2021-07-15T08:34:55-05:00 2020-08-31 741769118 BRIGGS & VESELKA CO NINE GREENWAY PLAZA SUITE 1700 HOUSTON TX 77046 990 2019-09-01 742481167 SOUTHWEST KEY PROGRAMS INC SOUT 5124622181 6002 JAIN LANE AUSTIN TX 78721 ROBERTO FLORES CFO 5124622181 2021-07-14 1 ANGELA K ARMSTRONG P00847658 7136679147 2021-07-14 2019 2022-09-23 18:48:47Z ANSELMO VILAREAL 6002 JAIN LANE AUSTIN TX 78721 416363225 0 X WWW.SWKEY.ORG X 1987 TX THE MISSION IS OPENING DOORS TO OPPORTUNITY, SO INDIVIDUALS CAN ACHIEVE THEIR DREAMS. 6 5 9669 143 358358 357358 463292907 413532295 0 0 1676232 -140476 3036571 1541399 468005710 414933218 3816389 28663 0 0 356849290 333724937 0 0 49896 117955091 84094739 478620770 417848339 -10615060 -2915121 140471517 131592259 52803218 46839081 87668299 84753178 X THE MISSION IS OPENING DOORS TO OPPORTUNITY, SO INDIVIDUALS CAN ACHIEVE THEIR DREAMS. 0 0 354374572 252514 FOR MORE THAN 20 YEARS, SOUTHWEST KEY PROGRAMS HAS BEEN AN INTEGRAL PARTNER IN THE U.S. RESPONSE TO THE IMMIGRATION CRISIS AT OUR SOUTHERN BORDER, SHELTERING IMMIGRANT CHILDREN UNDER 18 YEARS OF AGE WHO ARRIVE IN THIS COUNTRY WITHOUT A PARENT OR GUARDIAN AND UNIFYING THEM WITH THEIR PARENTS, RELATIVES OR A SPONSOR. 87% OF THE CHILDREN IN OUR SHELTERS IN 2020 CAME FROM THE NORTHERN TRIANGLE, WHICH INCLUDES GUATEMALA, HONDURAS AND EL SALVADOR. MOST OF THE CHILDREN WERE MALE, BETWEEN THE AGES OF 15-17, FLEEING THREATS OF GANG VIOLENCE IN THEIR HOME COUNTRIES. OTHERS WERE ESCAPING POVERTY, SEARCHING FOR REFUGE AFTER NATURAL DISASTERS LIKE HURRICANES ETA AND IOTA, OR SEEKING UNIFICATION WITH FAMILY MEMBERS ALREADY IN THE U.S. (CONTINUED ON SCHEDULE O). WITHIN 24 HOURS OF A CHILD'S ARRIVAL AT A SOUTHWEST KEY FACILITY, OUR CASE MANAGERS BEGIN WORKING ON THE PROCESS OF UNIFICATION. FIRST, WE CONTACT THE CHILD'S FAMILY IN HIS OR HER HOME COUNTRY AND THEN REACH OUT TO THE CHILD'S CONTACTS AND PROSPECTIVE SPONSORS IN THE U.S. WHILE POTENTIAL SPONSORS ARE SCREENED, SOUTHWEST KEY PROVIDES CHILDREN WITH CARE THAT ALLOWS THEM TO THRIVE IN A SAFE, HOME-LIKE, AND NURTURING ENVIRONMENT. WITHIN 48 HOURS OF ENTERING OUR FACILITIES, ALL CHILDREN RECEIVE FULL MEDICAL EXAMINATIONS. THEY ARE ALSO SCREENED FOR INFECTIOUS DISEASES AND RECEIVE ALL CDC-RECOMMENDED IMMUNIZATIONS. SOUTHWEST KEY MEDICAL STAFF PROVIDE BASIC MEDICAL CARE 24 HOURS A DAY. CHILDREN WHO REQUIRE EXAMINATIONS BY SPECIALISTS OR HOSPITAL CARE ARE TRANSPORTED BY SOUTHWEST KEY TO THE APPROPRIATE MEDICAL FACILITIES.IN ADDITION TO UNIFICATION, MEDICAL AND COUNSELING SERVICES, CHILDREN HAVE ACCESS TO LEGAL SERVICES, RELIGIOUS SERVICES, PHONE CALLS, MAIL SUPPLIES, AND POSTAGE. WE ALSO PROVIDE PERSONAL GROOMING AND HYGIENE SERVICES, SUCH AS HAIRCUTS, LAUNDRY AND HOUSEKEEPING. YOUTH CAN CONNECT WITH SPONSORS OR FAMILY MEMBERS VIA PHONE AND VIDEO CALLS TO BUILD AND MAINTAIN RELATIONSHIPS WHILE IN OUR CARE. OUR PROGRAMS ARE DEVELOPED TO PROVIDE CHILDREN THE NECESSARY RESOURCES TO THRIVE WHILE IN OUR CARE. EDUCATION IS VITALLY IMPORTANT, SO WE PROVIDE SIX HOURS OF CLASSROOM EDUCATION FIVE DAYS A WEEK. WE ALSO UNDERSTAND HOW IMPORTANT RECREATION AND PHYSICAL ACTIVITY IS TO ALL CHILDREN, SO THEY'RE GIVEN AMPLE TIME TO PLAY AND RELAX OUTSIDE. WHERE POSSIBLE, WE PROVIDE OPPORTUNITIES FOR ARTS, CRAFTS, MUSIC, ENTERTAINMENT AND SPECIAL EVENTS. WE FOLLOW USDA GUIDELINES AND OUR IN-HOUSE COOKS PROVIDE THREE NUTRITIOUS MEALS AND THREE SNACKS EVERY DAY. SOUTHWEST KEY'S UNACCOMPANIED MINOR SHELTERS ARE PART OF A FEDERAL SHELTER SYSTEM THAT WAS CREATED AS A RESULT OF THE 1997 FLORES SETTLEMENT AGREEMENT. OUR PROGRAMS ARE FUNDED BY THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. 9/1/2019 TO 8/31/2020UM CHILDREN SERVED - 8,255UM EMPLOYEES - 5,137UM PROGRAMS - 25 11847231 28663 SOUTHWEST KEY'S YOUTH AND FAMILY SERVICES PROGRAMS ARE BASED ON THE CORE PRINCIPLE THAT POSITIVE CHANGE CAN HAPPEN THOUGH THERAPEUTIC, EDUCATIONAL AND COMMUNITY-BASED PROGRAMS. OUR SERVICES ARE SHAPED BY EVIDENCE-BASED PRACTICES AND YOUTH AGENCY, ACCOMPLISHED THROUGH STAFF RAISED IN THE COMMUNITIES WE SERVE. BY PROVIDING ALTERNATIVES TO CHILDREN WHO ARE INVOLVED IN THE COURT SYSTEM, YOUTH AND FAMILY SERVICES ENABLES THEM TO STAY AT HOME WITH THEIR FAMILIES AND STAY INVOLVED IN THEIR COMMUNITIES. THROUGH YOUTH AND FAMILY SERVICES, YOUNG MEN AND WOMEN ARE PROVIDED WITH STRUCTURE AND SERVICES THAT PROMOTE POSITIVE BEHAVIORS AND EXPERIENCES. (CONTINUED ON SCHEDULE O).OUR CASE WORKERS PARTNER WITH FAMILIES TO ADDRESS INDIVIDUAL, FAMILY AND SOCIAL ISSUES, SUCH AS HELPING WITH THE TRANSITION BACK HOME FROM A CORRECTIONAL FACILITY OR INSTITUTION, ASSISTING PARENTS WITH EMPLOYMENT AND CHILDCARE, AND WORKING WITH SCHOOL STAFF TO MEET ACADEMIC OR PERSONAL NEEDS. OUR PROGRAMS TRACK THE PROGRESS YOUTH ARE MAKING WHILE HOLDING THEM ACCOUNTABLE FOR THEIR ACTIONS. THESE COMPONENTS WORK TOGETHER TO SET THE FOUNDATION FOR SUCCESS, NOW AND TOMORROW. 9/1/2019 TO 8/31/2020YFS CHILDREN SERVED - 4,674YFS EMPLOYEES - 147YFS PROGRAMS - 31 9/1/2019 TO 8/31/2020TOTAL CHILDREN SERVED - 12,929TOTAL EMPLOYEES - 5,614TOTAL PROGRAMS - 56 366221803 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 1 1 1 1 0 0 0 0 1 1 1 0 0 1 271 0 1 9669 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 6 5 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X THE ORGANIZATION 5124622181 6002 JAIN LANE AUSTIN TX 78721 VICTOR GARZA BOARD CHAIR 1.00 X X 0 0 0 ROSA SANTIS BOARD VICE CHAIR 1.00 X X 0 0 0 CATALINA GRACIA BOARD TREASURER 1.00 X X 0 0 0 DAVID MARSHALL JR BOARD SECRETARY 1.00 X X 0 0 0 ANSELMO VILLARREAL BOARD CHAIR UNTIL 10/30/19 1.00 X X 0 0 0 JESUS CABRERA BOARD MEMBER 1.00 X 0 0 0 JOELLA BROOKS INTERIM CEO AND COO 40.00 X 617990 0 59786 ERIC MARIN CFO SINCE 5/1/19 40.00 X 250663 0 3906 JOSE ARROYO-DAVILA CHRO SINCE 11/24/19 40.00 X 248996 0 26140 LLOYD BULLARD CPO UNTIL 2/14/20 40.00 X 134779 0 0 ANSELMO VILLAREAL SENIOR ADVISOR TO INTERIM CEO 40.00 X 23321 0 0 JUAN SANCHEZ FORMER PRESIDENT/CEO UNTIL 4/2/19 40.00 X 607612 0 52274 MELODY CHUNG FORMER CFO UNTIL 2/22/19 40.00 X 332756 0 51820 STEPHEN CALVERT FORMER CHIEF LEGAL COUNSEL UNTIL 11/15/19 40.00 X 773724 0 7852 VERONICA DELGADO-SAVAGE VP - YJ SERVICES 40.00 X 422663 0 57223 GERALDO G RIVERA NATIONAL SENIOR VP - UM PROGRAMS 40.00 X 387758 0 46458 ELIZABETH SCHEPEL VP - PQI 40.00 X 161169 0 26876 NEIL NOWLIN VP OF COMMUNICATIONS 40.00 X 240941 0 4970 ALEXIA RODRIGUEZ FORMER VP UM PROGRAMS UNTIL 7/12/19 40.00 X 244784 0 40468 JENNIFER SANCHEZ FORMER VP UNTIL 5/17/19 40.00 X 200067 0 36016 HECTOR ZUNIGA VP - UM PROGRAMS 40.00 X 148903 0 22994 ALFREDO MUNIZ SENIOR FINANCIAL DIRECTOR 40.00 X 247844 0 40950 MELVA PEREZ PROGRAM COORDINATOR 40.00 X 136546 0 15635 ISABEL RODRIGUEZ PROGRAM COORDINATOR UNTIL 5/7/20 40.00 X 150853 0 34597 YVONNE CHOR FORMER DIRECTOR OF FINANCE UNTIL 9/4/19 40.00 X 196671 0 42062 5528040 0 570027 51 0 1 0 C&A BUILDERS 420 JAY ST SAN BENITO TX 78586 CONSTRUCTION 998869 MODIS INC DEPT CH 10682 PALATINE IL 60055 CONTRACT LABOR 911505 GTS TECHNOLOGY SOLUTIONS INC PO BOX 660003 DEPT 6877 DALLAS TX 75266 CONTRACT LABOR 842270 H&I CONSTRUCTIONREMODELING INC 26962 BLANCO RD SAN ANTONIO TX 78260 CONSTRUCTION 790391 BAKER BOTTS LLP PO BOX 301251 DALLAS TX 75303 PROFESSIONAL FEES 759984 29 385265 413146030 1000 68260 413532295 227125 227125 945617 0 945617 945617 945617 1028355 1395956 -367601 -367601 -367601 18961 385265 34051 -15090 -15090 MANAGEMENT FEES 900099 409084 409084 OTHER INCOME 900099 201788 -156570 358358 610872 414933218 252514 358358 790051 28663 28663 3804072 3403825 400242 5 267506690 239311143 28195163 384 11773556 10434698 1338843 15 29204000 27184498 2019494 8 21436619 19310464 2126123 32 162793 162793 6329807 1751420 4578387 259834 189825 70009 2331758 1805124 526556 78 3421920 2880265 541655 35407881 34233916 1173965 2430911 1537301 893610 1845436 1629617 215819 47561 40590 6971 3900287 2293238 1607049 3074885 2097053 977832 OTHER EXPENSES 12630920 10084330 2502502 44088 CONTRACTUAL 4482784 885150 3597634 TELEPHONE 3986221 3344679 641542 HOUSEHOLD SUPPLIES 2376132 2375681 451 1405609 1400323 5286 417848339 366221803 51576640 49896 54937655 56092503 25194311 18814559 6446872 0 3403610 2380957 75073481 33949157 37508740 41124324 6363626 6328123 6616703 6851793 140471517 131592259 5890905 4348029 279038 56182 46633275 42434870 52803218 46839081 X 85500040 84277493 2168259 475685 87668299 84753178 140471517 131592259 -2915121 0 X X 0 1 X 1 1 1 X 240900527 315121364 403847326 463292907 413532295 1836694419 240900527 315121364 403847326 463292907 413532295 1836694419 1836694419 1133940 1746850 2911680 2254581 1172742 9219793 121934 440223 1979319 1391309 201791 4134576 1850048788 2309684 0.99280 0.99250 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 162793 162793 366221803 366384596 1000000 250000 0 0 1000000 1000000 2000000 3000000 525373 162793 688166 250000 250000 500000 750000 PART II-A, LINE 1, SECTION 501(H) LOBBYING ACTIVITIES: SOUTHWEST KEY ENGAGED THE SERVICES OF THIRD PARTIES TO ASSIST IN MONITORING LEGISLATION, ADDRESSING STATE REGULATORY AND LICENSING ISSUES, AND BUILDING STRONGER RELATIONSHIPS AND PARTNERSHIPS AT THE LOCAL, STATE, AND NATIONAL LEVELS. 9953340 9953340 35404871 9237766 26167105 4713478 3412075 1301403 8056152 6494634 1561518 16945640 14804682 2140958 41124324 DEFERRED RENT 356272 LEASE DEPOSITS 5589044 DUE FROM RELATED PARTY 906477 6851793 ACCRUED SALARIES 6998194 ACCRUED VACATION AND SICK LEAVE 922303 CAPITAL LEASE OBLIGATIONS PAYABLE 302138 OTHER ACCRUED LIABILITIES 11755857 SELF INSURANCE RESERVE 22266471 ADVANCES FROM GRANTORS 189907 42434870 X 415519025 184156 34051 218207 415300818 -367600 -367600 414933218 418434147 184156 401652 585808 417848339 0 417848339 PART X, LINE 2: SOUTHWEST KEY PROGRAMS, INC. IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT TO THE EXTENT IT HAS UNRELATED BUSINESS ACTIVITIES. FOR THE FISCAL YEAR ENDED AUGUST 31, 2020, THE ORGANIZATION'S UNRELATED BUSINESS ACTIVITIES FOR TAX REPORTING PURPOSES INCLUDED INCOME OR LOSS FROM CERTAIN INVESTMENTS IN PARTNERSHIPS AND SIMILAR LEGAL ENTITIES. AS SUCH, SOUTHWEST KEY PROGRAMS RECOGNIZED INCOME TAX INCOME OF $77,940, WHICH INCLUDES $128,803 PRIOR YEAR OVER ACCRUAL OF INCOME TAX EXPENSE, FOR THE YEAR ENDED AUGUST 31, 2020. THE ORGANIZATION GENERALLY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION BY FEDERAL AUTHORITIES FOR YEARS ENDED PRIOR TO AUGUST 31, 2016 AND STATE AUTHORITIES FOR YEARS ENDED PRIOR TO AUGUST 31, 2015. GAAP REQUIRES MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION, AND HAS CONCLUDED THAT AS OF AUGUST 31, 2020, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSE INCLUDED ON PART VIII, LN 8B 34,051. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF ASSETS -367,601. ROUNDING 1. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSE INCLUDED ON PART VIII, LN 8B 34,051. LOSS ON DISPOSAL OF ASSETS 367,601. GOLF TOURNAMENT 404226 385265 18961 34051 404226 385265 18961 34051 34051 -15090 1 EDUCATION AWARDS 11 28663 0 PART I, LINE 2: DEPENDING ON THE EDUCATION AWARD TYPE, ELIGIBLE STUDENT APPLICANTS ARE EVALUATED BASED ON CRITERIA INCLUDING GPA, SCHOLASTIC RIGOR AND ACHIEVEMENT, PERSONAL ACHIEVEMENT, PERSONAL AND HISTORICAL DISADVANTAGES AND INTELLECTUAL CURIOSITY. X 1 1 X X X 0 1 0 0 0 0 0 0 0 JOELLA BROOKS INTERIM CEO AND COO 416393 0 79600 0 121997 0 51125 0 8661 0 677776 0 0 0 ERIC MARIN CFO SINCE 5/1/19 209537 0 0 0 41126 0 0 0 3906 0 254569 0 0 0 JOSE ARROYO-DAVILA CHRO SINCE 11/24/19 207306 0 40400 0 1290 0 20561 0 5579 0 275136 0 0 0 JUAN SANCHEZ FORMER PRESIDENT/CEO UNTIL 4/2/19 217306 0 0 0 390306 0 50500 0 1774 0 659886 0 0 0 MELODY CHUNG FORMER CFO UNTIL 2/22/19 86928 0 0 0 245828 0 50981 0 839 0 384576 0 0 0 STEPHEN CALVERT FORMER CHIEF LEGAL COUNSEL UNTIL 11/ 317377 0 21084 0 435263 0 0 0 7852 0 781576 0 0 0 VERONICA DELGADO-SAVAGE VP - YJ SERVICES 267616 0 43231 0 111816 0 51125 0 6098 0 479886 0 0 0 GERALDO G RIVERA NATIONAL SENIOR VP - UM PROGRAMS 250440 0 56550 0 80768 0 41173 0 5285 0 434216 0 0 0 ELIZABETH SCHEPEL VP - PQI 136157 0 24757 0 255 0 21170 0 5706 0 188045 0 0 0 NEIL NOWLIN VP OF COMMUNICATIONS 230545 0 9600 0 796 0 0 0 4970 0 245911 0 0 0 ALEXIA RODRIGUEZ FORMER VP UM PROGRAMS UNTIL 7/12/19 173831 0 0 0 70953 0 37002 0 3466 0 285252 0 0 0 JENNIFER SANCHEZ FORMER VP UNTIL 5/17/19 106849 0 0 0 93218 0 33546 0 2470 0 236083 0 0 0 HECTOR ZUNIGA VP - UM PROGRAMS 119915 0 22571 0 6417 0 17182 0 5812 0 171897 0 0 0 ALFREDO MUNIZ SENIOR FINANCIAL DIRECTOR 178753 0 18609 0 50482 0 34119 0 6831 0 288794 0 0 0 MELVA PEREZ PROGRAM COORDINATOR 135360 0 0 0 1186 0 9802 0 5833 0 152181 0 0 0 ISABEL RODRIGUEZ PROGRAM COORDINATOR UNTIL 5/7/20 150114 0 0 0 739 0 27768 0 6829 0 185450 0 0 0 YVONNE CHOR FORMER DIRECTOR OF FINANCE UNTIL 9/4 135056 0 6901 0 54714 0 37781 0 4281 0 238733 0 0 0 PART I, LINE 1A GROSS-UP FOR FEDERAL TAXES OWED AS A RESULT OF A CASH VALUE LIFE INSURANCE RETIREMENT POLICY, OFFICERS AND KEY EMPLOYEES (9 INDIVIDUALS, SEE PART I, LINE 4B RESPONSES BELOW), TREATED AS TAXABLE COMPENSATION TO LISTED PERSONS. PART I, LINE 3 CONCERNING POLICIES AND PROCEDURES FOR DETERMINING COMPENSATION OF DISQUALIFIED PERSONS FOR THE CURRENT REPORTING YEAR, THE ORGANIZATION BELIEVES THAT IT SUBSTANTIALLY COMPLIED WITH THE IRS'S BEST PRACTICES. PART I, LINE 4B DR. JUAN SANCHEZ OTHER REPORTABLE COMPENSATION INCLUDES $79,500 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY AND $265,720 RELATED TO A CASH VALUE RETIREMENT POLICY IN EXCESS OF THE IRS PROMULGATED INCOME SALARY CAP REGARDING 401(K) CONTRIBUTIONS. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. MELODY CHUNG OTHER REPORTABLE COMPENSATION INCLUDES $54,380 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY AND $186,684 RELATED TO A CASH VALUE RETIREMENT POLICY IN EXCESS OF THE IRS PROMULGATED INCOME SALARY CAP REGARDING 401(K) CONTRIBUTIONS. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. ALEXIA RODRIGUEZ OTHER REPORTABLE COMPENSATION INCLUDES $32,410 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY AND $37,719 RELATED TO A CASH VALUE RETIREMENT POLICY IN EXCESS OF THE IRS PROMULGATED INCOME SALARY CAP REGARDING 401(K) CONTRIBUTIONS. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. JENNIFER SANCHEZ OTHER REPORTABLE COMPENSATION INCLUDES $27,020 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY AND $44,355 RELATED TO A CASH VALUE RETIREMENT POLICY IN EXCESS OF THE IRS PROMULGATED INCOME SALARY CAP REGARDING 401(K) CONTRIBUTIONS. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. JOELLA BROOKS OTHER REPORTABLE COMPENSATION INCLUDES $27,780 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY AND $70,642 RELATED TO A CASH VALUE RETIREMENT POLICY IN EXCESS OF THE IRS PROMULGATED INCOME SALARY CAP REGARDING 401(K) CONTRIBUTIONS. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. VERONICA DELGADO OTHER REPORTABLE COMPENSATION INCLUDES $27,020 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY AND $73,663 RELATED TO A CASH VALUE RETIREMENT POLICY IN EXCESS OF THE IRS PROMULGATED INCOME SALARY CAP REGARDING 401(K) CONTRIBUTIONS. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. ALFREDO MUNIZ OTHER REPORTABLE COMPENSATION INCLUDES $40,497 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. YVONNE CHOR OTHER REPORTABLE COMPENSATION INCLUDES $49,501 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. GERALDO RIVERA OTHER REPORTABLE COMPENSATION INCLUDES $66,000 RELATED TO A CASH VALUE LIFE INSURANCE RETIREMENT POLICY. THE INCOME INCLUDES THE INSURANCE PREMIUMS ALONG WITH THE TAX GROSS UP AND INTEREST ON THE INCOME DUE TO THE LIFE INSURANCE POLICY PREMIUMS WHICH HAS BEEN APPROVED PURSUANT TO SWK POLICIES. JUAN SANCHEZ HUSBAND OF JENNIFER SANCHEZ, FORMER VICE PRESIDENT 607612 SALARY, RETIREMENT AND FRINGE BY THE ORGANIZATION 0 JENNIFER NELSON SANCHEZ WIFE OF JUAN SANCHEZ, FORMER PRESIDENT/CEO 200067 SALARY, RETIREMENT AND FRINGE BY THE ORGANIZATION 0 XIOMARA GROSS DAUGHTER OF JUAN SANCHEZ, FORMER PRESIDENT/CEO 3595 SALARY, RETIREMENT AND FRINGE BY THE ORGANIZATION 0 ANTONIO SANCHEZ BROTHER OF JUAN SANCHEZ, FORMER PRESIDENT/CEO 39294 SALARY, RETIREMENT AND FRINGE BY THE ORGANIZATION 0 ROMEO RODRIGUEZ FATHER OF ALEXIA RODRIGUEZ, FORMER VICE PRESIDENT 59784 SALARY, RETIREMENT AND FRINGE BY THE ORGANIZATION 0 ANSELMO VILLARREAL KEY EMPLOYEE AND BOARD MEMBER 23321 SALARY, RETIREMENT AND FRINGE BY THE ORGANIZATION 0 CONROE CHS LP PARTNERSHIP MORE THAN 33.3% OWNED BY JUAN SANCHEZ AND MELODY CHUNG 15639 RENTAL PAID BY THE ORGANIZATION 0 X 4795 FMV X PRIZES FOR FUNDRAISING 194 63645 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 JUAN SANCHEZ (PRESIDENT/CEO) AND JENNIFER SANCHEZ (VICE PRESIDENT OF COMMUNITY ENGAGEMENT) ARE HUSBAND AND WIFE. JUAN SANCHEZ (PRESIDENT/CEO), JENNIFER SANCHEZ (VICE PRESIDENT OF COMMUNITY ENGAGEMENT), AND MELODY CHUNG (CFO) HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS REVIEWED BY THE ORGANIZATION'S CFO AND GENERAL COUNSEL. AFTER SAID REVIEW, THE RETURN IS DISTRIBUTED TO THE AUDIT COMMITTEE FOR ITS CONSIDERATION AND APPROVAL. AFTER APPROVAL, THE RETURN IS CIRCULATED TO THE BOARD OF DIRECTORS AND FILED TIMELY. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL OR PERSONAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS. DETERMINATIONS REGARDING CONFLICT OF INTEREST INQUIRIES ARE DOCUMENTED IN THE MINUTES OF THE BOARD OF DIRECTORS OR THROUGH A WRITTEN REPORT PROVIDED BY THE CEO TO THE BOARD OF DIRECTORS. THE INTERESTED PARTY INVOLVED DOES NOT PARTICIPATE IN A DECISION RELATED TO THE POTENTIAL CONFLICT. IF A CONFLICT OF INTEREST EXISTS, A DETERMINATION WILL BE MADE REGARDING WHETHER A MORE ADVANTAGEOUS ARRANGEMENT IS POSSIBLE. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE, THEN IT IS DETERMINED BY A MAJORITY VOTE OF THE DISINTERESTED PERSON WHETHER THE CONFLICT OF INTERET IS FAIR AND IN THE ORGANIZATION'S BEST INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION USES WIPFLI TO CONDUCT 3RD PARTY COMPENSATION ASSESSMENTS FOR THE CEO, EXECUTIVES AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C THE ORGANIZATION'S PROCESS FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. PROMESA PUBLIC SCHOOLS INC FKA THE EAST AUSTIN ACADEMIA INC 6002 JAIN LANE AUSTIN TX 78721 261609474 CHARTER SCHOOL TX 501(C)(3) LINE 7 SOUTHWEST KEY PROGRAMS INC 0 SWKP ST JOHNS LLC 13010 RESEARCH BLVD 104 AUSTIN TX 78750 824580748 INVESTMENT PARTNERSHIP TX SOUTHWEST KEY PROGRAMS INC EXCLUDED SEC 512 5221 2568569 0 25568 0 0.95830 BUDA HOUSE INVESTORS LLC 13010 RESEARCH BLVD 104 AUSTIN TX 78750 830975536 INVESTMENT PARTNERSHIP TX SOUTHWEST KEY PROGRAMS INC EXCLUDED SEC 512 1999594 0 0 0.57140 SOUTHWEST KEY ENTERPRISES INC 6002 JAIN LANE AUSTIN TX 78721 208958545 HOLDING COMPANY TX SOUTHWEST KEY PROGRAMS INC C 97230 3323113 1.00000 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 PROMESA PUBLIC SCHOOLS INC J 945467 FMV SOUTHWEST KEY ENTERPRISES LLC L 227340 FMV PROMESA PUBLIC SCHOOLS INC L 181744 FMV SCHEDULE R, PART IV: SOUTHWEST KEY ENTERPRISES, INC. IS A HOLDING COMPANY WHOSE DISREGARDED ENTITIES INCLUDE: SOUTHWEST KEY MAINTENANCE, LLC (26-0139649) SOUTHWEST KEY CAFE DEL SOL, LLC (26-0530306) SOUTHWEST KEY WORKFORCE DEVELOPMENT, LLC (27-0855414) SOUTHWEST KEY PROPERTIES, LLC (61-1535548) DATA AND EVALUATION SERIVCES (20-3976396) SOUTHWEST KEY GREEN ENERGY & CONSTRUCTION, LLC (21-2310750) SOUTHWEST KEY YOUTH, FAMILY & TRANSPORTATION SERVICES, LLC (27-1348268) THE BLOOMING FLORIST, LLC (45-2136940)