2021-10-19T13:45:39-05:00 2020-12-31 562231176 KB Morgan PLLC 405 Battleground Avenue Suite 101 Greensboro NC 27401 990PF 2020-01-01 581413060 EA Morris Charitable Foundation EAMO 9194039498 3802 Swarthmore Road Durham NC 27707 KENNETH B MORGAN Treasurer 3362712870 2021-10-19 1 KENNETH MORGAN XXX-XX-XXXX Kenneth B Morgan P00006346 3362712870 X 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 14705084 X X 174514 174514 209578 4001330 209578 384092 384092 224404 11220 165202 24089 0 0 3113 0 0 5606 1302 0 137 0 3840 0 0 230 0 0 64452 61963 0 325871 74485 165202 453500 453500 779371 74485 618702 -395279 309607 3563044 981407 981407 7421 7421 140042 0 0 7711290 7128441 10502503 284400 3186365 3213753 772 772 137 0 0 11698913 11303634 14705084 0 0 X 4474067 4474067 0 0 7224846 6829567 11698913 11303634 11698913 11303634 11698913 -395279 0 11303634 0 11303634 BWGLB ALT CR I-68.891 SHS 2019-04-01 2020-03-06 752 707 45 45 BWGLB ALT CR I-70.141 SHS 2019-07-01 2020-03-06 765 731 34 34 BWGLB ALT CR I-39.682 SHS 2019-10-01 2020-03-06 433 417 16 16 BWGLB ALT CR I-160.259 SHS 2019-12-20 2020-03-06 1748 1670 78 78 BOSTON L/SHRT RSRCH-98.118 SHS 2019-12-13 2020-03-06 1421 1543 -122 -122 BOSTON L/SHRT RSRCH-70.679 SHS 2019-12-13 2020-03-06 1023 1112 -89 -89 BWGLB ALT CR I- 9587.728 SHS 2018-01-04 2020-03-06 104602 100000 4602 4602 BWGLB ALT CR I-92.494 SHS 2018-03-29 2020-03-06 1009 955 54 54 BWGLB ALT CR I- 10.891 SHS 2018-06-29 2020-03-06 119 113 6 6 BWGLB ALT CR I- 89.325 SHS 2018-09-28 2020-03-06 975 918 57 57 BWGLB ALT CR I- 42.032 SHS 2018-12-21 2020-03-06 459 425 34 34 BOSTON L/SHRT RSRCH-6972.690 SHS 2018-01-04 2020-03-06 100965 120000 -19035 -19035 BOSTON L/SHRT RSRCH- 370.046 SHS 2018-12-14 2020-03-06 5358 5443 -85 -85 BOSTON L/SHRT RSRCH- 5.923 SHS 2018-12-14 2020-03-06 86 87 -1 -1 RMB FINL L/S I-7996.726 SHS 2018-01-04 2020-03-06 87864 125000 -37136 -37136 AMERICAN EXPRESS CO 2016-01-04 2020-04-14 8528 6466 2062 2062 AMERICAN EXPRESS CO 2013-12-06 2020-04-14 2931 2832 99 99 CARRIER GLOBAL CORP 2016-01-04 2020-04-16 766 1082 -316 -316 CARRIER GLOBAL CORP 2013-12-06 2020-04-16 578 955 -377 -377 COMMERCE BANCSHARES INC 2013-12-06 2020-12-30 3 2 1 1 EXXON MOBIL CORP 2016-01-04 2020-03-12 2133 4212 -2079 -2079 EXXON MOBIL CORP 2015-07-15 2020-03-12 1008 2149 -1141 -1141 EXXON MOBIL CORP 2013-12-06 2020-03-12 2405 5909 -3504 -3504 MICROSOFT CORP 2013-12-06 2020-07-24 7259 1378 5881 5881 OTIS WORLDWIDE CORP 2016-01-04 2020-04-16 1360 1513 -153 -153 OTIS WORLDWIDE CORP 2013-12-06 2020-04-16 1003 1307 -304 -304 OTIS WORLDWIDE CORP 2013-12-06 2020-04-08 21 29 -8 -8 ACTIVISION BLIZZARD INC 2018-09-27 2020-06-17 8362 9232 -870 -870 ANALOG DEVICES INC 2018-10-24 2020-02-14 3638 2476 1162 1162 ANALOG DEVICES INC 2018-05-16 2020-02-14 6102 4905 1197 1197 ANALOG DEVICES INC 2017-11-24 2020-02-14 6102 4606 1496 1496 ANALOG DEVICES INC 2018-11-21 2020-02-14 2933 2254 679 679 ANTHEM INC 2019-06-24 2020-09-22 4004 4607 -603 -603 AON PLC CL A CHG 2018-05-16 2020-03-05 6758 4356 2402 2402 AON PLC CL A CHG 2017-11-24 2020-03-05 7631 4858 2773 2773 APPLE INC 2018-05-16 2020-09-22 12833 5500 7333 7333 APPLE INC 2017-11-24 2020-09-22 7020 2800 4220 4220 BANK NEW YORK MELLON CORP 2018-05-16 2020-08-28 6887 10505 -3618 -3618 BANK NEW YORK MELLON CORP 2018-03-27 2020-08-28 3069 4262 -1193 -1193 BANK NEW YORK MELLON CORP 2017-11-24 2020-08-28 3294 4611 -1317 -1317 BANK NEW YORK MELLON CORP 2018-11-21 2020-08-28 3219 4324 -1105 -1105 BANK NEW YORK MELLON CORP 2018-10-24 2020-08-28 3930 4804 -874 -874 BOEING COMPANY 2018-11-21 2020-04-15 1900 4492 -2592 -2592 BOEING COMPANY 2018-10-24 2020-04-15 2443 6507 -4064 -4064 BOEING COMPANY 2018-05-16 2020-04-15 3800 9589 -5789 -5789 BWX TECHNOLOGIES INC 2020-03-19 2020-06-17 5493 4107 1386 1386 BWX TECHNOLOGIES INC 2020-03-19 2020-07-16 8184 7085 1099 1099 CHARTER COMMUNICATIONS INC NEW CL A 2018-05-16 2020-06-17 12288 6297 5991 5991 COCA-COLA COMPANY 2018-11-21 2020-05-22 4365 4720 -355 -355 COCA-COLA COMPANY 2018-10-24 2020-05-22 4680 4895 -215 -215 COCA-COLA COMPANY 2018-08-21 2020-05-22 5400 5570 -170 -170 COCA-COLA COMPANY 2018-08-21 2020-03-05 3976 3203 773 773 COCA-COLA COMPANY 2018-05-16 2020-03-05 6512 4708 1804 1804 COCA-COLA COMPANY 2017-11-24 2020-03-05 4034 3218 816 816 DIAGEO PLC NEW SPON ADR 2018-11-21 2020-08-21 6364 6777 -413 -413 DIAGEO PLC NEW SPON ADR 2018-10-24 2020-08-21 6635 6769 -134 -134 DIAGEO PLC NEW SPON ADR 2018-05-16 2020-08-21 9208 9929 -721 -721 ELECTRONIC ARTS INC 2020-11-10 2020-11-16 354 345 9 9 ELECTRONIC ARTS INC 2020-09-01 2020-11-16 236 275 -39 -39 ELECTRONIC ARTS INC 2020-08-28 2020-11-16 9686 11502 -1816 -1816 ENBRIDGE INC 2018-03-27 2020-04-15 170 182 -12 -12 ENBRIDGE INC 2018-11-21 2020-05-22 3838 4099 -261 -261 ENBRIDGE INC 2018-10-24 2020-05-22 5726 5815 -89 -89 ENBRIDGE INC 2018-05-16 2020-05-22 189 196 -7 -7 ENBRIDGE INC 2018-05-16 2020-04-15 14328 16564 -2236 -2236 EOG RESOURCES INC 2019-11-11 2020-03-02 1205 1487 -282 -282 EOG RESOURCES INC 2019-03-15 2020-03-02 7412 11087 -3675 -3675 EOG RESOURCES INC 2018-11-21 2020-03-02 1808 3202 -1394 -1394 EOG RESOURCES INC 2018-10-24 2020-03-02 2471 4436 -1965 -1965 EOG RESOURCES INC 2018-05-17 2020-03-02 4701 9773 -5072 -5072 EOG RESOURCES INC 2018-05-16 2020-03-02 1567 3165 -1598 -1598 EOG RESOURCES INC 2017-11-24 2020-03-02 422 714 -292 -292 EOG RESOURCES INC 2020-11-10 2020-11-16 1315 1173 142 142 EOG RESOURCES INC 2020-09-01 2020-11-16 136 135 1 1 EOG RESOURCES INC 2020-04-27 2020-11-16 14509 14358 151 151 EOG RESOURCES INC 2019-11-11 2020-03-19 4624 10709 -6085 -6085 EQUINIX INC PAR $0.001 2018-10-24 2020-04-27 3506 2089 1417 1417 EQUINIX INC PAR $0.001 2018-06-07 2020-04-27 13324 7546 5778 5778 EXELON CORP 2020-09-01 2020-09-17 36 36 0 0 EXELON CORP 2020-03-19 2020-09-17 11740 10657 1083 1083 GLOBAL PAYMENTS INC 2018-11-21 2020-12-17 4140 2203 1937 1937 GLOBAL PAYMENTS INC 2018-10-24 2020-12-17 5125 2912 2213 2213 GLOBAL PAYMENTS INC 2018-05-16 2020-12-17 2168 1269 899 899 GLOBAL PAYMENTS INC 2018-05-16 2020-03-19 4804 4384 420 420 GLOBAL PAYMENTS INC 2017-11-24 2020-03-19 4425 3605 820 820 GLOBAL PAYMENTS INC 2019-03-15 2020-12-17 4337 2927 1410 1410 HILTON WORLDWIDE HOLDINGS INC NEW 2018-05-16 2020-03-05 6668 5973 695 695 HILTON WORLDWIDE HOLDINGS INC NEW 2017-11-24 2020-03-05 6104 4924 1180 1180 HILTON WORLDWIDE HOLDINGS INC NEW 2019-05-30 2020-03-17 7833 10865 -3032 -3032 HILTON WORLDWIDE HOLDINGS INC NEW 2018-11-21 2020-03-17 2201 2483 -282 -282 HILTON WORLDWIDE HOLDINGS INC NEW 2018-10-24 2020-03-17 1230 1229 1 1 HILTON WORLDWIDE HOLDINGS INC NEW 2018-10-24 2020-03-05 1503 1035 468 468 HORMEL FOODS CORP 2020-11-10 2020-12-17 192 199 -7 -7 HORMEL FOODS CORP 2020-09-01 2020-12-17 720 760 -40 -40 HORMEL FOODS CORP 2020-03-19 2020-12-17 10169 10163 6 6 HUNTINGTON BANCSHRES INC 2018-10-24 2020-04-09 2525 3580 -1055 -1055 HUNTINGTON BANCSHRES INC 2018-05-16 2020-04-09 3684 5977 -2293 -2293 HUNTINGTON BANCSHRES INC 2017-11-24 2020-04-09 3338 4848 -1510 -1510 HUNTINGTON BANCSHRES INC 2018-11-21 2020-04-09 1421 2216 -795 -795 JACK HENRY & ASSOCIATES INC 2017-11-24 2020-11-16 13472 9687 3785 3785 MICROSOFT CORP 2017-11-24 2020-03-05 8262 4067 4195 4195 MICROSOFT CORP 2018-05-16 2020-03-05 7419 4259 3160 3160 MOODYS CORP 2018-05-16 2020-02-14 9627 6037 3590 3590 MOODYS CORP 2017-11-24 2020-02-14 8527 4663 3864 3864 MSCI INC CLASS A 2019-12-04 2020-04-27 12588 9849 2739 2739 NESTLE S A SPON ADR REPSTG REG SHS 2018-05-16 2020-04-15 6837 4920 1917 1917 NESTLE S A SPON ADR REPSTG REG SHS 2017-11-24 2020-04-15 7906 6439 1467 1467 NORTHROP GRUMMAN CORP 2017-11-24 2020-03-19 6135 6355 -220 -220 PROCTER & GAMBLE CO 2018-05-16 2020-03-19 9241 6114 3127 3127 PROCTER & GAMBLE CO 2017-11-24 2020-03-19 668 533 135 135 ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHARES 2018-12-10 2020-03-03 10944 14867 -3923 -3923 SCHLUMBERGER LTD 2019-06-24 2020-03-12 4634 12079 -7445 -7445 SCHLUMBERGER LTD 2018-11-21 2020-03-12 194 621 -427 -427 SEAGEN INC 2018-05-16 2020-11-16 3527 1174 2353 2353 SEAGEN INC 2017-12-18 2020-11-16 9523 2834 6689 6689 SERVICENOW INC 2019-11-11 2020-08-21 8082 4491 3591 3591 SERVICENOW INC 2019-11-11 2020-03-05 13579 9980 3599 3599 TEXAS INSTRUMENTS INC 2018-11-21 2020-02-14 5390 3991 1399 1399 TEXAS INSTRUMENTS INC 2018-10-24 2020-02-14 2498 1815 683 683 UNITEDHEALTH GROUP INC 2017-11-24 2020-06-17 6151 4460 1691 1691 VERTEX PHARMACEUTICALS INC 2020-11-10 2020-12-17 473 442 31 31 VERTEX PHARMACEUTICALS INC 2020-09-01 2020-12-17 710 816 -106 -106 VERTEX PHARMACEUTICALS INC 2019-12-04 2020-12-17 13729 12985 744 744 WABTEC 2018-11-21 2020-02-14 2005 2244 -239 -239 WABTEC 2018-10-24 2020-02-14 2314 2807 -493 -493 WABTEC 2018-09-27 2020-02-14 8099 11293 -3194 -3194 WASTE CONNECTIONS INC 2017-11-24 2020-02-14 15353 10171 5182 5182 WELLS FARGO & CO NEW 2018-11-21 2020-04-07 3114 5636 -2522 -2522 WELLS FARGO & CO NEW 2018-10-24 2020-04-07 4598 7960 -3362 -3362 WYNN RESORTS LTD 2020-02-14 2020-03-19 4913 13460 -8547 -8547 ABERDEEN STANDARD PHYSICAL GOLD SHS ETF 2020-04-13 2020-12-21 25121 22947 2174 2174 ABERDEEN STANDARD PHYSICAL GOLD SHS ETF 2020-04-08 2020-12-21 17283 15204 2079 2079 INVESCO OPTIMUM YLD DIVERSIFIED COMMODITY STR K1 ETF 2020-07-08 2020-08-13 41054 39452 1602 1602 SPDR GOLD TRUST GOLD SHARES 2020-04-06 2020-12-21 11992 10549 1443 1443 SPDR GOLD TRUST GOLD SHARES 2019-10-08 2020-12-21 28392 22793 5599 5599 SPDR GOLD TRUST GOLD SHARES 2019-10-08 2020-10-07 2300 1840 460 460 BLACKROCK SHORT MATURITY BOND ETF 2019-06-12 2020-04-13 25658 26326 -668 -668 BLACKROCK SHORT MATURITY BOND ETF 2019-01-08 2020-04-13 4652 4740 -88 -88 BLACKROCK SHORT MATURITY BOND ETF 2019-01-08 2020-04-06 32510 33476 -966 -966 FIRST TRUST SENIOR LOAN FUND ETF 2019-05-08 2020-04-13 3229 3490 -261 -261 FIRST TRUST SENIOR LOAN FUND ETF 2018-07-12 2020-04-13 16147 17500 -1353 -1353 FIRST TRUST SENIOR LOAN FUND ETF 2018-07-12 2020-04-08 18769 20617 -1848 -1848 ISHARES 3-7YR TREASURY BOND ETF 2020-04-13 2020-10-07 19439 19417 22 22 ISHARES 3-7YR TREASURY BOND ETF 2020-04-08 2020-10-07 19172 19122 50 50 ISHARES CORE U S AGGREGATE BOND ETF 2020-04-13 2020-06-09 19690 19648 42 42 ISHARES CORE U S AGGREGATE BOND ETF 2020-04-06 2020-06-09 19104 18773 331 331 ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF 2020-05-12 2020-11-10 47993 45004 2989 2989 ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF 2020-05-12 2020-09-09 7571 7099 472 472 ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF 2020-05-12 2020-08-13 2738 2535 203 203 ISHARES SHORT TREASURY BOND ETF 2020-04-06 2020-07-08 15057 15084 -27 -27 ISHARES SHORT TREASURY BOND ETF 2020-04-13 2020-08-18 12289 12311 -22 -22 ISHARES SHORT TREASURY BOND ETF 2020-04-13 2020-08-13 19263 19299 -36 -36 ISHARES SHORT TREASURY BOND ETF 2020-04-13 2020-07-08 3543 3549 -6 -6 ISHARES SHORT TREASURY BOND ETF 2020-04-08 2020-07-08 15389 15418 -29 -29 JP MORGAN ULTRA SHORT INCOME ETF 2019-05-08 2020-09-09 24543 24324 219 219 JP MORGAN ULTRA SHORT INCOME ETF 2019-05-08 2020-08-18 9199 9115 84 84 JP MORGAN ULTRA SHORT INCOME ETF 2019-03-12 2020-08-18 40251 39830 421 421 SPDR PORTFOLIO LONG TERM TREASURY ETF 2020-04-13 2020-09-09 19799 20040 -241 -241 SPDR PORTFOLIO LONG TERM TREASURY ETF 2020-04-06 2020-09-09 18351 18827 -476 -476 SPDR PORTFOLIO SHORT TERM TREASURY ETF 2020-04-13 2020-10-07 19509 19527 -18 -18 SPDR PORTFOLIO SHORT TERM TREASURY ETF 2020-04-08 2020-10-07 19079 19092 -13 -13 INVESCO QQQ ETF 2019-12-10 2020-06-09 8503 7153 1350 1350 INVESCO QQQ ETF 2020-04-06 2020-12-09 8919 5568 3351 3351 INVESCO QQQ ETF 2019-12-10 2020-12-09 35677 23706 11971 11971 INVESCO QQQ ETF 2019-12-10 2020-10-07 4447 3270 1177 1177 INVESCO S&P 500 EQUAL WEIGHT ETF 2017-07-12 2020-04-08 20862 21790 -928 -928 INVESCO S&P 500 EQUAL WEIGHT ETF 2017-07-12 2020-04-06 8601 9498 -897 -897 INVESCO S&P 500 EQUAL WEIGHT ETF 2018-09-11 2020-04-13 15652 18637 -2985 -2985 INVESCO S&P 500 EQUAL WEIGHT ETF 2018-07-12 2020-04-13 21499 24882 -3383 -3383 INVESCO S&P 500 EQUAL WEIGHT ETF 2017-07-12 2020-04-13 2069 2142 -73 -73 ISHARES CORE MSCI EMERGING MARKETS ETF 2020-07-08 2020-09-09 24245 23547 698 698 ISHARES CORE MSCI EMERGING MARKETS ETF 2019-11-05 2020-04-13 15274 19202 -3928 -3928 ISHARES CORE MSCI EMERGING MARKETS ETF 2019-11-05 2020-04-06 11414 14573 -3159 -3159 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2018-12-12 2020-04-13 5950 5939 11 11 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2017-06-06 2020-04-13 18336 16818 1518 1518 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2016-01-07 2020-04-13 23314 17128 6186 6186 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2014-10-08 2020-04-13 9168 6644 2524 2524 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2014-10-08 2020-04-08 26504 19448 7056 7056 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2014-10-08 2020-04-06 1322 1012 310 310 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2012-12-12 2020-04-06 21377 12153 9224 9224 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2012-11-08 2020-04-06 2816 1548 1268 1268 ISHARES CORE S&P TOTAL U S STOCK MARKET ETF 2020-06-09 2020-12-09 91721 77883 13838 13838 ISHARES MSCI USA MIN VOLATILITY FACTOR ETF 2018-02-07 2020-04-13 19912 18022 1890 1890 ISHARES MSCI USA MIN VOLATILITY FACTOR ETF 2018-02-07 2020-04-08 17909 16503 1406 1406 ISHARES MSCI USA MIN VOLATILITY FACTOR ETF 2018-02-07 2020-01-14 28040 22161 5879 5879 ISHARES MSCI USA MIN VOLATILITY FACTOR ETF 2016-04-07 2020-01-14 7424 4920 2504 2504 OSI OSHARES U S QUALITY DIVIDEND ETF 2017-06-06 2020-04-13 11759 11300 459 459 OSI OSHARES U S QUALITY DIVIDEND ETF 2017-06-06 2020-04-06 443 445 -2 -2 OSI OSHARES U S QUALITY DIVIDEND ETF 2016-12-06 2020-04-06 9960 9055 905 905 SPDR PORTFOLIO EMERGING MARKETS ETF 2020-01-14 2020-04-13 15365 20045 -4680 -4680 SPDR PORTFOLIO EMERGING MARKETS ETF 2020-01-14 2020-04-08 11462 14937 -3475 -3475 SPDR PORTFOLIO EMERGING MARKETS ETF 2020-08-18 2020-10-07 20401 20231 170 170 SPDR PORTFOLIO EMERGING MARKETS ETF 2020-08-13 2020-10-07 20774 20391 383 383 VANGUARD S&P 500 INDEX ETF 2019-09-10 2020-04-13 15592 16873 -1281 -1281 VANGUARD S&P 500 INDEX ETF 2019-09-10 2020-04-08 7227 7892 -665 -665 VANGUARD S&P 500 INDEX ETF 2018-10-11 2020-04-08 20436 20746 -310 -310 VANGUARD S&P 500 INDEX ETF 2018-10-11 2020-04-06 24351 25806 -1455 -1455 WISDOMTREE TRUST EUROPE HEDGED EQUITY FUND ETF 2018-03-16 2020-04-08 20431 24383 -3952 -3952 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF NEW 2020-04-13 2020-06-09 3935 3936 -1 -1 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF NEW 2020-04-08 2020-06-09 27088 27103 -15 -15 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF NEW 2020-04-06 2020-06-09 22513 22527 -14 -14 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF NEW 2020-04-13 2020-07-08 43016 43026 -10 -10 AMETEK INC NEW 2013-01-31 2020-07-01 616 287 329 329 AMETEK INC NEW 2012-04-12 2020-07-01 1980 726 1254 1254 AMETEK INC NEW 2011-02-10 2020-07-01 11218 3751 7467 7467 AMETEK INC NEW 2013-12-31 2020-07-01 20677 12383 8294 8294 COCA-COLA COMPANY 2019-02-14 2020-07-20 8970 8971 -1 -1 COCA-COLA COMPANY 2018-02-02 2020-07-20 22908 23420 -512 -512 COLFAX CORP 2019-12-30 2020-04-07 3808 6768 -2960 -2960 COMCAST CORP CL A NEW 2017-02-07 2020-07-01 28602 26869 1733 1733 EOG RESOURCES INC 2014-08-07 2020-02-24 8377 12685 -4308 -4308 FORTIVE CORP 2013-12-31 2020-04-07 6768 4213 2555 2555 FORTIVE CORP 2013-01-31 2020-04-07 177 86 91 91 FORTIVE CORP 2010-12-08 2020-04-07 3531 1297 2234 2234 FORTIVE CORP 2018-01-25 2020-04-07 7121 9101 -1980 -1980 GLOBUS MEDICAL INC CL A NEW 2018-02-20 2020-03-10 6745 7931 -1186 -1186 GLOBUS MEDICAL INC CL A NEW 2018-01-26 2020-03-10 5470 6135 -665 -665 PACIRA BIOSCIENCES INC 2017-08-10 2020-03-11 1111 1171 -60 -60 PACIRA BIOSCIENCES INC 2017-07-19 2020-03-11 4653 6647 -1994 -1994 STRYKER CORP 2017-06-30 2020-03-11 13499 10875 2624 2624 TRANSDIGM GROUP INC 2012-03-28 2020-07-01 10607 589 10018 10018 UNITEDHEALTH GROUP INC 2015-07-29 2020-02-24 16003 6918 9085 9085 WASTE CONNECTIONS INC 2016-06-03 2020-07-01 39046 18426 20620 20620 YUM BRANDS INC 2017-09-12 2020-02-25 22281 17313 4968 4968 AGNC INVESTMENT CORP 2019-09-23 2020-03-06 34287 32709 1578 1578 CIMAREX ENERGY COMPANY CUSIP: XXX-XX-XXXX Symbol: XEC 2019-06-25 2020-01-17 17733 19257 -1524 -1524 CIMAREX ENERGY COMPANY CUSIP: XXX-XX-XXXX Symbol: XEC 2019-03-07 2020-03-06 11011 22775 -11764 -11764 CISCO SYSTEMS INC CUSIP: 17275R102 Symbol: CSCO 2020-02-28 2020-03-06 27974 28008 -34 -34 DISCOVERY INC C CUSIP: 25470F302 Symbol: DISCK 2019-10-18 2020-03-06 27132 29863 -2731 -2731 ISHS SHORT TREASURY ETF CUSIP: XXX-XX-XXXX Symbol: SHV 2019-12-26 2020-03-06 51439 51243 196 196 KROGER CO/CUSIP: XXX-XX-XXXX Symbol: KR 2019-03-07 2020-03-06 37769 26579 11190 11190 MOLSON COORS BEVRG CO B CUSIP: 60871R209 Symbol: TAP 2019-03-07 2020-03-06 24323 29467 -5144 -5144 NATIONAL FUEL GAS CO CUSIP: XXX-XX-XXXX Symbol: NFG 2019-03-07 2020-03-06 20110 22972 -2862 -2862 SANOFI SPON ADR CUSIP: 80105N105 Symbol: SNY 2019-09-25 2020-03-06 30315 29393 922 922 SCHLUMBERGER LTD CUSIP: XXX-XX-XXXX Symbol: SLB 2020-01-17 2020-03-06 14610 24392 -9782 -9782 SPON ADR CUSIP: 89151E109 Symbol: TOT 2019-06-13 2020-03-06 24059 30378 -6319 -6319 TRAVELERS COS INC CUSIP: 89417E109 Symbol: TRV 2020-01-31 2020-03-06 8683 9252 -569 -569 USBANCORP DE NEW CUSIP: XXX-XX-XXXX Symbol: USB 2020-03-04 2020-03-06 4197 4616 -419 -419 UPS INC B/CUSIP: XXX-XX-XXXX Symbol: UPS 2020-03-03 2020-03-06 8404 8397 7 7 VERIZON COMMNS INC CUSIP: 92343V104 Symbol: VZ 2020-02-18 2020-03-06 18552 19155 -603 -603 WELLS FARGO & CO NEW CUSIP: XXX-XX-XXXX Symbol: WFC 2020-03-06 2020-03-06 8446 8415 31 31 WILLIAMS COS INC DEL CUSIP: XXX-XX-XXXX Symbol: WMB 2020-03-06 2020-03-06 20252 20603 -351 -351 ALLIANCE DATA SYS CORP 2019-01-31 2020-03-06 4323 10824 -6501 -6501 ALLIANCE DATA SYS CORP 2019-02-07 2020-03-06 9366 21079 -11713 -11713 AMERN EXPRESS CO CUSIP: XXX-XX-XXXX Symbol: AXP 2019-03-05 2020-03-06 43379 24385 18994 18994 AMERISOURCEBERGEN CORP CUSIP: 03073E105 Symbol: ABC 2019-03-05 2020-03-06 35659 34571 1088 1088 BOOKING HOLDINGS INC CUSIP: 09857L108 Symbol: BKNG 2019-03-05 2020-03-06 25478 27731 -2253 -2253 CONOCOPHILLIPS CUSIP: 20825C104 Symbol: COP 2019-03-05 2020-03-06 23358 22962 396 396 EBAY INC CUSIP: XXX-XX-XXXX Symbol: EBAY 2019-03-05 2020-03-06 47251 38190 9061 9061 EXELON CORP CUSIP: 30161N101 Symbol: EXC 2019-03-05 2020-03-06 34511 21604 12907 12907 EXXON MOBIL CORP CUSIP: 30231G102 Symbol: XOM 2019-03-05 2020-03-06 14369 22417 -8048 -8048 FACEBOOK INC A CUSIP: 30303M102 Symbol: FB 2018-08-03 2020-01-21 7531 6068 1463 1463 FACEBOOK INC A CUSIP: 30303M102 Symbol: FB 2019-03-05 2020-03-06 31424 28054 3370 3370 FRANKLIN RESOURCES INC CUSIP: XXX-XX-XXXX Symbol: BEN 2019-03-03 2020-03-04 15245 27795 -12550 -12550 GLAXOSMITHKLINE PLC ADR CUSIP: 37733W105 Symbol: GSK 2019-03-05 2020-03-06 51404 47137 4267 4267 GLOBE LIFE INC CUSIP: 37959E102 Symbol: GL 2012-01-26 2020-03-06 23237 8129 15108 15108 HARTFORD FINL SVCS GROUP CUSIP: XXX-XX-XXXX Symbol: HIG 2018-12-14 2020-03-06 25136 20594 4542 4542 HONDA MTR LTD ADR CUSIP: XXX-XX-XXXX Symbol: HMC 2019-03-05 2020-03-06 34849 43356 -8507 -8507 ISHS SHORT TREASURY ETF CUSIP: XXX-XX-XXXX Symbol: SHV 2018-03-22 2020-01-17 30837 30776 61 61 ISHS SHORT TREASURY ETF CUSIP: XXX-XX-XXXX Symbol: SHV 2018-03-22 2020-03-03 35500 35410 90 90 ISHS SHORT TREASURY ETF CUSIP: XXX-XX-XXXX Symbol: SHV 2018-03-22 2020-03-06 22726 22614 112 112 JOHNSON & JOHNSON CUSIP: XXX-XX-XXXX Symbol: JNJ 2019-03-05 2020-03-06 47074 34936 12138 12138 LOWES COMPANIES INC/CUSIP: XXX-XX-XXXX/Symbol: LOW 2017-08-23 2020-03-06 28028 19349 8679 8679 MCKESSON CORP/CUSIP: 58155Q103/Symbol: MCK 2017-03-09 2020-03-06 27498 29024 -1526 -1526 MOHAWK INDUSTRIES INC CUSIP: XXX-XX-XXXX Symbol: MHK 2018-09-13 2020-03-06 29334 46639 -17305 -17305 MOLSON COORS BEVRG CO B CUSIP: 60871R209 Symbol: TAP 2018-05-08 2020-03-06 8568 10739 -2171 -2171 NATL GRID ADR NEW 2017 CUSIP: XXX-XX-XXXX Symbol: NGG 2018-03-06 2020-03-06 34031 27383 6648 6648 PNC FINL SVCS GROUP INC CUSIP: XXX-XX-XXXX Symbol: PNC 2019-03-05 2020-03-06 24868 22567 2301 2301 PPG INDUSTRIES INC CUSIP: XXX-XX-XXXX Symbol: PPG 2020-03-05 2020-03-06 33737 31181 2556 2556 PEPSICO INC/CUSIP: XXX-XX-XXXX/Symbol: PEP 2013-12-31 2020-03-06 36511 22331 14180 14180 SCHLUMBERGER LTD CUSIP: XXX-XX-XXXX Symbol: SLB 2019-01-03 2020-03-06 9220 14985 -5765 -5765 TARGET CORP CUSIP: 87612E106 Symbol: TGT 2017-11-16 2020-03-06 25137 23684 1453 1453 TRAVELERS COS INC CUSIP: 89417E109 Symbol: TRV 2020-03-05 2020-03-06 33864 24677 9187 9187 TRUIST FINL CORP CUSIP: 89832Q109 Symbol: TFC 2019-03-05 2020-03-06 34293 29632 4661 4661 USBANCORP DE NEW CUSIP: XXX-XX-XXXX Symbol: USB 2019-03-05 2020-03-06 39829 41603 -1774 -1774 UPSINCB/CUSIP XXX-XX-XXXX/Symbol UPS (contd) 2019-03-05 2020-03-06 40617 47418 -6801 -6801 VERIZON COMMNS INC CUSIP 92343V104 Symbol VZ 2001-03-05 2020-03-06 41040 35599 5441 5441 WELLS FARGO & CO NEW/CUSIP XXX-XX-XXXX Symbol WFC 2019-03-05 2020-03-06 32681 33093 -412 -412 MEDTRONIC PLC/CUSIP G5960L103 Symbol MDT 2015-01-27 2020-01-22 35658 22322 13336 13336 Capital Gains Dividends P 92461 92461 92461 209578 4304 0 4304 0 4304 11760 0 0 0 11760 35 7421 7421 0 0 0 0 0 0 0 0 0 0 0 0 1 NC 1 0 0 0 0 1 N/A K B MORGAN 3362712870 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHARINE THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 127 E JACK WALKER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR,SECRETARY 0.15 0 0 127 EDWIN THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 127 CHARLES FULLER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 128 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 171090 19137 128 KENNETH B MORGAN 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 DIRECTOR,VICE PRES,TREAS 10.00 53314 4952 128 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 0 0 0 KENNETH B MORGAN 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 DIRECTOR,VICE PRES,T 20.00 0 0 0 0 NONE 0 0 9515704 1899353 0 11415057 0 0 11415057 171226 11243831 562192 562192 4304 4304 557888 0 557888 0 557888 618702 0 618702 0 618702 557888 386737 0 0 618702 386737 0 0 231965 0 0 0 0 0 0 0 0 325923 0 0 0 X MR JOHN S THOMAS 3802 SWARTHMORE ROAD DURHAM NC 27707 9194039498 APPLICATIONS SHOULD BE SUBMITTED IN LETTER FORM. NONE NONE AMERICANS FOR PROSPERITY FOUNDATION 1310 N Courthouse Road Suite 700 Arlington VA 222012508 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 AMISTAD MISSION P0 BOX 23030 NASHVILLE TN 37202 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 CHILD EVANGELISM FELLOWSHIP PO BOX 348 WARRENTON MO 63383 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 CONE HEALTH 1200 N ELM STREET GREENSBORO NC 274011004 NONE PUBLIC CHARITY E A MORRIS FUND 20000 DUKE COMPREHENSIVE CANCER CENTER PO BOX 3707 Duke University Medical Center c/o Dr Cary Robertson DURHAM NC 27710 NONE PUBLIC CHARITY COMPREHENSIVE CANCER CENTER 20000 DURHAM LIBRARY FOUNDATION PO BOX 25246 DURHAM NC 27702 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 EPISCOPAL CHURCH OF THE HOLY COMFORTER 2701 PARK ROAD CHARLOTTE NC 28209 NONE PUBLIC CHARITY GENERAL SUPPORT 5500 EXPONENT PHILANTHROPY 1720 N Street Washsington DC 20036 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 FOOD BANK OF CENTRAL & EASTERN NC 1924 CAPITAL BLVD RALEIGH NC 27604 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 HOMEWARD BOUND OF WESTERN NC INC PO BOX 1166 ASHVILLE NC 28801 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 LEADERSHIP EDGE INCORPORATED PO BOX 51657 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 NATIONAL RIGHT TO WORK LEGAL DEFENSE FOUNDATION 8001 BRADDOCK RD SPRINGFIELD VA 22160 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 NATIONAL TAXPAYERS UNION FOUNDATION 108 NORTH ALFRED ST ALEXANDRIA VA 22314 NONE PUBLIC CHARITY GENERAL SUPPORT 30000 NEIGHBORHOOD HEALTH CENTER INC 4201 LAKE BOONE TRAIL SUITE 100 RALEIGH NC 27607 NONE PUBLIC CHARITY GENERAL SUPPORT 7500 NORTH CAROLINA MUSEUM OF LIFE AND SCIENCE 433 MURRAY AVENUE DURHAM NC 27704 NONE PUBLIC CHARITY GENERAL SUPPORT 25000 SAMARITANS PURSE PO BOX 3000 BOONE NC 28607 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 SERVE NOW PO BOX 50890 COLORADO SPRINGS CO 80949 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 ST STEPHENS EPISCOPAL CHURCH 82 KIMBERLY DRIVE DURHAM NC 27707 NONE CHURCH GENERAL SUPPORT 7500 THE EMILY KRYZEWSKI FAMILY LIFE CENTER 904 WEST CHAPEL HILL STREET DURHAM NC 27701 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 THE JESSE HELMS CENTER FOUNDATION PO BOX 247 WINGATE NC 28270 NONE PUBLIC CHARITY GENERAL SUPPORT 100000 THE JOHN LOCK FOUNDATION 4800 SIX FORKS ROAD SUITE RALEIGH NC 27609 NONE PUBLIC CHARITY EA MORRIS FELLOWSHIP PROGRAM 100000 TRINITY EPISCOPAL SCHOOL 750 E 9TH ST CHARLOTTE NC 28202 NONE PUBLIC CHARITY GENERAL SUPPORT 2000 UNC-CHARLOTTE FOUNDATION 8724 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 NONE PUBLIC CHARITY SCHOLARSHIPS 7500 WESTMINSTER PRESBYTERIAN CHURCH 3639 OLD CHAPEL HILL RD DURHAM NC 27707 NONE CHURCH GENERAL SUPPORT 2500 YOUNG AMERICAS FOUNDATION 11480 COMMERCAE PARK DRIVE 6TH FLOOR RESTON VA 201911556 NONE PUBLIC CHARITY GENERAL SUPPORT 25000 453500 0 14 174514 18 209578 0 384092 0 384092 0 0 0 0 0 0 0 0 0 0 Ipad & accessories 2015-12-16 772 635 SL 5.000000000000 137 0 Stifel Bonds -1594 3043984 3106526 Stifel Equities-6546 142381 107227 Stifel Equities-1453 1060503 1136112 Stifel Equities-5244 509639 879110 Stifel Equities-5965 720462 777633 Stifel Equities-6707 2172459 3030050 Stifel Equities-9259 1037507 2527171 Stifel Equities-9777 360934 506950 Stifel Equities-9969 1266937 1645477 Ipad & accessories 772 772 0 0 Legal fees 3113 0 0 INVESTMENT MANAGEMENT FEES 61741 61741 0 OTHER INVESTMENT EXPENSES 222 222 0 PAYROLL PROCESSING 1395 0 0 POSTAGE 55 0 0 TELEPHONE & INTERNET 818 0 0 SHREDDING CONFIDENTIAL DOCUMENY=TS 150 0 0 BANK CHARGES 71 0 0 FOREIGN TAX W/H 1302 1302 0 FEDERAL EXCISE TAX PAID 4304 0 0