2021-11-17T14:48:21-06:00 2020-12-31 383133790 ANDREWS HOOPER PAVLIK PLC 5915 EASTMAN AVE STE 100 MIDLAND MI 486406824 990PF 2020-01-01 381437485 THE HERBERT H & GRACE A DOW FOUNDATION HERB 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 JENEE VELASQUEZ EXECUTIVE DIRECTOR 9896313699 2021-11-17 true JENEE VELASQUEZ KELLIE M BOS P00448161 9898357721 2021-11-17 2020 2022-09-23 18:48:47Z X 544898141 X 1856 X 135205 135205 5837839 5837839 16221 16221 16221 23805106 64813357 24061859 142077 68169 73908 73908 6897147 5459493 1437654 36767282 35510617 1511562 280201 67550 2500 210151 1860781 84305 44924 1731552 737884 27139 13524 698922 5617 6434 20000 10000 35000 1952330 1811569 131380 9261 806945 84 2202 1528235 402842 701203 11373 714311 16580 1800 16 20370 14590 44 15021 7204177 349607 7572 868414 15128543 2351970 614259 4311638 14321950 18439978 29450493 2351970 614259 22751616 7316789 33158647 897303 615096 5059 5059 8001442 36586059 36586059 382 7782 382 382 42549 46110 46110 204644 91748 91748 123253822 98390626 98390626 375746673 409778157 409778157 45035474 14324847 32298011 30710627 540170019 575608768 544898141 286571 85577 20287000 16168972 1450000 2025432 22023571 18279981 X 518146448 557328787 518146448 557328787 540170019 575608768 518146448 7316789 31865550 557328787 557328787 PUBLICLY TRADED SECURITIES P 63924357 40751498 23172859 23172859 OPTION INCOME ON PUBLICLY TRADED SEC P 889000 889000 889000 24061859 460905 460905 460905 376878 376878 X 2183 86210 false false false false false true true false true true MI true false false false false true WWW.HHGADOWFDN.ORG TINA HOP 9896313699 1018 W MAIN ST MIDLAND MI 48640 false false false false true false false false false false false false false false false false false false false false false false MICHAEL LLOYD DOW 1018 W MAIN ST MIDLAND MI 48640 VICE PRESIDE 2.00 0 0 0 MACAULEY WHITING JR 1018 W MAIN ST MIDLAND MI 48640 PRESIDENT EM 1.00 0 0 0 MARGARET E THOMPSON 1018 W MAIN ST MIDLAND MI 48640 SECRETARY 2.00 0 0 0 WILLARD MOTT 1018 W MAIN ST MIDLAND MI 48640 TREASURER 3.00 0 0 0 RUTH A DOAN 1018 W MAIN ST MIDLAND MI 48640 PRESIDENT 10.00 0 0 35000 STEPHEN CARRAS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 BONNIE BUCHANAN MATHESON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 ALDEN LEE HANSON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 DIANE DOW HULLET 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 SUZANNA MCCUAN 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 DAVID CAMP 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 JAMES FITTERLING 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 1.00 0 0 0 JENEE VELASQUEZ 1018 W MAIN ST MIDLAND MI 48640 EXECUTIVE DI 40.00 280201 23569 0 ELIZABETH LUMBERT 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE DI 40.00 154504 30203 TINA HOP 1018 W MAIN ST MIDLAND MI 48640 CONTROLLER 33.00 115740 11770 SCOTT SCHULTHEIS 1018 W MAIN ST MIDLAND MI 48640 HORTICULTURI 40.00 78750 28071 CHARLES MARTIN 1018 W MAIN ST MIDLAND MI 48640 HORTICULTURI 40.00 82909 21114 MATT GERHARDT 1018 W MAIN ST MIDLAND MI 48640 HUMAN RESOUR 40.00 75000 15497 20 ROBINSON ANDERSON SUMMERS INC 28 WEST STATE STREET MEDIA PA 19063 DESIGN 276644 SYM FINANCIAL ADVISORS 414 TOWNSEND ST MIDLAND MI 48640 FINANCIAL 226906 SPACE 3142 VANTAGE POINT DRIVE MIDLAND MI 48642 DESIGN 165683 NICHE DESIGN 2429 E HOLLAND AVE SAGINAW MI 48601 DESIGN 103626 STT INC 1600 NORTH MISSION ST MT PLEASANT MI 48858 SECURITY 91504 8 ESTABLISHED IN 1899, AS A HOME FOR HERBERT H. AND GRACE A. DOW AND FAMILY, DOW GARDENS TYPICALLY WELCOMES 300,000 GUESTS PER YEAR. EXPERIENCE A DAZZLING 110-ACRE DISPLAY OF ANNUALS AND PERRENIALS PUNCTUATED BY DISTINCTIVE BRIDGES, AN AWARD-WINNING CHILDRENS GARDEN, TOWERING PINES, DELIGHTFUL WATER FEATURES, AND THE NATIONS LONGEST CANOPY WALK WHICH TAKES GUESTS FOUR STORIES HIGH INTO THE TREE TOPS. VISITORS ARE INVITED TO LEAVE THE PATHWAY AND EXPLORE THE UNIQUELY-DESIGNED LANDSCAPE, TAKE A TOUR OF THE HISTORIC PINES HOME, PARTICIPATE IN ONE OF THE MANY HANDS-ON EDUCATIONAL PROGRAMS, AND DISCOVER BEAUTIFUL ART AND MUSIC IN A RELAXED SETTING. DOW GARDENS IS COMPRISED ON AN ESTATE GARDEN, HISTORIC HOME, AND THRIVING FOREST. DOW GARDENS IS A SIGNATURE GIFT OF THE HERBERT H. AND GRACE A. DOW FOUNDATION. 4501501 N/A 276544685 7582220 209923006 494049911 494049911 7410749 486639162 24331958 24331958 460905 460905 23871053 23871053 23871053 22751616 189863 22941479 22941479 23871053 2459053 2869079 5328132 22941479 22941479 929574 929574 4398558 0 4398558 1529479 2869079 NONE NONE CARRIE NIELSEN 1018 W MAIN STREET MIDLAND MI 486404292 9896313699 HHGADOWFDN.ORG/GUIDELINES THE FORMAL GRANT APPLICATION CAN BE FOUND ON THE HERBERT H. AND GRACE A. DOW FOUNDATION WEBSITE AT WWW.HHGADOWFDN.COM. APPLICANTS WILL BE ASKED TO INCLUDE THE FOLLOWING INFORMATION IN A PROPOSAL: A SUMMARY SETTING FORTH THE NATURE AND POTENTIAL RESULTS OF THE PROGRAM FOR WHICH FUNDING IS SOUGHT; THE TOTAL COST OF THE PROJECT, INCLUDING ANY ENDOWMENT FOR OPERATIONS; THE TOTAL AMOUNT SOUGHT FROM THE FOUNDATION, AND HOW AND OVER WHAT PERIOD OF TIME THE GRANT MAY BE DISBURSED, AS WELL ANY OTHER FUNDING SOURCES BEING SOUGHT FOR THE PROJECT; EVIDENCE OF THE ORGANIZATION'S TAX-EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3); A DETAILED ANNUAL ORGANIZATIONAL BUDGET AND AUDITED FINANCIAL STATEMENT FOR THE ORGANIZATION; THE NAMES OF MANAGEMENT AND OF THE TRUSTEES OR DIRECTORS OF THE ORGANIZATION. THE BOARD MEETS DURING THE YEAR TO MAKE FINAL DECISIONS WITH GRANTS TYPICALLY DISBURSED IN DECEMBER. THE FOUNDATION DOES NOT MAKE GRANTS DIRECTLY TO INDIVIDUALS. THE FOUNDATION'S CHARTER LIMITS ITS GRANTS TO MICHIGAN ORGANIZATIONS. THE FOUNDATION CANNOT LEGALLY SUPPORT: ORGANIZATIONS THAT ARE NOT ELIGIBLE TO RECEIVE TAX DEDUCTIBLE CONTRIBUTIONS PER THE INTERNAL REVENUE SERVICE; POLITICAL ORGANIZATIONS; SECTARIAN RELIGIOUS ORGANIZATIONS (EXCEPT THOSE THAT ARE LOCATED IN THE MIDLAND COMMUNITY); OR ORGANIZATIONS THAT PRACTICE DISCRIMINATION BY RACE, SEX, CREED, AGE, OR NATIONAL ORIGIN. THE FOUNDATION DOES NOT ACCEPT PRESET "FORMULAS FOR GIVING" PREPARED BY NONPROFIT AGENCIES. SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 8202808 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 10237170 18439978 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 6120235 6120235 DOW GARDENS ADMISSIONS 383843 HORTICULTURAL CLASSES 2785 PINES ADMISSIONS 168 HORTICULTURE SUP/EQUIP SALE 9110 14 135205 14 5837839 16 16221 18 5459493 1 23805106 453220 73908 WEDDINGS 8860 MISC -1924 26-3886702 AQR STYLE PREMIA 900099 -65926 98-1294790 BLACKSTONE CAPIT 900099 727993 38-4046268 FORTRESS INTELLE 900099 9066 62-1570892 GT GLOBAL HEDGE 900099 149186 62-1451003 GT PARTNERS, L.P 900099 133665 38-3431245 NCTI LP 900099 53247 35-2491286 RCP DIRECT II LP 900099 33904 37-1884177 RCP DIRECT III 900099 -6124 45-3135867 RCP FUND VIII LP 900099 52037 36-4766444 RCP FUND IX LP 900099 -20766 32-0457025 RCP FUND X LP 900099 -16561 35-2550581 RCP FUND XI LP 900099 -34182 37-1860110 RCP FUND XII LP 900099 -39956 83-0557610 RCP FUND XIII LP 900099 -24966 90-0852883 RCP SEC. OPP. II 900099 11910 61-1855521 RCP SEC OPP III 900099 72285 1108720 35253864 402842 36765426 1A ADMISSION FEES FOR DOW GARDENS 1B HORTICULTURAL CLASSES FOR CHILDREN & OTHERS 1C ADMISSIONS FEES FOR THE PINES AREA OF THE GARDENS 1D HORTICULTURAL SUPPLIES SOLD AS PART OF CHARITABLE ACTIVITIES ASSOCIATED WITH DOW GARDENS 11B FEES CHARGED FOR WEDDINGS HELD IN THE GARDENS; ENCOURAGING THE PUBLIC TO UTILIZE THE BEAUTY OF THE GARDENS false false false false false false false false false false ACCOUNTING FEES 20000 10000 35000 SEE ATTACHED LISTING 351831 5084833 1528235 402842 WHITING FOREST PRIOR IMPROVEMENTS PURCHASE 496440 -256753 239687 CORTEVA STOCK DUPONT STOCK 30864138 30864138 DOW CHEMICAL STOCK 29184445 29184445 DFA INTL VALUE PORT DFA INTL SMALL CAP VALUE 8474745 8474745 AMERICAN NEW PERSPECTIVE FUND 29867298 29867298 01-0711466 - TGAP VENTURES FMV 03-0469267 - ABORETUM 1 FMV 943093 943093 06-1582470 - ARCH VENTURE FUND V FMV 104375 104375 13-4359956 - NCTI III LIMITED PTRSHP FMV 2972737 2972737 16-1625273 - APJOHN FMV 290701 290701 20-3879026 - ABORETUM 1A FMV 459474 459474 20-8495541 - ABORETUM 2 FMV 204852 204852 27-3114657 - ARSENAL VENTURE CAPITAL FMV 5309555 5309555 27-3204697 - RESONANT FUND I FMV 50521 50521 36-4119709 - ARCH VENTURE FUND III FMV 6298 6298 36-4443622 - ARCH DEVELOPMENT FUND 1 FMV 1359054 1359054 38-3431245 - NORTHCOAST FMV 56397 56397 47-0859230 - ARCH VENTURE IV-A FMV 10157 10157 ABRAAJ GROWTH MARKETS FMV 4920261 4920261 ALLIQUA STOCK FMV 1416 1416 AQR STYLE PREMIA FMV 5752893 5752893 ARBORETUM III FMV 891421 891421 ARBORETUM VENTURES IV FMV 2247055 2247055 AUXO GROWTH HOLDINGS I, LLC FMV 1817821 1817821 AUXO INVESTMENT PARTNERS LLC FMV 53955 53955 BLACKROCK STRAT INCOME FMV 8079862 8079862 BLACKSTONE ALTERNATIVES FMV 1771732 1771732 BLACKSTONE CAPITAL FMV 7110260 7110260 BLACKSTONE PARTNERS INV. FMV 20920529 20920529 BREP EUROPE IV REAL FMV 1672677 1672677 BREP EUROPE VI SC SP FMV 1425619 1425619 CARILLON REAMS FMV 1338969 1338969 CARLYLE PE ACCESS FUND FMV 2986186 2986186 CARLYLE SP DISTRESSED III FMV 564934 564934 CARLYLE STRATEGIC PARTNERS IV FMV 1741650 1741650 CARLYLE US EQUITY FMV 1193873 1193873 CARLYLE US REALTY FMV 1025653 1025653 CEMOF II FOREIGN INVESTORS FMV 1387560 1387560 CRESCENT VI MEZZANINE FMV 1090780 1090780 CSP III DISTRESSED FMV 564934 564934 DFA EMERGING MARKETS CORE EQTY FMV 12942625 12942625 DOUBLELINE TOTAL RETURN FMV 8589423 8589423 DRIEHAUS EMERGING MARKET GROWTH FMV 7769368 7769368 EDF VENTURES OPP. FUND FMV FIDELITY TOTAL MARKET FMV 49409514 49409514 FORTRESS CREDIT OPP IV FMV 2990383 2990383 FORTRESS CREDIT OPP V FMV 7065314 7065314 FORTRESS INTELLECTUAL PROPERTY FMV 2611809 2611809 FORTRESS RE OPP. II FMV 1151195 1151195 FORTRESS RE OPP. III FMV 1411072 1411072 FR XIII GLOBAL ENERGY FMV 2918669 2918669 GI PARTNERS IV FMV 4288693 4288693 GOLDMAN SACHS VINTAGE VI FMV 480743 480743 GOLDMAN SACHS VINTAGE VII FMV 2897905 2897905 GS PRIVATE MIDDLE MARKET CR FMV 4841603 4841603 GSO MEZZANINE FINANCE FMV 1615129 1615129 GT GLOBAL HEDGE MKT FMV 21059831 21059831 GT PARTNERS LP FMV 21037591 21037591 HSBC USA INC. FMV IMPINJ INC FMV 380431 380431 JOHCM INTL CS FMV 9040525 9040525 JP MORGAN GLOBAL BOND FMV 4041710 4041710 JP MORGAN INTREPID FMV 8938092 8938092 KKR PRINCIPAL OPPORTUNITIES FMV 5492249 5492249 LS REAL ESTATE RECOVERY IV FMV 704894 704894 LS VIII RECOVERY TRUST FMV 485468 485468 MATTHEWS EMER ASIA FMV 6285094 6285094 MOON CAPITAL GLOBAL FMV 260827 260827 NCTI IV, PARTNERSHIP FMV 913015 913015 PEG GLOBAL PRIVATE EQUITY FMV 11409289 11409289 PIMCO INVESTMENT GRADE FMV 7984216 7984216 PIMCO RAE FMV 19615866 19615866 PMC PARTNERS I OFFSHORE FMV 1195614 1195614 PRIVATE EQUITY CO INV. PT FMV 4878309 4878309 RCP DIRECT II LP FMV 1385490 1385490 RCP DIRECT III FMV 3977803 3977803 RCP FUND IX LP FMV 2008842 2008842 RCP FUND VIII LP FMV 1816183 1816183 RCP FUND XI FMV 1436549 1436549 RCP FUND XII, LP FMV 1651982 1651982 RCP FUND XIII FMV 1500228 1500228 RCP FUND X FMV 1829365 1829365 RCP SECONDARY OPP FUND III FMV 1293237 1293237 RCP SECONDARY OPP. II FMV 943449 943449 RENAISSANCE VENTURE CAPITAL FMV 7671650 7671650 SCHWAB US BROAD MARKET ETF FMV 35260081 35260081 SIERRA ONCOLOGY COMMON STOCK FMV 2555 2555 THORNBURG INTERNATIONAL GROWTH FMV 16072343 16072343 VANGUARD TOTAL STOCK MARKET FMV 13318437 13318437 VESEY STREET FUND FMV 4576243 4576243 SEE ATTACHED 45035474 14324847 30710627 LEGAL FEES 5617 6434 GIFT SHOP & BEVERAGE SALES POSTAGE, MAILING SERVICE 3 3 INFORMATION TECHNOLOGY & SOFT 5036 5036 MEMBERSHIPS AND SUBSCRIPTIONS 73 73 CLASSES AND EVENTS 183 183 EMPLOYEE EXPENSES 70 70 MISCELLANEOUS 286 286 SUPPLIES 1921 1921 EXPENSES EMPLOYEE EXPENSES 11372 11100 BANK FEES 31643 9415 22228 INSURANCE 32164 32149 PAYROLL PROCESSING FEES 96 7 90 PRESIDENT'S EXPENSES 35000 8750 26250 SUPPLIES 164454 168623 MISCELLANEOUS 37125 37228 CLASSES AND EVENTS 64850 64850 ADVERTISING 5719 9319 INFORMATION TECHNOLOGY & SOFT 197455 199188 POSTAGE 3827 3827 MEMBERSHIPS & SUBSCRIPTIONS 9602 9602 SPECIAL PROJECTS 247315 247315 FINES, PENALTIES, AND JUDGMEN 319 FUEL 7374 6938 INVESTMENT EXPENSES 331435 331435 HOUSEKEEPING SUPPLIES 14484 14484 ADMINISTRATIVE FEES 1893 1893 COVID 19 EXPENSES 969 969 COMMUNICATIONS 497 497 UNIFORMS 11670 11864 K-1 LOSSES PER BOOKS 5987342 DOW GARDENS ADMISSIONS 383843 383843 HORTICULTURAL CLASSES 2785 2785 PINES ADMISSIONS 168 168 HORTICULTURE SUP/EQUIP SALES 9110 9110 SEE SCHEDULE K-1 INCOME 5459493 5459493 WEDDINGS 8860 8860 MISC -1924 -1924 26-3886702 AQR STYLE PREMIA -65926 -65926 98-1294790 BLACKSTONE CAPITAL 727993 727993 38-4046268 FORTRESS INTELLECT 9066 9066 62-1570892 GT GLOBAL HEDGE LP 149186 149186 62-1451003 GT PARTNERS, L.P. 133665 133665 38-3431245 NCTI LP 53247 53247 35-2491286 RCP DIRECT II LP 33904 33904 37-1884177 RCP DIRECT III -6124 -6124 45-3135867 RCP FUND VIII LP 52037 52037 36-4766444 RCP FUND IX LP -20766 -20766 32-0457025 RCP FUND X LP -16561 -16561 35-2550581 RCP FUND XI LP -34182 -34182 37-1860110 RCP FUND XII LP -39956 -39956 83-0557610 RCP FUND XIII LP -24966 -24966 90-0852883 RCP SEC. OPP. II 11910 11910 61-1855521 RCP SEC OPP III 72285 72285 UNREALIZED GAIN ON INVESTMENTS 31865550 DEFERRED TAX LIABILITY 1450000 1717443 EXCISE TAX PAYABLE 231716 UNRELATED BUSINESS TAX PAYABLE 76273 INVESTMENT MANAGEMENT FEES 1811569 1811569 CONTRACTED SERVICES 5283 5163 CONSULTANT 4098 4098 GIFT SHOP & BEVERAGE SALES 504 504 INVESTMENT UBI 130876 130876 GIFT SHOP & BEVERAGE SALES 142077 68169 73908 EXCISE TAX 699159 UBI TAXES 105500 LICENSE & PERMITS 2202 2202 GIFT SHOP & BEVERAGE SALES 84 84