2021-08-15T17:45:55-05:00 2020-09-30 560574444 CHERRY BEKAERT LLP 6116 EXECUTIVE BLVD STE 600 ROCKVILLE MD 20852 990 2019-10-01 541448142 NATIONAL ASSOCIATION OF STATE MENTAL HEALTH PROGRAM DIRECTORS RESEARCH INSTIT NATI 7037388160 3141 FAIRVIEW PARK DRIVE NO 650 FALLS CHURCH VA 22042 TIMOTHY R KNETTLER EXECUTIVE DIRECTOR/CEO 7037388160 2021-08-12 1 RAYMOND BARBAGALLO P00173692 3015899000 2019 2022-09-23 18:48:47Z TIMOTHY R KNETTLER 3141 FAIRVIEW PARK DRIVE NO 650 FALLS CHURCH VA 22042 3165573 0 X NRI-INC.ORG X 1987 VA NRI PRODUCTS AND SERVICES SUPPORT AND ENABLE ACTIONS THAT IMPROVE MENTAL HEALTH AND WELLNESS. NRI PURSUES ITS MISSION ACCORDING TO THE FOLLOWING CORE VALUES: - LACK OF BIAS- LIFE-ENHANCING VALUE- INSIGHT 15 15 21 0 0 0 1157660 495176 2391186 2645298 40691 25099 0 0 3589537 3165573 0 0 0 0 1809921 1954795 0 0 0 1750571 1185386 3560492 3140181 29045 25392 3076693 3442187 1181803 1484211 1894890 1957976 X TO ASCERTAIN, DEVELOP, AND DISTRIBUTE INFORMATION, DATA, STATISTICS, PERFORMANCE MEASURES, AND KNOWLEDGE ABOUT PUBLIC AND PRIVATE MENTAL HEALTH SERVICE DELIVERY SYSTEMS FOR THE EDUCATION OF THE PUBLIC. 0 0 600053 1350923 THE PERFORMANCE QUALITY IMPROVEMENT (PQI) PROGRAM SERVES NEARLY 200 FREE-STANDING PSYCHIATRIC HOSPITALS IN THEIR PURSUIT OF QUALITY METRICS AND IMPROVEMENT OF CARE. DURING 2019, THE PQI PROGRAM PROVIDED MONTHLY E-NEWSLETTERS AND EDUCATIONAL WEBINARS FOCUSED ON IMPROVEMENT TOOLS, CLINICAL BEST PRACTICES, AND EXTERNAL REQUIREMENTS. THE PQI PROGRAM ALSO PROVIDES COMPARISON REPORTS TO ASSIST THE PSYCHIATRIC HOSPITALS WITH MONITORING PERFORMANCE LEVELS ON KEY INDICATORS OF QUALITY OF CARE. FINALLY, PQI RELEASED SEVERAL PUBLICATIONS THAT APPLIED ADVANCED ANALYTICS TO PATTERNS OF PERFORMANCE ON PATIENT SATISFACTION, READMISSION RATES AND USE OF ANTIPSYCHOTIC MEDICATIONS, AMONG OTHERS. 322915 623793 NRI, THROUGH A COLLABORATIVE PARTNERSHIP WITH SAMHSA'S CENTER FOR BEHAVIORAL HEALTH STATISTICS AND QUALITY (CBHSQ), SAMHSA'S CENTER FOR MENTAL HEALTH SERVICES (CMHS), AND EAGLE TECHNOLOGIES, INC. WORKS WITH ALL 50 STATES AND U.S. TERRITORIES TO ENHANCE THEIR DATA REPORTING CAPACITIES, INCREASE THEIR USE OF DATA IN SYSTEM OVERSIGHT AND PLANNING, AND FACILITATE REPORTING OF THEIR COMMUNITY MENTAL HEALTH BLOCK GRANT PERFORMANCE MEASURES AND NATIONAL OUTCOME MEASURES (NOMS). EACH YEAR, STATES AND TERRITORIES SUBMIT THEIR UNIFORM REPORTING SYSTEM (URS) AND MENTAL HEALTH CLIENT-LEVEL (MH-CLD) DATA TO NRI FOR PROCESSING, REVIEW AND ANALYSIS. 94430 358612 NRI PROVIDES STATE TECHNICAL ASSISTANCE, IN COLLABORATION WITH NASMHPD, TO THE SAMHSA CENTER FOR MENTAL HEALTH SERVICES. THIS INITIATIVE ASSISTS 23 STATES THAT HAVE RECEIVED FUNDING IN DEVELOPING AND/OR EXPANDING A CRISIS BED REGISTRY SYSTEM. NRI IS SHARING INFORMATION WITH THE STATES VIA WEBINARS AND CONFERENCE CALLS AND IS PREPARING A REPORT SUMMARIZING THE EXPERIENCES AND LESSONS LEARNED FROM THE 23 STATES. 1080451 311970 THROUGH A SUBCONTRACTOR, NRI PERFORMS MOCK SURVEYS ON SITE AT VARIOUS HOSPITALS ACROSS THE COUNTRY TO EVALUATE AND MAKE RECOMMENDATIONS FOR NEEDED ACTION STEPS TO CORRECT ANY TJC DEFICIENCIES NOTED AND/OR MORE EFFECTIVELY PROGRESS ON NEEDED IMPROVEMENTS. WITH THE ONSET OF THE COVID 19 PANDEMIC, ALL HOSPITAL VISITS WERE SUSPENDED AND ALL WORK PERFORMED FOR THIS PORTION OF OUR BUSINESS HALTED. 1080451 311970 2097849 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 11 0 1 21 1 0 0 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X KATHY JONES CONTROLLER 7037388177 3141 FAIRVIEW PARK DRIVE NO 650 FALLS CHURCH VA 22042 LYNDA ZELLER PRESIDENT 1.00 X X 0 0 0 DAVID SHERN IMMEDIATE PAST PRESIDENT 1.00 X X 0 0 0 LISA CLEMENTS VICE PRESIDENT 1.00 X X 0 0 0 DENA STONER TREASURER 1.00 X X 0 0 0 ANN SULLIVAN SECRETARY 1.00 X 0 0 0 BARBARA BAZRON DIRECTOR 1.00 X 0 0 0 SHERI DAWSON DIRECTOR 1.00 X 0 0 0 MIRIAM DELPHIN-RITTMON DIRECTOR 1.00 X 0 0 0 JUDY FITZGERALD DIRECTOR 1.00 X 0 0 0 RON MANDERSCHEID DIRECTOR 1.00 X 0 0 0 WENDY MORRIS DIRECTOR 1.00 X 0 0 0 JOSEPH PARKS DIRECTOR 1.00 X 0 0 0 MATT SALO DIRECTOR 1.00 X 0 0 0 KATHERINE WARBURTON DIRECTOR 1.00 X 0 0 0 STEPHANIE WOODARD DIRECTOR 1.00 X 0 0 0 TIMOTHY KNETTLER EXECUTIVE DIRECTOR/ CEO 40.00 X 218528 0 19067 THEODORE LUTTERMAN SENIOR DIRECTOR 40.00 X 158457 0 13902 LUCILLE SCHACHT SENIOR DIRECTOR 40.00 X 157421 0 22606 534406 0 55575 3 0 1 0 FIELDS & ASSOCIATES INC 150 ST MARKS DRIVE SUITE 202 STOCKBRIDGE GA 30281 CONSULTING 782490 ASCENSUS TRUST 1655 43RD STREET SOUTH SUITE 100 FARGO ND 58103 401K MANAGEMENT 200343 NEOSYSTEMS INC 1861 INTERNATIONAL DRIVE SUITE 200 TYSONS CORNER VA 22102 IT SERVICES 147054 NTIVA 7900 WESTPARK DRIVE SUITE A100 MCLEAN VA 22102 IT SYSTEMS 101815 6 341101 154075 495176 BHPMS REVENUE 900099 1350923 1350923 DATA REPORTING REVENUE 900099 623793 623793 CRISIS BED REGISTRY RE 900099 358612 358612 RESEARCH CONTRACT FEES 900099 311970 311970 2645298 25099 25099 3165573 2645298 0 25099 X 245078 245078 1183809 853821 329988 62491 44837 17654 346176 265259 80917 117241 90223 27018 10000 10000 680930 565102 115828 101874 19905 81969 172250 172250 13624 13624 28349 28349 9644 9644 MAINTENANCE/REPAIRS 131288 131288 UNALLOWED DIRECT COSTS 37427 37427 3140181 2097849 1042332 0 467937 348515 266386 153158 1155554 1735792 48512 20715 417155 379155 53956 38000 1057815 1125629 26533 20378 3076693 3442187 366029 351555 771526 782138 302800 44248 47718 1181803 1484211 X 1894890 1957976 1894890 1957976 3076693 3442187 25392 37694 0 X 0 1 X 1 1 1 X 1295972 1015469 1667049 1157660 495176 5631326 1295972 1015469 1667049 1157660 495176 5631326 5631326 15801 15164 21026 40691 25099 117781 5749107 11687303 0.97950 0.98560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 21283 16551 4732 210773 177505 33268 185099 185099 0 38000 NET DEFERRED RENT 35030 CAPITAL LEASES 12688 47718 X 3193267 37694 37694 3155573 10000 10000 3165573 3130181 0 3130181 10000 10000 3140181 PART X, LINE 2: MANAGEMENT HAS EVALUATED THE EFFECT OF THE GUIDANCE PROVIDED BY U.S. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES ("GAAP") ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. MANAGEMENT BELIEVES THAT THE INSTITUTE CONTINUES TO SATISFY THE REQUIREMENTS OF A TAX-EXEMPT ORGANIZATION AT SEPTEMBER 30, 2020. MANAGEMENT HAS EVALUATED ALL OTHER TAX POSITIONS THAT COULD HAVE A SIGNIFICANT EFFECT ON THE FINANCIAL STATEMENTS AND DETERMINED THAT THE INSTITUTE HAD NO UNCERTAIN INCOME TAX POSITIONS AT SEPTEMBER 30, 2020. X X X 0 0 0 0 0 0 0 0 0 TIMOTHY KNETTLER EXECUTIVE DIRECTOR/ CEO 216528 0 2000 0 0 0 9524 0 9543 0 237595 0 0 0 THEODORE LUTTERMAN SENIOR DIRECTOR 156707 0 1750 0 0 0 9613 0 4289 0 172359 0 0 0 LUCILLE SCHACHT SENIOR DIRECTOR 155671 0 1750 0 0 0 13390 0 9216 0 180027 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS REVIEW THE 990 PRIOR TO ITS FILING AND ALL OTHER BOARD MEMBERS RECEIVE A PUBLIC DISCLOSURE COPY TO PROTECT DONOR PRIVACY. FORM 990, PART VI, SECTION B, LINE 12C THE NRI REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. ON AN ANNUAL BASIS, THE BOARD OF DIRECTORS (BOD'S) AND KEY EMPLOYEES (EXECUTIVE DIRECTOR) RECEIVE A COPY OF THE CONFLICT OF INTEREST POLICY, AND SIGN AN ACKNOWLEDGEMENT OF RECEIPT FORM. IN ADDITION, THEY ARE REQUIRED TO DISCLOSE IN WRITING IF THEY DO OR DO NOT HAVE A CONFLICT OF INTEREST AS OUTLINED IN THE POLICY. THE EXECUTIVE DIRECTOR CONFIRMS THAT ALL ACKNOWLEDGEMENT FORMS ARE RECEIVED BY THE BOD MEMBERS AND THAT THERE ARE NO CONFLICTS DISCLOSED. DURING THE YEAR, FOLLOWING FULL DISCLOSURE OF A POSSIBLE CONFLICT OF INTEREST, THE BOARD OF DIRECTORS SHALL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS AND, IF SO THE BOARD SHALL VOTE TO AUTHORIZE OR REJECT THE TRANSACTION OR TAKE ANY OTHER ACTION DEEMED NECESSARY TO ADDRESS THE CONFLICT. AN INTERESTED BOARD MEMBER, OFFICER, OR EMPLOYEE MEMBER SHALL NOT PARTICIPATE IN ANY DISCUSSION OR DEBATE OF THE BOARD OF DIRECTORS, OR OF ANY COMMITTEE OR SUBCOMMITTEE THEREOF IN WHICH THE SUBJECT OF DISCUSSION IS A CONTRACT, TRANSACTION, OR SITUATION IN WHICH THERE MAY BE A PERCEIVED OR ACTUAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATION'S CEO, EXECUTIVE DIRECTOR, TOP MANAGEMENT OFFICIAL, OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION DOES INCLUDE A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. DURING THE MOST RECENT BOD MEETING, A COMPENSATION SURVEY WAS SUBMITTED TO THE BOD THAT INCLUDED A REVIEW OF EXECUTIVE DIRECTOR SALARIES FROM FORM 990S OF SIMILAR ORGANIZATIONS AND OTHER SURVEYS. THE BOD REVIEWS AND DISCUSSES THIS INFORMATION AND IT IS DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990, IRS DETERMINATION LETTER, AND FORM 1023, TAX EXEMPTION APPLICATION, ARE AVAILABLE FOR PUBLIC INSPECTION. THE GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST AND FINANCIAL STATEMENTS ARE AVAILABLE ON NRI'S WEBSITE. FORM 990, PART IX, LINE 11G JCAHO FEES: PROGRAM SERVICE EXPENSES 900. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 900. CONSULTANT FEES: PROGRAM SERVICE EXPENSES 293,801. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 293,801. SUBCONTRACTORS: PROGRAM SERVICE EXPENSES 270,401. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 270,401. AUDIT/CONTRACTS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 115,828. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 115,828.