2021-11-15T08:47:12-06:00 2020-12-31 610480236 LOUIS T ROTH & CO PLLC 2100 GARDINER LANE 207 LOUISVILLE KY 40205 990PF 2020-01-01 464148510 CLIFTON FOUNDATION INC CLIF 5028826251 710 WEST MAIN ST - 3RD FLOOR LOUISVILLE KY 40202 JAMES SEILER DIRECTOR 5028826251 2021-11-15 JAMES SEILER 999009999 Jamie R Laws P00429327 5024598100 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 11039639 X 10000 85303 85303 125233 1497282 125233 2415 2415 222951 212951 0 0 0 7658 0 7658 55107 55107 0 2 2 0 71875 767 0 378 0 378 135020 55876 8036 483600 483600 618620 55876 491636 -395669 157075 -74188 121453 121453 60611 228776 228776 2495287 2049684 3318233 5380002 5066130 7371177 7861712 7466043 11039639 0 0 X 0 0 4896109 4896109 2965603 2569934 7861712 7466043 7861712 7466043 7861712 -395669 0 7466043 0 7466043 BBR PARTNERS - SHORT TERM P 15451 15126 325 325 BBR PARTNERS - LONG TERM P 1075738 981525 94213 94213 BBR EQUITY - LONG SHORT P 175000 130637 44363 44363 BBR ACTIVE EQUITY - LONG ONLY P 101150 -101150 -101150 BBR ACTIVE EQUITY - LONG ONLY P 48674 48674 48674 BBR ALO P 175000 143611 31389 31389 Capital Gains Dividends P 7419 7419 7419 125233 2183 0 2183 0 2183 7500 0 2000 0 9500 18 7299 7299 0 0 0 0 0 0 0 0 0 0 0 1 1 KY 1 0 0 0 0 1 N/A JAMES SEILER 5028826251 710 W MAIN ST - 3RD FLOOR LOUISVILLE KY 40202 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 LAURA LEE BROWN 710 W MAIN STREET 3RD FLOOR LOUISVILLE KY 40202 PRESIDENT/DIRECTOR 2.00 0 0 0 STEVEN WILSON 710 W MAIN STREET 3RD FLOOR LOUISVILLE KY 40202 SECRETARY/DIRECTOR 1.00 0 0 0 JAMES SEILER 710 W MAIN STREET 3RD FLOOR LOUISVILLE KY 40202 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 3165654 230188 7371177 10767019 0 0 10767019 161505 10605514 530276 530276 2183 2183 528093 0 528093 0 528093 491636 0 491636 0 491636 528093 0 0 219238 278827 178945 342419 102820 1122249 491636 0 0 0 491636 0 36457 36457 1085792 0 0 0 0 0 0 182781 903011 278827 178945 342419 102820 X ACLU KY FOUNDATION REPRODUCTIVE FREEDOM PROJECT 315 GUTHRIE ST SUITE 300 LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 1500 AMERICAN FARMLAND TRUST 1150 CONNECTICUT AVE NW SUITE 600 WASHINGTON DC 20036 NONE PUBLIC GENERAL FUND 3000 BERNHEIM ARBORETUM & RESEARCH FOREST PO BOX 130 CLERMONT KY 40110 NONE PUBLIC GENERAL FUND 4000 BLUEGRASS LAND CONSERVANCY 450 OLD VINE ST SUITE 105 LEXINGTON KY 40507 NONE PUBLIC GENERAL FUND 6000 CATHOLIC CHARITIES ATTN MARISSA CASTELLANOS MSW 2235 WEST MARKET STREET LOUISVILLE KY 40212 NONE PUBLIC GENERAL FUND 1000 THE CENTER FOR WOMEN AND FAMILIES PO BOX 2048 LOUISVILLE KY 40201 NONE PUBLIC GENERAL FUND 1500 COMMONWEALTH FUND FOR KET TV 580 COOPER DRIVE LEXINGTON KY 40502 NONE PUBLIC GENERAL FUND 1000 COMMONWEALTH THEATRE CENTER 1123 PAYNE STREET LOUISVILLE KY 40204 NONE PUBLIC GENERAL FUND 2000 COMMUNITY FOUNDATOIN OF LOUISVILLE WATERFRONT PLAZA 325 W MAIN STREET SUITE 1110 LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 50000 CREASEY MAHAN NATURE PRESERVE 12501 HARMONY LANDING RD GOSHEN KY 40026 NONE PUBLIC GENERAL FUND 250 CREATIVE CAPITAL 15 MAIDEN LANE FLOOR 18 NEW YORK NY 10038 NONE PUBLIC GENERAL FUND 20000 ELEVATOR ARTIST RESOURCE CO ALISON HUFF 1525 HOERTZ AVE LOUISVILLE KY 40217 NONE PUBLIC GENERAL FUND 15000 EMERGE KENTUCKY PO BOX 701262 LOUISVILLE KY 40270 NONE PUBLIC GENERAL FUND 300 FILSON HISTORICAL SOCIETY 1310 S THIRD STREET LOUISVILLE KY 40208 NONE PUBLIC GENERAL FUND 1800 FRAZIER INTERNATIONAL MUSEUM 829 WEST MAIN STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 200 FUND FOR THE ARTS 623 WEST MAIN STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 20000 THE HEALING PLACE 1020 WEST MARKET STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 5000 HILDEGARD HOUSE PO BOX 5613 LOUISVILLE KY 40255 NONE PUBLIC GENERAL FUND 500 HITE ART INSTITUTE - UOFL 104 SCHNEIDER HALL 2301 S 3RD ST LOUISVILLE KY 40292 NONE PUBLIC GENERAL FUND 1000 HOSPARUS HEALTH 3532 EPHRAIM MCDOWELL DR LOUISVILLE KY 40205 NONE PUBLIC GENERAL FUND 10000 HOSPARUS-HOSPICE OF LOUISVILLE PO BOX 35425 LOUISVILLE KY 40232 NONE PUBLIC GENERAL FUND 500 IFYE ASSOCIATION OF THE USA INC 9340 WARNER ROAD PLAIN CITY OH 43064 NONE PUBLIC GENERAL FUND 1000 KENTUCKY COLLEGE OF ART & DESIGN AT SPALDING UNIVERSITY ATTN MEGHAN GREENW 505 W ORMSBY AVE LOUISVILLE KY 40203 NONE PUBLIC GENERAL FUND 113125 KENTUCKY DOCUMENTARY PHOTOGRAPHIC PROJECT 1302 WILLOW AVE LOUISVILLE KY 40204 NONE PUBLIC GENERAL FUND 1000 KENTUCKY FAIRNESS ALLIANCE 2263 FRANKFORT AVE LOUISVILLE KY 40206 NONE PUBLIC GENERAL FUND 500 KENTUCKY 4-H FOUNDATION 212 SCOVELL HALL LEXINGTON KY 40546 NONE PUBLIC GENERAL FUND 5000 KENTUCKY MUSEUM OF ARTS & CRAFTS 715 WEST MAIN STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 22000 KENTUCKY RESOURCES COUNCIL INC PO BOX 1070 FRANKFORT KY 40602 NONE PUBLIC GENERAL FUND 5000 THE LAND INSTITUTE 2440 EAST WATER WELL ROAD SALINA KS 67401 NONE PUBLIC GENERAL FUND 1000 LIBERTY HALL HISTORICAL SITE 202 WILKINSON STREET FRANKFORT KY 40601 NONE PUBLIC GENERAL FUND 75 LOUISVILLE BALLET 315 E MAIN STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 10000 LOUISVILLE CENTRAL COMMUNITY CENTER INC 1300 W MUHAMMAD ALI BLVD LOUISVILLE KY 40203 NONE PUBLIC GENERAL FUND 2000 LOUISVILLE COLLEGIATE SCHOOL 2427 GLENMARY AVE LOUISVILLE KY 40204 NONE PUBLIC GENERAL FUND 100 LOUISVILLE DOWNTOWN DEVELOPMENT CORP 556 SOUTH FOURTH STREET LOUISVILLE KY 40202 NONE PUBLIC megand - 11/11/21 04:42PM Worksheet Private Foundation 200 LOUSVILLE FUND FOR THE VISUAL ARTS INC 713 EAST MARKET STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 500 LOUISVILLE PUBLIC MEDIA 619 S 4TH STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 2000 LOUISVILLE STORY PROGRAM 851 S 4TH STREET LOUISVILLE KY 40203 NONE PUBLIC GENERAL FUND 10000 LOUISVILLE VISUAL ART ASSOCIATION 1538 LYTLE STREET LOUISVILLE KY 40203 NONE PUBLIC GENERAL FUND 500 THE MORTON CENTER 1028 BARRETT AVE LOUISVILLE KY 40204 NONE PUBLIC GENERAL FUND 1500 MUHAMMAD ALI CENTER 144 NORTH SIXTH STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 5000 THE NATURE CONSERVANCY OF KENTUCKY 114 WOODLAND AVE LEXINGTON KY 40502 NONE PUBLIC GENERAL FUND 22500 OLDHAM COUNTY HISTORICAL SOCIETY 106 NORTH 2ND AVE LAGRANGE KY 40031 NONE PUBLIC GENERAL FUND 2000 PEOPLE FOR THE AMERICAN WAY FOUNDATION 1101 15TH STREET NW 6TH FLOOR WASHINGTON DC 20005 NONE PUBLIC GENERAL FUND 1000 PLANNED PARENTHOOD FEDERATION OF AMERICA ATTN ONLINE SERVICES PO BOX 97166 WASHINGTON DC 20090 NONE PUBLIC GENERAL FUND 30000 PRESERVATION LOUISVILLE 631 S 5TH STREET LOUISVILLE KY 40202 NONE PUBLIC GENERAL FUND 300 RIVER FIELDS INC 1201 STORY AVE SUITE 215 LOUISVILLE KY 40206 NONE PUBLIC GENERAL FUND 4200 SPEED ART MUSEUM 2035 SOUTH 3RD STREET LOUISVILLE KY 40208 NONE PUBLIC GENERAL FUND 15000 ST CLEMENT'S EPISCOPAL CHURCH CO JANET DOUGHERTY BISHOP'S WARDEN 244 ST MATTHEW AVE LOUISVILLE KY 40207 NONE PUBLIC GENERAL FUND 300 ST FRANCIS SCHOOL 11000 W HIGHWAY 42 GOSHEN KY 40026 NONE PUBLIC GENERAL FUND 10100 SUNDANCE INSTITUTE 5900 WILSHIRE BLVD STE 800 LOS ANGELES CA 90036 NONE PUBLIC GENERAL FUND 1000 SUSTAINABLE HEALTH ENTERPRISES 1221 STATE STREET SUITE 12 91260 SANTA BARBARA CA 93101 NONE PUBLIC GENERAL FUND 500 SWEET BRAIR COLLEGE PO BOX 1057 SWEET BRAIR VA 24595 NONE PUBLIC GENERAL FUND 1000 THE BAIL PROJECT ATTN DEVELOPMENT PO BOX 750 VENICE CA 90294 NONE PUBLIC GENERAL FUND 2000 TOKEN 3 CLUB 3439 BRECKENRIDGE LANE LOUISVILLE KY 40220 NONE PUBLIC GENERAL FUND 300 USET FOUNDATION PO BOX 355 GLADSTONE NJ 07934 NONE PUBLIC GENERAL FUND 50000 WATERFRONT BOTANICAL GARDENS 1435 FRANKFORT AVE LOUISVILLE KY 40206 NONE PUBLIC GENERAL FUND 3000 BETTY STOLPEN MAJOR GIFTS OFFICER WHITNEY MUSEUM OF AMERICAN ART 99 GANSEVOORT STREET NEW YORK NY 10014 NONE PUBLIC GENERAL FUND 15000 WITNESS FOR PEACE PO BOX 6078 MINNEAPOLIS MN 55406 NONE PUBLIC GENERAL FUND 250 YEW DELL GARDENS 6220 OLD LAGRANGE ROAD CRESTWOOD KY 40014 NONE PUBLIC GENERAL FUND 100 483600 0 14 85303 14 2415 18 125233 0 212951 0 212951 0 0 0 0 0 0 0 0 0 0 X X 1 SUTHERLAND FOUNDATION 710 WEST MAIN STREET STE 300 LOUISVILLE KY 40202 10000 X ACCOUNTING 7658 0 7658 INVESTMENT-BBR STOCK 2049684 3318233 INVESTMENT-BBR EQUITY-LONG/SHORT AT COST 2466894 3753830 INVESTMENT-BBR ABSOLUTE AT COST 913065 1335138 INVESTMENT-BBR ALO AT COST 1686171 2282209 BANK FEES 378 0 378 BBR ACTIVE EQUITY - LONG ONLY 2415 2415 2415 BBR BROKERAGE/INVESTMENT FEES 48015 48015 0 BBR ACTIVE EQUITY - LONG ONLY - INVESTMENT FEES 7092 7092 0 EXCISE TAX 71108 0 0 FOREIGN TAX 767 767 0