2021-12-07T22:50:44-06:00 2021-06-30 953001179 WINDES INC PO BOX 87 LONG BEACH CA 908010087 990 2020-07-01 956123757 CALIFORNIA STATE UNIVERSITY FOUNDATION CALI 5629514810 401 GOLDEN SHORE LONG BEACH CA 90802 AARON J MOORE CFO 5629514810 2021-12-02 1 AARON MOORE 999009999 DONITA M JOSEPH P00286656 5624351191 2021-11-30 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z LARRY SALINAS 401 GOLDEN SHORE LONG BEACH CA 90802 23660568 0 X HTTP://WWW.CALSTATE.EDU/FOUNDATION/ X 1962 CA THE MISSION OF THE CALIFORNIA STATE UNIVERSITY FOUNDATION IS TO ENHANCE THE EDUCATIONAL EXCELLENCE OF THE CALIFORNIA STATE UNIVERSITY IN TEACHING, LEARNING, COMMUNITY SERVICE, AND APPLIED RESEARCH. 18 17 0 20 1434 0 7081783 7526858 1400 739 1375008 3349756 170755 267290 8628946 11144643 8284964 5484773 0 0 0 0 0 0 6578 660772 371886 8945736 5856659 -316790 5287984 43844906 56910001 7978396 9606774 35866510 47303227 X ESTABLISHED IN 1962, THE FOUNDATION IS THE CENTRAL FOUNDATION FOR THE CALIFORNIA STATE UNIVERSITY (CSU) SYSTEM AND SERVES THE OFFICE OF THE CHANCELLOR. THE FOUNDATION EXISTS TO SUPPORT EXCELLENCE IN TEACHING AND LEARNING, AND TO SERVE THE NATIONAL, STATE AND REGIONAL INTERESTS OF THE UNIVERSITY. THE CSU FOUNDATION IS COMMITTED TO ENHANCING AND PROMOTING THE CSU AS A LEADER OF VALUE AND QUALITY IN HIGHER EDUCATION. 0 0 2084425 2084425 SUPPORT OF MAJOR CSU INITIATIVES SUCH AS IMPROVING THE GRADUATION RATE AND TEACHER PREPARATION THROUGH COLLABORATION WITH EXTERNAL FUNDERS. 890689 651654 739 THE CSU FOUNDATION SUPPORTED THE EDUCATIONAL AND GOVERNANCE ACTIVITIES OF THE 23 UNIVERSITY CAMPUSES, THROUGH REGULAR MEETINGS OF ITS TRUSTEES, PRESIDENTS, EMPLOYEES, AND ALUMNI LEADERS AS WELL AS PROVIDING EMPLOYEE RECOGNITION. 2748694 2748694 THE CSU FOUNDATION PROVIDED SCHOLARSHIPS TO 570 STUDENTS THROUGHOUT THE CSU SYSTEM. 5723808 1 1 0 1 0 0 0 0 0 1 0 1 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X X ALICE KIM 5629514627 401 GOLDEN SHORE LONG BEACH CA 90802 RONALD R BARHORST CHAIR 1.00 X X 0 0 0 KRISTIN CRELLIN SECRETARY 1.00 X X 0 0 0 MICHAEL A LUCKI TREASURER 1.00 X X 0 0 0 MICHAEL LIZARRAGA VICE CHAIR 1.00 X X 0 0 0 HECTOR V BARRETO DIRECTOR UNTIL 12/23/2021 1.00 X 0 0 0 PETER BRIGHTBILL DIRECTOR 1.00 X 0 0 0 RONALD FONG DIRECTOR 1.00 X 0 0 0 GEORGE M MARCUS DIRECTOR 1.00 X 0 0 0 ALI C RAZI DIRECTOR 1.00 X 0 0 0 SHARI M SLATE DIRECTOR 1.00 X 0 0 0 KERI ASKEW BAILEY DIRECTOR 1.00 X 0 0 0 JACQUELINE TRAPP DIRECTOR 1.00 X 0 0 0 GADDI H VASQUEZ DIRECTOR 1.00 X 0 0 0 SCOTT WELLS DIRECTOR 1.00 X 0 0 0 GILLIAN A WRIGHT DIRECTOR 1.00 X 0 0 0 HENRY T PEREA DIRECTOR 1.00 X 0 0 0 TIMOTHY P WHITE EX-OFFICIO/CHANCELLOR UNTIL 12/31/2020 2.00 70.00 X 0 584797 173940 KIMBERLEY GOODE DIRECTOR AS OF 3/15/21 1.00 X 0 0 0 FRED RUIZ DIRECTOR AS OF 3/15/21 1.00 X 0 0 0 JOSEPH I CASTRO EX-OFFICIO/CHANCELLOR AS OF 1/1/2021 2.00 70.00 X 0 0 0 GARRETT P ASHLEY PRESIDENT UNTIL 4/30/21 3.00 57.00 X 0 316742 119544 LORI A REDFEARN VICE PRESIDENT 6.00 34.00 X 0 212806 86241 AARON J MOORE CHIEF FINANCIAL OFFICER 18.00 22.00 X 0 115620 59020 WENDY CHAVIRA GARCIA ASSISTANT SECRETARY 18.00 22.00 X 0 91595 51350 LARRY SALINAS PRESIDENT AS OF 5/1/21 3.00 57.00 X 0 0 0 0 1321560 490095 0 0 1 0 0 7526858 437250 7526858 MEETING REGISTRATION FEES 900099 739 739 739 446562 1434 445128 15419119 12515925 2903194 2903194 2903194 ADMINISTRATIVE FEES 900099 190370 190370 MISCELLANEOUS 900099 76920 76920 267290 11144643 268029 1434 3348322 2631079 2631079 2853694 2853694 1641 1641 37600 37600 4082 4082 37958 37958 11626 11626 6551 6507 44 27124 27124 5337 5328 9 5231 5231 OTHER EXPENSES 227485 210819 16666 FUNDRAISING 7251 673 6578 5856659 5723808 126273 6578 1913207 3008117 1328631 3398760 48098 20093 24817360 30976090 7810789 10039830 7926821 9467111 43844906 56910001 3420 7030 7974976 9599744 7978396 9606774 X 5326687 6903889 30539823 40399338 35866510 47303227 43844906 56910001 5287984 6148733 0 X 0 1 X 1 0 X 5423211 7629215 9217533 7087783 7526858 36884600 298944 329797 357741 396516 412757 1795755 5722155 7959012 9575274 7484299 7939615 38680355 14610635 24069720 681003 636267 724544 553716 446562 3042092 1356 38415 1434 41205 131513 163337 155266 170755 267291 888162 42651814 78275 0.56430 0.60520 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ADMINISTRATIVE FEES - 2016 AMOUNT: $ 112,704. 2017 AMOUNT: $ 147,784. 2018 AMOUNT: $ 141,484. 2019 AMOUNT: $ 161,653. 2020 AMOUNT: $ 190,370. MISCELLANEOUS - 2016 AMOUNT: $ 18,809. 2017 AMOUNT: $ 15,553. 2018 AMOUNT: $ 13,782. 2019 AMOUNT: $ 9,102. 2020 AMOUNT: $ 76,921. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4082 0 0 0 0 0 0 0 1 4082 0 0 0 4082 0 PART I-A, LINE 1: CLASS OF 4 MILLION / #CSUFORCA FACE MASKS FOR LEGISLATURE 0 0 27828185 420770 8187396 945027 206214 35285110 25106297 2736359 1044268 895065 4143 159531 27828185 25070216 321271 781457 891499 20019 155129 25106297 23614906 349777 1970775 714169 26021 125052 25070216 19183856 2700731 2529395 783656 15420 23614906 0.01000 0.54000 0.45000 0 0 0 VENTURE CAPITAL AND PARTNERSHIPS 24431 F ALTERNATIVE INVESTMENTS 10015399 F 10039830 CRUT RECEIVABLES 150912 OTHER CURRENT ASSETS 69641 CHARITABLE GIFT ANNUITY 9246558 9467111 CRUT PAYABLES 150912 ALUMNI COUNCIL LIABILITY 167096 CHARITABLE GIFT ANNUITY 9246558 UNCLEARED COLLECTION 35178 9599744 X 17668175 6148733 412757 6561490 11106685 37958 37958 11144643 6231458 412757 412757 5818701 37958 37958 5856659 PART V, LINE 4: EACH OF THE FOUNDATION'S ENDOWMENTS HAS BEEN ESTABLISHED TO SUPPORT A SCHOLARSHIP OR PROGRAM FUND RECORDED IN TEMPORARILY RESTRICTED NET ASSETS. PART V, LINE 1F: FOR 2017-18, THE CSU FOUNDATION CHANGED WHAT ITEMS ARE INCLUDED IN ADMINISTRATIVE EXPENSES FOR ENDOWMENTS. IN PRIOR YEARS, ONLY INVESTMENT MANAGEMENT FEES WERE INCLUDED. BEGINNING IN 2017-18, WE ALSO INCLUDED OUR INTERNAL ENDOWMENT MANAGEMENT FEE OF 0.50% CHARGED TO EACH ENDOWMENT ANNUALLY TO FUND THE ADMINISTRATIVE COSTS INCURRED BY THE FOUNDATION FOR MANAGING THE ENDOWMENT. PART X, LINE 2: FIN 48: THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF TAX POSITIONS, SUCH AS ITS FILING STATUS OF TAX-EXEMPT, ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. THE FOUNDATION IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUTE OF LIMITATIONS FOR FEDERAL AND CALIFORNIA STATE PURPOSES IS GENERALLY THREE AND FOUR YEARS, RESPECTIVELY. 1 THE REGENTS OF THE UNIV OF MICHIGAN BOX 223131 PITTSBURGH PA 15251 386006309 501(C)(3) 150000 CSU CERTIFICATE SEQUENCE PARTICIPANTS IN THE TEACHINGWORKS PROGRAM TELACU EDUCATION FOUNDATION 5400 E OLYMPIC BLVD STE 300 COMMERCE CA 90022 954384333 501(C)(3) 15000 SPONSORSHIP OF TELACU'S BUILDING THE DREAM GALA CSUN FOUNDATION 18111 NORDHOFF ST UNIVERSITY HALL 110 NORTHRIDGE CA 91330 956196006 501(C)(3) 14186 ANNUAL ENDOWMENT DISTRIBUTION FOR THE REAL ESTATE AND LAND USE INSTITUTE PROGRAM SUPPORT CSU NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 GOVERNMENT 26400 74347 FMV DONATION OF HAND SANITIZER AND HEADSETS ANNUAL ENDOWMENT DISTRIBUTION FOR THE REAL ESTATE AND LAND USE INSTITUTE STUDENT SCHOLARSHIPS PROGRAM CSUDH PHILANTHROPIC FOUNDATION 1000 E VICTORIA STREET WH-425 CARSON CA 90747 473097839 501(C)(3) 60000 SUBAWARD FUNDS TO SUPPORT EXTENDED EDUCATION REGISTRATION FEES FOR IN-SERVICE TEACHERS CSU BAKERSFIELD FOUNDATION 9001 STOCKDALE HWY - 19AW BAKERSFIELD CA 93311 952643086 501(C)(3) 15000 FACULTY INNOVATION AND LEADERSHIP AWARD RECIPIENT JOHN TARJAN'S CHARITABLE DONATION CHICANO LATINO YOUTH LEADERSHIP PROJECT PO BOX 161566 SACRAMENTO CA 95816 943069819 501(C)(3) 20000 SPONSORSHIP OF THE 2020 LEADERSHIP CONFERENCE CAL ASIAN CHAMBER OF COMMERCE 2331 ALHAMBRA BLVD 100 SACRAMENTO CA 95817 383737264 501(C)(6) 5000 SPONSORSHIP OF THE 2020 RESILIENCY & RECOVERY CONFERENCE A2MEND PO BOX 151 ELK GROVE CA 95759 711037144 501(C)(3) 7500 SPONSORSHIP OF THE 2021 VIRTUAL A2MEND 14TH ANNUAL AFRICAN AMERICAN MALE SUMMIT CSU BAKERSFIELD 9001 STOCKDALE HIGHWAY BAKERSFIELD CA 93311 770314545 GOVERNMENT 5305 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU CHANNEL ISLANDS ONE UNIVERSITY DRIVE CAMARILLO CA 93012 912153805 GOVERNMENT 5121 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU CHICO 400 WEST FIRST STREET CHICO CA 95929 680219874 GOVERNMENT 10631 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU DOMINGUEZ HILLS 1000 E VICTORIA STREET CARSON CA 90747 931043787 GOVERNMENT 16360 FMV DONATION OF HAND SANITIZER AND HEADSETS DONATION OF HAND SANITIZER AND HEADSETS CSU EAST BAY 25800 CARLOS BEE BLVD HAYWARD CA 94542 946390556 GOVERNMENT 49802 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU FRESNO 5241 N MAPLE AVE FRESNO CA 93740 770217681 GOVERNMENT 14747 FMV DONATION OF HAND SANITIZER AND HEADSETS DONATION OF HAND SANITIZER AND HEADSETS CSU FULLERTON 800 N STATE COLLEGE BLVD FULLERTON CA 92831 330632102 GOVERNMENT 19219 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU LOS ANGELES 5151 STATE UNIVERISTY DR LOS ANGELES CA 90032 954386558 GOVERNMENT 30539 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CAL MARITIME ACADEMY 200 MARITIME ACADEMY DR VALLEJO CA 94590 680316355 GOVERNMENT 21803 FMV DONATION OF HAND SANITIZER AND HEADSETS DONATION OF HAND SANITIZER AND HEADSETS CSU MONTEREY BAY 100 CAMPUS CENTER SEASIDE CA 93955 911785970 GOVERNMENT 33630 FMV DONATION OF HAND SANITIZER AND HEADSETS DONATION OF HAND SANITIZER AND HEADSETS CAL POLY POMONA 3801 W TEMPLE AVE POMONA CA 91768 954255659 GOVERNMENT 39272 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU SACRAMENTO 6000 J ST SACRAMENTO CA 95819 680365325 GOVERNMENT 13571 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU SAN BERNARDINO 5500 UNIVERSITY PKWY SAN BERNARDINO CA 92407 330644150 GOVERNMENT 21749 FMV DONATION OF HAND SANITIZER AND HEADSETS DONATION OF HAND SANITIZER AND HEADSETS SAN DIEGO STATE 5500 CAMPANILE DR SAN DIEGO CA 92182 330373293 GOVERNMENT 13302 FMV DONATION OF HAND SANITIZER AND HEADSETS DONATION OF HAND SANITIZER AND HEADSETS SAN JOSE STATE 1 WASHINGTON SQUARE SAN JOSE CA 95192 770414438 GOVERNMENT 6868 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS SONOMA STATE 1801 EAST COTATI AVE ROHNERT PARK CA 94928 680338225 GOVERNMENT 22703 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS CSU STANISLAUS 1 UNIVERSITY CIRCLE TURLOCK CA 95382 770207337 GOVERNMENT 5591 FOR MASKS, AVERAGE PRICE FROM 3 WEB VENDORS; FMV FOR HAND SANITIZER; MSRP FO DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS DONATION OF HAND SANITIZER, PROTECTIVE MASKS, HEADSETS TRUSTEES OF THE CSU 401 GOLDEN SHORE LONG BEACH CA 90802 912155587 GOVERNMENT 1900439 SEE SCHEDULE I, PART IV EXCELENCIA IN EDUCATION 1156 15TH ST NW SUITE 1001 WASHINGTON DC 20005 200927912 501(C)(3) 10000 SPONSORSHIP - HISPANIC SERVING INSTITUTIONS NATIONAL ASSOCIATION OF PRES ASSIST PO BOX 10390 CONWAY AR 72034 760379482 501(C)(3) 5000 SPONSORSHIP AND ANNUAL MEMBERSHIP THE UNIVERSITY CORPORATION 1600 HOLLOWAY AVENUE SAN FRANCISCO CA 94132 941384645 501(C)(3) 60000 SUBAWARD FUNDS TO SUPPORT EXTENDED EDUCATION REGISTRATION FEES FOR IN-SERVICE TEACHERS UNITELA 1500 WILSHIRE BLVD SUITE 1750 LOS ANGELES CA 90017 820576380 501(C)(3) 5000 SPONSORSHIP - CASH FOR COLLEGE 30 1 SCHOLARSHIPS OR FINANCIAL ASSISTANCE 570 2756516 GRANTS TO OTHER INSTIUTIONS 30172 PART I, LINE 2: THE CSU FOUNDATION RECEIVES FUNDS FROM FOUNDATIONS, CORPORATIONS, AND INDIVIDUALS TO MAKE GRANTS AND GIVE OTHER ASSISTANCE TO DOMESTIC ENTITIES. IN THESE CASES WE ADHERE TO THE ELIGIBILITY AND STANDARDS STIPULATED BY THE FUNDING SOURCES. WE ALSO PROVIDE SCHOLARSHIPS TO DOMESTIC INDIVIDUALS, AND ARE GUIDED BY THE SCHOLARSHIP FUNDING SOURCES ON THE ELIGIBILITY STANDARDS THEY ESTABLISH. IN COLLABORATION WITH FINANCIAL AID OFFICERS, WE REVIEW THE MATERIALS UPON SUBMISSION, AND ONCE SATISFIED THAT REQUIREMENTS ARE MET, MAKE SELECTIONS. THE FINANCIAL AID OFFICES ARE RESPONSIBLE FOR SEEING THAT STUDENTS MAINTAIN ENROLLMENT DURING THE SCHOLARSHIP PERIOD THEREAFTER. SCHEDULE I, PART II, TRUSTEES OF THE CSU, COLUMN (H) 696,299.00 DATA SYSTEMS SUPPORT GRANT - SPONSORED PROGRAMS 320,000.00 PATHWAYS TO NEW TEACHER EXCELLENCE GRANT - SPONSORED PROGRAMS 299,619.00 CENTER FOR TRANSFORMATIONAL EDUCATOR PREPARATION PROGRAM GRANT - SPONSORED PROGRAMS 295,964.00 TEACHER PREP DATA MODEL IMPLEMENTATION GRANT - SPONSORED PROGRAMS 105,000.00 TEACHER PREP DATA MODEL IMPLEMENTATION GRANT - SPONSORED PROGRAMS 66,953.00 TEACHER PREP DATA MODEL IMPLEMENTATION GRANT - SPONSORED PROGRAMS 47,502.00 HOUSING STIPEND FOR JULY - DECEMBER 2020 47,502.00 HOUSING STIPEND FOR JANUARY - JUNE 2021 21,600.00 MOVING AND RELOCATION ------------ 1,900,439.00 SCHEDULE I, PART III CSU FOUNDATION ADHERES TO THE STANDARDS AND REPORTING REQUIREMENTS STIPULATED BY THE FUNDING SOURCES FOR GRANTS TO DOMESTIC ENTITIES AND FOR SCHOLARSHIPS TO DOMESTIC INDIVIDUALS. X X 1 1 0 0 0 0 0 0 0 0 0 TIMOTHY P WHITE EX-OFFICIO/CHANCELLOR UNTIL 12/31/20 0 472849 0 0 0 111948 0 144354 0 29586 0 758737 0 0 GARRETT P ASHLEY PRESIDENT UNTIL 4/30/21 0 304190 0 0 0 12552 0 92598 0 26946 0 436286 0 0 LORI A REDFEARN VICE PRESIDENT 0 212548 0 0 0 258 0 65005 0 21236 0 299047 0 0 AARON J MOORE CHIEF FINANCIAL OFFICER 0 115560 0 0 0 60 0 36184 0 22836 0 174640 0 0 PART I, LINE 1A AT THE CHANCELLOR'S DISCRETION, EXECUTIVE STAFF MAY BE REIMBURSED FOR SPOUSAL TRAVEL EXPENDITURES WHEN THE SPOUSE PERFORMS OFFICIAL CSU DUTIES AND THE SPOUSE IS REGISTERED AS A CSU VOLUNTEER. IN ADDITION, AT ITS MEETING ON NOVEMBER 13-14, 2018, THE CSU BOARD OF TRUSTEES PASSED A RESOLUTION STATING: "THE CHANCELLOR SHALL RECEIVE A $7,917 MONTHLY HOUSING ALLOWANCE OF NON-STATE FUNDS TO SUPPLEMENT THE COST OF A RESIDENCE. THESE FUNDS ARE TO BE PAID BY THE FOUNDATION ENDOWMENT CREATED THROUGH AN ORIGINAL DONOR GIFT TO SUPPORT THE HOUSING AND HOSPITALITY-RELATED FUNCTIONS FOR THE CHANCELLOR OF THE CALIFORNIA STATE UNIVERSITY AND SUPPLEMENTED BY THE PROCEEDS OF THE SALE OF THE STATE UNIVERSITY HOUSE LOCATED IN LONG BEACH." PART I, LINE 1B THE CSU FOUNDATION ABIDES BY RESTRICTIONS OUTLINED IN THE CSU HOSPITALITY POLICY, WHICH REQUIRES THAT THERE BE SUBSTANTIATION BEFORE EXPENSES OF AN INSIDER ARE REIMBURSED. PART I, LINE 3 THE CEO RECEIVES COMPENSATION FROM THE CALIFORNIA STATE UNIVERSITY, A RELATED ORGANIZATION. THIS COMPENSATION IS SET BY THE CALIFORNIA STATE UNIVERSITY BOARD OF TRUSTEES AND HIS ROLE AS CEO OF THE CSU FOUNDATION IS AFFIRMED BY THE CSU FOUNDATION BOARD OF GOVERNORS. THE CEO RECEIVES NO COMPENSATION FROM THE CSU FOUNDATION. BOARD OF TRUSTEES POLICY ON COMPENSATION SCOPE THIS POLICY GOVERNS COMPENSATION FOR ALL CALIFORNIA STATE UNIVERSITY (CSU) EMPLOYEES. GUIDING PRINCIPLES IT IS THE INTENT OF THE BOARD OF TRUSTEES TO COMPENSATE ALL CSU EMPLOYEES IN A MANNER THAT IS FAIR, REASONABLE, COMPETITIVE, AND FISCALLY PRUDENT IN RESPECT TO SYSTEM BUDGET AND STATE FUNDING. THE GOAL OF THE CSU CONTINUES TO BE TO ATTRACT, MOTIVATE, AND RETAIN THE MOST HIGHLY QUALIFIED INDIVIDUALS TO SERVE AS FACULTY, STAFF, AND EXECUTIVES, WHOSE KNOWLEDGE, EXPERIENCE, AND CONTRIBUTIONS CAN ADVANCE THE UNIVERSITY'S MISSION. THE CSU ADHERES TO COMPENSATION PRACTICES THAT ARE FAIR AND EQUITABLE IN DESIGN, APPLICATION, AND DELIVERY. IMPLEMENTATION THE CSU WILL CONSISTENTLY EVALUATE COMPETITIVE AND FAIR COMPENSATION FOR ALL EMPLOYEES BASED ON PERIODIC MARKET COMPARISON SURVEYS AND THE DEPTH OF SKILL AND EXPERIENCE OF AN INDIVIDUAL EMPLOYEE. IN ADDITION, THE CSU WILL MAINTAIN AND UPDATE ANNUALLY A TIERED LIST OF CSU COMPARISON INSTITUTIONS FOR APPLICABLE EMPLOYEE GROUPS. THE LIST MAY TAKE INTO ACCOUNT GEOGRAPHIC LOCATION, ENROLLMENT, PERCENT OF PELL ELIGIBLE STUDENTS, BUDGET, RESEARCH FUNDING, AND SUCH OTHER VARIABLES AS DEEMED APPROPRIATE. COMPENSATION WILL BE GUIDED WITH REFERENCE TO THE MEAN AND/OR MEDIAN OF THE APPROPRIATE TIER OF COMPARISON INSTITUTIONS, TOGETHER WITH AN INDIVIDUAL'S REPUTATION, AND LENGTH, DEPTH AND EFFECTIVENESS OF APPLICABLE EXPERIENCE, AND OTHER MERITORIOUS ACHIEVEMENT AND CONTRIBUTIONS TO THE SUCCESS OF THE CSU. THE COMPENSATION SYSTEM FOR THE CSU SHALL (A) BE ADMINISTERED IN A MANNER THAT COMPLIES WITH ALL APPLICABLE FEDERAL, STATE, AND LOCAL REGULATIONS AND LAWS, AND (B) BE CONSISTENT WITH APPLICABLE ADMINISTRATIVE POLICIES, RULES AND COLLECTIVE BARGAINING AGREEMENTS. PRESIDENTIAL COMPENSATION WHEN A PRESIDENTIAL VACANCY OCCURS, THE SUCCESSOR PRESIDENT'S SALARY SHOULD NOT EXCEED THE INCUMBENT'S SALARY BY MORE THAN 10%. ANY AMOUNT IN EXCESS OF THE INCUMBENT'S SALARY SHALL BE BASED UPON CRITERIA SUCH AS EXTRAORDINARY CIRCUMSTANCES, KNOWLEDGE AND/OR EXPERIENCE OR ABILITY TO CONTRIBUTE TO AND ADVANCE THE UNIVERSITY'S MISSION, AND MARKET CONDITIONS. A PRESIDENT'S SALARY MAY ONLY BE FUNDED WITH STATE FUNDS. THE CHANCELLOR SHALL HAVE AUTHORITY TO NEGOTIATE RECOMMENDED STARTING SALARIES FOR PRESIDENTS. THE CHANCELLOR SHALL PRESENT THE RECOMMENDED SALARY TO THE BOARD OF TRUSTEES FOR APPROVAL. PRESIDENTIAL SALARY ASSESSMENT: CURRENTLY, THE POLICIES AND PROCEDURES FOR REVIEW OF PRESIDENTS REQUIRE ANNUAL REVIEWS WITH THE CHANCELLOR AND TRIENNIAL REVIEWS BY THE BOARD OF TRUSTEES. IN THESE REVIEWS, THE PRESIDENT'S PERFORMANCE IS REVIEWED AGAINST THE GOALS AND CRITERIA FOR LEADERSHIP EXPECTATIONS. EFFECTIVE WITH BOARD OF TRUSTEES REVIEWS OCCURRING IN 2020 AND BEYOND, A PRESIDENTIAL SALARY ASSESSMENT WILL ALSO BE CONDUCTED THAT CONSIDERS PRESIDENTIAL PERFORMANCE, THE MARKET DATA AND MAKES RECOMMENDATIONS TO THE TRUSTEES IF A COMPENSATION ADJUSTMENT MAY BE WARRANTED. A SALARY ADJUSTMENT DURING TRIENNIAL PERFORMANCE REVIEWS DOES NOT PROHIBIT THE INCUMBENT FROM BEING ELIGIBLE FOR THE ANNUAL MERIT INCREASE PROGRAM AS PROVIDED TO OTHER NON-REPRESENTED EMPLOYEES. THE BOARD RETAINS THE RIGHT TO MAKE ADJUSTMENTS AS NECESSARY AT OTHER TIMES FOR A PRESIDENT WHEN A SIGNIFICANT EQUITY OR RETENTION ISSUE IS IDENTIFIED. THE CHANCELLOR SHALL RECOMMEND PRESIDENTIAL SALARY ADJUSTMENTS TO THE TRUSTEES FOR APPROVAL. PART II, LINES 1, 2, 3, AND 4 THE CHANCELLOR, PRESIDENT OF THE CSU FOUNDATION, VICE PRESIDENT OF THE CSU FOUNDATION, AND CHIEF FINANCIAL OFFICER OF THE CSU FOUNDATION RECEIVE COMPENSATION FROM THE CALIFORNIA STATE UNIVERSITY, A RELATED ORGANIZATION. X HAND SANITIZERS 97452 331716 X HEADSETS 2300 91885 X PPE MASKS 52000 10920 X WINE 78 2729 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY FOR THE REVIEW AND APPROVAL OF THE ORGANIZATION'S FORM 990 (INCLUDING ALL PERTINENT SCHEDULES) BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. A FINAL COPY OF THE FORM 990 WILL BE FORWARDED TO THE ENTIRE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND KEY CSU STAFF ARE ANNUALLY ASKED TO REVIEW AND AFFIRM THAT THEY HAVE NO CONFLICTS OF INTEREST AS DESCRIBED IN THE CONFLICT OF INTEREST POLICY STATEMENT. UPON THE IDENTIFICATION OF ANY CONFLICT, THE INFORMATION IS THEN FORWARDED TO THE EXECUTIVES OF THE BOARD AND APPROPRIATE ACTION IS TAKEN. THIS ACTION MAY RANGE FROM THE BOARD NOT APPROVING A CONTRACT BASED ON POTENTIAL CONFLICT TO REMOVAL FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE ENTITY DOES NOT HAVE A PROCESS FOR DETERMINING COMPENSATION FOR THE TOP MANAGAGEMENT OFFICIAL, OFFICERS, OR KEY EMPLOYEES AS THESE EMPLOYEES ARE NOT COMPENSATED BY THE ENTITY. THE ENTITY HAS NO EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANICAL STATEMENTS ARE POSTED TO THE ORGANIZATION'S WEBSITE AT: HTTP://WWW.CALSTATE.EDU/FOUNDATION/ CALIFORNIA STATE UNIVERSITY 401 GOLDEN SHORE LONG BEACH CA 90802 954601267 EDUCATION CA STATE OF CA 0 CHARITABLE REMAINDER UNITRUSTS TRUST CA CA STATE UNIVERSITY FOUNDATION T 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0