2021-10-27T18:29:05-05:00 2020-12-31 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2020-01-01 943363675 TOMPKINS CONSERVATION TOMP 4152299339 1606 UNION STREET SAN FRANCISCO CA 94123 ESTHER LI VICE PRESIDENT 4152299339 2021-10-27 1 ESTHER LI 999009999 PATRICIA J MAYER P00188643 4159561500 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z KRISTINE M TOMPKINS PO BOX 29290 SAN FRANCISCO CA 94129 41777569 0 X WWW.TOMPKINSCONSERVATION.ORG X 2000 CA TOMPKINS CONSERVATION IS DEDICATED TO PROTECTING AND RESTORING WILDLAND ECOSYSTEMS AND BIODIVERSITY IN CHILE AND ARGENTINA THROUGH THE FORMATION OF NEW NATIONAL PARKS. 9 7 13 8 0 0 12838924 5077352 0 0 3241994 7906416 62089 251 16143007 12984019 12771114 16767195 0 0 1152611 2120109 0 0 745226 1303928 1864009 15227653 20751313 915354 -7767294 184212718 121917870 0 0 184212718 121917870 X SEE SCHEDULE OTOMPKINS CONSERVATION IS DEDICATED TO PROTECTING AND RESTORING WILDLAND ECOSYSTEMS AND BIODIVERSITY IN CHILE AND ARGENTINA THROUGH THE FORMATION OF NEW NATIONAL PARKS. AS A NONPROFIT ORGANIZATION, TOMPKINS CONSERVATION'S GOAL IS TO PRESERVE INTACT ECOSYSTEMS, TO ACQUIRE AND PROTECT PRIVATELY OWNED WILDLANDS, AND ULTIMATELY TO RETURN ITS LANDHOLDINGS TO THE PUBLIC DOMAIN FOR PERMANENT PROTECTION IN THE FORM OF NATIONAL PARKS OR RESERVES. 0 0 613000 613000 SEE SCHEDULE OTOMPKINS CONSERVATION CONTINUES TO SUPPORT THE EXPANSION OF PROTECTED AREAS ON LAND AND SEA. GRANTS WERE MADE TO SUPPORT THE LAND PURCHASES THAT ARE KEY TO THE REWILDING PROGRAM IN ARGENTINA AND CHILE. 16445532 16154195 SEE SCHEDULE OALONG WITH PROTECTING HABITAT, TOMPKINS CONSERVATION SUPPORTS THE REWILDING PROGRAMS IN CHILE AND ARGENTINA THAT ARE HELPING DIMINISHED WILDLIFE POPULATIONS RETURN TO ABUNDANCE, AND REINTRODUCING MISSING NATIVE SPECIES TO REASSEMBLE WHOLE AND HEALTHY NATURAL COMMUNITIES. 334576 SEE SCHEDULE ODISTRIBUTION OF BOOKS AS TOOLS TO EDUCATE THE GENERAL PUBLIC ON VARIOUS ENVIRONMENTAL ISSUES AND TO EDUCATE THE GENERAL PUBLIC ON THE CREATION OF NATIONAL PARKS AS A WAY TO PRESERVE ECOSYSTEMS AND A RECOVERY PROCESS OF THREATENED SPECIES. 17393108 1 1 0 1 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 10 0 1 13 1 0 1 CI AR 0 0 0 0 0 0 0 0 0 0 X 9 7 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NM NY NC ND OH OK OR NJ PA RI SC SD TN TX UT VT VA WA WV WI WY X ESTHER LI 4152299339 1606 UNION STREET SAN FRANCISCO CA 94123 X DEBRA B RYKER SECRETARY/TREASURER 15.00 X X 325000 0 342 ESTHER LI VICE PRESIDENT 32.00 X 297513 0 49911 MARK BURGET MANAGING DIRECTOR 40.00 X 285788 0 34811 GWEN OBERMEYER DIRECTOR OF DEVELOPMENT 40.00 X 117538 0 8511 NICOLE PERMAN CHIEF OF STAFF 40.00 X 102846 0 22644 THOMAS BUTLER BOARD MEMBER 32.30 X 71039 0 1005 KRISTINE M TOMPKINS PRESIDENT 40.00 X X 0 0 0 QUINCEY T IMHOFF BOARD MEMBER 0.30 X X 0 0 0 PETER BUCKLEY BOARD MEMBER 0.30 X 0 0 0 MALINDA CHOUINARD BOARD MEMBER 0.30 X 0 0 0 YVON CHOUINARD BOARD MEMBER 0.30 X 0 0 0 RICK RIDGEWAY BOARD MEMBER 0.30 X 0 0 0 JIB ELLISON BOARD MEMBER 0.30 X 0 0 0 1199724 0 117224 5 0 1 0 BLUSKYE VENTURES INC 706 HEALDSBURG AVENUE HEALDSBURG CA 95448 DEVELOPMENT PLANNING 337419 ADLER & COLVIN 135 MAIN STREET 20TH FLOOR SAN FRANCISCO CA 94105 LEGAL SERVICES 122133 GRAYSTONE CONSULTING 3562 ROUND BARN CIRCLE 1ST FLOOR SANTA ROSA CA 95403 INVESTMENT SERVICES 112716 5 5077352 2167706 5077352 293611 293611 36406355 28775224 18326 7631131 -18326 7612805 7612805 OTHER REVENUE 900099 251 251 251 12984019 0 0 7906667 6377876 6377876 10389319 10389319 672766 672766 945545 97962 360653 486930 409809 65216 274648 69945 91989 8574 54185 29230 214689 83144 111291 20254 79831 79831 176646 176646 21858 21858 25230 2097 16352 6781 144598 140548 4050 25768 98 10926 14744 122661 100428 6787 15446 40982 40982 OUTSIDE SERVICES 778747 78458 650890 49399 BOOK PROJECTS 158635 158635 PROGRAM RELATED EXPENSE 31157 31157 43207 144 16474 26589 20751313 17393108 2612979 745226 576 501 10695454 6754659 855954 376030 570504 479924 0 20063567 31931967 10908405 132099049 79641694 42522 19959 8872646 4049161 184212718 121917870 0 0 X 182075390 115228919 2137328 6688951 184212718 121917870 184212718 121917870 X -7767294 -54527554 X 0 1 X 1 0 X 7181678 5843252 8646807 12383924 5077352 39133013 7181678 5843252 8646807 12383924 5077352 39133013 24114833 15018180 95 2357 15433 735249 293611 1046745 62089 251 62340 40242098 0.37320 0.33220 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2019 AMOUNT: $ 62,089. 2020 AMOUNT: $ 251. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 257368 257368 24407 1216 23191 544787 370712 174075 29392 4102 25290 479924 PRUDENTIAL JENNISON GLOBAL 825388 C POINTER HFOF 1 C METROPOLITAN WEST TOTAL RETURN 1876769 C METROPOLITAN WEST LOW DURATION 787295 C LEGACY VENTURE LLC 2213303 C BLACKSTONE REIT 1240049 C OAKMARK GLOBAL ADVISOR 1909300 C PUERTO VARAS LLC 2056300 F 10908405 EMPRESAS VERDES, LLC CHILE 21820514 C CONSERVACION PATAGONICA CHILE, S.A. 57821180 C 79641694 X PART X, LINE 2: TC IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS A TAX-EXEMPT ORGANIZATION UNDER SECTIONS 501(C)(3) AND 509(A)(1) OF THE INTERNAL REVENUE CODE (IRC) AND SECTION 23701(D) OF THE STATE OF CALIFORNIA REVENUE AND TAXATION CODE. TC EVALUATES UNCERTAIN TAX POSITIONS, WHEREBY THE EFFECT OF THE UNCERTAINTY WOULD BE RECORDED IF THE OUTCOME WAS CONSIDERED PROBABLE AND REASONABLY ESTIMABLE. TC INITIALLY RECOGNIZES THE CONSOLIDATED FINANCIAL STATEMENT EFFECTS OF A TAX POSITION WHEN IT IS MORE-LIKELY-THAN-NOT, BASED ON THE TECHNICAL MERITS, THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION. THE TERM "MORE-LIKELY-THAN-NOT" MEANS A LIKELIHOOD OF MORE THAN 50%; THE TERMS "EXAMINED AND "UPON EXAMINATION" ALSO INCLUDE RESOLUTION OF THE RELATED APPEALS OR LITIGATION PROCESSES, IF ANY. THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD IS A POSITIVE ASSERTION THAT AN ENTITY BELIEVES IT IS ENTITLED TO THE ECONOMIC BENEFITS ASSOCIATED WITH A TAX POSITION. THE DETERMINATION OF WHETHER OR NOT A TAX POSITION HAS MET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD SHALL CONSIDER THE FACTS, CIRCUMSTANCES, AND INFORMATION AVAILABLE AT THE REPORTING DATE. THE LEVEL OF EVIDENCE THAT IS NECESSARY AND APPROPRIATE TO SUPPORT AN ENTITY'S ASSESSMENT OF THE TECHNICAL MERITS OF A TAX POSITION IS A MATTER OF JUDGMENT THAT DEPENDS ON ALL AVAILABLE INFORMATION. TC HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2020. 1 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 INVESTMENT 84638836 0 0 0 0 0 0 84638836 0 84638836 SOUTH AMERICA LAND PURCHASE TO CREATE NATIONAL PARKS 613000 WIRE TRANSFER SOUTH AMERICA PUBLIC AWARENESS OF NATIONAL PARKS 200000 WIRE TRANSFER SOUTH AMERICA REWILDING PROGRAM 400000 WIRE TRANSFER SOUTH AMERICA GENERAL SUPPORT 2665719 WIRE TRANSFER SOUTH AMERICA REWILDING PROGRAM 6510600 GRANT OF LLC INTEREST HOLDING LAND APPRAISAL 4 1 1 0 1 0 0 0 PART I, LINE 2: ANNUAL GRANT EXPENDITURE REPORTS ARE SUBMITTED FOR REVIEW. PART I, LINE 3: EXPENDITURES REPORTED ABOVE ARE ACCOUNTED FOR ON THE CASH BASIS METHOD OF ACCOUNTING. PART III ACCOUNTING METHOD: 1 EARTH ISLAND INSTITUTE 2150 ALLSTON WAY SUITE 480 BERKELEY CA 94704 942889684 501(C)(3) 8500 LAND PRESERVATION FIREFIGHTER UNITED FOR SAFETY 2852 WILLAMETTE SUITE 125 EUGENE OR 97405 201094311 501(C)(3) 700 BOOK DISTRIBUTIONS NORTHEAST WILDNESS TRUST 17 STATE STREET SUITE 302 MONTPELIER VT 05602 010729039 501(C)(3) 12000 GENERAL SUPPORT MARIN COMMUNITY FOUNDATION 5 HAMILTON LANDING SUITE 200 NOVATO CA 94949 943007979 501(C)(3) 50000 LAND PRESERVATION MARIN COMMUNITY FOUNDATION 5 HAMILTON LANDING SUITE 200 NOVATO CA 94949 943007979 501(C)(3) 6306676 REWILDING PROGRAM 4 0 PART I, LINE 2: GRANTS ARE AWARDED BY THE BOARD OF DIRECTORS AND THE ACCOUNTING DEPARTMENT VERIFIES GRANTEE STATUS AND USE OF GRANTS. 0 0 0 0 0 0 0 0 0 DEBRA B RYKER SECRETARY/TREASURER 325000 0 0 0 0 0 0 0 342 0 325342 0 0 0 ESTHER LI VICE PRESIDENT 297513 0 0 0 0 0 8925 0 40986 0 347424 0 0 0 MARK BURGET MANAGING DIRECTOR 285788 0 0 0 0 0 8574 0 26237 0 320599 0 0 0 X 2 111406 FMV OF DONATION X 1 2056300 APPRAISED VALUE 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 ONE OF THE DIRECTORS HAS A BUSINESS RELATIONSHIP WITH TWO OF THE DIRECTORS WHO ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11B BOARD RECEIVES DRAFT COPY OF FORM 990 FOR REVIEW AND COMMENT BEFORE FILED. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD REVIEWS DRAFT OF THE FORM 990 AND PROVIDES ANY COMMENTS OR CHANGES BEFORE FORM 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C A POTENTIAL CONFLICT OF INTEREST ARISES WHENEVER THE ORGANIZATION CONTEMPLATES A DECISION INVOLVING A VENDOR, CONSULTANT, OR GRANTEE WITH WHICH A DIRECTOR OR EMPLOYEE IS AFFILIATED. AFFILIATION MEANS THE CLOSE INVOLVEMENT WITH A VENDOR, CONSULTANT, OR GRANTEE ON THE PART OF (A) A DIRECTOR OR OFFICER OF THE ORGANIZATION, (B) AN EMPLOYEE OF THE ORGANIZATION, OR (C) THE SPOUSE OR EQUIVALENT, PARENTS, OR CHILDREN OF A DIRECTOR, OFFICER, OR EMPLOYEE. AFFILIATION INCLUDES, BUT IS NOT LIMITED TO: (1) DOING BUSINESS AS A DIRECTOR, OFFICER, EMPLOYEE, OR CONSULTANT TO THE GRANTEE, CONSULTANT, OR VENDOR; (2) DOING BUSINESS WITH THE GRANTEE, CONSULTANT OR VENDOR; OR (3) OWNING AN INTEREST IN SUCH CONSULTING FIRM OR VENDOR.TO FACILITATE THE DISCLOSURE OF AFFILIATIONS, EACH DIRECTOR AND EMPLOYEE COMPLETE AND PROVIDE TO THE SECRETARY OF THE ORGANIZATION, AN AFFILIATED PARTY DISCLOSURE FORM BY JANUARY 31 OF EACH YEAR. AN INDIVIDUAL WHO JOINS THE ORGANIZATION AS A DIRECTOR OR EMPLOYEE AFTER JANUARY 31 SHALL SUBMIT A COMPLETE AFFILIATED PARTY DISCLOSURE FORM TO THE SECRETARY WITHIN ONE WEEK OF ASSUMING THAT POSITION. AN EMPLOYEE WHO IS AFFILIATED WITH A PROSPECTIVE VENDOR, CONSULTANT, OR GRANTEE SHALL ABSTAIN FROM PARTICIPATING IN ANY DECISION INVOLVING THAT VENDOR, CONSULTANT, OR GRANTEE. A DIRECTOR WHO IS AFFILIATED WITH A PROSPECTIVE VENDOR, CONSULTANT OR GRANTEE SHALL ABSTAIN FROM VOTING WITH REGARD TO ANY TRANSACTION BETWEEN THE ORGANIZATION AND THAT PERSON. UNLESS THE BOARD OF DIRECTORS DECIDES OTHERWISE, HOWEVER, A DIRECTOR WHO HAS DISCLOSED SUCH AFFILIATION IS NOT REQUIRED TO LEAVE THE BOARD ROOM OR TO REFRAIN FROM PARTICIPATING IN ANY BOARD DISCUSSION CONCERNING THE PROSPECTIVE VENDOR, CONSULTANT, OR GRANTEE. THE ORGANIZATION MAY ENGAGE IN A TRANSACTION TO AWARD FUNDS OR TO CONTRACT WITH A GRANTEE, CONSULTANT, OR VENDOR WITH WHOM A DIRECTOR OR EMPLOYEE IS AFFILIATED, ONLY IF THE FOLLOWING CONDITIONS ARE MET PRIOR TO THE TRANSACTION: (A) THE AFFILIATED PERSON SHALL DISCLOSE TO THE BOARD OF DIRECTORS ALL MATERIAL FACTS CONCERNING THE AFFILIATION; (B) THE AFFILIATED PERSON, MEMBERS OF THE PERSON'S FAMILY, AND BUSINESS ENTERPRISES OF THE AFFILIATED PERSON DO NOT HAVE AN INTEREST IN THE PROPOSED TRANSACTION WHICH CONSTITUTES DIRECT OR INDIRECT SELF-DEALING UNDER IRC SECTION 4941; (C) THE BOARD OF DIRECTORS SHALL REVIEW THE MATERIAL FACTS. THE TRANSACTION MAY BE APPROVED ONLY IF A MAJORITY OF THE DIRECTORS, NOT COUNTING THE VOTE OF ANY DIRECTOR WHO IS AN AFFILIATED PERSON WITH REGARD TO THIS TRANSACTION, CONCLUDES THAT: (1) THE PROPOSED TRANSACTION IS FAIR AND REASONABLE TO THE ORGANIZATION; (2) THE ORGANIZATION PROPOSES TO ENGAGE IN THIS TRANSACTION FOR ITS OWN PURPOSES AND BENEFITS, AND NOT FOR THE BENEFIT OF THE AFFILIATED PERSON; (3) THE PROPOSED TRANSACTION IS THE MOST BENEFICIAL ARRANGEMENT WHICH THE ORGANIZATION COULD OBTAIN IN THE CIRCUMSTANCES WITH REASONABLE EFFORT; AND (4) THE PROPOSED TRANSACTION DOES NOT CONSTITUTE DIRECT OR INDIRECT SELF-DEALING UNDER IRC SECTION 4941. IF A DIRECTOR OR AN EMPLOYEE OWNS AN INTEREST IN A CONSULTING FIRM OR VENDOR AND THE ORGANIZATION INTENDS TO ENGAGE IN A TRANSACTION WITH THE CONSULTING FIRM OR VENDOR, THE ORGANIZATION MAY CONDITION SUCH TRANSACTION ON THE DIVESTITURE BY THE DIRECTOR OR EMPLOYEE OF THEIR OWNERSHIP INTEREST. FORM 990, PART VI, SECTION C, LINE 19 THE AUDITED FINANCIAL STATEMENTS, GOVERNING/ORGANIZING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AND CAN BE EMAILED OR MAILED TO REQUESTOR. FORM 990, PART VII, SECTION A SUPPLEMENTAL INFORMATION: TWO OF THE BOARD MEMBERS WERE COMPENSATED FOR THEIR SERVICES AS EMPLOYEES OF THE ORGANIZATION. FORM 990, PART XI, LINE 9: FMV LOSS ADJUSTMENT ON GRANT MADE COMPRISING DONATED LAND -54,527,554. CONSERVACION PATAGONICA LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNS INTEREST IN CONSERVACION PATAGONICA CHILE S.A. DE 57820601 CONSERVACION PATAGONICA SUR AIKE LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNS INTEREST IN CONSERVACION PATAGONICA CHILE S.A. DE 578 CONSERVACION PATAGONICA EMPRESAS VERDES LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNS INTEREST IN THE CONSERVATION LAND TRUST ARGENTINA S.A. DE 21820515 CONSERVACION PATAGONICA PUERTO VARAS LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNS INTEREST IN THE CONSERVATION LAND TRUST ARGENTINA S.A. DE 2056300 CONSERVACION PATAGONICA CONSERVACION PATAGONICA CHILE SA KLENNER 299 PUERTO VARAS X CI MAINTAIN THE PRESERVATION & CONSERVATION OF LAND & SPECIES OF LAND IN CHILE CI CONSERVACION PATAGONICA C 350308 1377544 1.00000 1 THE CONSERVATION LAND TRUST ARGENTINA SA 3355 SCALIBRINI ORTIZ PISO 4 OFC BUENOS AIRES AR MAINTAIN THE PRESERVATION & CONSERVATION OF LAND & SPECIES IN ARGENTINA AR CONSERVACION PATAGONICA C 1383268 1182840 1.00000 0 EMPRESAS VERDES LLC CHILE KLENNER 299 PUERTO VARAS X CI MAINTAIN THE PRESERVATION & CONSERVATION OF LAND & SPECIES OF LAND IN CHILE CI CONSERVACION PATAGONICA C 137780 123091 1.00000 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 CONSERVACION PATAGONICA CHILE SA B 0 CAPITAL CONTRIBUTION - BOOK VALUE THE CONSERVATION LAND TRUST ARGENTINA SA B 8841260 CAPITAL CONTRIBUTION - BOOK VALUE