2021-11-15T16:54:29-06:00 2020-12-31 135665207 KPMG LLP 550 SOUTH HOPE STREET SUITE 1500 LOS ANGELES CA 900712629 990 2020-01-01 813742328 CHAN ZUCKERBERG INITIATIVE ADVOCACY CHAN 6508047100 314 LYTTON AVE PALO ALTO CA 94301 BRIAN MANCA SECRETARY/TREASURER 6508047100 2021-11-15 1 BRIAN MANCA 999009999 LAURA A COLLINS P00008888 2139724000 2021-11-13 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z CAITLYN FOX 314 LYTTON AVE PALO ALTO CA 94301 77831597 0 X N/A X 2016 CA PROMOTE AND BRING ABOUT ADVANCES IN VARIOUS AREAS OF PUBLIC POLICY 3 3 0 5 0 0 14496525 49014802 0 0 -1563732 8801835 0 0 12932793 57816637 32845937 39459815 0 0 0 0 0 0 0 1742665 1832872 34588602 41292687 -21655809 16523950 103456436 112842335 91188987 85176726 12267449 27665609 TO PROMOTE AND BRING ABOUT ADVANCES IN AREAS OF PUBLIC POLICY. 0 0 41143291 39459815 THE ORGANIZATION PROMOTES PUBLIC POLICY CHANGE THROUGH RESEARCH, EDUCATION, ADVOCACY, GRANTMAKING, AND OTHER ACTIVITIES IN FURTHERANCE OF ITS EXEMPT PURPOSES. THE ORGANIZATION PROMOTES THE GENERAL WELFARE OF INDIVIDUALS AND THEIR COMMUNITIES BY ADVOCATING FOR BENEFICIAL CHANGES IN PUBLIC POLICY. IN 2020, THE ORGANIZATION MADE $39 MILLION IN GRANTS TO 36 ORGANIZATIONS IN FURTHERANCE OF THESE GOALS. 41143291 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 4 0 1 0 0 0 0 0 0 0 0 0 X 3 3 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X APERCEN PARTNERS LLC 6508047100 314 LYTTON AVE PALO ALTO CA 94301 X CAITLYN FOX PRESIDENT/DIRECTOR 2.00 0.00 X X 0 0 0 DAVID PLOUFFE THRU MAR 2020 PRESIDENT/DIRECTOR 2.00 4.00 X X 0 0 0 BRIAN MANCA SECRETARY/TREASURER/DIRECTOR 2.00 0.00 X X 0 0 0 JAMES WANG THRU MAR 2020 DIRECTOR 2.00 0.00 X 0 0 0 CRISTINA HUEZO DIRECTOR 2.00 0.00 X 0 0 0 0 0 0 0 0 0 0 MUNGER TOLLES & OLSON LLP 350 SOUTH GRAND AVENUE 50TH FLOOR LOS ANGELES CA 90071 LEGAL 233081 1 49014802 49014802 303196 303196 28513599 20014960 8498639 8498639 8498639 57816637 0 0 8801835 39459815 39459815 43133 37662 5471 143302 143302 623 623 1645814 1645814 41292687 41143291 149396 0 0 100 82315686 63770868 0 49014802 0 56565 21140750 0 103456436 112842335 138758 24093 8763822 1220412 82286407 83932221 91188987 85176726 X 12267449 -21349193 49014802 12267449 27665609 103456436 112842335 16523950 -1125790 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 56690847 -1125790 -1125790 57816637 0 57816637 41292687 0 41292687 0 41292687 PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE ORGANIZATION IS DESCRIBED IN SECTION 501(C)(4) OF THE CODE AND, ACCORDINGLY, IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISION OF SECTION 501(A) OF THE CODE. HOWEVER, CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSES ARE NOT EXEMPT AND ARE SUBJECT TO FEDERAL INCOME TAXES. THE ORGANIZATION RECOGNIZES THE TAX BENEFIT FROM UNCERTAIN TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITIONS WILL BE SUSTAINED ON EXAMINATION BY THE TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFIT IS MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE ORGANIZATION RECOGNIZES INTEREST AND PENALTIES, IF ANY, RELATED TO INCOME TAX MATTERS IN FEDERAL EXCISE TAX EXPENSE. THE ORGANIZATION HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2020 AND 2019. THE ORGANIZATION FILES AN EXEMPT ORGANIZATION RETURN IN THE U.S. FEDERAL AND CALIFORNIA JURISDICTIONS. 1 ABUNDANT HOUSING LA ACTION FUND 515 S FLOWER ST 18TH FLOOR LOS ANGELES CA 90071 851253809 501(C)(4) 25000 GENERAL OPERATING SUPPORT ALLIANCE OF CALIFORNIANS FOR COMMUNITY EMPOWERMENT ACTION 3655 SOUTH GRAND AVE SUITE 250 LOS ANGELES CA 90007 271482731 501(C)(4) 100000 AFFORDABLE HOUSING ALLIANCE OF CALIFORNIANS FOR COMMUNITY EMPOWERMENT ACTION 3655 SOUTH GRAND AVE SUITE 250 LOS ANGELES CA 90007 271482731 501(C)(4) 100000 AFFORDABLE HOUSING AMERICA IS BETTER 50 F ST NW SUITE 300 WASHINGTON DC 20001 264718617 501(C)(4) 150000 IMMIGRATION REFORM AMERICAN BUSINESS IMMIGRATION COALITION ACTION 1805 S ASHLAND AVE CHICAGO IL 60608 833243718 501(C)(4) 150000 IMMIGRATION REFORM AMERICA'S VOICE 1441 L ST NW 12TH FLOOR WASHINGTON DC 20005 200748404 501(C)(4) 125000 GENERAL OPERATING SUPPORT BAY AREA HOUSING ADVOCACY COALITION 95 BRADY ST SAN FRANCISCO CA 94103 821817943 501(C)(4) 200000 GENERAL OPERATING SUPPORT BAY AREA HOUSING ADVOCACY COALITION 95 BRADY ST SAN FRANCISCO CA 94103 821817943 501(C)(4) 15000 AFFORDABLE HOUSING BIPARTISAN POLICY CENTER ACTION INC 1225 I ST NW SUITE 900 WASHINGTON DC 20005 261299114 501(C)(4) 125000 IMMIGRATION REFORM CALIFORNIA YIMBY 717 K ST SUITE 221 SACRAMENTO CA 95814 823159002 501(C)(4) 14476 GENERAL OPERATING SUPPORT CALIFORNIANS AGAINST THE PRISON SPENDING SCAM 1787 TRIBUTE RD SUITE K SACRAMENTO CA 95815 843043016 501(C)(4) 250000 GENERAL OPERATING SUPPORT CALIFORNIANS AGAINST THE PRISON SPENDING SCAM 1787 TRIBUTE RD SUITE K SACRAMENTO CA 95815 843043016 501(C)(4) 1000000 GENERAL OPERATING SUPPORT CALIFORNIANS AGAINST THE PRISON SPENDING SCAM 1787 TRIBUTE RD SUITE K SACRAMENTO CA 95815 843043016 501(C)(4) 1000000 GENERAL OPERATING SUPPORT CASA DE MARYLAND INC 8151 15TH AVE HYATTSVILLE MD 20783 521372972 501(C)(3) 200000 IMMIGRATION REFORM CASA IN ACTION INC 8151 15TH AVE HYATTSVILLE MD 20783 272145405 501(C)(4) 100000 IMMIGRATION REFORM CENTER FOR AMERICAN PROGRESS ACTION FUND 1333 H ST NW 10TH FLOOR WASHINGTON DC 20005 300192708 501(C)(4) 175000 IMMIGRATION REFORM COUNTY OF ALAMEDA CA PO BOX 1293 ALAMEDA CA 94501 842916837 COUNTY OF ALAMEDA, C 100000 AFFORDABLE HOUSING DRUG POLICY ACTION 131 WEST 33RD ST 15TH FLOOR NEW YORK NY 10001 521951197 501(C)(4) 250000 GENERAL OPERATING SUPPORT FWDUS INC 1776 MASSACHUSETTS AVE SUITE 601 WASHINGTON DC 20036 462223015 501(C)(4) 22243930 GENERAL OPERATING SUPPORT FWDUS INC 1776 MASSACHUSETTS AVE SUITE 601 WASHINGTON DC 20036 462223015 501(C)(4) 250000 IMMIGRATION REFORM INSTITUTE FOR HIGHER EDUCATION POLICY 1825 K ST NW SUITE 720 WASHINGTON DC 20007 521818907 501(C)(3) 40000 PELL GRANT ELIGIBILITY JUSTICE AND ACCOUNTABILITY CENTER OF LOUISIANA 4035 WASHINGTON AVE SUITE 203 NEW ORLEANS LA 70125 461482878 501(C)(3) 75000 CLEAN SLATE REFORM MORE TREATMENT FOR A BETTER OREGON YES ON 110 5514 NE 31ST AVE PORTLAND OR 97211 852944188 501(C)(4) 500000 GENERAL OPERATING SUPPORT NEIGHBORS FOR AN AFFORDABLE SAN JOSE 150 POST ST SUITE 405 SAN FRANCISCO CA 94108 843440922 501(C)(4) 49999 AFFORDABLE HOUSING NISKANEN CENTER FOR PUBLIC POLICY INC 820 1ST ST NE SUITE 675 WASHINGTON DC 20002 474946572 501(C)(4) 175000 IMMIGRATION REFORM NPH ACTION FUND 369 PINE ST SUITE 350 SAN FRANCISCO CA 94104 833147694 501(C)(4) 550000 LEGISLATIVE ADVOCACY NPH ACTION FUND 369 PINE ST SUITE 350 SAN FRANCISCO CA 94104 833147694 501(C)(4) 325000 AFFORDABLE HOUSING OKLAHOMANS FOR CRIMINAL JUSTICE REFORM ACTION INC 1734 NE 23RD ST SUITE B OKLAHOMA CITY OK 73111 824661308 501(C)(4) 250000 GENERAL OPERATING SUPPORT PICO CALIFORNIA ACTION FUND 2000 FRANKLIN ST 3RD FLOOR OAKLAND CA 94612 843224688 501(C)(4) 750000 GENERAL OPERATING SUPPORT PICO CALIFORNIA ACTION FUND 2000 FRANKLIN ST 3RD FLOOR OAKLAND CA 94612 843224688 501(C)(4) 100000 AFFORDABLE HOUSING PRISON FELLOWSHIP MINISTRIES 44180 RIVERSIDE PKWY LANDOWNE VA 20176 620988294 501(C)(3) 100000 CRIMINAL JUSTICE REFORM SAN MATEANS FOR AFFORDABLE HOUSING 20 PARK RD SUITE E BURLINGAME CA 94010 851030685 501(C)(4) 100000 AFFORDABLE HOUSING SCHOOLS AND COMMUNITIES FIRST 4801 EXPOSITION BLVD LOS ANGELES CA 90016 824522877 501(C)(4) 4500000 GENERAL OPERATING SUPPORT SCHOOLS AND COMMUNITIES FIRST 4801 EXPOSITION BLVD LOS ANGELES CA 90016 824522877 501(C)(4) 4500000 GENERAL OPERATING SUPPORT SILICON VALLEY RISING ACTION 2102 ALMADEN RD SUITE 112 SAN JOSE CA 95125 474979642 501(C)(4) 30000 GENERAL OPERATING SUPPORT SIXTEEN THIRTY FUND 1201 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20036 264486735 501(C)(4) 100000 CLEAN SLATE REFORM SOCIAL GOOD ADVOCACY FUND INC 1005 CHERRY ST PORT TOWNSEND WA 98368 825265736 501(C)(4) 20000 AFFORDABLE HOUSING SOCIAL GOOD ADVOCACY FUND INC 1005 CHERRY ST PORT TOWNSEND WA 98368 825265736 501(C)(4) 150000 TECH EQUITY THE ADVOCACY FUND 1014 TORNEY AVE SAN FRANCISCO CA 94129 943153687 501(C)(4) 28967 CRIMINAL JUSTICE REFORM THE COLLEGE AND COMMUNITY FELLOWSHIP INC 475 RIVERSIDE DR SUITE 1626 NEW YORK NY 10115 311720017 501(C)(3) 75000 PELL GRANT ELIGIBILITY TIDES ADVOCACY 1014 TORNEY AVE SAN FRANCISCO CA 94129 943153687 501(C)(4) 100000 CRIMINAL JUSTICE REFORM VITAL STRATEGIES INC 100 BROADWAY FOURTH FLOOR NEW YORK NY 10005 223419667 501(C)(3) 100000 COVID-19 RESPONSE VITAL STRATEGIES INC 100 BROADWAY FOURTH FLOOR NEW YORK NY 10005 223419667 501(C)(3) 100000 COVID-19 RESPONSE YES ON 16 OPPORTUNITY FOR ALL COALITION 555 CAPITOL MALL SUITE 400 SACRAMENTO CA 95814 854965287 501(C)(4) 100000 GENERAL OPERATING SUPPORT YIMBY ACTION 1260 MISSION ST SAN FRANCISCO CA 94103 815140915 501(C)(4) 65000 AFFORDABLE HOUSING 7 27 PART I, LINE 1 ALL POTENTIAL GRANTS ARE REVIEWED FOR GRANTEE'S ELIGIBILITY BASED ON TAX-EXEMPTION AND TYPE OF ORGANIZATION. ALL GRANTS ARE COMPLETED USING A FORMAL GRANT AGREEMENT AND ARE ANALYZED TO DETERMINE WHETHER THEY ARE FOR POLITICAL, ADVOCACY OR OTHER PURPOSES. IN MANY CASES THE ORGANIZATION'S GRANTS MANAGEMENT TEAM HAS ONGOING CONTACT WITH GRANTEES TO MONITOR AND DISCUSS USE OF GRANT FUNDS. CHAN ZUCKERBERG INITIATIVE LLC DESIGNATOR PROGRAMS AND GRANTS - FUNDS ADVANCED IN 2016 THROUGH 2018 X 59903374 62819074 0 1 1 CHAN ZUCKERBERG INITIATIVE LLC DESIGNATOR PROGRAMS AND GRANTS - FUNDS ADVANCED IN 2019 X 20000000 21113147 0 1 1 83932221 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: BECAUSE THE LENDER AND THE PURPOSE OF THE LOANS WERE IDENTICAL, THE LOANS LISTED IN SCHEDULE L, PART II WERE REPORTED AS A SINGLE LOAN ON 2019 FORM 990, SCHEDULE L. THE LOANS ARE REPORTED SEPARATELY ON THIS SCHEDULE L. NO NEW LOANS OR ADVANCES WERE MADE IN 2020. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BYLAWS GIVE THE POWER TO APPOINT DIRECTORS AND SET THE NUMBER OF DIRECTORS TO THE NAMED DESIGNATOR. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE ORGANIZATION'S ACCOUNTING FIRM. A COPY IS PROVIDED TO EACH DIRECTOR AND COUNSEL FOR REVIEW BEFORE BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS DIRECTORS, OFFICERS, KEY EMPLOYEES, COMMITTEE MEMBERS, SPOUSES OR DOMESTIC PARTNERS OF ANY OF THE LISTED PEOPLE, AND FORMER OFFICERS, DIRECTORS OR KEY EMPLOYEES WHO SERVED IN SUCH CAPACITY WITHIN THE FIVE PREVIOUS YEARS. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, A COVERED PERSON MUST IMMEDIATELY DISCLOSE TO THE BOARD, COMMITTEE OR BOARD DESIGNEE THE EXISTENCE AND NATURE OF HIS OR HER FINANCIAL INTEREST OR ANY DISCLOSABLE RELATIONSHIPS. ALL NEWLY APPOINTED OR ELECTED BOARD MEMBERS OR OFFICERS SHALL DISCLOSE ALL KNOWN CONFLICTS OF INTEREST AND DISCLOSABLE RELATIONSHIPS UPON ASSUMPTION OF THEIR DUTIES, AND SHOULD A CONFLICT OF INTEREST OR DISCLOSABLE RELATIONSHIP DEVELOP, MUST IMMEDIATELY DISCLOSE TO THE BOARD, COMMITTEE OR BOARD DESIGNEE SUCH ACTUAL OR POSSIBLE CONFLICT OF INTEREST OR DISCLOSABLE RELATIONSHIP. AFTER A POTENTIAL CONFLICT HAS BEEN DISCLOSED, THE BOARD OR COMMITTEE SHALL DETERMINE IF A CONFLICT OF INTEREST EXISTS. IF THE BOARD OR COMMITTEE DETERMINES THAT A COVERED PERSON HAS A FINANCIAL INTEREST, THEN IT WILL BE INVESTIGATED AND DETERMINED BY A MAJORITY VOTE OF THE DISINTERESTED BOARD MEMBERS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATION'S BEST INTERESTS. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT COMPENSATE ANY DIRECTOR, OFFICER, OR EMPLOYEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST WHEN REQUIRED BY FEDERAL AND STATE LAW. CHAN ZUCKERBERG BIOHUB INC 499 ILLINOIS ST SAN FRANCISCO CA 94158 811669175 MEDICAL RESEARCH CA 501(C)(3) LINE 4 N/A 0 CHAN ZUCKERBERG INITIATIVE FOUNDATION 314 LYTTON AVE PALO ALTO CA 94301 455002209 GRANTMAKING CA 501(C)(3) PF N/A 0 FWDUS EDUCATION FUND INC PO BOX 34506 WASHINGTON DC 20043 820962378 EDUCATION DE 501(C)(3) LINE 7 FWDUS INC 0 FWDUS INC PO BOX 34506 WASHINGTON DC 20043 462223015 SOCIAL WELFARE DE 501(C)(4) N/A N/A 0 GRADIENT LEARNING 340 S LEMON AVE 6119 WALNUT CA 91789 352645251 EDUCATION CA 501(C)(3) LINE 7 N/A 0 OPENNESS FOUNDATION 314 LYTTON AVE PALO ALTO CA 94301 270889149 GRANTMAKING CA 501(C)(3) PF N/A 0 THE PRIMARY SCHOOL - EAST PALO ALTO 2086 CLARKE ST EAST PALO ALTO CA 94303 473334579 EDUCATION CA 501(C)(3) LINE 2 N/A 0 THE PRIMARY SCHOOL LAB 1765 E BAYSHORE RD SUITE A2 EAST PALO ALTO CA 94303 364858582 SOCIAL WELFARE CA 501(C)(4) N/A N/A 0 FACEBOOK INC 1601 WILLOW RD MENLO PARK CA 94025 201665019 SOCIAL MEDIA DE N/A C 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SUPPLEMENTAL DISCLOSURE RELATED TO SCHEDULE R: ONE OF THE MANAGERS OF CHAN ZUCKERBERG INITIATIVE, LLC ("CZI") ALSO HAS A CONTROLLING INTEREST IN SEVERAL PASSIVE INVESTMENT VEHICLES. THESE INVESTMENT VEHICLES, THE TAX-EXEMPT ENTITIES DISCLOSED UNDER PART II ABOVE, AND FACEBOOK AS DISCLOSED UNDER PART IV ABOVE, MAY TECHNICALLY BE CONSIDERED "RELATED ORGANIZATIONS" OF CZIA FOR IRS FORM 990 REPORTING PURPOSES THROUGH THEIR RELATIONSHIP WITH ONE OF CZI'S MANAGERS, GIVEN CZI'S RELATIONSHIP WITH CZIA. EACH OF THESE DISCLOSED ENTITIES IS OTHERWISE UNAFFILIATED WITH AND DOES NOT CONTROL CZIA. AS PART OF THE RELATIONSHIP BETWEEN CZI AND CZIA, CZI PROVIDES PRO BONO SUPPORT TO CZIA, AND CZI STAFFERS PROVIDING SUPPORT TO CZIA FOLLOW THE SAME PRIVACY AND SECURITY POLICIES TO WHICH CZIA HOLDS ITSELF AND ITS SERVICE PROVIDERS.