2021-10-28T09:10:29-05:00 2020-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2020-01-01 522143968 ALLIANCE FOR AUTOMOTIVE INNOVATION INC ALLI 2023265500 1050 K STREET NW NO 650 WASHINGTON DC 20001 JOHN BOZZELLA PRESIDENT & CEO 2023265500 2021-05-17 1 JOHN BOZZELLA 999009999 AARON M FOX P01365820 2022274000 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z X JOHN BOZZELLA 1050 K STREET NW NO 650 WASHINGTON DC 20001 41145841 0 X AUTOSINNOVATE.ORG X 1999 DC TRADE ASSOCIATION FOR THE MOTOR VEHICLE MANUFACTURING INDUSTRY. 39 39 56 45 0 0 1456631 0 20285486 30724402 420335 691758 14760 1797 22177212 31417957 2656603 7500 0 0 13366426 12378414 0 0 0 15829418 16398862 31852447 28784776 -9675235 2633181 19416859 23399763 8824779 7607170 10592080 15792593 X TO REPRESENT THE COMMON INTERESTS OF ITS MEMBERS AND PROVIDE A FORUM TO ENABLE THEM TO ADVANCE PUBLIC POLICIES THAT MEET CONSUMER AND SOCIETAL NEEDS FOR CLEAN, SAFE, EFFICIENT, AND AFFORDABLE PERSONAL TRANSPORTATION. TO REPRESENT 12 CAR AND LIGHT TRUCK MANUFACTURERS SELLING VEHICLES IN THE UNITES STATES AND SERVES AS A LEADING ADVOCACY GROUP FOR THE AUTO INDUSTRY. RESPECT FOR PRINCIPLES OF SUSTAINABLE MOBILITY PERMITS TECHNOLOGICAL PROGRESS IN HARMONY WITH THE ENVIRONMENT AND THE ECONOMY. 0 0 RESEARCH: TO WORK WITH MEMBER COMPANIES ON RESEARCH MATTERS. THIS INCLUDES PROGRAMS ADDRESSING A VARIETY OF ENVIRONMENTAL AND VEHICLE SAFETY ISSUES. LEGISLATION AND REGULATIONS: TO WORK WITH MEMBER COMPANIES ON LEGISLATIVE AND REGULATORY ISSUES AFFECTING THE INDUSTRY. COMMUNICATIONS: EXTENSIVE COMMUNICATIONS WITH MEMBERS REGARDING REGULATORY ISSUES, AUTOMOTIVE STANDARDS, GLOBAL HARMONIZATION AND OTHER ISSUES AFFECTING THE AUTOMOTIVE INDUSTRY THROUGH WEBSITES, AD CAMPAIGNS AND CURRENT TREND COMMUNICATIONS. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 102 0 1 56 1 0 0 0 0 0 0 1 0 X 39 39 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 0 0 CA X ANGEL PUNZALAN 2023265500 1050 K STREET NW NO 650 WASHINGTON DC 20001 JOHN BOZZELLA PRESIDENT & CEO 40.00 X 1333722 0 45592 DAVID SCHWIETERT CHIEF POLICY OFFICER 40.00 X 613700 0 58201 JOHN WHATLEY SR. COUNSEL & CHIEF LEGAL ADVISOR 40.00 X 499618 0 79529 DONALD STEWART EVP, PUBLIC AFFAIRS 40.00 X 497324 0 27019 JUDITH MULCAHY VP, OPERATIONS, FINANCE & STRATEGIC 40.00 X 431407 0 36061 AMY BRINK VP, STATE AFFAIRS 40.00 X 333795 0 72573 STEVEN DOUGLAS VP, ENERGY & ENVIRONMENT 40.00 X 332624 0 34905 CHARLES HAAKE VP & GENERAL COUNSEL 40.00 X 313997 0 35238 HILARY CAIN SR DIRECTOR, ENVIRONMENTAL AFFAIRS 40.00 X 294987 0 39165 WADE NEWTON VP, TECHNOLOGY & INNOVATION POLICY 40.00 X 267871 0 41056 ANGEL PUNZALAN VP, FINANCE & IT 40.00 X 254685 0 19824 JULIA REGE VP, ENERGY & ENVIRONMENT 40.00 X 254381 0 8994 MARK REUSS CHAIR 1.00 X X 0 0 0 MICHAEL COLE VICE-CHAIR - UNTIL 9/2020 1.00 X X 0 0 0 BERNHARD KUHNT CHAIR, AUDIT & FINANCE COMMITTEE 1.00 X X 0 0 0 CHRIS REYNOLDS CHAIR, STRATEGIC PLANNING COMMITTEE 1.00 X X 0 0 0 MITCH BAINWOL DIRECTOR 1.00 X 0 0 0 JAMES BELL DIRECTOR 1.00 X 0 0 0 MARK CHERNOBY DIRECTOR 1.00 X 0 0 0 STEVE CICCONE DIRECTOR 1.00 X 0 0 0 WILLIAM CRAVEN DIRECTOR 1.00 X 0 0 0 TOM DOLL DIRECTOR 1.00 X 0 0 0 JOACHIM EBERHARDT DIRECTOR 1.00 X 0 0 0 EVERETT EISSENSTAT DIRECTOR 1.00 X 0 0 0 JERRY FLANNERY DIRECTOR 1.00 X 0 0 0 JOANNA FOUST DIRECTOR 1.00 X 0 0 0 KUMAR GALHOTRA DIRECTOR 1.00 X 0 0 0 SHEILA GALLUCCI-DAVIS DIRECTOR 1.00 X 0 0 0 DAVID GEANACOPOULOS DIRECTOR - UNTIL 9/2020 1.00 X 0 0 0 ANDERS GUSTAFFSON DIRECTOR 1.00 X 0 0 0 JEFF GUYTON DIRECTOR 1.00 X 0 0 0 ROBERT HOLYCROSS DIRECTOR 1.00 X 0 0 0 ROBERT HOOD DIRECTOR 1.00 X 0 0 0 BRYAN JACOBS DIRECTOR 1.00 X 0 0 0 JAKE JONES DIRECTOR 1.00 X 0 0 0 SHANE KARR DIRECTOR 1.00 X 0 0 0 SCOTT KEOGH DIRECTOR 1.00 X 0 0 0 JIM LENTZ DIRECTOR - UNTIL 9/2020 1.00 X 0 0 0 JOSE MUNOZ DIRECTOR 1.00 X 0 0 0 SHAWN MURPHY DIRECTOR 1.00 X 0 0 0 JEREMIE PAPIN DIRECTOR 1.00 X 0 0 0 BILL PEFFER DIRECTOR 1.00 X 0 0 0 ELIZABETH REICHERTS DIRECTOR 1.00 X 0 0 0 DAN RYAN DIRECTOR 1.00 X 0 0 0 LISSA ERRION SAUMS DIRECTOR 1.00 X 0 0 0 ANNA SCHNEIDER DIRECTOR 1.00 X 0 0 0 RICK SCHOSTEK DIRECTOR 1.00 X 0 0 0 BRIAN SMITH DIRECTOR - UNTIL 9/2020 1.00 X 0 0 0 NICHOLAS SPEEKS DIRECTOR 1.00 X 0 0 0 MARK STEWART DIRECTOR 1.00 X 0 0 0 ANDREW TAVI DIRECTOR 1.00 X 0 0 0 JENNIFER THOMAS DIRECTOR 1.00 X 0 0 0 JOSE VALLS DIRECTOR 1.00 X 0 0 0 CHRISTOPHER WENK DIRECTOR 1.00 X 0 0 0 TRACY WOODARD DIRECTOR - UNTIL 9/2020 1.00 X 0 0 0 KLAUS ZELLMER DIRECTOR 1.00 X 0 0 0 5428111 0 498157 18 0 1 0 FORBES TATE PARTNERS LLC 777 6TH STREET NW 8TH FLOOR WASHINGTON DC 20001 PUBLIC AFFAIRS 549532 DENNIS B FITZGIBBONS 1405 N WAKEFIELD STREET ARLINGTON VA 22207 STRATEGY CONSULTANT 480000 SAYBOLT LP 201 DEERWOOD GLEN DRIVE DEER PARK TX 77536 TECHNICAL CONSULTANT 474089 RL POLK & CO 26533 EVERGREEN ROAD SOUTHFIELD MI 48076 DATA ACCESS 249962 AKIN GUMP STRAUSS HAUER & FELD LLP 2001 K STREET NW WASHINGTON DC 20006 LEGAL SERVICES 180990 12 MEMBERSHIP DUES 900099 24293750 24293750 CONTRACT FEES 900099 4633661 4633661 FRANCHISE LAW SUBSCRIPTION 900099 949862 949862 FUEL SURVEY SUBSCRIPTION 900099 847129 847129 30724402 231376 231376 10188266 9727884 460382 460382 460382 OTHER INCOME 900099 1797 1797 1797 31417957 30724402 0 693555 X 7500 4245917 6026325 1035145 669649 401378 2121110 175579 3017035 51798 4979895 314956 222775 537754 2718354 112958 186903 444250 156677 DUES & SUBSCRIPTIONS 961371 REPAIRS & MAINTENANCE 116593 LOSS ON DISPOSAL 108445 SPONSORSHIPS 93450 78959 28784776 4090125 9268270 159670 219538 778158 12479 467725 448651 6759360 3688241 2179180 3071119 11538595 3544442 899858 6120094 9359 9359 19416859 23399763 5047297 3789733 495189 34249 51320 0 3230973 3783188 8824779 7607170 X 10297460 12113179 294620 3679414 10592080 15792593 19416859 23399763 X 2633181 192182 2375150 X 0 1 X 1 0 2000 2000 2000 1 BRAD WITT FOR STATE REPRESENTATIVE PO BOX 268 CLATSKANIE OR 97016 1000 FRIENDS OF CHRISTINE DRAZAN PO BOX 196 CANBY OR 97013 1000 0 0 0 24293750 4685019 -1203647 3481372 4716568 -1235196 PART I-A, LINE 1: THE ALLIANCE PROVIDED DIRECT POLITICAL SUPPORT TO 527 ORGANIZATIONS. 4429966 2055018 2374948 1214235 847536 366699 1115159 785687 329472 3071119 STRUCTURED NOTES 901326 F INVESTMENT GRADE FIXED-INCOME 5218768 F 6120094 DEFERRED RENT 3744937 CAPITAL LEASE 16761 DUE TO RELATED PARTY 21490 3783188 X 31558341 192182 192182 31366159 51798 51798 31417957 28734018 1040 1040 28732978 51798 51798 28784776 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2020, NO PROVISION FOR INCOME TAXES WAS MADE, AS THE ALLIANCE HAD NO SIGNIFICANT NET UNRELATED BUSINESS INCOME AND DID NOT IDENTIFY ANY UNCERTAINTY IN INCOME TAXES REQUIRING RECOGNITION OR DISCLOSURE IN THESE CONSOLIDATED FINANCIAL STATEMENTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: ALLIANCE PAC CONSOLIDATED EXPENSES AND ELIMINATIONS 580. ALLIANCE CA PAC CONSOLIDATED EXPENSES AND ELIMINATIONS 460. X X X 1 1 X X X 0 0 0 JOHN BOZZELLA PRESIDENT & CEO 793800 0 536565 0 3357 0 10925 0 34667 0 1379314 0 0 0 DAVID SCHWIETERT CHIEF POLICY OFFICER 555628 0 48300 0 9772 0 32200 0 26001 0 671901 0 0 0 JOHN WHATLEY SR. COUNSEL & CHIEF LEGAL ADVISOR 443800 0 42300 0 13518 0 32200 0 47329 0 579147 0 0 0 DONALD STEWART EVP, PUBLIC AFFAIRS 485200 0 1500 0 10624 0 10925 0 16094 0 524343 0 0 0 JUDITH MULCAHY VP, OPERATIONS, FINANCE & STRATEGIC 346360 0 73120 0 11927 0 32200 0 3861 0 467468 0 0 0 AMY BRINK VP, STATE AFFAIRS 294182 0 29530 0 10083 0 32200 0 40373 0 406368 0 0 0 STEVEN DOUGLAS VP, ENERGY & ENVIRONMENT 275267 0 48175 0 9182 0 32200 0 2705 0 367529 0 0 0 CHARLES HAAKE VP & GENERAL COUNSEL 301850 0 1500 0 10647 0 0 0 35238 0 349235 0 0 0 HILARY CAIN SR DIRECTOR, ENVIRONMENTAL AFFAIRS 236457 0 51500 0 7030 0 9888 0 29277 0 334152 0 0 0 WADE NEWTON VP, TECHNOLOGY & INNOVATION POLICY 238721 0 21564 0 7586 0 29573 0 11483 0 308927 0 0 0 ANGEL PUNZALAN VP, FINANCE & IT 243600 0 1500 0 9585 0 9888 0 9936 0 274509 0 0 0 JULIA REGE VP, ENERGY & ENVIRONMENT 243250 0 1500 0 9631 0 0 0 8994 0 263375 0 0 0 PART I, LINE 1B ALL OF THE ITEMS CHECKED ON SCHEDULE J, PART 1, LINE 1A ARE RELATED TO JOHN BOZZELLA, PRESIDENT & CEO. TAXABLE COMPENSATION, INCLUDING SOCIAL CLUB DUES AND PROVIDED VEHICLE, ARE INCLUDED ON THE PRESIDENT & CEO'S W-2. FORM 990, PART VI, SECTION A, LINE 6 THE ALLIANCE HAS REGULAR MEMBERS, INTERMEDIATE MEMBERS, AND ASSOCIATE MEMBERS. THOSE WHO ARE REGULAR MEMBERS MAY VOTE ON ALLIANCE MATERS. INTERMEDIATE MEMBERS AND ASSOCIATE MEMBERS MAY ATTEND BOARD MEETINGS AND PARTICIPATE IN DISCUSSIONS BUT MAY NOT VOTE. FORM 990, PART VI, SECTION A, LINE 7A THERE WERE SIX REGULAR MEMBER COMPANIES ON THE BOARD OF DIRECTORS. EACH REGULAR MEMBER COMPANY CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. THESE REGULAR MEMBERS HAVE VOTING RIGHTS AND PARTICIPATE IN THE ALLIANCE GOVERNANCE. ADDITIONALLY, THERE WERE TWO INTERMEDIATE MEMBERS AND FOUR ASSOCIATE MEMBERS WHO DO NOT HAVE VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7B EACH OF THE SIX REGULAR MEMBER COMPANIES CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. MEMBERS OF THE BOARD ALSO PARTICIPATE IN THE EXECUTIVE COMMITTEE MEETINGS. EACH COMPANY, REGARDLESS OF THE NUMBER OF BOARD MEMBERS PRESENT, HAS ONE VOTE ON EACH ISSUE FOR A TOTAL, IF ALL MEMBERS ARE REPRESENTED, OF SIX VOTES. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 PREPARED BY AN INDEPENDENT TAX FIRM IS REVIEWED BY THE VICE PRESIDENT, FINANCE AND IT AND APPROVED TO THE AUDIT AND FINANCE COMMITTEE OF THE BOARD. THE APPROVED TAX RETURN IS PRESENTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONICT OF INTEREST DECLARATION IS DISCUSSED IN ONE BOARD MEETING ANNUALLY. IN ADDITION, EACH MEMBER OF THE BOARD REARMS THE CONICT OF INTEREST DECLARATION ANNUALLY. THE PROCESS IS RECORDED IN THE MINUTES OF THE BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPARABILITY DATA FROM A NUMBER OF LIKE INDUSTRY SURVEYS IS MAINTAINED AND REVIEWED ON AN AS-NEEDED BASIS. THE EXECUTIVE COMMITTEE OF THE BOARD SET THE MULTI-YEAR CONTRACTUAL COMPENSATION FOR THE PRESIDENT AND CEO BASED ON EXTERNAL DATA COLLECTED. ANNUAL PERFORMANCE WEIGHS HEAVILY IN THE DETERMINATION OF THE VARIABLE COMPENSATION PAYMENT OF THE PRESIDENT AND CEO OCCURRING EACH SPRING. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CERTAIN POLICIES AND AUDITED NANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST BASED ON THE DISCRETION OF MANAGEMENT. FORM 990, PART IX, LINE 11G GENERAL CONSULTANTS 1,490,951. TECHNICAL CONSULTANTS 1,264,536. PUBLIC AFFAIRS CONSULTANTS 287,500. RESEARCH/DATA ACQUISITION 1,558,146. ETHICS REPORTING & COMPLIANCE 2,026. AMICUS BRIEFS 144,402. RECRUITING 197,283. TEMPORARY HELP 18,977. PAYROLL PROCESSING 16,074. FORM 990, PART XI, LINE 9: INCREASE OF NET ASSETS DUE TO MERGER WITH GLOBAL AUTOMAKERS 6,134,357. TRANSFER FOR CREATION OF HERE FOR AMERICA CONCURRENT TO MERGER -3,759,207. ALLIANCE OF AUTOMOBILE MANUFACTURERS PAC 803 7TH STREET NW SUITE 300 WASHINGTON DC 20001 454807568 SUPPORT NEEDS OF AUTOMOTIVE INDUSTRY THROUGH FEDERAL ELECTIONS DC 527 ALLIANCE FOR AUTOMOTIVE INNOVATION INC 1 ALLIANCE OF AUTOMOBILE MANUFACTURERS CA PAC 555 CAPITOL MALL SUITE 1424 SACRAMENTO CA 95814 262335858 SUPPORT NEEDS OF AUTOMOTIVE INDUSTRY THROUGH CA ELECTIONS CA 527 ALLIANCE FOR AUTOMOTIVE INNOVATION INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0