2021-10-28T10:29:19-07:00 2020-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2020-01-01 741933660 John S Dunn Foundation JOHN 7136260368 3355 West Alabama Street 990 Houston TX 77098 Charles M Lusk III Pres/Trustee 2021-10-28 true Charles M Lusk III 999009999 Kurt Coburn P01638285 7134395739 0 AAL1 IAL1 FAL1 2020 2022-09-23 18:48:47Z X 95401000 X 50 X 4676 4676 2507203 2507203 789224 58783162 537847 2384134 2577316 5685287 5627042 252000 126000 126000 97600 48800 48800 28395 14197 14198 70890 35445 35445 441154 441154 58076 11076 9675 49015 24507 24508 2357 1178 1179 45959 26003 19210 1055121 728360 269340 5067042 5067042 6122163 728360 5336382 -436876 4898682 59135 59383 59383 13585936 6353643 6353643 702 702 31986757 30789265 46884057 10000000 17000000 16749200 17492978 18494612 25327805 164514 138304 35885 26210 26210 73160691 72723815 95401000 133 133 133 133 X 73160558 73160558 72723682 73160691 72723815 73160558 -436876 72723682 72723682 Publicly traded securities 57384534 56993938 390596 390596 From Sch K-1 (Form 1065) 2017 -2017 -2017 BayCity Long-Short Credit (Offshore) Fd P 2010-01-01 2020-01-01 1149268 1000000 149268 149268 537847 68092 68092 68092 46867 10000 56867 X 11225 false false false false false true true false true true TX true false false false false true https://johnsdunnfoundation.org/ Donna E Nasso 7136260368 3355 West Alabama Street 990 Houston TX 770981718 false false false false true false false false false false false false false false false false false false false false false false Charles M Lusk III 3355 West Alabama Suite 990 Houston TX 770981718 Pres/Trustee 7.70 36000 Dan S Wilford 3355 West Alabama Suite 990 Houston TX 770981718 VP/Trustee 5.26 36000 John R Wallace 3355 West Alabama Suite 990 Houston TX 770981718 Sec/Treas/Trust 5.22 36000 Cynthia J Adkins 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 7.28 36000 David G Key 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 7.46 36000 Terry Lacy 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 7.28 36000 J Dickson Rogers 3355 West Alabama Suite 990 Houston TX 770981718 Trustee 5.14 36000 Donna E Nasso 3355 West Alabama Street 990 Houston TX 770981718 Administrator 40.00 97600 20928 Morgan Stanley Smith Barney LLC 1 New York Plaza 12 Floor New York NY 10004 Investment management 247449 BKD LLP 2700 Post Oak Blvd Suite 1500 Houston TX 77056 Accounting 70890 Morgan Stanley Alternative Investment Ptrs 100 Front Street Suite 400 West Conshohocken PA 19428 Investment management 125630 63200512 1186598 22627022 87014132 0 87014132 1305212 85708920 4285446 4285446 68092 68092 4217354 4217354 4217354 5336382 5336382 5336382 4217354 743594 167040 855249 988681 943850 3698414 5336382 0 4217354 1119028 4817442 0 743594 4073848 167040 855249 988681 943850 1119028 John S Dunn Foundation 3355 West Alabama St Suite 990 Houston TX 770981718 7136260368 A letter should be submitted stating the name of the organization, the amount requested, and the purpose for which the funds are requested. None Generally, grants are limited to donees within the state of Texas whose primary efforts are medically related to educational and research activities. Baylor University 1311 S 5th St Waco TX 76706 N/A PC To support 10 students attending the Garland School of Social Work in Houston for the 2020-21 academic year 100000 Bo's Place 10050 Buffalo Speedway Houston TX 77054 N/A PC Grief support services and education at no cost to children, teens, adults, and community members 25000 Bridges to Life PO Box 570895 Houston TX 77257 N/A PC Operational support for its program for victims and offenders and healing 10000 Camp For All 3701 Kirby Dr Ste 570 Houston TX 77098 N/A PC Camp's Health Center 25000 Casa de Esperanza de los Ninos Foun PO Box 301209 Houston TX 77230 N/A PC Residential program 45000 Christ Church Cathedral 1117 Texas St Houston TX 77002 N/A PC Center for Co-Occurring Disorders 20000 Christian Community Service Center 3230 Mercert St Houston TX 77027 N/A PC Emergency services program 10000 CHRISTUS Foundation for HealthCare 2615 Fannin St Houston TX 77002 N/A PC CHRISTUS St. Mary's Clinic to hire additional family practice physician, mental health counselor, and two additional medical assistants 84000 Communities In Schools of Houston I 1235 N Loop W Fwy Houston TX 77008 N/A PC Project MOVE dental care to uninsured children 45000 Communities In Schools of Houston I 1235 N Loop W Fwy Houston TX 77008 N/A PC Establish the John S. "Steve" Dunn, Jr. Distinguished Professorship in Brain Tumor Research; Dagmar Dunn Pickens Gipe Distinguished Professorship in Brain Tumor Research; and Milby Dow Dunn Fund for Brain Tumor Research 200000 Covenant House Texas 1111 Lovett Blvd Houston TX 77006 N/A PC Medical Clinic & Mental Health Services Program 25000 El Centro de Corazon 412 Telephone Rd Houston TX 77023 N/A PC Medical, dental and behavioral health services for Houston's East End 75000 Halo House Foundation 4007 Tartan Ln Houston TX 77025 N/A PC Operating costs and program administration 25000 Hope and Healing Center Institute 717 Sage Rd Houston TX 77056 N/A PC Warmline for greater Houston which will provide peer support and local resources for individals in mental health distress 50000 Houston Achievement Place 245 W 17th St Houston TX 77008 N/A PC Research seed grants with the Collaborative Research Center explicitly designed to bring together Rice researchers with their colleagues in the Texas Medical Center 35000 Houston Eye Associates Foundation 7155 Old Katy Rd Ste N100 Houston TX 77024 N/A PC Preserve and restore the sight of adults and children faced with financial hardship 20000 Houston Hospice 1905 Holcombe Blvd Houston TX 77030 N/A PC Equipment to maintain remote work and critical operations during COVID-19 75000 Houston Methodist Hospital Foundati 1707 Sunset Blvd Houston TX 77005 N/A PC Specialized equipment, state-of-the-art technology, and research 214285 Houston Methodist Hospital Foundati 1707 Sunset Blvd Houston TX 77005 N/A PC Establish the "Eva Lynn and John S. Dunn, Jr. Center for Research in Reconstructive and Plastic Surgery" 142857 Houston Methodist Hospital Foundati 1707 Sunset Blvd Houston TX 77005 N/A PC Establish the John S. Dunn Foundation Distinguished Centennial Chair in Behaviroal Health to explore connection between mental health and gut microbiome 300000 Memorial Hermann Foundation 929 Gessner Drive Suite 2650 Houston TX 77024 N/A PC Specialized equipment, state-of-the-art technology, and research 241400 Memorial Hermann Foundation 929 Gessner Drive Suite 2650 Houston TX 77024 N/A PC Three-year study using allogeneic mesenchymal stem cells to treat Parkinson's Disease 100000 Mental Health America of Greater Ho 2211 Norfolk St Ste 810 Houston TX 77098 N/A PC Veterans Behavioral Health Program 75000 Palmer Drug Abuse Program 840 Gessner Rd Suite 1200 Houston TX 77024 N/A PC General support 25000 reMIND Depression Bipolar S PO Box 27607 Houston TX 77227 N/A PC Provide free support groups for individuals, family members and friends impacted by depression or bipolar disorder 125000 Rice University 6100 Main St Houston TX 77005 N/A PC Support infectious disease research infrastructure at UTMB to be named the "John S. Dunn Laboratory" 300000 Rise School of Houston 5618 HMark Crosswell Jr St Houston TX 77021 N/A PC Part-time nurse and basic nursing supplies 25000 Ronald McDonald House Charities of 6300 West Loop S Ste 288 Bellaire TX 77401 N/A PC Ronald McDonald Care Mobile Unit 10000 San Jacinto College Foundation 4624 Fairmont Pkwy Pasadena TX 77504 N/A PC 30 $1,000 scholarships for the John S. Dunn Scholarship Fund 30000 San Jose Clinic 2615 Fannin St Houston TX 77002 N/A PC Dental program for uninsured 60000 Shriners Hospitals for Children 6977 Main St Houston TX 77030 N/A PC Psychology program salaries and department operating costs 50000 Sight Savers America Inc 337 Business Circle Pelham AL 35124 N/A PC Purchase Electronic Video Magnifiers for children in Houston 12500 St Luke's United Methodist Church 3471 Westheimer Road Houston TX 77027 N/A PC Nick Finnegan Counseling Center 10000 Star of Hope 4848 Loop Central Dr Suite 500 Houston TX 77081 N/A PC Men's Development Center - John S. Dunn Wellness Center 40000 Texas Children's Hospital 6621 Fannin Street Houston TX 77030 N/A PC John S. Dunn Foundation Chair in Neurosurgery 200000 Texas Children's Hospital 6621 Fannin Street Houston TX 77030 N/A PC On-campus mental health initiative 125000 The Beacon 1212 Prairie St Houston TX 77002 N/A PC General operating expenses for The Beacon and its four programs 50000 The Center for Hearing and Speech 3100 Shenandoah St Houston TX 77021 N/A PC Programs to identify and serve children with hearing impairments. 152000 The Council on Recovery 303 Jackson Hill St Houston TX 77007 N/A PC Financially assist Houston families without employment due to COVID-19 100000 The Gateway Academy Inc 3721 Dacoma St Houston TX 77092 N/A PC Social/emotional program 50000 The Harris School Inc 6210 Rookin St Houston TX 77074 N/A PC Scholarship program 25000 The Landing 9894 Bissonnet St Ste 605 Houston TX 77036 N/A PC Mental health counseling and access to community-based resources for victims of human trafficking 25000 The Rose 12700 N Featherwood Dr 260 Houston TX 77034 N/A PC Empower Her sponsorship program 25000 The University of Texas Medical Bra 301 University Blvd Galveston TX 77555 N/A GOV Project CLASS 150000 The University of Texas Medical Bra 301 University Blvd Galveston TX 77555 N/A GOV Vaccine development 100000 The UT Health Psychiatry 1941 East Rd Houston TX 77054 N/A GOV Pediatric bipolar research 200000 The UT Health Psychiatry 1941 East Rd Houston TX 77054 N/A GOV Research to develop glioblastoma treatment 350000 The UT Health Science Center 7000 Fannin St Ste 1200 Houston TX 77030 N/A GOV John S. Dunn Foundation Medicine Scholars Program 150000 The UT MD Anderson Cancer Center 1515 Holcombe Blvd Houston TX 77030 N/A GOV Radiological sciences and Imaging Lab 450000 The Will Erwin Headache Research Fd 609 Main St 2350 Houston TX 77002 N/A PC Headache and migraine research at Memorial Hermann's Mischer Neuroscience Institute. 25000 TIRR Foundation 4605 Post Oak Pl Dr UNIT 222 Houston TX 77027 N/A PC Support Mission Connect to establish an "Integrating Perspective in Spinal Cord Injury Research" grant award 100000 University of St Thomas 3800 Montrose Blvd Houston TX 77006 N/A PC John S. Dunn Scholarhsip Fund to provide scholarships from $500 to $5,000 per student. 50000 Vecino Health Centers 424 Hahlo St Houston TX 77020 N/A PC Directly assist those impacted by COVID-19 50000 Village Learning Center Inc 3819 Plum Valley Dr Kingwood TX 77339 N/A PC Medical services for children and adults with developmental and physical disabilities. 60000 5067042 14 4676 14 2507203 525990 251377 18 537847 Foreign dividend income 14 2573414 From Sch K-1 (Form 1065) 525990 -193182 14 3839 Royalty income 15 63 58195 5627042 5685237 false false false false false false false false false false Audit services and tax compliance 70890 35445 0 35445 Leasehold improvements 2013-01-01 104749 68864 SL 10.0000 9675 Sec 751 gain - DCP Midstream LP Purchase 40868 Cost 40868 Sec 751 gain - Enable Midstream Partners LP Purchase 37131 Cost 37131 Sec 751 gain - NGL Energy Partners LP Purchase 29675 Cost 29675 Sec 751 gain - Western Midstream Partners LP Purchase 143703 Cost 143703 BCS 8% Callable Indu RTY SPX 2000000 2020000 BCS 8% Callable SPX SX5E TPX 3000000 2931300 CITI 1.025% Callable NDX RTY SPX 3000000 2955300 CITI 9.25% Callable NDX RTY SPX 3000000 3011700 MS 2.6% Autocall MRNA 1000000 879500 MS 8% Autocall NDX RTY SPX 2000000 2028500 SG 8% Callable RTY SPX SX5E 3000000 2922900 12,375 Abbott Laboratories 1022782 1354939 4,357 Accenture PLC Ireland Cl A 415686 1138092 2,801 Adidas AG 313214 512555 1,959 Adobe Inc 157886 979735 983 Aerojet Rocketdyne Hldgs Inc 39220 51952 352 Albany Intl A 25696 25844 3,307 Alibaba Group Hldg Ltd 574643 769638 805 Align Technology 57797 430176 11,509 Ally Financial Inc 341012 410411 183 Alphabet Inc Cl A 57315 320733 550 Alphabet Inc Cl C 191140 963534 11,630 Altria Group Inc 434467 476830 2,344 Amadeus It Group SA ADR 154895 176128 1,426 American Eq Invt Life Hldg C 35177 39443 1,650 Amgen Inc 365261 379368 2,058 Amicus Therapeutics Inc 19276 47519 2,121 Aon PLC Cl A 432221 448104 6,872 Apple Inc 300236 911846 542 Aspen Technology Inc 25539 70596 14,548 AT&T Inc 434035 418400 2,119 Autodesk Inc Delaware 366223 647015 345 Balchem CP 19120 39751 525 Bandwidth Inc Cl A 36224 80677 354 Biohaven Pharma Hldg Co Ltd 22584 30341 2,409 BJs Whsl Club Hldgs Inc 61625 89808 724 Blackrock Inc 327393 522395 6,948 Blackstone Group Inc Cl A 318250 450300 1,400 Bloom Energy Corp Cl A 33554 40124 10,871 Boston Scientific Corp 322353 390812 5,548 Bristol Myers Squibb Co 339834 344142 1,352 Broadcom Inc 323971 591973 622 Brooks-Automation Inc 26696 42203 9,095 Bunzl PLC 251996 309230 773 Cactus Inc Cl A 23492 20152 429 Calavo Growers Inc 38038 29785 682 Cardtronics PLC Cl A 24854 24075 724 Caredx Inc 29091 52454 383 Casey's General Stores Inc 27361 68411 725 Championx Corporation 10633 11093 1,950 Check Point Software Tech Ltd 206047 259175 1,266 Chegg Inc 18140 114358 6,417 Chevron Corp 600954 541916 7,475 Citigroup Inc 327108 460909 5,929 Coloplast As Sponsered ADR 50693 90832 1,388 Core Mark Holding Co Inc 37594 40766 1,302 Cornerstone Ondemand Inc 56186 57340 650 Cryoport Inc 22348 28522 4,496 CSL Ltd 245457 495234 1,091 Dassault Systems SA ADS 139094 222204 2,002 Dollar Gen Corp New 138170 421021 6,552 Enbridge Inc 209336 209598 694 Envestnet Inc 31290 57109 9,813 Experian Gp Ltd ADR 209385 372501 4,157 Facebook Inc Cl A 494803 1135526 700 Forward Air Corp 45438 53788 978 Fox Factory Holding Corp 22845 103384 2,144 Gartner Inc 118172 343447 10,109 General Mtrs Co 215734 420939 585 Grocery Outlet Hldg Corp 20661 22961 1,456 H&E Equipment Svcs Inc 36206 43403 890 Hain Celestial Group Inc 25465 35734 415 Hamilton Lane Cl A 30295 32391 956 Health Catalyst Inc 35227 41615 2,287 Heron Therapeutics Inc 54254 48404 7,650 Hess Midstream LP Cl A 158986 149711 1,649 Honeywell International Inc 279573 350742 247 Hubspot Inc 7992 97921 4,052 Icon PLC 415388 790059 152 IDEX Corporation Delaware 12368 30278 829 Illumina Inc 276942 306730 17,544 Industria De Diseno Textil Ind 284300 281406 334 Insulet Corp 10721 85380 1,295 Integra Lifesciences Crp 40765 84071 5,861 Intel Corp 290747 291995 2,897 Intl Business Machines Corp 379801 364674 360 Intuitive Surgical Inc 268092 294516 1,272 Invitae Corp 24054 53182 209 Irhythm Technologies Inc 32144 49577 1,240 Iridium Communications Inc 30802 48763 20,935 Ishares Inc Msci Japan ETF 1062467 1414369 550 JAMF Hldg Corp 17975 16456 3,280 Johnson & Johnson 454002 516206 3,490 JPMorgan Chase & Co 272966 443474 9,426 Kinder Morgan Incorp 189659 128853 1,122 Lattice Semiconductor 21055 51410 2,536 LVMH Moet Hennessy Louis Vuitt 186792 316315 642 Masonite Intl Corp 43229 63134 1,741 Mastercard Inc Cl A 193031 621433 69,928 Matthews Asian Japan Inv 1432806 1767089 1,708 McDonalds Corp 335954 366503 4,619 Medtronic PLC Shs 408108 541070 5,704 Merck & Co Inc 397455 466587 7,024 Microsoft Corp 559935 1562278 958 Model N Inc 35313 34181 4,360 Mondelez Intl Inc 216896 254929 318 Monolithic Pwr Systems Inc 13153 116461 751 Monro Inc 40446 40028 1,338 MRC Global Inc 24214 8871 639 MSCI Inc 146276 285333 2,203 National Vision Holdings Inc 68991 99774 2,256 Nestle Spon ADR Rep Reg Shr 186187 265757 2,943 New Oriental Ed & Tech Grp ADR 392526 546839 623 New Relic Inc 27037 40744 3,067 Newpark Res 31163 5889 6,335 Nike Inc B 381957 896212 833 Nlight Inc 21507 27197 432 Omnicell Inc 39385 51849 281 OSI Systems Inc 18215 26195 737 Pacira Biosciences 48223 44102 1,624 Pagerduty Inc 44210 67721 2,548 Paypal Hldgs Inc 233452 596742 443 Penumbra Inc 42561 77525 3,539 Pepsico Inc NC 432699 524834 1,783 Pfizer Inc 64435 65632 613 PJT Partners Inc Cl A 27720 46128 9,445 Plains GP Hldg LP Partners Int A 223369 79810 2,906 Procter & Gamble 335470 404341 1,608 Progyny Inc 30431 68163 675 Qualys Inc 17295 82262 220 Quanterix Corp 9855 10230 322 RBC Bearings Inc 45253 57651 409 Redfin Corp 8416 28070 683 Regeneron Pharmaceuticals Inc 224326 329964 12,003 Sage Group PLC ADR 434282 388825 2,397 Salesforce.com Inc 411501 533404 3,792 SAP AG 386349 494439 16,405 Schlumberger Ltd 494904 358121 6,455 Seagate Technology PLC 324639 401243 1,805 Sempra Energy 247527 229975 1,140 ServiceNow Inc 304993 627490 446 Shift4 Pmts Inc Cl A 21522 33628 15,903 Siemens Healthineers AG ADR 340316 409343 669 Silk Road Medical Inc 25730 42134 466 Smartsheet Inc 14520 32289 1,553 Stanley Black & Decker Inc 272994 277304 4,837 Starbucks Corp Washington 200339 517462 2,009 Surgery Partners Inc 30969 58281 1,174 Syneos Health Inc Cl A 38424 79985 7,456 Targa Resources Corp 339595 196689 29,682 TCG BDC Inc 670603 304537 2,176 Temenos Ag Sponsored ADR 249243 308165 11,484 Tencent Hldgs Ltd Unspon ADR 557138 825585 615 Tennant Co 42552 43155 921 Thermo Fisher Scientific 271484 428983 1,944 Trex Company Inc 14303 162752 759 Trupanion Inc 21103 90860 340 Ultragenyx Pharmaceutical Inc 25642 47066 5,362 Unilever PLC ADS 297478 323650 1,118 UnitedHealth GP Inc 347574 392060 718 US Ecology Inc 31453 26085 572 Varonis Systems Inc 21845 93585 221 Viatris Inc 3550 4142 2,343 Viavi Solutions Inc 23370 35086 3,262 Visa Inc Cl A 145816 713497 1,127 Vocera Comm Inc 18528 46804 328 Vroom Inc 16828 13438 6,067 Wal-Mart De Mexico SA 150687 170725 1,906 Walmart Inc 186960 274750 4,476 Walt Disney Hldg Co 422978 810962 1,010 Western Alliance Bancorp 25961 60550 3,254 Williams Co Inc 97018 65243 336 Wix.com Ltd 9443 83987 645 XPO Logistics Inc 18547 76884 2,235 Yext Inc 34285 35134 4,015 Zoetis Inc Class-A 285490 664483 Carlyle Energy Credit Opp II Offshore AT COST 590104 371083 Cheniere Energy Partners LP AT COST 96617 224648 Energy Transfer LP AT COST 208101 203464 Enterprise Prod Prtnrs LP AT COST 120422 383749 Graham Absolute Return Ltd AT COST 3000000 3160986 GSO Credit Alpha Feeder Fund II LP AT COST 545973 560009 HBK Multi-Strategy Offshore Fund Ltd AT COST 2000000 2329964 Magellan Midstream Partners LP AT COST 284236 417864 Millennium International Ltd AT COST 2451361 6356817 MPLX LP AT COST 257861 475456 North Haven Capital Partners VI NUSWMF AT COST 673953 827458 North Haven Credit Partners II Offshore AT COST 1242974 694549 North Haven Real Estate Fund V Offshore AT COST 92814 99185 Oaktree SSF II (Feeder) AT COST 727296 991548 Private Equity Co-Investment Opp Fund I AT COST 1679013 2612688 Phillips 66 Partners LP AT COST 119459 153997 Plains All Amern Pipeline LP AT COST 119907 77802 Private Markets Fund VII (Cayman) LP AT COST 3311965 4754204 York Credit Opportunities Unit Trust AT COST 722546 382324 Clear Bayou - Miner Deed AT COST 10 10 CorInnova Inc AT COST 250000 250000 Furniture and Fixtures 59765 59765 Improvements 104749 78539 26210 26210 Computer expenses 15327 7663 7664 Custody Fees 4994 4994 From Sch K-1 (Form 1065) 2545 1799 Insurance 13746 6873 6873 Office supplies/miscellaneous 6621 3311 3310 Telephone 2726 1363 1363 Foreign dividend income 2573414 2573414 From Sch K-1 (Form 1065) -189343 3839 Royalty income 63 63 Investment management fees 441154 441154 0 0 Excise tax 47000 Foreign tax 11073 11073 Severence tax 3 3