2021-05-17T10:17:47-05:00 2020-06-30 410746749 CLIFTONLARSONALLEN LLP TWO INTERNATIONAL PLACE 22ND FLOOR BOSTON MA 02110 990 2019-07-01 046130872 HAMPSHIRE COLLEGE TRUSTEES HAMP 4135494600 893 WEST STREET AMHERST MA 01002 THOMAS E DYBICK CFO & TREASURER 4135494600 2021-05-15 1 LAURA J KENNEY P00202198 6177170831 2021-05-14 2019 2022-09-23 18:48:47Z THOMAS E DYBICK 893 WEST STREET AMHERST MA 01002 72938347 0 X WWW.HAMPSHIRE.EDU X 1965 MA INSPIRE STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE AND POSITIVE CHANGE. 20 17 1211 460 919260 0 8663973 7613240 68352099 41899796 4659529 2029936 8739605 2224793 90415206 53767765 32383400 20497670 0 0 31819562 20760568 0 0 1428549 23041523 20059785 87244485 61318023 3170721 -7550258 118588222 115794333 31015168 44108831 87573054 71685502 THE MISSION OF HAMPSHIRE COLLEGE IS TO FOSTER A LIFELONG PASSION FOR LEARNING, INQUIRY, AND ETHICAL CITIZENSHIP THAT INSPIRES STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE, AND POSITIVE CHANGE IN THE WORLD AND, BY DOING SO, TO TRANSFORM HIGHER EDUCATION. 0 0 43677043 20497670 36397885 INSTRUCTIONAL AND OTHER EDUCATIONAL ACTIVITIES:HAMPSHIRE COLLEGE PROVIDES INSTRUCTION FOR 696 FTE UNDERGRADUATE STUDENTS AND EMPLOYS 85 FTE FACULTY. EDUCATIONAL DELIVERY ALSO INCLUDES STUDENT FINANCIAL AID PROGRAMS. FINANCIAL AID INCLUDES GRANTS, SCHOLARSHIPS, AND GOVERNMENT AID AWARDS TO ASSIST STUDENTS IN THE FINANCIAL COST OF ATTENDING HAMPSHIRE COLLEGE. 96% OF OUR FACULTY HAVE PH.D OR OTHER TERMINAL DEGREES IN THEIR FIELDS. ACCREDITATION: HAMPSHIRE COLLEGE IS FULLY ACCREDITED BY THE NEW ENGLAND ASSOCIATION OF SCHOOLS AND COLLEGES. MEMBERSHIP IN THE ASSOCIATION INDICATES THAT THE INSTITUTION HAS BEEN CAREFULLY EVALUATED AND FOUND TO MEET STANDARDS AGREED UPON QUALIFIED EVALUATORS. 5004572 0 5288400 STUDENT SERVICES PROGRAMS: INCLUDES THE COST OF HEALTH SERVICES, RECREATIONAL ATHLETICS, DEAN OF STUDENT'S OFFICE EXPENSES AND OTHER SUPPORT SERVICES FOR 696 STUDENTS. HAMPSHIRE IS ONE OF 44 COLLEGES PROFILED IN COLLEGES THAT CHANGE LIVES (CTCL) FOR "DEVELOPING POTENTIAL, VALUES, INITIATIVE, AND RISK-TAKING" IN STUDENTS. CTCL SAYS OF HAMPSHIRE, "NO COLLEGE HAS STUDENTS WHOSE INTELLECTUAL THYROIDS ARE MORE ACTIVE OR WHOSE MINDS ARE MORE COMPASSIONATELY ENGAGED." ON ANY GIVEN DAY, A HAMPSHIRE STUDENT CAN ENJOY 200+ STUDENT ACTIVITIES, 100+ STUDENT GROUPS, 63 BOOKSTORES, 30 MUSEUMS, 19 ART GALLERIES, 21 THEATERS STAGES, 35 CONCERT VENUES, 12 DANCE CLUBS, 220 BIKE TRAILS, 69 PIZZA PLACES, 19 COFFEE HOUSES, 18 BAKERIES, 14 HEALTH FOOD STORES AND 68 RESTAURANTS THAT DELIVER. 2291332 0 213511 SEE SCHEDULE O 50972947 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 145 0 1 1211 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 20 17 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 1 1 1 0 0 DC MD MA MI NV NH OH OR WA X THOMAS E DYBICK 4135494600 893 WEST STREET AMHERST MA 01002 MIRIAM NELSON FORMER PRESIDENT (UNTIL 4/19) 0.00 X 858330 0 35568 MARY MCENEANY TREASURER (UNTIL 7/19) 35.00 X 330939 0 27722 EVA RUESCHMANN VP FOR AA/DEAN OF FACULTY 35.00 X 218400 0 24905 DANIEL BALLANTINEUNTIL 419 FORMER CHIEF ADVANCEMENT OFFICER 0.00 X 223413 0 17868 JONATHAN LASH FORMER PRESIDENT (UNTIL 6/19) 0.00 X 151503 0 15596 AARON BERMAN FACULTY 35.00 X 156383 0 10382 BETH WARD SECRETARY 35.00 X 139249 0 16912 EDWARD WINGENBACH PRESIDENT 35.00 X X 120458 0 34240 JENNIFER CHANDLER CHIEF OF STAFF 35.00 X 137691 0 8558 YANIRIS FERNANDEZ ASSOC. VP OF AA 35.00 X 125432 0 19966 ELIZABTH CONLISK FACULTY 35.00 X 116681 0 17284 SUSAN DARLINGTON FACULTY 35.00 X 121498 0 10613 DJOLA BRANNER VP OF STUDENT AFFAIRS 35.00 X 110208 0 10355 ANNIE ROGERS FACULTY TRUSTEE (UNTIL 12/19) 35.00 X 101487 0 16831 WM JOSIAH ERIKSON STAFF TRUSTEE 35.00 X 89633 0 8805 LISE SANDERS FACULTY TRUSTEE 35.00 X 75112 0 15543 JENNIFER CHRISLER CHIEF ADVANCEMENT OFFICER 35.00 X 70328 0 6127 THOMAS DYBICK CFO 35.00 X 19013 0 0 KENNETH ROSENTHAL INTERIM PRESIDENT (APRIL-JULY 2019) 35.00 X X 4 0 0 JORDAN STRAUSS TRUSTEE 1.00 X 0 0 0 JOSE FUENTES CHAIR 3.00 X X 0 0 0 JULIE SCHECTER TRUSTEE 1.00 X 0 0 0 ELLE K CHAN TRUSTEE 1.00 X 0 0 0 DAYNA CUNNINGHAM TRUSTEE 1.00 X 0 0 0 HENRY ASTOR TRUSTEE 1.00 X 0 0 0 JESUS COLMENARES ALUMNI TRUSTEE 1.00 X 0 0 0 DAVID MATHESON TRUSTEE 1.00 X 0 0 0 LUCY-ANN MCFADDEN TRUSTEE 1.00 X 0 0 0 WILLIAM NULL VICE CHAIR 2.00 X X 0 0 0 CAROL SALZMAN TRUSTEE 1.00 X 0 0 0 ANTHONY THOMAS TRUSTEE 1.00 X 0 0 0 CAROL VARNEY TRUSTEE 1.00 X 0 0 0 STEPHAN JOST TRUSTEE 1.00 X 0 0 0 CATHERINE SMITH VICE CHAIR 2.00 X X 0 0 0 ELLEN STURGIS TRUSTEE 1.00 X 0 0 0 ELI ALEJO STUDENT TRUSTEE 1.00 X 0 0 0 3165762 0 297275 14 1 1 0 UNIVERSITY HEALTH SERVICES UNIVERSITY OF MASSACHUSETTS AMHERST MA 01003 HEALTH SERVICES 870043 FIVE COLLEGES INC 95 SPRING STREET AMHERST MA 01002 ADMINISTRATIVE SERVICES 692980 MT HOLYOKE COLLEGE 50 COLLEGE STREET SOUTH HADLEY MA 01075 PUBLIC SAFETY 286156 SETH MIAS CATERING PO BOX 538 LEEDS MA 01053 CATERING SERVICES 238876 THE REGISTRY THREE CENTENNIAL DRIVE PEABODY MA 01960 EMPLOYMENT SERVICES 110601 7 1564387 6048853 1651027 7613240 TUITION AND FEES 900099 36397885 36397885 BOARD 722320 4828732 4828732 ROOM 721000 459668 459668 SPONSORED RESEARCH 900099 213511 213511 41899796 763438 763438 20437080 19170582 1266498 1266498 1266498 AUXILIARY ENTERPRISES 721000 1706246 786986 919260 HAMPSHIRE COLLEGE CHILD CENTER 624410 356905 356905 161642 161642 2224793 53767765 43043687 919260 2191578 19715176 19715176 782494 782494 1275520 417812 618173 239535 15192779 12722876 1749906 719997 938635 782145 112008 44482 2198408 1919355 118019 161034 1155226 931048 155962 68216 333091 333091 26905 26905 92663 92663 111 111 436823 436823 1482232 793332 688900 175048 175048 907070 646648 188030 72392 566300 283150 283150 2269070 1832552 436518 265748 254419 942 10387 32549 31456 222 871 723250 620414 102836 2806301 2407283 399018 1234897 617448 617449 RESEARCH & SPONSORED PR 2291332 2291332 FIVE COLLEGES CONSORTIU 1047893 70617 977276 HEALTH SERVICES CONTRAC 749208 749208 4619294 2929134 1578525 111635 61318023 50972947 8916527 1428549 7175399 9813803 3763396 2752768 332595 254030 93329 73853 130854555 82818961 50689396 48035594 8735672 19128857 45306565 33419329 2491870 2316099 118588222 115794333 752950 10024885 1169892 1707593 25533923 28815457 367844 339659 3190559 3221237 31015168 44108831 X 32663198 33373010 54909856 38312492 87573054 71685502 118588222 115794333 X -7550258 -747296 -7589998 X 0 1 X 1 1 1 X 12982604 9122133 2599248 8663973 7613240 40981198 12982604 9122133 2599248 8663973 7613240 40981198 8510893 32470305 1124602 704844 800962 3629921 763438 7023767 1312270 1113573 423584 6125240 161642 9136309 57141274 338791139 0.56820 0.55320 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: AUX ENTERPRISES - 2015 AMOUNT: $ 395,205. 2016 AMOUNT: $ 492,797. CHILD CARE CENTER - 2015 AMOUNT: $ 145,323. 2016 AMOUNT: $ 207,068. OTHER INCOME - 2015 AMOUNT: $ 771,742. 2016 AMOUNT: $ 413,708. 2017 AMOUNT: $ 423,584. 2018 AMOUNT: $ 6,125,240. 2019 AMOUNT: $ 161,642. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 111 111 0 PART II-B, LINE 1: THE COLLEGE HAS PAID MEMBERSHIP DUES TO A CERTAIN ORGANIZATION, AND A PORTION OF THE MEMBERSHIP FEE HAS BEEN ALLOCATED TO LOBBYING EXPENSES BY THE MEMBERSHIP ORGANIZATION. 481971 X X X 0 54529932 194582 812316 403503 2407396 52725931 53436333 1208512 2470403 2585316 54529932 48461670 2375852 7098320 4499509 53436333 39606271 1761117 10031128 361587 2217247 358012 48461670 39307711 4175000 -236931 478653 2845122 315734 39606271 0.19150 0.58300 0.22550 1 0 3877606 3877606 93289239 49734835 43554404 24932283 24892508 39775 8755427 8191618 563809 48035594 NON-US EQUITY FUND 15505923 F HEDGE FUND 8380766 F REAL ASSET 3647211 F PRIVATE EQUITY 5232112 F PRIVATE PARTNERSHIPS 553226 F POOLED LIFE INCOME FUND 100091 F 33419329 CONTINGENT ASSET RETIREMENT OBLIG. 3221237 3221237 X 32085976 -747296 -747296 32833272 436823 20497670 20934493 53767765 40383530 0 40383530 436823 20497670 20934493 61318023 PART III, LINE 4: ART COLLECTION - THE COLLEGE'S ART COLLECTION CONSISTS PRIMARILY OF PAINTINGS, PHOTOGRAPHS, PRINTS AND SCULPTURES THAT ARE PERIODICALLY DISPLAYED IN OUR LIBRARY GALLERY WITH NO COST FOR ADMISSION. THE WORKS CAN ALSO BE USED AS EDUCATIONAL MATERIALS FOR OUR STUDENTS WORKING ON VARIOUS DIVISION PROJECTS. LIBRARY COLLECTION - THE HAROLD F. JOHNSON LIBRARY PROMOTES THE ACADEMIC GOALS OF THE COLLEGE, TEACHING, RESEARCH, AND LEARNING. OUR COLLECTIONS REFLECT THE INTELLECTUAL INTERESTS AND CONCERNS OF OUR STUDENTS AND FACULTY, WITH PARTICULAR FOCUS ON THE CURRICULUM OF THE FIVE SCHOOLS OF NATURAL SCIENCE, SOCIAL SCIENCE, HUMANITIES, ARTS, AND CULTURAL STUDIES, INTERDISCIPLINARY ARTS, AND COGNITIVE SCIENCE. LIBRARIANS PROVIDE INSTRUCTION AND SUPPORT IN LOCATING AND CRITICALLY EVALUATING INFORMATION IN ANY FORM AND HELP PROVIDE ACCESS TO RESOURCES, ONLINE AND IN PRINT. STUDENTS AND FACULTY USING THE HAMPSHIRE COLLEGE LIBRARY ALSO HAVE ACCESS TO ALL THE LIBRARY RESOURCES OF OUR CONSORTIAL NEIGHBORS: AMHERST COLLEGE, MOUNT HOLYOKE COLLEGE, SMITH COLLEGE, AND THE UNIVERSITY OF MASSACHUSETTS - AMHERST. IN ADDITION, THROUGH FULL-TEXT DATABASES AND INTER-LIBRARY LOAN, STUDENTS AND FACULTY HAVE ACCESS TO A WIDER WORLD OF INFORMATION RESOURCES. PART V, LINE 4: ENDOWMENT FUNDS ARE DESIGNATED FOR THE FOLLOWING PURPOSES: UNRESTRICTED OPERATIONS, ACADEMIC DIVISIONS, COMPENSATION, RESEARCH, PUBLIC SERVICE AND EXTENSION, LIBRARY OPERATIONS, MAINTENANCE OF PLANT, STUDENT AID, AND OTHER PURPOSES. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - THE COLLEGE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE COLLEGE HAS ASSESSED UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF STUDENT AID AWARDED PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF STUDENT AID AWARDED 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 HAMPSHIRE COLLEGE'S NONDISCRIMINATION POLICY CAN BE FOUND ON OUR WEBSITE AT: HTTP://WWW.HAMPSHIRE.EDU/DISCOVER-HAMPSHIRE/NOTICE-OF-NON-DISC RIMINATION. SCHEDULE E, PART I, LINE 6 HAMPSHIRE COLLEGE RECEIVES FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION IN THE FORM OF PELL GRANTS, SEOG GRANTS, FEDERAL WORK STUDY FUNDS, AND ACG FUNDS. LINE 6 DURING FISCAL YEAR ENDED JUNE 30, 2020, THE COLLEGE RECEIVED A PAYCHECK PROTECTION PLAN LOAN GRANTED BY THE U.S. DEPARTMENT OF TREASURY THROUGH THE SMALL BUSINESS ADMINISTRATION UNDER THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY ACT (CARES ACT). 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES PROGRAM STUDIES 9490 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PROGRAM STUDIES 3000 EUROPE 0 0 PROGRAM SERVICES CONFERENCE 3927 EUROPE 0 0 PROGRAM SERVICES PROGRAM STUDIES 3600 EUROPE 0 0 PROGRAM SERVICES RESEARCH 4972 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 1392 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES PROGRAM STUDIES 350 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES PROGRAM STUDIES 3847 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTING 8380766 CENTRAL AMERICA AND THE CARIBBEAN GRANTS STUDYING ABROAD 289431 EAST ASIA AND THE PACIFIC GRANTS STUDYING ABROAD 91789 EUROPE GRANTS STUDYING ABROAD 334456 SOUTH AMERICA GRANTS STUDYING ABROAD 5000 SUB-SAHARAN AFRICA GRANTS STUDYING ABROAD 15835 NORTH AMERICA GRANTS STUDYING ABROAD 29297 SOUTH ASIA GRANTS STUDYING ABROAD 5250 MIDDLE EAST AND NORTH AFRICA GRANTS STUDYING ABROAD 11436 0 0 0 0 0 0 30578 9163260 9193838 TUITION & LIVING EXPENSES CENTRAL AMERICA & CARIBBEAN 15 289431 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EAST ASIA & THE PACIFIC 7 91789 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EUROPE 23 334456 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SOUTH AMERICA 1 5000 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SUB-SAHARAN AFRICA 2 15835 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES NORTH AMERICA 3 29297 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SOUTH ASIA 1 5250 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES MIDDLE EAST & NORTH AFRICA 1 11436 CREDIT TO ACCOUNT 1 0 1 0 1 0 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE COLLEGE MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY (A-133/UNIFORM GUIDANCE). IN ADDITION, GRANTS MADE IN FOREIGN COUNTRIES FOR THE PURPOSE OF THE COLLEGE'S STUDY ABROAD PROGRAM ARB ENTERED INTO USING A CONTRACTUAL AGREEMENT OUTLINING THE SERVICES TO BE DELIVERED. THIS ACTIVITY IS MONITORED BY THE GLOBAL EDUCATION OFFICE AND THE BUSINESS OFFICE. THE MANNER OF CASH DISBURSEMENTS TO SCHOLARSHIP AND FINANCIAL AID RECIPIENTS WAS A DIRECT CREDIT TO EACH STUDENT'S ACCOUNT. THE MANNER OF CASH DISBURSEMENTS FOR ALL STUDY ABROAD PROGRAMS IS WIRE TRANSFER. PART I, LINE 3: RECORDS ARE MAINTAINED FOR ALL EXPENDITURES; RECEIPTS ARE REQUIRED FOR ALL REIMBURSEMENTS. PART III ACCOUNTING METHOD: 1 TUITION EXCHANGE WAIVER 4 129500 CIC EXCHANGE WAIVER 1 50030 HAMPSHIRE COLLEGE GRANTS 498 11736455 DIV III GRANTS 8 2400 YELLOW RIBBON GRANT 4 18116 FOREIGN STUDENT GRANT 19 511272 CITIZENS SCHOLARSHIP AWARD 2 2000 NATIONAL SERVICE AWARDS 8 11932 NON SATIS SCIRE 184 1534500 CHANGEMAKER AWARD 13 246676 PRESIDENTIAL SCHOLARSHIP 1 6000 COMMUNITY SCHOLARSHIP 56 292325 ARTS IN ACTION 101 765000 COMMUNITY ENGAGEMENT/SOCIAL CHANGE 60 446000 EMERGING SCIENTISTS 25 208000 HUMANITAS 87 738750 INKWELL 33 250000 INNOVATORS 26 187000 PHI THETA KAPPA 12 105500 SUSTAINABLE FUTURE 54 491500 SEOG 197 307069 GILBERT STATE AWARDS 59 126260 COLLEGE WORK STUDY 557 129051 ENDOWED SCHOLARSHIPS 79 403503 ACTION IN IDEAS SCHOLARSHIP 32 255500 NOVITATIS SCHOLARSHIP 20 207000 SCRIBERE VERUM EST SCHOLARSHIP 22 215500 HEERF STUDENT EMERGENCY FUND 241 338337 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE MAJORITY OF GRANTS GIVEN TO STUDENTS IN THE UNITED STATES PRIMARILY CONSIST OF NEED-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE: COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE AND FREE APPLICATION FOR FEDERAL STUDENT AID. SCHOLARSHIPS AND SIMILAR AMOUNTS GIVEN TO STUDENTS AS FINANCIAL AID ARE APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. HAMPSHIRE COLLEGE GRANT AID ASSISTANCE IS GENERALLY LIMITED TO THE AMOUNT OF TUITION. THE COLLEGE ALSO OFFERS FINANCIAL AID IN THE FORM OF MERIT-BASED SCHOLARSHIPS. THESE ARE SIMILARLY APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE AND DO NOT EXCEED THE AMOUNT OF TUITION. X X 1 0 X X X X 1 0 0 0 0 0 0 0 0 MIRIAM NELSON FORMER PRESIDENT (UNTIL 4/19) 94407 0 0 0 763923 0 8077 0 27491 0 893898 0 0 0 MARY MCENEANY TREASURER (UNTIL 7/19) 325838 0 0 0 5101 0 26500 0 1222 0 358661 0 0 0 EVA RUESCHMANN VP FOR AA/DEAN OF FACULTY 215962 0 0 0 2438 0 17718 0 7187 0 243305 0 0 0 DANIEL BALLANTINEUNTIL 419 FORMER CHIEF ADVANCEMENT OFFICER 55898 0 0 0 167515 0 17868 0 0 0 241281 0 0 0 JONATHAN LASH FORMER PRESIDENT (UNTIL 6/19) 139831 0 0 0 11672 0 12733 0 2863 0 167099 0 0 0 AARON BERMAN FACULTY 148969 0 0 0 7414 0 6289 0 4093 0 166765 0 0 0 BETH WARD SECRETARY 116245 0 0 0 23004 0 11307 0 5605 0 156161 0 0 0 EDWARD WINGENBACH PRESIDENT 117896 0 0 0 2562 0 4000 0 30240 0 154698 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN INDIVIDUALS - AS A CONDITION OF EMPLOYMENT, THE PRESIDENT OF THE COLLEGE IS PROVIDED WITH HOUSING OWNED BY THE COLLEGE. ALL COSTS TO MAINTAIN THE HOME, INCLUDING A HOUSEKEEPER, WERE PAID FOR BY THE COLLEGE. THE COLLEGE PROVIDES THE PERSONAL SERVICES TO THE PRESIDENT AT NO ADDITIONAL COST, AND NONE OF THE BENEFITS WERE TREATED AS TAXABLE INCOME FOR THE PRESIDENT. PART I, LINE 4A MIRIAM NELSON RECEIVED SEVERANCE OF $763,923 OF 2 YEARS SALARY, IN APRIL 2019 DANIEL BALLANTINE RECEIVED SEVERANCE OF $167,515 1-YEAR SALARY, IN APRIL 2019 A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2012-12-17 14225000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2016-02-02 15000000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 A 3721092 14225000 201383 14023617 2012 0 1 1 1 B 847627 15002209 299165 6713379 7987456 2016 0 0 0 1 A 0 0 0 0 0.00000 0.02000 0.02000 0 0 1 B 0 0 0 0 0.00000 0.02000 0.02000 0 0 1 A 0 1 0 0 1 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 3 THE DIFFERENCE BETWEEN THE ORIGINAL PROCEEDS AND PART II, LINE 3 IS RELATED TO THE INVESTMENT INCOME ACCRUAL UPON THE COMPLETION OF THE PROJECT. X 37 1651027 FMV 0 1 0 PART I, LINE 32B: GIFT ACCEPTANCE POLICY - PART I, LINE 31: THE COLLEGE'S GIFT ACCEPTANCE POLICY IS AVAILABLE FROM THE OFFICE OF INSTITUTIONAL ADVANCEMENT UPON REQUEST. COLUMN (B) REPORTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART III, LINE 4C: SPONSORED RESEARCH AND RESTRICTED EXPENSES: INCLUDES ALL PRIVATE AND FEDERAL FUNDS RECEIVED FOR SPONSORED RESEARCH AND RESTRICTED ACTIVITIES. GRANTS FROM CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES SUPPORT EDUCATIONAL PROGRAMMING, PROGRAM DEVELOPMENT, INDIVIDUAL FACULTY RESEARCH, AND ENDOWED SCHOLARSHIPS. THERE WERE NO GRANTS ($30,000 OR ABOVE) AWARDED TO HAMPSHIRE COLLEGE DURING THE PERIOD OF 07/01/19 06/30/20. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER TO ELECT GOVERNING BODY - THE STUDENT BODY ELECTS A STUDENT TRUSTEE AND AN ALTERNATE. THE FACULTY ELECTS A FACULTY TRUSTEE. THE STAFF ELECTS A STAFF TRUSTEE. FORM 990, PART VI, SECTION A, LINE 8B OTHER OFFICERS COMPENSATION IS REVIEWED BY THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW - MANAGEMENT OF THE COLLEGE IS RESPONSIBLE FOR PREPARING A DRAFT OF FORM 990 WITH THE ASSISTANCE OF AN OUTSIDE PUBLIC ACCOUNTING FIRM. THE COMPLETED DRAFT OF FORM 990 IS PROVIDED TO THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES IN ADVANCE OF THE FILING DEADLINE TO ENABLE A REVIEW BY ALL MEMBERS OF THE COMMITTEE WITH SENIOR MANAGEMENT AND THE COLLEGE'S TAX ADVISOR FROM A PUBLIC ACCOUNTING FIRM. ALL QUESTIONS AND CONCERNS OF THE AUDIT COMMITTEE MEMBERS ARE ADDRESSED AND INCORPORATED INTO FORM 990 AS APPROPRIATE. AFTER THE AUDIT COMMITTEE'S REVIEW, ALL MEMBERS OF THE BOARD OF TRUSTEES ARE PROVIDED A COPY OF THE COMPLETED FORM 990 IN ADVANCE OF THE FILING DEADLINE VIA A DEDICATED WEBSITE. AFTER INPUT FROM THE BOARD OF TRUSTEES AND THE AUDIT COMMITTEE HAS BEEN APPROPRIATELY ADDRESSED, FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE COLLEGE ANNUALLY REQUIRES DISCLOSURES OF CONFLICTS OF INTEREST THROUGH A CONFLICT OF INTEREST FORM. THE TRUSTEES ARE EMAILED THE CONFLICT OF INTEREST FORM FROM THE BUSINESS OFFICE VIA THE COLLEGE'S SECRETARY, AND THE COMPLETED FORMS ARE RETURNED TO THE BUSINESS OFFICE. IF A COMPLETED CONFLICT OF INTEREST FORM DISCLOSES A CONFLICT, IT IS GIVEN TO THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE VP FOR FINANCE AND ADMINISTRATION REVIEWS THE FORMS AND THEN SENDS THEM TO THE AUDIT AND COMPLIANCE COMMITTEE IF THE DISCLOSURE IS SOMETHING THAT THE COMMITTEE NEEDS TO BE AWARE OF. THE TRUSTEES RECUSE THEMSELVES FROM VOTING ON MATTERS IN WHICH THEY HAVE A CONFLICT. THE MINUTES OF SUCH MEETING SHALL REFLECT THAT A DISCLOSURE WAS MADE, AND A TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MATTER MAY REQUEST THE BOARD OR COMMITTEE TO RESOLVE THE QUESTION BY MAJORITY VOTE. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION REVIEW AND APPROVAL - THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS THE COMPENSATION OF THE PRESIDENT. THE PROCESS INCLUDES REVIEWING COMPARABLE DATA TO DETERMINE APPROPRIATE COMPENSATION LEVELS. THE DOCUMENTED PROCESS AND DECISIONS MADE ARE PRESERVED IN HUMAN RESOURCES. THE EXECUTIVE COMMITTEE IS EMPOWERED TO APPROVE THE ANNUAL COMPENSATION OF THE PRESIDENT, AND THE EXECUTIVE COMMITTEE, OR A SUBSET THEREOF, MEETS WITH THE PRESIDENT ANNUALLY FOR A FORMAL EVALUATION AFTER RECEIVING INPUT FROM THE FULL BOARD. THE OTHER OFFICERS' COMPENSATION IS REVIEWED BY THE PRESIDENT. COMPARATIVE SALARY DATA AS WELL AS PROPOSED SALARIES ARE BROUGHT BY THE PRESIDENT TO THE EXECUTIVE COMMITTEE FOR REVIEW. THE PRESIDENT MAKES THE FINAL SALARY DECISIONS FOR ALL COLLEGE OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE COLLEGE'S BY-LAWS, CODE OF CONDUCT, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE COLLEGE'S WEBSITE: WWW.HAMPSHIRE.EDU, FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE OF THE MASSACHUSETTS ATTORNEY GENERAL. FORM 990 IS ALSO AVAILABLE AT WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: CIVIL LIBERTIES AND PUBLIC POLICY PROGRAM -7,589,968. OTHER CHANGES -30. FORM 990, PART XI, LINE 9 THE COLLEGE TRANSFERRED NET ASSETS FROM ITS CIVIL LIBERTIES AND PUBLIC POLICY PROGRAM TO THIRD SECTOR NEW ENGLAND, INC., A SECTION 501(C)(3) CHARITY, AND IS PENDING APPROVAL BY THE MASSACHUSETTS ATTORNEY GENERAL. CHARITABLE REMAINDER TRUSTS(5) 893 WEST STREET AMHERST MA 01022 CHARITABLE TRUST MA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0