNTS REPRESENT AMOUNTS HELD FOR PARTIES TO DISPUTE RESOLUTIONS SERVICES ("DRS") CASES BEING ADMINISTERED BY THE ORGANIZATION. DURING THE PENDENCY OF THESE CASES, THESE FUNDS WILL BE DISBURSED TO NEUTRALS AND FOR CPR SERVICES. UPON RESOLUTION OF A MATTER, ANY SURPLUS FUNDS ARE RETURNED TO THE PARTIES. THE FUNDS ARE HELD BY CPR PURSUANT TO A CONTRACT, THE CPR RULES FOR ADMINISTERED ARBITRATION AND/OR OTHER CPR RULES. PART X, LINE 2: FOR THE YEAR ENDED JUNE 30, 2020, CPR HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES, AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: ADDITIONAL MEETING EXPENSES DEDUCTED ON PART VIII, LINE 8B 33,532. PART XII, LINE 2D - OTHER ADJUSTMENTS: ADDITIONAL MEETING EXPENSES DEDUCTED ON PART VIII, LINE 8B 33,532. CLA EVENT 1617550 1488300 129250 166532 1617550 1488300 129250 166532 166532 -37282 X X 0 0 0 0 0 0 0 1 0 ELIZABETH CORMAN EVP OPERATIONS & CFO 178581 0 23000 0 0 0 10079 0 5600 0 217260 0 0 0 OLIVIER ANDRE SVP, INTERNATIONAL 140000 0 13500 0 0 0 7675 0 4264 0 165439 0 0 0 HELENA ERICKSON TAVARES SVP, DRS 172000 0 15000 0 0 0 9350 0 5195 0 201545 0 0 0 ANNA HERSHENBERG VP PROG. PUBLIC POL. & CORP. COUNSEL 162500 0 17500 0 0 0 0 0 5000 0 185000 0 0 0 NOAH HANFT PRESIDENT & CEO (THRU 6/30/2019) 132500 0 20000 0 0 0 0 0 2889 0 155389 0 0 0 PART I, LINE 7 THE FOLLOWING EMPLOYEES RECEIVED BONUS COMPENSATION DURING THE YEAR: ALLEN WAXMAN $27,500 ELIZABETH CORMAN $23,000 ERIC GROWCOCK $6,000 OLIVIER ANDRE $13,500 HELENA ERICKSON $15,000 ANNA HERSHENBERG $17,500 NOAH HANFT $20,000 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO THE FINANCE COMMITTEE FOR REVIEW AND APPROVAL. THIS COMMITTEE HAS THE AUTHORITY OF THE FULL BOARD OF DIRECTORS TO APPROVE ON THEIR BEHALF. THE FORM 990 IS THEN SUBSEQUENTLY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C STAFF ARE REQUIRED TO SIGN AN ACKNOWLEDGMENT ANNUALLY THAT THEY HAVE READ AND UNDERSTAND THE EMPLOYEE HANDBOOK WHICH INCLUDES ALL POLICIES AND PROCEDURES INCLUDING CONFLICT OF INTEREST. THE BOARD OF DIRECTORS IS REQUESTED TO DISCLOSE CONFLICTS AS THEY ARISE, AND ALSO TO AFFIRM THEIR STATUS ANNUALLY. IF THE BOARD OF DIRECTORS OR A COMMITTEE DETERMINES THAT A CONFLICT OF INTEREST EXISTS, THEN THE INDIVIDUAL WITH THE CONFLICT OF INTEREST MAY NOT PARTICIPATE IN THE VOTE, NOR MAY HE OR SHE BE PRESENT DURING VOTING OR DELIBERATIONS ON THE MATTER. THE BOARD OF DIRECTORS OR A COMMITTEE SHOULD ALSO ADEQUATELY DOCUMENT ITS DECISION AND DELIBERATIONS IN THE CORPORATE RECORDS. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION WAS RECOMMENDED BY THE SEARCH FIRM HIRED TO CONDUCT THE SEARCH PROCESS. THEY COMPARED COMPENSATION DATA FROM BOTH NON-PROFIT EXECUTIVES AND THOSE IN THE LEGAL FIELD WITH SUFFICIENT EXPERIENCE TO LEAD THE ORGANIZATION. THE COMPENSATION PACKAGE WAS REVIEWED BY THE BOARD SEARCH COMMITTEE AND APPROVED BY THE FULL BOARD OF DIRECTORS. COMPENSATION FOR KEY EMPLOYEES, INCLUDING OFFICERS, IS DETERMINED BY A REVIEW OF SIMILAR POSITIONS IN A NON-PROFIT ORGANIZATION AS WELL AS ANY APPLICABLE LEGAL OR MANAGERIAL EXPERIENCE NECESSARY TO PERFORM THE JOB. OFFICER'S SALARIES ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE LAST COMPENSATION REVIEW TOOK PLACE AUGUST 2019. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICY OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G MARKETING CONSULTING: PROGRAM SERVICE EXPENSES 146,906. MANAGEMENT AND GENERAL EXPENSES 493. FUNDRAISING EXPENSES 13,226. TOTAL EXPENSES 160,625. OTHER CONSULTING: PROGRAM SERVICE EXPENSES 248,724. MANAGEMENT AND GENERAL EXPENSES 835. FUNDRAISING EXPENSES 22,392. TOTAL EXPENSES 271,951. FORM 990, PART X LINE 24: THE PPP LOAN, WHICH WAS IN THE FORM OF A NOTE DATED APRIL 9, 2020, MATURES ON APRIL 9, 2022 AND BEARS AN INTEREST RATE OF 1% PER ANNUM, WITH INTEREST ACCRUING ON THE UNPAID PRINCIPAL BALANCE. NO PAYMENTS OF PRINCIPAL OR INTEREST ARE DUE DURING THE SIX-MONTH PERIOD BEGINNING ON THE DATE OF THE PPP LOAN (THE "DEFERRAL PERIOD"). THE PPP LOAN AND ACCRUED INTEREST MAY BE FORGIVABLE AFTER EIGHT WEEKS AS LONG AS THE ORGANIZATION USES THE LOAN PROCEEDS FOR ELIGIBLE PURPOSES, INCLUDING PAYROLL, BENEFITS, RENT AND UTILITIES, AND MAINTAINS ITS PAYROLL LEVELS. CPR HAS USED THE ENTIRE LOAN AMOUNT FOR QUALIFYING EXPENSES AND BELIEVES IT WILL MEET THE CONDITIONS FOR FORGIVENESS. THE BALANCE OF THE LOAN AT JUNE 30, 2020 WAS $204,330. THE PPP LOAN IS RECORDED AS A NOTE PAYABLE IN THE LIABILITIES SECTION OF THE BALANCE SHEET. IF FORGIVEN, THE FULL PPP LOAN AMOUNT WILL BE RECOGNIZED AS CONTRIBUTION REVENUE.