2021-11-15T11:12:08-06:00 2020-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990PF 2020-01-01 943256331 THE THOMAS AND STACEY SIEBEL FOUNDATION THOM 6502995200 PO BOX 5287 REDWOOD CITY CA 94063 THOMAS M SIEBEL PRESIDENT 6502995200 2021-11-05 1 THOMAS SIEBEL 999009999 MICHAEL A CHOJNACKI P00428607 6508458100 2021-11-05 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 139905157 X 0 X 2704383 2704383 4335735 4340416 4335735 734956 545713 7775074 7585831 0 0 0 40833 0 40833 1216 0 1216 14 0 14 35750 0 35750 247113 246609 307 61004 0 1004 2986 0 701547 486640 214907 1090463 733249 294031 6017500 6017500 7107963 733249 6311531 667111 6852582 29323344 5461832 5461832 3486810 0 1125053 3486810 3486810 42882 42882 42882 799736 0 0 0 4067890 4067890 6025754 12987228 12987228 109962080 114037324 113731456 116445 110070 9361 6375 92059 35000 35000 35000 147323210 140125341 139905157 55 13315 268409 262447 268464 275762 X 0 0 168173 168173 146886573 139681406 147054746 139849579 147323210 140125341 147054746 667111 0 147721857 7872278 139849579 PORTFOLIO GAINS/LOSSES P 2019-01-01 2020-12-31 1338291 1338291 1338291 PORTFOLIO GAINS/LOSSES P 2020-01-01 2020-12-31 900696 900696 900696 ST CAPITAL GAINS/LOSSES FROM MAKENA P 2019-01-01 2020-12-31 4669 -4669 -4669 LT CAPITAL GAINS/LOSSES FROM MAKENA P 2020-01-01 2020-12-31 395710 395710 395710 ST CAPITAL GAINS/LOSSES FROM MULTI ALTERNATIVE P 2019-01-01 2020-12-31 1290 1290 1290 LT CAPITAL GAINS/LOSSES FROM MULTI ALTERNATIVE P 2020-01-01 2020-12-31 2655 2655 2655 CAPITAL GAIN - MAKENA BLOCKER (DIST IN EXCESS OF BASIS) LT P 2020-01-01 2020-12-31 1692869 1692869 1692869 ST CAPITAL GAINS/LOSSES FROM ROCKPOINT FUND II P 2019-01-01 2020-12-31 12 -12 -12 LT CAPITAL GAINS/LOSSES FROM ROCKPOINT FUND II P 2020-01-01 2020-12-31 173 173 173 ST CAPITAL GAINS/LOSSES FROM AVIATION HOLDINGS P 2019-01-01 2020-12-31 8732 8732 8732 4335735 95251 0 95251 0 95251 135233 0 50000 0 185233 0 89982 89982 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A FIRST VIRTUAL GROUP INC 6502995200 PO BOX 5287 REDWOOD CITY CA 94063 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 THOMAS M SIEBEL PO BOX 5287 REDWOOD CITY CA 94063 PRESIDENT 1.00 0 0 0 STACEY SIEBEL PO BOX 5287 REDWOOD CITY CA 94063 SECRETARY 1.00 0 0 0 ANN AKICHIKA PO BOX 5287 REDWOOD CITY CA 94063 CFO/TREASURER 1.00 0 0 0 NONE 0 NONE 0 0 83051319 59688520 0 142739839 0 0 142739839 2141098 140598741 7029937 7029937 95251 30729 125980 6903957 0 6903957 0 6903957 6311531 0 6311531 0 6311531 6903957 0 0 17565456 24039833 6970988 9163727 57740004 6311531 0 0 0 6311531 0 592426 592426 57147578 0 0 0 0 0 0 0 57147578 16973030 24039833 6970988 9163727 THOMAS M SIEBEL STACEY SIEBEL ANN AKICHIKA X AMERICAN ACADEMY OF ARTS & SCIENCES 136 IRVING STREET CAMBRIDGE MA 02138 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 AMERICAN AGORA FOUNDATION 33 IRVING PLACE 8TH FLOOR NEW YORK NY 10003 NONE PUBLIC CHARITY TO SUPPORT THE HISTORY JOURNAL LAPHAM'S QUARTERLY. 100000 AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY 1150 SEVENTEENTH STREET NW WASHINGTON DC 20036 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 AUGUSTA VOLUNTEER AMBULANCE SERVICES BOX 408 AUGUSTA MT 59410 NONE PUBLIC CHARITY TO ASSIST IN PROVIDING EMERGENCY SERVICES. 15000 AUGUSTA VOLUNTEER FIRE DEPARTMENT BOX 151 AUGUSTA MT 59410 NONE PUBLIC CHARITY TO ASSIST IN PROVIDING EMERGENCY SERVICES. 15000 CHILDRENS SHELTER OF HOPE 505 N TOMAHAWK ISLAND DR PORTLAND OR 97217 NONE PUBLIC CHARITY TO ASSIST ORGANIZATION IN PROVIDING FOOD, SHELTER, AND MEDICAL SUPPLIES TO NEEDY CHILDREN IN THE PUERTO VALLARTA AREA. 20000 CTETA LTD THE HORSE PARK AT WOODSIDE 3674 SAND HILL RD REDWOOD CITY CA 94062 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 10000 EASTSIDE COLLEGE PREPARATORY SCHOOL 1041 MYRTLE ST EAST PALO ALTO CA 94303 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 HOOVER INSTITUTION 434 GALVEZ MALL STANFORD UNIVERSITY STANFORD CA 943056003 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 250000 MONTANA GAME WARDEN'S ASSOCIATION PO BOX 271 5605 HWY 287 WOLF CREEK MT 59648 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 15000 MONTANA METH PROJECT PO BOX 8944 MISSOULA MT 59807 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 100000 NEW YORK YACHT CLUB FOUNDATION 37 WEST 44TH STREET NEW YORK NY 10036 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 100000 SALVATION ARMY - GREAT FALLS MT 1000 17TH AVE SOUTH GREAT FALLS MT 59405 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE GREAT FALLS AREA. 500000 SALVATION ARMY - HELENA MT 1905 HENDERSON HELENA MT 59601 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE HELENA AREA. 500000 SALVATION ARMY - SAN FRANCISCO 832 FOLSOM STREET SAN FRANCISCO CA 94107 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE SAN FRANCISCO AREA. 1000000 SALVATION ARMY - SAN JOSE 359 NORTH FOURTH STREET SAN JOSE CA 94107 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN THE SAN JOSE AREA. 1000000 SALVATION ARMY NEW YORK CITY 120 W 14TH STREET NEW YORK NY 10011 NONE PUBLIC CHARITY TO PROVIDE FOOD AND SHELTER TO HOMELESS FAMILIES AND INDIVIDUALS IN MANHATTAN. 1000000 SIEBEL SCHOLARS FOUNDATION PO BOX 5287 REDWOOD CITY CA 94063 NONE PRIVATE OPERATING FO TO SUPPORT GENERAL OPERATIONS. 525000 TAHOE FUND PO BOX 7124 TAHOE CITY CA 96145 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 2500 WIKIPEDIA 1 MONTGOMERY STREET SUITE 1600 SAN FRANCISCO CA 94104 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 2000 WOLF CREEK SCHOOL 430 MAIN ST GREENVILLE CA 95947 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 21000 WOLF CREEK VOLUNTEER FIRE DEPT 400 COUNTY CENTER RD FLOOR REDWOOD CITY CA 94063 NONE PUBLIC CHARITY TO PROTECT THE COMMUNITY. 15000 WOODSIDE FIRE PROTECTION DISTRICT 808 PORTOLA RD C PORTOLA VALLEY CA 94028 NONE PUBLIC CHARITY TO PROTECT THE COMMUNITY. 67000 THE WOODSIDE TRAIL CLUB 2995 WOODSIDE RD SUITE 400-466 WOODSIDE CA 94062 NONE PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 10000 6017500 0 14 2704383 900000 189243 14 545713 18 4335735 189243 7585831 0 7775074 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES - TAX 9500 0 9500 ACCOUNTING FEES - AUDIT 26250 0 26250 RENOVATIONS 2012-11-08 116445 21400 SL 39.000000000000 2986 0 SIEBEL SCHOLARS FOUNDATION PO BOX 5287 REDWOOD CITY CA 94063 2020-06-01 525000 TO SUPPORT THE OPERATIONS OF THE SIEBEL SCHOLARS FOUNDATION, INCLUDING ALL GENERAL EXPENSES AND EXPENSES RELATED TO THE SIEBEL SCHOLARS CONFERENCES, PROVIDED THAT NEITHER THE GRANTS NOR THE INCOME THEREFROM MAY BE USED FOR PURPOSES OTHER THAN THOSE DESCRIBED IN SECTION 170(C)(2)(B). AMOUNT OF GRANTS SPENT BY GRANTEE IN THE CURRENT YEAR: $680,753 FROM THE 2020 GRANTS. 525000 NO 6/1/20, 6/23/20, 7/28/20, 8/27/20, 10/2/20, 10/22/20, 12/15/20 2020-12-31 THE GRANTEE PROVIDES THE GRANTOR FOUNDATION WITH FINANCIAL STATEMENTS (INCLUDING BALANCE SHEETS AND INCOME STATEMENTS) ON A MONTHLY BASIS. THE GRANTEE ORGANIZATION ALSO PROVIDES REGULAR REPORTING OF ITS ONGOING CHARITABLE EFFORTS TO THE MANAGEMENT TEAM OF THE GRANTOR FOUNDATION. 399000 GEN ELEC CO VAR RT PERP MAT DTD 01/20/2016 369977 369977 338000 CITIGROUP INC VAR RT PERP MAT DTD 12/13/2012 355069 355069 558000 WELLS FARGO & CO VAR RT PERP MAT DTD 04/22/2014 592178 592178 266000 BK OF AMER CORP VAR RT PERP MAT DTD 09/05/2014 295143 295143 1023000 BK OF AMER CORP VAR RT PERP MAT DTD 10/23/2014 1168778 1168778 811000 WELLS FARGO & CO VAR RT PERP MAT DTD 01/23/2015 919471 919471 226000 CAP ONE FINL CO VAR RT PERP MAT DTD 05/14/2015 224034 224034 984000 CITIGROUP INC VAR RT PERP MAT DTD 04/25/2016 1128599 1128599 704000 GOLDMAN SACHS GROUP INC VAR RT PERP MAT DTD 07/27/2016 768923 768923 638000 KEYCORP VAR RT PERP MAT DTD 09/09/2016 691592 691592 784000 GEN MOTORS FINL CO VAR RT PERP MAT DTD 09/20/2017 815360 815360 372000 DISCOVER FINL SVS VAR RT PERP MAT DTD 10/31/2017 398040 398040 572000 CENTERPOINT ENERGY INC VAR RT PERP MAT DTD 08/22/2018 599170 599170 465000 GOLDMAN SACHS GROUP INC VAR RT PERP MAT DTD 06/17/2019 506850 506850 904000 TRUIST FINL CORP VAR RT PERP MAT DTD 07/29/2019 952364 952364 53000 M&T BK CORP VAR RT PERP MAT DTD 07/30/2019 55915 55915 864000 CHARLES SCHWAB CORP VAR RT PERP MAT DTD 04/30/2020 962280 962280 253000 MARKEL CORP VAR RT PERP MAT DTD 05/27/2020 279881 279881 674000 HUNTINGTON BANCSHARES VAR RT PERP MAT DTD 06/03/2020 786895 786895 253000 SEMPRA ENERGY VAR RT PERP MAT DTD 06/19/2020 270394 270394 253000 TRUIST FINL CORP VAR RT PERP MAT DTD 06/19/2020 289055 289055 159000 DISCOVER FINL SVS VAR RT PERP MAT DTD 06/22/2020 179273 179273 173000 GEN MOTORS FINL CO VAR RT PERP MAT DTD 09/16/2020 190733 190733 ACCRUED INTEREST 187254 187254 8375 ALLSTATE CORP PFD PFD 5.1% 234081 234081 9040 AMERICAN EQUITY INVESTME 235221 235221 520 ASPEN INSURANCE HLDG LTD 118288 118288 10365 AT&T INC PFD 277367 277367 9570 ATHENE HOLDING LTD 267386 267386 6525 ATHENE HOLDING LTD PFD 190400 190400 6100 CITIZENS FINANCIAL GROUP 175924 175924 14490 FIFTH THIRD BANCORP PFD 421949 421949 2565 GOLDMAN SACHS GROUP INC - PFD 70101 70101 24655 MORGAN STANLEY 725104 725104 3055 REGIONS FINANCIAL CORP 87984 87984 22995 REGIONS FINANCIAL CORP - PFD 646619 646619 9040 STATE STREET CORP 256103 256103 12760 VOYA FINANCIAL INC PFD 361363 361363 86788.056 FIDELITY 500 INDEX-INST PRM AT COST 11297201 11297201 4284201.804 JP MORGAN MANAGED INCOME FUND CLASS L SHAR AT COST 43013386 43013386 9170 MORGAN STANLEY AT COST 263179 263179 1788 SHS GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE AT COST 77475 77475 2540685 SHS JPM HIGH YIELD FD AT COST 18089675 18089675 MAKENA SPLITTER X, LP AT COST 8443250 9000695 MAKENA BLOCKER Y, LP AT COST 2243371 2435834 AVIATION HOLDINGS III, LP AT COST 4495395 4338813 GOLDMAN SACHS PRIVATE OPPORTUNITIES TS (JASPER RIDGE) AT COST 3986673 3986673 ROCKPOINT GROWTH AND INCOME FUND AT COST 5553312 4492219 TIAA MIDDLE MARKET LOAN FUND AT COST 7995690 7995688 BLACKROCK MULTI OPPORTUNITIES FUND AT COST 3548417 3717109 BLACKROCK ASIA PACIFIC CREDIT FUND AT COST 3321376 3321378 ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL FUND AT COST 302939 296146 CHURCHILL MIDDLE MARKET SENIOR LOAN FUND III (USTE) LP AT COST 1405985 1405985 RENOVATIONS 116445 24386 92059 LEGAL FEES 14 0 14 SECURITY DEPOSIT 35000 35000 35000 BOOK/TAX TIMING DIFFERENCES 7872278 NET PASSTHRU EXPENSES FROM MAKENA SPLITTER X, LP 306545 306545 0 RENT 211972 0 211972 OTHER EXPENSES 1314 0 1314 NET PASSTHRU EXPENSES FROM MULTI-ALTERNATIVE OPPORTUNITIES FUND (B), LP 76053 76053 0 NET PASSTHRU EXPENSES FROM ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND II 21711 21711 0 NET PASSTHRU EXPENSES FROM AVIATION HOLDINGS III, LP 54382 54382 0 NET PASSTHRU EXPENSES FROM ROCKPOINT GROWTH AND INCOME REAL ESTATE PARALLEL 27912 27912 0 NET PASSTHRU EXPENSES FROM CHURCHILL MIDDLE MARKET SENIOR LOAN FUND III (UST 37 37 0 WEBSITE 1621 0 1621 NET PASSHTRU INCOME FROM AVIATION HOLDINGS III, LP 93341 93341 93341 NET PASSHTRU INCOME FROM AVIATION HOLDINGS III, LP - UBTI 112363 0 112363 NET PASSTHRU INCOME FROM MAKENA CAPITAL SPLITTER X, LP 142805 142805 142805 NET PASSTHRU INCOME FROM MAKENA CAPITAL SPLITTER X, LP - UBTI 76774 0 76774 NET PASSTHRU INCOME FROM MULTI-ALTERNATIVE OPPORTUNITIES FUND (B) LP 216360 216360 216360 NET PASSTHRU INCOME FROM MULTI-ALTERNATIVE OPPORTUNITIES FUND (B) LP - UBTI 2815 0 2815 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND INCOME REAL ESTATE FUND - UBTI 75015 75015 75015 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND REAL ESTATE FUND II, LP 4485 0 4485 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND REAL ESTATE PARALLEL III 8913 8913 8913 NET PASSTHRU INCOME FROM ROCKPOINT GROWTH AND REAL ESTATE PARALLEL III - UBT -7194 0 -7194 NET PASSTHRU INCOME FROM CHURCHILL MIDDLE MARKET SENIOR LOAN FUND III (USTE) 8813 8813 8813 MISCELLANEOUS INCOME 466 466 466 DEFERRED RENT 27409 21447 DEFERRED FEDERAL TAX PAYABLE 241000 241000 INVESTMENT MANAGEMENT FEES - JP MORGAN 40373 40373 0 INVESTMENT MANAGEMENT FEES - MERRILL LYNCH 206236 206236 0 OTHER FEES & DUES 504 0 307 EXCISE TAX 60000 0 0 PAYROLL TAXES 980 0 980 STATE TAXES 24 0 24