2021-11-15T20:10:52-06:00 2020-12-31 941254756 HOOD & STRONG LLP 275 BATTERY STREET STE 900 SAN FRANCISCO CA 94111 990 2020-01-01 943126848 THE ENERGY FOUNDATION ENER 4155616700 301 BATTERY STREET 5TH FLOOR SAN FRANCISCO CA 94111 ZOU JI CEO 4155616700 2021-11-15 1 ZOU JI 999009999 MAGA E KISRIEV P01008919 4157810793 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z ZOU JI 301 BATTERY STREET 5TH FLOOR SAN FRANCISCO CA 94111 96296280 0 X WWW.EFCHINA.ORG X 1991 CA TO ACHIEVE GREENHOUSE GAS EMISSIONS NEUTRALITY, WORLD-CLASS AIR QUALITY, AND GREEN GROWTH. X 12 11 2 5 0 0 125233077 75882414 0 0 321298 102531 55183 0 125609558 75984945 80010781 29069790 0 0 11316048 5331357 0 0 685245 31539694 5977698 122866523 40378845 2743035 35606100 101883000 75677081 15755581 11030822 86127419 64646259 X THE ENERGY FOUNDATION'S MISSION IS TO ACHIEVE GREENHOUSE GAS EMISSIONS NEUTRALITY, WORLD-CLASS AIR QUALITY, ENERGY ACCESS, AND GREEN GROWTH THROUGH TRANSFORMING ENERGY AND OPTIMIZING ECONOMIC STRUCTURE. 0 1 35967270 29069790 0 IN 2020, THE ENERGY FOUNDATION GRANTED TO ORGANIZATIONS AND INSTITUTIONS THAT, THROUGH EDUCATION AND ANALYSIS, MADE GAINS IN THE TRANSITION TO A CLEAN ENERGY ECONOMY. ACHIEVEMENTS INCLUDED (BUT WERE NOT LIMITED TO) CLEAN VEHICLE GROWTH, THE ADVANCEMENT OF RENEWABLE ENERGY TECHNOLOGIES, PROGRESS IN LOW-CARBON GROWTH PLANNING, THE DEVELOPMENT OF SUSTAINABLE CITIES, NEW CLIMATE COMMITMENTS, AND AN INCREASE IN THE EFFICIENCY OF ENERGY-INTENSIVE ENTERPRISES. IN ORDER TO SUPPORT ITS GRANTMAKING IN CHINA, THE ENERGY FOUNDATION'S EXPENDITURES IN 2020 INCLUDED THE SALARY AND BENEFITS OF 50 STAFF MEMBERS, OFFICE RENTAL, EQUIPMENT CHARGES AND OTHER EXPENSES RELATED TO MAINTAINING THE FOUNDATION'S BEIJING OFFICE. 35967270 1 1 0 1 0 1 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 1 12 0 1 2 1 0 1 CH 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 11 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X PETER KODZIS 4155616700 301 BATTERY STREET 5TH FLOOR SAN FRANCISCO CA 94111 X ZOU JI CEO 40.00 X X 345410 0 6244 HONGJUN ZHANG BOARD CHAIR 3.00 X X 7500 0 0 KELLY SIMS GALLAGHER BOARD MEMBER 3.00 X 6000 0 0 STEPHEN HARPER BOARD MEMBER 3.00 X 6000 0 0 DAVID NIEH BOARD MEMBER 3.00 X 6000 0 0 KEBIN HE BOARD MEMBER 3.00 X 7219 0 0 BERNICE LEE BOARD MEMBER 3.00 X 0 0 0 HONGPENG LEI BOARD MEMBER 3.00 X 0 0 0 JONATHAN PERSHING BOARD MEMBER 3.00 X 0 0 0 WALT REID BOARD MEMBER 3.00 X 0 0 0 JORGEN THOMSEN BOARD MEMBER 3.00 X 0 0 0 SHAO YUE TREASURER 40.00 X 288456 0 0 DAVID VANCE WAGNER SECRETARY 40.00 X 219325 0 59743 JEAN KU DIRECTOR, STRATEGIC PARTNERSHIPS 40.00 X 186112 0 46944 1072022 0 112931 4 0 1 0 CHINA NEWS SERVICE NO 12BAIWANZHUANG SOUTH STREET BEIJING XICHENG CH 100037 CONSULTING SERVICE 367822 GEHL ARCHITECTS GL KONGEVEJI 1 4 TV COPENHAGEN DA V 1610 CONSULTING SERVICE 174279 CAF AMERICA 225 REINEKERS LANE SUITE 375 ALEXANDRIA VA 22314 CONSULTING SERVICE 150000 CAIXIN MEDIA COMPANY LIMITED SHANGHAI BR NO69 THE MIDDLE OF MARTYRS STREET GUANGZHOU YUEXIU CH 510070 CONSULTING SERVICE 111879 JAMES CHEN NO 268 SONGYI ST TAICHUNG TW CONSULTING SERVICE 110832 5 75882414 20311335 75882414 102531 102531 20311335 20311335 0 0 75984945 0 0 102531 2745865 2745865 26323925 26323925 951897 637021 229641 85235 3304217 2103052 854396 346769 355877 271592 68093 16192 696078 538552 129502 28024 23288 15585 5618 2085 58296 7575 50721 1399931 164833 1217982 17116 210141 14540 187841 7760 184922 904 184018 668626 279752 221023 167851 245468 159154 79917 6397 81013 36678 36765 7570 7984 411 7327 246 EF INITIATED PROJECTS 2667831 2667831 TRANSLATION ADJUSTMENT 298527 298527 CURRENCY EXCHANGE LOSS 151859 151859 CHINESE TAX EXPENSE 546 546 2554 2554 40378845 35967270 3726330 685245 81437 22955325 78268533 29120609 21663883 23435803 1396125 132057 657976 624689 90156 33287 382866 0 101883000 75677081 3381463 2719121 11022293 8311701 1351825 0 15755581 11030822 X 22620474 11611278 63506945 53034981 86127419 64646259 101883000 75677081 X 35606100 -469 -57086791 X 0 1 X 1 0 X 118681019 109864130 140302153 125233077 75882414 569962793 118681019 109864130 140302153 125233077 75882414 569962793 303007517 266955276 154171 298836 291833 230150 102531 1077521 256500 53965 310465 571350779 35878 0.46720 0.46360 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: TRANSLATION ADJUSTMENT - 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 256,500. 2019 AMOUNT: $ 53,965. 2020 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 40378845 40378845 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 1000000 1000000 1000000 3000000 250000 250000 250000 250000 1000000 1500000 250000 250000 250000 750000 2 0 534414 0 1 1 218280 184993 33287 439696 439696 0 33287 X 75984476 -469 -469 75984945 0 75984945 39754776 -624069 -624069 40378845 0 40378845 PART X, LINE 2: THE ENERGY FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC") AND CALIFORNIA FRANCHISE AND/OR INCOME TAXES UNDER SECTION 23701D OF THE REVENUE AND TAXATION CODE. ON APRIL 28, 2011, THE IRS DETERMINED THAT THE ENERGY FOUNDATION HAS TERMINATED ITS PRIVATE FOUNDATION STATUS AND HAS BECOME A TAX-EXEMPT PUBLIC CHARITY. THE FOUNDATION FOLLOWS THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ISSUED BY FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ASC TOPIC 740. AS OF DECEMBER 31, 2020, MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRED ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: RETURNED GRANTS -624,069. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 1 48 GRANTMAKING N/A 25875933 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING N/A 433387 SUB-SAHARAN AFRICA 0 0 GRANTMAKING N/A 14605 1 48 0 0 1 48 26323925 0 26323925 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO ADVANCE CLIMATE COMMUNICATIONS. 152748 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 154907 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 104848 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 79813 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES, AIR QUALITY AND PROTECT PUBLIC HEALTH, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 572361 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE AND TO ADVANCE CLIMATE LEADERSHIP. 525957 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 150458 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 120062 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, ADVANCE GREEN ECONOMIC POLICIES AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 470560 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH. 139595 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 278437 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP AND PHASE OUT COAL. 998444 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL. 18530 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 300855 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH, AND CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 269855 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL AND PROMOTE POWER SECTOR REFORM. 311528 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 200355 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 153118 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, AND OUTREACH TO ADVANCE CLIMATE COMMUNICATIONS. 110242 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PROMOTE ELECTRIC VEHICLES. 100560 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 233433 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL AND OUTREACH TO ADVANCE GREEN ECONOMIC POLICIES. 129893 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH, AND ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 167065 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL. 150100 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 99940 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 99940 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 103614 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 149650 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 84019 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 99711 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 100285 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 35133 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 250764 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL. 149818 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY, TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 283722 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 99879 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 162951 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 200014 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 159631 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PROMOTE POWER SECTOR REFORM. 99940 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY AND PROMOTE ZERO EMISSIONS. 329684 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP, AND AIR QUALITY AND PROTECT PUBLIC HEALTH. 671924 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL. 149589 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, AND ADVANCE GREEN ECONOMIC POLICIES. 184678 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 139388 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 390289 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 248794 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 150398 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 1038579 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 142212 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH AND CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 279454 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO BUILD A CLEAN ENERGY FUTURE. 79952 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL. 178447 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS AND TO ADVANCE LOW CARBON CITIES. 310710 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 189207 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, TO ADVANCE LOW CARBON CITIES, TO PROMOTE POWER SECTOR REFORM, AND TO ADVANCE CLEAN ELECTRICITY. 960948 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 100380 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 249336 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 170184 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 149910 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 194911 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 239544 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 149566 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH. 220452 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 603099 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 167513 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 198093 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 163325 WIRE TRANSFER SUB-SAHARAN AFRICA TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 199881 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 241218 WIRE TRANSFER EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 150569 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 79650 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 159904 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 100380 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 39952 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 80304 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 199655 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 149650 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, AND ANALYSIS THAT PROMOTE ZERO EMISSIONS, TO ADVANCE CLIMATE LEADERSHIP. 580326 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH. 80226 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH. 435088 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO ADVANCE GREEN ECONOMIC POLICIES, AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 273965 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 140428 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 30083 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO ADVANCE CLIMATE COMMUNICATIONS. 11739 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH, AND CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 150330 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 88763 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. 180093 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 162709 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL. 100380 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 200103 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 119849 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PROMOTE ELECTRIC VEHICLES. 348987 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL. 100277 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 99563 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE, AND ANALYSIS TO ADVANCE LOW CARBON CITIES. 300322 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 149566 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO PROMOTE ELECTRIC VEHICLES, TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 671810 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO PHASE OUT COAL, TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 500296 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO PROMOTE ELECTRIC VEHICLES. 149566 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 99200 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO ADVANCE GREEN ECONOMIC POLICIES. 18523 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 329585 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 50190 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP, AIR QUALITY AND PROTECT PUBLIC HEALTH. TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES AND PHASE OUT COAL. 1705475 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH. TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 668667 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 80613 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 54872 EAST ASIA AND THE PACIFIC TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. 119928 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 179893 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. 100051 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 100000 EAST ASIA AND THE PACIFIC TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 70000 SUB-SAHARAN AFRICA TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. 14605 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT EDUCATION AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. 333387 79 36 1 0 0 0 0 0 PART I, LINE 2: THOUGH THE IRS HAS RECOGNIZED THE ENERGY FOUNDATION AS A PUBLIC CHARITY, AS A BEST PRACTICE, THE FOUNDATION CONTINUES TO USE THE PRIVATE FOUNDATION PRACTICE OF EXPENDITURE RESPONSIBILITY FOR ALL NON-PUBLIC CHARITY GRANTS. ALL GRANTS REQUIRE A FINAL REPORT OF ACTIVITY AND EXPENDITURES. FOR NON-PUBLIC CHARITY GRANTEES THAT WE HAVE NOT PREVIOUSLY PROVIDED GRANTS TO, AN INTERIM REPORT IS ALSO REQUIRED AND THE INTERIM PAYMENT IS HELD UNTIL THE INTERIM REPORTS ARE RECEIVED, REVIEWED BY PROGRAM STAFF, AND APPROVED. SIMILARLY, FINAL PAYMENT IS HELD FOR ALL NON-PUBLIC CHARITY GRANTS UNTIL THE FINAL REPORTS ARE RECEIVED, REVIEWED BY EF PROGRAM STAFF AND APPROVED. IN THE CASE OF FINAL PAYMENTS, A GRANTEE MUST SHOW THE GRANT AWARD EXPENDED IN TOTAL, PROGRAM STAFF MUST APPROVE AS REASONABLE, AND THE FINAL PAYMENT IS RELEASED AS REIMBURSEMENT. THE FINAL PAYMENTS ARE USUALLY 10% OF THE TOTAL AWARD. THIS ASSURES FINAL ACCOUNTING OF ALL GRANT DOLLARS. THE NUMBER OF PAYMENTS ARE DETERMINED BY WHETHER THE ORGANIZATION IS A FIRST TIME OR REPEAT GRANTEE, AND WHETHER THEY ARE A PUBLIC CHARITY OR NOT. PART III ACCOUNTING METHOD: 1 HARVARD KENNEDY SCHOOL BELFER CENTER FOR SCIENCE AND INTERNATIONAL AFFAIRS 79 JOHN F KENNEDY STREET CAMBRIDGE MA 02138 042103580 501(C)(3) 200000 TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. HARVARD UNIVERSITY CENTER FOR THE ENVIRONMENT CHINA PROJECT 19 OXFORD STREET CAMBRIDGE MA 02138 042103580 501(C)(3) 100000 TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. INNOVATION CENTER FOR ENERGY AND TRANSPORTATION 592 GARFIELD AVE SOUTH PASADENA CA 91030 262619591 501(C)(3) 180000 TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. INSTITUTE FOR SUSTAINABLE COMMUNITIES 535 STONE CUTTERS WAY MONTPELIER VT 05602 223098727 501(C)(3) 80000 TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE LOW CARBON CITIES. INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION INC 1500 K STREET NW SUITE 650 WASHINGTON DC 20005 203076690 501(C)(3) 300000 TO SUPPORT EDUCATION AND ANALYSIS TO PROMOTE ELECTRIC VEHICLES AND ADVANCE CLIMATE LEADERSHIP. LAWRENCE BERKELEY NATIONAL LABORATORY 1 CYCLOTRON ROAD BERKELEY CA 94720 942951741 DEPT OF ENERGY 278400 TO SUPPORT AND PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP, CLEAN ELECTRICITY, AND ZERO EMISSIONS. NATURAL RESOURCES DEFENSE COUNCIL INC 40 WEST 20TH STREET 11TH FLOOR NEW YORK NY 10011 132654926 501(C)(3) 170000 TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. PRESIDENT AND FELLOWS OF HARVARD COLLEGE 677 HUNTINGTON AVENUE BOSTON MA 02115 042103580 501(C)(3) 142472 TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE GREEN ECONOMIC POLICIES. REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY 1608 4TH STREET SUITE 220 BERKELEY CA 94710 946002123 501(C)(3) 100000 TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN, AFFORDABLE ENERGY THAT PROTECTS PUBLIC HEALTH. REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS 1850 RESEARCH PARK DRIVE SUITE 300 DAVIS CA 956186153 946036494 501(C)(3) 100000 TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. REGULATORY ASSISTANCE PROJECT 50 STATE STREET SUITE 3 MONTPELIER VT 05602 010471151 501(C)(3) 300000 TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE CLEAN ELECTRICITY. ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 742244146 501(C)(3) 100000 TO SUPPORT EDUCATION AND ANALYSIS THAT PROMOTE ZERO EMISSIONS. THE REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BOULEVARD SUITE 700 LOS ANGELES CA 90095 956006143 501(C)(3) 100000 TO PROMOTE EDUCATION AND ANALYSIS TO ADVANCE AIR QUALITY AND PROTECT PUBLIC HEALTH. TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131 STREET - RM 254 MAIL CODE 8725 NEW YORK NY 10027 135598093 501(C)(3) 149993 TO SUPPORT EDUCATION AND ANALYSIS TO ADVANCE CLIMATE LEADERSHIP. TRUSTEES OF TUFTS COLLEGE 169 HOLLAND STREET SOMERVILLE MA 021442401 042103634 501(C)(3) 220000 TO SUPPORT EDUCATION, ANALYSIS, AND OUTREACH TO BUILD A CLEAN ENERGY FUTURE. UNIVERSITY OF MARYLAND 7809 REGENTS DRIVE COLLEGE PARK MD 207425141 526002033 UMD 225000 TO SUPPORT EDUCATION AND ANALYSIS TO BUILD A CLEAN ENERGY FUTURE. 16 0 PART I, LINE 2: THOUGH THE IRS HAS RECOGNIZED THE ENERGY FOUNDATION AS A PUBLIC CHARITY, AS A BEST PRACTICE, THE FOUNDATION CONTINUES TO USE THE PRIVATE FOUNDATION PRACTICE OF EXPENDITURE RESPONSIBILITY FOR ALL NON-PUBLIC CHARITY GRANTS. ALL GRANTS REQUIRE A FINAL REPORT OF ACTIVITY AND EXPENDITURES. FOR NON-PUBLIC CHARITY GRANTEES THAT WE HAVE NOT PREVIOUSLY PROVIDED GRANTS TO, AN INTERIM REPORT IS ALSO REQUIRED AND THE INTERIM PAYMENT IS HELD UNTIL THE INTERIM REPORTS ARE RECEIVED, REVIEWED BY PROGRAM STAFF, AND APPROVED. SIMILARLY, FINAL PAYMENT IS HELD FOR ALL NON-PUBLIC CHARITY GRANTS UNTIL THE FINAL REPORTS ARE RECEIVED, REVIEWED BY EF PROGRAM STAFF AND APPROVED. IN THE CASE OF FINAL PAYMENTS, A GRANTEE MUST SHOW THE GRANT AWARD EXPENDED IN TOTAL, PROGRAM STAFF MUST APPROVE AS REASONABLE, AND THE FINAL PAYMENT IS RELEASED AS REIMBURSEMENT. THE FINAL PAYMENTS ARE USUALLY 10% OF THE TOTAL AWARD. THIS ASSURES FINAL ACCOUNTING OF ALL GRANT DOLLARS. THE NUMBER OF PAYMENTS ARE DETERMINED BY WHETHER THE ORGANIZATION IS A FIRST TIME OR REPEAT GRANTEE, AND WHETHER THEY ARE A PUBLIC CHARITY OR NOT. X X 0 0 0 0 0 0 0 0 0 ZOU JI CEO 305156 0 38176 0 2078 0 0 0 6244 0 351654 0 0 0 SHAO YUE TREASURER 249047 0 31131 0 8278 0 0 0 0 0 288456 0 0 0 DAVID VANCE WAGNER SECRETARY 218590 0 0 0 735 0 21860 0 37883 0 279068 0 0 0 JEAN KU DIRECTOR, STRATEGIC PARTNERSHIPS 185377 0 0 0 735 0 18541 0 28403 0 233056 0 0 0 X 1 20311335 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THIS COLUMN REPRESENTS THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. INVESTMENTS 2020-01-02 57705860 BOOK VALUE 831740146 UNITED STATES ENERGY FOUNDATION 301 BATTERY STREET 5TH FLOOR SAN FRANCISCO CA 94111 501(C)(3) 0 0 0 0 FORM 990, PART III, LINE 3 IN DECEMBER 2018, THE ENERGY FOUNDATION BOARD OF DIRECTORS APPROVED THE SEPARATION OF THE ORGANIZATION INTO TWO INDEPENDENT PUBLIC CHARITIES. FORM 990, PART VI, SECTION A, LINE 4 IN DECEMBER 2018, THE ENERGY FOUNDATION BOARD OF DIRECTORS APPROVED THE SEPARATION OF THE ORGANIZATION INTO TWO INDEPENDENT PUBLIC CHARITIES. IN 2020, THE ENERGY FOUNDATION AND UNITED STATES ENERGY FOUNDATION BECAME TWO INDEPENDENT, EXEMPT CHARITABLE ORGANIZATIONS. EACH FOUNDATION HAS ITS INDEPENDENT GOVERNANCE SYSTEM, BOARD OF DIRECTORS AND STRATEGIES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE FOUNDATION'S OUTSIDE COUNSEL. FURTHERMORE, A COPY OF FORM 990 WAS PROVIDED TO THE AUDIT COMMITTEE AND BOARD OF DIRECTORS PRIOR TO FILING. BOARD MEMBERS POSED ANY QUESTIONS THEY HAD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS, OFFICERS, AND KEY EMPLOYEES ARE COVERED UNDER THE CONFLICT OF INTEREST (COI) POLICY. THE POLICY CHECKS ON WHETHER ANY DIRECTOR OR OFFICER OR ANY OF THEIR FAMILY MEMBERS HOLDS A POSITION OF OWNER, DIRECTOR, OFFICER, PARTNER OR EMPLOYEE OF ANY ORGANIZATION THAT DOES BUSINESS WITH EF. IT ALSO CHECKS WHETHER OR NOT THEY ARE A PARTICIPANT IN ANY ORGANIZATION THAT MAY HAVE AN INTEREST ADVERSE TO THE INTERESTS OF EF OR THAT MAY CAUSE A CONFLICT OF INTEREST IN PERFORMING THEIR DUTIES. A DIRECTOR OR OFFICER DEEMED TO HAVE A MATERIAL FINANCIAL OR PERSONAL INTEREST IS NOT ALLOWED TO PARTICIPATE IN ANY DISCUSSION INVOLVING A TRANSACTION RELATED TO THE COI ORGANIZATION AND IS NOT ALLOWED TO VOTE ON ANY SUCH TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS AND APPROVES THE COMPENSATION FOR CEO AND TREASURER THROUGH THE USE OF COMPENSATION STUDIES AND OTHER ANALYSIS. ALL OTHER STAFF SALARIES ARE SET BY THE EF MANAGEMENT TEAM AND PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 18 THEY WILL BE PROVIDED UPON WRITTEN REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D). ANY IN PERSON OR WRITTEN REQUESTS FOR ANY OF THE ABOVE DOCUMENTS WILL BE MET VIA MAILING A HARD COPY OF THE DOCUMENTS TO THE REQUESTING PARTY. FORM 990, PART VII, SECTION A, LINE 1A: DAVID VANCE WAGNER AND JEAN KU ARE EMPLOYEES OF AND COMPENSATED BY UNITED STATES ENERGY FOUNDATION, HOWEVER, THEY PERFORM SERVICES FOR THE ENERGY FOUNDATION. THEIR SALARIES AND BENEFITS ARE FULLY REIMBURSED BY THE ENERGY FOUNDATION. IN 2020, DAVID VANCE WAGNER RECEIVED $219,325 REPORTABLE COMPENSATION, $21,860 EMPLOYER-PAID RETIREMENT AND OTHER DEFERRED COMPENSATION, AND $37,883 HEALTH AND OTHER NONTAXABLE BENEFITS. JEAN KU RECEIVED $186,112 REPORTABLE COMPENSATION, $18,541 EMPLOYER-PAID RETIREMENT AND OTHER DEFERRED COMPENSATION, AND $28,403 HEALTH AND OTHER NONTAXABLE BENEFITS. FORM 990, PART VII, SECTION A, LINE 1A: KEBIN HE, BOARD MEMBER, RECEIVED $2,719 COMPENSATION FOR CONSULTING SERVICES DURING 2020. FORM 990, PART XI, LINE 9: TRANSFER OF NET ASSETS TO UNITED STATES ENERGY FOUNDATION -57,705,860. RETURNED GRANTS 619,069.