2021-11-19T11:59:05-06:00 2021-05-31 271155496 ROBERT LEE & ASSOCIATES LLP 999 W TAYLOR STREET STE A SAN JOSE CA 95126 990 2020-06-01 941613808 THE HARKER SCHOOL HARK 4085535770 4525 UNION AVE SAN JOSE CA 95124 MARTY BRADFORD CFO 4085335770 2021-11-17 1 MARTY BRADFORD 999009999 SCOTT R SMEAD P01208759 4088556770 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z BRIAN YAGER 4525 UNION AVE SAN JOSE CA 95124 136251265 0 X WWW.HARKER.ORG X 1965 CA COLLEGE PREP EDUCATION WITH EMPHASIS ON KINDNESS, RESPECT AND INTEGRITY. 13 9 857 300 0 0 7777836 20087541 102242303 95921697 1994837 502538 774259 312935 112789235 116824711 8894394 9199703 0 0 56673333 57783501 0 0 1695507 25857783 14695453 91425510 81678657 21363725 35146054 231890385 293258672 42235585 67343882 189654800 225914790 THE SCHOOL'S MISSION IS TO EDUCATE STUDENTS FOR SUCCESS AT COLLEGE AND BEYOND, AND TO FOSTER KINDNESS, RESPECT AND INTEGRITY WITHIN A SAFE AND NURTURING ENVIRONMENT. 0 0 67533168 9199703 94265307 THE HARKER SCHOOL IS A COEDUCATIONAL, INDEPENDENT, COLLEGE-PREPARATORY DAY SCHOOL SERVING STUDENTS IN PRE-SCHOOL-12TH GRADE. THE SCHOOL'S GOAL IS TO DEVELOP LIFELONG LEARNERS AND WELL-ROUNDED GLOBAL CITIZENS. THROUGH COMPREHENSIVE ACADEMIC AND CHARACTER DEVELOPMENT PROGRAMS, THE HARKER SCHOOL PROVIDES A CHALLENGING AND BALANCED EDUCATION FOR COLLEGE-BOUND STUDENTS. 67533168 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 111 0 857 1 0 0 0 0 0 0 0 0 0 0 X 13 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X MARTY BRADFORD 4085535770 4525 UNION AVENUE SAN JOSE CA 95124 SALLY ANDERSON SECRETARY OF THE BOARD 10.00 X X 0 0 0 LYNETTE STAPLETON TRUSTEE AND PICNIC COORDIN 35.00 X 40160 0 16760 MARIE CLIFFORD TRUSTEE 5.00 X 0 0 0 ALBERT ZECHER CHAIRMAN OF THE BOARD 5.00 X X 0 0 0 BECKY COX TRUSTEE 5.00 X 0 0 0 WINSTON CHEN TRUSTEE 5.00 X 0 0 0 LINDA SABEH TRUSTEE 5.00 X 0 0 0 HUALI CHAI STANEK TRUSTEE 5.00 X 0 0 0 STEVE LAJALA TRUSTEE 5.00 X 0 0 0 JOHN B OWENS TRUSTEE 5.00 X 0 0 0 SURBHI SARNA TRUSTEE 5.00 X 0 0 0 SATISH DHARMARAJ TRUSTEE 5.00 X 0 0 0 BRIAN YAGER HEAD OF SCHOOL 50.00 X 553707 0 65042 MARTIN BRADFORD CHIEF FINANCIAL OFFICER 50.00 X 311631 0 52688 GREG LAWSON ASST. TO HEAD NON ACADEMIC 50.00 X 240658 0 48706 JOSEPH ROSENTHAL DIRECTOR OF ELI AND SUMMER 50.00 X 182660 0 34852 JENNIFER GARGANO ASST. HEAD OF SCHOOL 50.00 X 357192 0 32943 SAMUEL KELLER HEAD OF UPPER SCHOOL 50.00 X 245414 0 34581 KIMBERLY LOBE DIRECTOR OF ADVANCEMENT 50.00 X 244583 0 48543 SARAH J LEONARD EMPLOYEE 40.00 X 226539 0 31422 ANITA CHETTY EMPLOYEE 40.00 X 191083 0 36249 KRISTIN GIAMMONA EMPLOYEE 40.00 X 202468 0 57895 EVAN BARTH EMPLOYEE 40.00 X 188677 0 42289 STEVE MARTIN EMPLOYEE 40.00 X 202836 0 38844 3187608 0 540814 12 0 1 0 DEVCON CONSTRUCTION INC 690 GIBRALTAR DRVIE MILPITAS CA 95035 CONSTRUCTION SERVICES 13552963 CALIFORNIA ROOFING CO 1595 S 10TH ST SAN JOSE CA 95112 CONSTRUCTION SERVICES 574004 ACCEL AIR SYSTEMS INC 374 REED ST SANTA CLARA CA 95050 HVAC MAINTENANCE AND NEW EQUIPMENT 357343 ACCOUNTING MICRO SYSTEMS INC 1700 MONTGOMERY ST SAN FRANCISCO CA 94111 CONSULTING SERVICES 245688 PAYCOM 7501 W MEMORIAL RD OKLAHOMA CITY OK 73142 PAYROLL FEES 224770 5 20087541 963370 20087541 TUITION AND FEES 611600 95921697 95921697 95921697 886010 886010 312935 0 312935 312935 312935 19043082 16884154 2542400 2158928 -2542400 -383472 -2542400 2158928 116824711 94265307 0 2471863 9199703 9199703 2501416 279994 1653864 567558 43082005 36842270 5697606 542129 8945409 7216724 1452790 275895 3254671 2664506 510686 79479 136020 136020 50690 50690 113032 113032 107545 22101 83632 1812 1699521 1384058 274090 41373 6175384 5749548 369987 55849 25755 25755 156053 104846 46671 4536 740230 740230 5237405 4265242 844663 127500 712851 580532 114965 17354 OTHER DEPARTMENT EXPENS 2763715 2529163 190451 44101 OUTSIDE SERVICES 2299407 1525417 691749 82241 COMMUNICATION AND POSTA 219736 219736 ACADEMICS/STUDENT RELAT 219253 219253 -5961144 -5050189 -766635 -144320 81678657 67533168 12449982 1695507 794963 5674857 65454097 42860759 2014528 3452446 53137 2823 207720 212865 694781 456630 223193342 55283507 132831993 167909835 29713866 69860598 125300 2827859 231890385 293258672 10922915 20054104 7609868 9319603 23408657 37735205 294145 234970 42235585 67343882 X 188905241 214231354 749559 11683436 189654800 225914790 231890385 293258672 35146054 1113936 0 X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5681998 11574997 844495 156950 17944540 2662450 2775087 378951 134490 5681998 1729102 697045 344278 107975 2662450 1696224 100042 90572 157736 1729102 1585118 92793 157736 139423 1696224 0.21680 0.62410 0.15910 0 0 25435009 25435009 139642738 41101338 98541400 12031142 9763326 2267816 46084453 4418843 41665610 167909835 CAPITAL LEASE OBLIGATIONS 234970 234970 X 114104471 1113936 5478559 6592495 107511976 113032 9199703 9312735 116824711 77844481 0 77844481 113032 3721144 3834176 81678657 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. PART X, LINE 2: THE ORGANIZATION EVALUATES ITS UNCERTAIN TAX POSITIONS AND WILL RECOGNIZE A LOSS CONTINGENCY WHEN IT IS PROBABLE THAT A LIABILITY HAS BEEN INCURRED AS OF THE DATE OF THE FINANCIAL STATEMENTS AND THE AMOUNT OF THE LOSS CAN BE REASONABLY ESTIMATED. THE AMOUNT RECOGNIZED IS SUBJECT TO ESTIMATE AND MANAGEMENT JUDGMENT WITH RESPECT TO THE LIKELY OUTCOME OF EACH UNCERTAIN TAX POSITION. THE AMOUNT THAT IS ULTIMATELY SUSTAINED FOR AN INDIVIDUAL UNCERTAIN TAX POSITION OR FOR ALL UNCERTAIN TAX POSITIONS IN THE AGGREGATE COULD DIFFER FROM THE AMOUNT RECOGNIZED. AS OF MAY 31, 2020, MANAGEMENT DID NOT IDENTIFY ANY UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON TERMINATION OF FACILITY LEASE -1,137,857. EMPLOYEE RETENTION CREDIT 6,616,416. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS RECORDED IN THE AUDITED FINANCIAL STATEMENTS AS NET OF REVENUES 9,199,703. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS RECORDED IN THE FINANCIAL STATEMENTS AS NET OF REVENUES 9,199,703. LOSS ON TERMINATION OF FACILITY LEASE 1,137,857. EMPLOYEE RETENTION CREDIT -6,616,416. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 SCHEDULE E, PART I, LINE 3 THE HARKER SCHOOL ADMITS STUDENTS OF ANY RACE, COLOR, NATIONAL AND ETHNIC ORIGIN TO ALL THE RIGHTS, PRIVILEGES, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE SCHOOL. IT DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL AND ETHNIC ORIGIN IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSION POLICIES, SCHOLARSHIP AND LOAN PROGRAMS AND ATHLETIC OR OTHER SCHOOL ADMINISTERED PROGRAMS. SCHEDULE E, PART I, LINE 7 THE HARKER SCHOOL ADMITS STUDENTS OF ANY RACE, COLOR, NATIONAL AND ETHNIC ORIGIN TO ALL THE RIGHTS, PRIVILEGES, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE SCHOOL. IT DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL AND ETHNIC ORIGIN IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSION POLICIES, SCHOLARSHIP AND LOAN PROGRAMS AND ATHLETIC OR OTHER SCHOOL ADMINISTERED PROGRAMS. 0 FINANCIAL AID AND STAFF TUITION REDUCTION. 257 9199703 FAIR MARKET VALUE X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 BRIAN YAGER HEAD OF SCHOOL 419962 0 50000 0 83745 0 22800 0 42242 0 618749 0 0 0 JENNIFER GARGANO ASST. HEAD OF SCHOOL 340891 0 15000 0 1301 0 22800 0 10143 0 390135 0 0 0 MARTIN BRADFORD CHIEF FINANCIAL OFFICER 288956 0 20000 0 2675 0 22800 0 29888 0 364319 0 0 0 KIMBERLY LOBE DIRECTOR OF ADVANCEMENT 233589 0 10000 0 994 0 18687 0 29856 0 293126 0 0 0 GREG LAWSON ASST. TO HEAD NON ACADEMIC 236635 0 2500 0 1523 0 18931 0 29775 0 289364 0 0 0 SAMUEL KELLER HEAD OF UPPER SCHOOL 239420 0 5000 0 994 0 19154 0 15427 0 279995 0 0 0 KRISTIN GIAMMONA EMPLOYEE 195786 0 5000 0 1682 0 15663 0 42232 0 260363 0 0 0 SARAH J LEONARD EMPLOYEE 220142 0 5000 0 1397 0 17611 0 13811 0 257961 0 0 0 STEVE MARTIN EMPLOYEE 198654 0 2500 0 1682 0 15892 0 22952 0 241680 0 0 0 EVAN BARTH EMPLOYEE 182697 0 5000 0 980 0 14616 0 27673 0 230966 0 0 0 ANITA CHETTY EMPLOYEE 190631 0 0 0 452 0 15286 0 20963 0 227332 0 0 0 JOSEPH ROSENTHAL DIRECTOR OF ELI AND SUMMER 175978 0 5000 0 1682 0 14078 0 20774 0 217512 0 0 0 A ABAG FINANCE AUTHORITY FOR NONPROFIT CORPORATIONS 943130123 00037EDY9 1998-01-01 18230000 TO FINANCE THE FACILITY ACQUISITION, CONSTRUCTION, RENOVATION & EQUIPMENT 0 0 0 B ABAG FINANCE AUTHORITY FOR NONPROFIT CORPORATIONS 943130123 00037CLP3 2007-08-01 20000000 TO DEVELOP THE SCIENCE AND TECHNOLOGY CENTER 0 0 0 C CALIFORNIA MUNICIPAL FINANCE AUTHORITY REVENUE BOND 201563466 13048TPXO 2015-12-31 20000000 TO DEVELOP THE GYM AND THEATRE 0 0 0 D CALIFORNIA MUNICIPAL FINANCE AUTHORITY REVENUE BOND 201563466 000000000 2020-09-02 25000000 TO CONVERT PRESCHOOL TO MIDDLE SCHOOL CAMPUS AT UNION 0 0 0 A 18230000 270596 1998 0 0 0 1 B 20000000 450142 29717128 2008 0 0 0 1 C 20000000 364795 27457130 2016 0 0 0 1 D 25000000 167285 25000000 2021 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 0 0 A 0 B 0 C 0 X 71 540985 AVG HI/LOW GIFT DATE X COMPUTER HARDWARE 30 224994 FMV X COMPUTER SOFTWARE LICENSES 1 151548 FMV X EQUIPMENT, FOOD AND SUPPLIES 3 23843 FMV X PIANO 1 22000 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT OF THE FORM 990 IS SUBMITTED TO THE CHAIR OF THE AUDIT COMMITTEE (A SUBCOMMITTEE OF THE BOARD OF TRUSTEES). THE AUDIT COMMITTEE IS AUTHORIZED TO APPROVE THE FORM 990 FOR PUBLICATION. THIS PROCEDURE HAS BEEN APPROVED BY THE CHAIRMAN OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE POLICY IS BROADCASTED TO ALL FACULTY AND STAFF VIA THE EMPLOYEE HANDBOOK WHICH EACH EMPLOYEE IS RESPONSIBLE FOR REVIEWING. THE POLICY IS ALSO AVAILABLE ONLINE AT THE HARKER'S INTRANET WEBSITE. THE REPORTING PROCEDURAL INFORMATION IS EMBEDDED IN THE TEXT OF THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE HEAD OF SCHOOL'S COMPENSATION PACKAGE IS REVIEWED BY THE COMPENSATION COMMITTEE AND THEN REVIEWED BY AN INDEPENDENT COMPENSATION CONSULTING FIRM FOR REASONABLENESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION MAKES ITS FORM 1023 AND 990 AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST ONLY. SCHEDULE G, REFERENCE TO NO REPORTABLE FUNDRAISING EVENTS IN MARCH 2020, THE WORLD WAS IMPACTED BY A CORONAVIRUS DISEASE COVID-19 PANDEMIC. AS A RESULT, MANY BUSINESS CLOSED THEIR DOORS IN ORDER TO ASSIST IN THE CONTAINMENT OF THE VIRUS. THE ORGANIZATION CANCELLED ALL FUNDRAISING EVENTS FOR THE YEAR. CREATIVE SOLUTIONS AND FURTHER KNOWLEDGE ON COVID-19 HAS SUBSEQUENTLY IMPROVED THE SITUATION, YET THE OVERALL IMPACT OF THE PANDEMIC IS STILL UNCERTAIN. THE EXTENT OF THE IMPACT OF COVID-19 ON THE ORGANIZATION'S OPERATIONAL AND FINANCIAL PERFORMANCE WILL DEPEND ON CERTAIN DEVELOPMENTS, INCLUDING THE DURATION AND SPREAD OF THE OUTBREAK, IMPACT ON THEIR DONORS, CUSTOMERS, EMPLOYEES AND VENDORS. THE ORGANIZATION PLANS TO RESUME FUNDRAISING ACTIVITIES WHEN IT IS SAFE TO DO SO.