2021-05-17T18:51:33-05:00 2020-06-30 271728945 PKF O'CONNOR DAVIES LLP 100 GREAT MEADOW ROAD WETHERSFIELD CT 06109 990 2019-07-01 061013293 CAPITAL WORKFORCE PARTNERS INC CAPI 8605221111 1 UNION PLACE 3RD FLOOR HARTFORD CT 06103 ALEX JOHNSON PRESIDENT/CEO 8605221111 2021-05-17 1 GARRETT M HIGGINS P00543209 8602571870 2021-05-12 2019 2022-09-23 18:48:47Z ALEX JOHNSON 1 UNION PLACE 3RD FLOOR HARTFORD CT 06103 19543412 0 X WWW.CAPITALWORKFORCEPARTNERS.ORG X 1979 CT CAPITAL WORKFORCE PARTNERS IS A REGIONAL WORKFORCE INVESTMENT BOARD SERVING 37 MUNICIPALITIES IN NORTH CENTRAL CONNECTICUT. THE BOARD COORDINATES COMPREHENSIVE PROGRAMS FOR JOB SEEKERS AND EMPLOYERS, AND ITS MISSION IS TO LEVERAGE PUBLIC AND PRIVATE RESOURCES TO PRODUCE SKILLED WORKERS FOR A COMPETITIVE REGIONAL ECONOMY. 26 26 55 74 0 0 19006541 19543412 0 0 0 0 0 0 19006541 19543412 13198416 14119735 0 0 3380000 3688808 0 0 0 1984145 2039139 18562561 19847682 443980 -304270 3092056 4088820 2143777 3444811 948279 644009 X CAPITAL WORKFORCE PARTNERS, INC., IS A REGIONAL WORKFORCE DEVELOPMENT BOARD SERVING 37 MUNICIPALITIES IN NORTH CENTRAL CONNECTICUT. THE BOARD COORDINATES COMPREHENSIVE PROGRAMS FOR JOB SEEKERS AND EMPLOYERS, AND ITS MISSION IS TO LEVERAGE PUBLIC AND PRIVATE RESOURCES TO PRODUCE SKILLED WORKERS FOR A COMPETITIVE REGIONAL ECONOMY. 0 0 12759627 9126067 ADULT SERVICES - CAPITAL WORKFORCE PARTNERS PROVIDES A HOST OF PROGRAMS, WORKSHOPS, TRAINING, JOB PLACEMENT AND OTHER SERVICES FOR ADULT JOB SEEKERS. SERVICES ARE DELIVERED PRIMARILY AT SEVEN AMERICAN JOB CENTERS AND ONE JOB FUNNEL LOCATION. ALL LOCATIONS ARE IN THE NORTH CENTRAL REGION OF CONNECTICUT COVERING 37 CITIES & TOWNS. CWP ALSO WORKS CLOSELY WITH AREA EMPLOYERS AND VALIDATE AND SUPPORT A DATA DRIVEN LMI SYSTEM TO ENSURE CURRENT AND FUTURE WORKFORCE DEMANDS ARE BEING ADDRESSED. PROGRAMS RUN FROM THOSE SUPPORTED BY THE FEDERAL WORKFORCE INNOVATION AND OPPORTUNITY ACT. FEDERAL USDOL/ETA GRANTS AND STATE AND PHILANTHROPIC SUPPORTED ACTIVITIES WHICH WORK TO CLOSE THE MIDDLE SKILLS GAP IN OUR REGION AND PUT JOB SEEKERS ON A CAREER PATHWAY. IN FISCAL YEAR 2020, 15,152 INDIVIDUALS WERE SERVED. CWP PROVIDES TAILORED SERVICES TO PRIORITY POPULATIONS INCLUDING VETERANS, FORMER OFFENDERS, AND PEOPLE WITH DISABILITIES. 5765994 4993668 YOUTH SERVICES - CAPITAL WORKFORCE PARTNERS ADMINISTERS PROGRAMS FOR OPPORTUNITY YOUTH, (YOUTH AGED 18-24 WHO ARE NOT CONNECTED TO SCHOOL OR EMPLOYMENT), UTILIZING A CAREER PATHWAY MODEL WHICH INCLUDES CAREER COMPETENCY AND OCCUPATIONAL SKILLS TRAINING, WORK BASED LEARNING AND INTERNSHIPS. FEDERAL WORKFORCE INNOVATION AND OPPORTUNITY ACT AND STATE AND PHILANTHROPIC FUNDING SUPPORTS THE REGION'S OPPORTUNITY YOUTH POPULATION THROUGH A VARIETY OF PROGRAMS INCLUDING YEAR-ROUND AND SUMMER YOUTH EMPLOYMENT AND LEARNING PROGRAM. IN FISCAL YEAR 2020, 2,033 YOUTH WERE SERVED. 18525621 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 47 0 55 1 0 0 0 0 0 0 0 0 0 0 0 0 X 26 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CT X ALEX JOHNSON PRESIDENTCEO 8605221111 1 UNION PLACE 3RD FLOOR HARTFORD CT 06103 ALEX JOHNSON PRESIDENT/CEO 40.00 X 188967 0 30008 KIMBERLY STALEY CHIEF ADMINISTRATIVE OFFICER 40.00 X 147048 0 31062 JAMES BOUCHER CHIEF STRATEGY OFFICER 40.00 X 120831 0 26540 JULIE WATSON - COMPLIANCE ACCOUNTABILITY ADMINISTRATOR 40.00 X 115653 0 26231 RICHARD PEARSON STRATEGIC PARTNERSHIP OFFICER 40.00 X 132300 0 2419 YOLANDA RIVERA - DIRECTOR CONSTRUCTION SECTOR INITIATIVES 40.00 X 112715 0 11714 TOM MONGELLOW CHAIR 1.00 X X 0 0 0 BETTINA ARMOUR VICE CHAIR 1.00 X X 0 0 0 RICHARD MCGEARY SECRETARY 1.00 X X 0 0 0 RENATA DIXON TREASURER 1.00 X X 0 0 0 TODD ANDREWS DIRECTOR 1.00 X 0 0 0 BILL BISHOP DIRECTOR 1.00 X 0 0 0 TERRY BORJESON DIRECTOR THRU MAY 2020 1.00 X 0 0 0 SHELDON BUSTOW DIRECTOR 1.00 X 0 0 0 JOHNATHAN COLMAN DIRECTOR 1.00 X 0 0 0 JENNIFER DIBELLA DIRECTOR 1.00 X 0 0 0 PAULA GILBERTO DIRECTOR 1.00 X 0 0 0 LINDY LEE GOLD DIRECTOR 1.00 X 0 0 0 DUNCAN HARRIS DIRECTOR 1.00 X 0 0 0 ERIC HOEPPNER DIRECTOR THRU JUNE 2020 1.00 X 0 0 0 MIKE KOMAROMI DIRECTOR 1.00 X 0 0 0 SANDY MELLO DIRECTOR 1.00 X 0 0 0 FIONA MOHRING DIRECTOR 1.00 X 0 0 0 PHILLIP MONTGOMERY DIRECTOR 1.00 X 0 0 0 JOHN NIMMONS DIRECTOR 1.00 X 0 0 0 TRACY NIXON-MOORE DIRECTOR 1.00 X 0 0 0 SUSAN PIERSON DIRECTOR 1.00 X 0 0 0 JONATHAN RICHMOND DIRECTOR 1.00 X 0 0 0 JOHN SIMONEAU DIRECTOR 1.00 X 0 0 0 DAN TAPPER DIRECTOR 1.00 X 0 0 0 JOSEPH TONER DIRECTOR THRU JUNE 2020 1.00 X 0 0 0 STEPHEN VAUGHAN DIRECTOR 1.00 X 0 0 0 LYLE WRAY DIRECTOR 1.00 X 0 0 0 817514 0 127974 8 0 1 0 NOVUS INSIGHT INC 222 PITKIN STREET SUITE 101 EAST HARTFORD CT 06108 IT SERVICES 625708 BLACK ROCK TECHNOLOGY GROUP 211 STATE ST 203 BRIDGEPORT CT 06604 IT SERVICES 212900 2 18394064 1149348 19543412 19543412 0 0 0 12421971 12421971 1697764 1697764 224422 215131 9291 2751233 1920963 830270 129516 93511 36005 313326 229123 84203 270311 200643 69668 8644 4567 4077 37000 19549 17451 141183 75898 65285 213483 175813 37670 467125 428521 38604 810544 740827 69717 14824 13427 1397 44721 33084 11637 13786 13786 42613 21516 21097 SUPPLIES AND MATERIALS 208384 184629 23755 OUTREACH 29682 29682 STAFF TRAINING 7050 5216 1834 MISCELLANEOUS 100 100 19847682 18525621 1322061 0 870902 2406179 2068342 1521393 78044 28176 28920 101010 865481 834807 44460 30674 1388 1388 3092056 4088820 2009672 2760172 134105 103595 0 581044 2143777 3444811 X 33472 77627 914807 566382 948279 644009 3092056 4088820 -304270 0 X X 0 1 X 1 1 1 X 21772870 24026580 20440797 19006539 19543412 104790198 21772870 24026580 20440797 19006539 19543412 104790198 104790198 104790198 1.00000 1.00000 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 270109 246732 23377 595372 588075 7297 30674 PAYCHECK PROTECTION PROGRAM PAYABLE 581044 581044 X 19543412 0 19543412 0 19543412 19847682 0 19847682 0 19847682 PART X, LINE 2: CWP RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT CWP HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. CWP IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2017. 1 160 DRIVING ACADEMY 500 DAVIS ST SUITET 502 EVANSTON IL 60201 242148548 N/A 9562 OJT AI TEK INSTRUMENTS 152 KNOTTER DRIVE PO BOX 748 CHESHIRE CT 06410 300008075 N/A 20000 OJT ALLIED COMMUNITY RESOURCES INC 3 PEARSON WAY ENFIELD CT 06082 061538357 501(C)(3) 6500 OJT ATLAS STAMPING & MANUFACTURING 729 N MOUNTAIN ROAD NEWINGTON CT 06111 061219674 N/A 10920 OJT FORGE CITY WORKS 227 LAWRENCE STREET 2ND FLOOR HARTFORD CT 06106 261412551 501(C)(3) 174132 YOUTH EMPLOYMENT TRAINING BLUE HILLS CIVIC ASSOCIATION INCORPORATED 1229 ALBANY AVE HARTFORD CT 06112 060876558 501(C)(3) 655000 YOUTH EMPLOYMENT TRAINING BRISTOL HOSPITAL & HEALTHCARE GROUP INC ATTN NANCY LAMONICA DIRECTOR OF CLINCAL EXCELLENCE 41 BREWSTER ROAD BRISTOL CT 06010 222577726 501(C)(3) 58672 OJT CAREER EDGE LLC CORPORATE OFFICE 250 STATE STREET UNIT C-2 NORTH HAVEN CT 06473 061492215 N/A 100000 ADULT EMPLOYMENT TRAINING CAREER RESOURCES INC 350 FAIRFIELD AVENUE 3RD FLOOR BRIDGEPORT CT 06604 061427945 501(C)(3) 211302 ADULT EMPLOYMENT TRAINING CAREER TEAM LLC 250 STATE STREET C2 NORTH HAVEN CT 06473 061443936 N/A 117089 ADULT EMPLOYMENT TRAINING CONNECTICUT PUERTO RICAN FORUM INC 95 PARK STREET 2ND FLOOR HARTFORD CT 06106 061385027 501(C)(3) 760997 ADULT EMPLOYMENT TRAINING CHRYSALIS CENTER INC 255 HOMESTEAD AVE HARTFORD CT 061320613 060986069 501(C)(3) 21000 ADULT EMPLOYMENT TRAINING COMMUNITY PARTNERS IN ACTION INC 110 BARTHOLOMEW AVE SUITE 3010 HARTFORD CT 06106 060646592 501(C)(3) 66768 ADULT EMPLOYMENT TRAINING COMMUNITY RENEWAL TEAM INC ATTN FINANCE DEPT 555 WINDSOR STREET HARTFORD CT 06120 060795640 501(C)(3) 358567 YOUTH EMPLOYMENT TRAINING COMPASS YOUTH COLLABORATIVE INC 55 AIRPORT ROAD SUITE 201 HARTFORD CT 06114 311768549 501(C)(3) 14000 YOUTH EMPLOYMENT TRAINING CONNECTICUT CENTER FOR ADVANCED TECHNOLOGY INC 222 PITKIN STREET SUITE 101 EAST HARTFORD CT 06108 201051854 501(C)(3) 24000 YOUTH EMPLOYMENT TRAINING CONNECTICUT CHILDREN'S MEDICAL CENTER ATTN PEGGY DOROUGH 282 WASHINGTON STREET HARTFORD CT 06106 060646755 501(C)(3) 16245 OJT CYIENT INC 99 EAST RIVER DR FL 5 EAST HARTFORD CT 06108 330867496 N/A 15864 OJT EASTERN CONNECTICUT WORKFORCE INVESTMENT BOARD INC 108 NEW PARK AVE FRANKLIN CT 06254 222595913 501(C)(3) 6736 ADULT EMPLOYMENT TRAINING EDUCATIONAL DATA SYSTEMS INC 15300 NORTH COMMERCE DRIVE SUITE 200 DEARBORN MI 48120 382272565 N/A 5404971 ADULT & YOUTH EMPLOYMENT FINISHING TRADES INSTITUTE OF SOUTHERN NEW ENGLAND INC ATTN MICHAEL KOMAROMI 79 BRADLEY ST ST MIDDLETOWN CT 06457 061530354 501(C)(3) 55877 ADULT EMPLOYMENT TRAINING HARRIOTT HOME HEALTH SERVICES 140 WOODLAND STREET HARTFORD CT 06105 800851787 N/A 26741 OJT HARTFORD HEALTHCARE AT HOME INC ATTN NON-PATIENT ACCOUNTS RECEIVABL S 80 SEYMOUR ST HARTFORD CT 06102 060646938 501(C)(3) 47481 OJT HARTFORD HOSPITAL ATTN JULIE DROUIN 80 SEYMOUR STREET STREET HARTFORD CT 06102 060646668 501(C)(3) 5663 OJT HUMAN RESOURCES AGENCY OF NEW BRITAIN INC 180 CLINTON STREET NEW BRITAIN CT 06053 060954802 501(C)(3) 427907 YOUTH EMPLOYMENT TRAINING INTERCOMMUNITY INC 111 FOUNDERS PLAZA EAST HARTFORD CT 06108 060954809 501(C)(3) 189928 OJT OPERATING ENGINEERS LOCAL 478 240 CHESHIRE ROAD MERIDEN CT 064515057 060899313 501(C)(3) 20000 ADULT EMPLOYMENT TRAINING IRON WORKERS LOCALS NO 15 & 424 49 LOCUST STREET HARTFORD CT 06114 066087354 501(C)(3) 135724 ADULT EMPLOYMENT TRAINING IT DIRECT LLC 67 PROSPECT AVENUE SUITE 202 WEST HARTFORD CT 06106 060631091 N/A 14019 OJT KRA CORPORATION 5950 SYMPHONY WOODS RD STE 211 COLUMBIA MD 21044 521230252 N/A 826341 ADULT EMPLOYMENT TRAINING LEE SPRING COMPANY 245 LAKE AVENUE BRISTOL CT 06010 204586789 N/A 17940 OJT MANCHESTER CONTINUING EDUCATION 555 MAIN STREET MANCHESTER CT 06040 066001633 N/A 17179 ADULT EMPLOYMENT TRAINING MIDDLESEX HOSPITAL 28 CRESCENT ST MIDDLETOWN CT 06457 060646718 501(C)(3) 137917 OJT NEW ENGLAND HEALTH CARE 77 HUYSHOPE AVE HARTFORD CT 06106 060991885 501(C)(3) 79200 OJT CONNECTICUT INSTITUTE FOR THE BLIND PO BOX 412059 BOSTON MA 022412059 060669111 501(C)(3) 18657 OJT OPPORTUNITIES INDUSTRIALIZATION CENTER OF NEW BRITAIN INC 114 NORTH STREET NEW BRITAIN CT 06051 060876897 501(C)(3) 407684 YOUTH EMPLOYMENT TRAINING OUR PIECE OF THE PIE INC 20-28 SARGENT ST HARTFORD CT 06105 060939659 501(C)(3) 1347325 YOUTH EMPLOYMENT TRAINING QUEST GLOBAL 175 ADDISON ROAD SUITE F WINDSOR CT 06095 311393419 N/A 5615 OJT RAW FOOD CENTRAL PO BOX 7358 BERLIN CT 06037 800927893 N/A 18416 OJT SCA PHARMACEUTICALS ATT GINA DURAND 755 RAINBOW RD STE B WINDSOR CT 06095 900622763 N/A 18225 OJT SM ACQUISITION CORP 10 SPARKS STREET PLAINVILLE CT 06062 861183359 N/A 9673 OJT SMC PARTNERS 10 COLUMBUS BLVD HARTFORD CT 06106 208577150 N/A 56625 OJT STAMFORD HOSPITAL 1 HOSPITAL PLAZA STAMFORD CT 06902 060646917 501(C)(3) 33331 OJT TOWN OF MANCHESTER 479 MAIN ST MANCHESTER CT 06040 066002029 GOV'T 75028 YOUTH EMPLOYMENT TRAINING TOWN OF VERNON ATTN MICHELLE HILL VERNON YOUTH SERVICES 9 ELM ST VERNON CT 06066 066002112 GOV'T 35396 YOUTH EMPLOYMENT TRAINING VALISURE LLC 5 SCIENSE PARK NEW HAVEN CT 06511 474386959 N/A 14871 OJT WE CARE COMPUTERS 2437 ALBANY AVE STE 101A WEST HARTFORD CT 06117 200536001 N/A 7538 OJT YALE NEW HAVEN HEALTH SERVICES CORPORATION 20 YORK STREET NEW HAVEN CT 06510 222529464 501(C)(3) 219118 OJT 29 19 WORKFORCE INNOVATION AND OPPORTUNITY ACT ("WIOA"), JOBS FIRST EMPLOYMENT SERVICES ("JFES"), MORTGAGE CRISIS JOB TRAINING PROGRAM ("MCJTP") INDIVIDUAL TRAINING ASSISTANCE 283 1556788 FEDERAL, STATE, AND PRIVATE FOUNDATIONS - SEE PART IV FOR DETAILED EXPLANATION 125 43874 FEDERAL, STATE, AND PRIVATE - SEE PART IV FOR DETAILED EXPLANATION 168 97102 PART I, LINE 2: CAPITAL WORKFORCE PARTNERS (CWP) CONDUCTS PERIODIC REVIEW OF ADMINISTRATIVE, PROGRAM AND FINANCIAL ACTIVITIES OF CONTRACTED SERVICE PROVIDERS, INCLUDING DESK REVIEWS AND ON-SITE MONITORING VISITS. THE PURPOSE OF THE MONITORING PROCESS IS TO ENSURE COMPLIANCE WITH THE CONTRACT AND APPLICABLE LAW, REGULATIONS AND POLICY, MAINTAIN PROGRAM INTEGRITY, IMPROVE THE QUALITY OF SERVICES, RECOGNIZE AND SHARE BEST PRACTICES, PROVIDE TECHNICAL ASSISTANCE AS NEEDED AND FULFILL CWP'S OVERSIGHT RESPONSIBILITIES IN ACCORDANCE WITH SECTION 683.410 OF THE WORKFORCE INVESTMENT OPPORTUNITY ACT (WIOA) AND 2 CFR 200.331(D) REQUIRING PASS-THROUGH ENTITIES TO MONITOR THE ACTIVITIES OF SUBRECIPIENTS TO ENSURE THAT THE SUBAWARD IS USED FOR AUTHORIZED PURPOSES, IN COMPLIANCE WITH FEDERAL STATUTES, REGULATIONS, AND THE TERMS AND CONDITIONS OF THE SUBAWARD. ADDITIONALLY, THE RESULTS OF SUBRECIPIENT MONITORING ALONG WITH THEIR OVERALL COMPLIANCE ARE CONSIDERED DURING THE PROCUREMENT PROCESS WHEN AWARDING AND RENEWING SUBRECIPIENT CONTRACTS. CONTRACT MONITORING INCLUDES A REVIEW OF THE SUBRECIPIENT'S COMPLIANCE WITH BOTH PROGRAM AND FINANCIAL CONTRACT REQUIREMENTS. MONITORING IS OVERSEEN BY THE CWP CHIEF ADMINISTRATIVE OFFICER (CAO). PROGRAM MONITORING IS CONDUCTED BY CWP STAFF, AND FISCAL MONITORING IS CONTRACTED TO A CPA FIRM. SUBRECIPIENTS ARE MONITORED ANNUALLY. THE SCOPE OF THE MONITORING PROCESS IS DETERMINED BASED ON THE SIZE AND SCOPE OF THE CONTRACT, AND RANGES THROUGH DESK REVIEW TO MULTIPLE ON-SITE VISITS TO EXAMINE FILES, TO REVIEW INTERNAL CONTROLS, AND TO INTERVIEW STAFF AND PROGRAM PARTICIPANTS. A FORMAL MONITORING REPORT IS ISSUED TO THE SUBRECIPIENT; WHEN THE REPORT CONTAINS FINDINGS, CORRECTIVE ACTION IS REQUESTED. CORRECTIVE ACTION PLANS ARE ACCEPTED WHEN DEEMED SUFFICIENT UPON REVIEW BY THE MONITORING TEAM AND/OR CAO. WHEN CORRECTIVE ACTION IS DEEMED INSUFFICIENT, CWP PROVIDES TECHNICAL ASSISTANCE AND REQUESTS EXPANDED CORRECTIVE ACTION UNTIL REQUIREMENTS ARE MET. CORRECTIVE ACTION IS VERIFIED THROUGH DESK REVIEW OF DOCUMENTATION AND/OR THROUGH SUBSEQUENT MONITORING VISITS. X X X 0 0 0 0 0 0 0 0 0 ALEX JOHNSON PRESIDENT/CEO 187843 0 0 0 1124 0 11454 0 18554 0 218975 0 0 0 KIMBERLY STALEY CHIEF ADMINISTRATIVE OFFICER 146751 0 0 0 297 0 4794 0 26268 0 178110 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B CAPITAL WORKFORCE PARTNERS HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY THE FINANCE AND AUDIT COMMITTEE AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, AN ELECTRONIC COPY OF THE FORM 990 IS DISTRIBUTED TO THE BOARD FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD SHALL COMPLY WITH THE REQUIREMENTS OF THE CONNECTICUT REVISED NON-STOCK CORPORATION ACT, ANY AND ALL CONNECTICUT DEPARTMENT OF LABOR CONFLICT OF INTEREST POLICIES AND THOSE RESTRICTIONS AS TO CONFLICT OF INTEREST AS ESTABLISHED IN SECTION 107(H) (1&2) OF WIOA, WHICH SPECIFICALLY STATE THAT BOARD OF DIRECTORS MEMBERS MAY NOT: (1) VOTE ON A MATTER UNDER CONSIDERATION BY THE LOCAL WORKFORCE DEVELOPMENT BOARD REGARDING THE PROVISION OF SERVICES BY SUCH MEMBER (OR BY AN ENTITY THAT SUCH MEMBER REPRESENTS) OR THAT WOULD PROVIDE DIRECT FINANCIAL BENEFIT TO SUCH MEMBER OR THE IMMEDIATE FAMILY OF SUCH MEMBER; OR (2) ENGAGE IN ANY OTHER ACTIVITY DETERMINED BY THE GOVERNOR TO CONSTITUTE A CONFLICT OF INTEREST AS SPECIFIED IN THE STATE PLAN. NOTWITHSTANDING THE FOREGOING, ANY DIRECTOR WHO HAS A CONFLICTING INTEREST WITH ANY TRANSACTION EFFECTED OR PROPOSED TO BE EFFECTED BY THE ORGANIZATION SHALL, IN ADDITION TO COMPLYING WITH THE REQUIREMENTS DELINEATED ABOVE, RECUSE HIMSELF/HERSELF FROM AND PLAY NO PART, DIRECTLY OR INDIRECTLY, IN ANY DISCUSSION, DELIBERATIONS OR VOTE ON SUCH PROPOSED CORPORATE TRANSACTION. THE BOARD OF DIRECTORS RETAINS THE AUTHORITY TO DETERMINE IF A DIRECTOR HAS AN INTEREST RESPECTING A TRANSACTION EFFECTED OR PROPOSED TO BE EFFECTED BY THE CORPORATION, WHICH IS A CONFLICTING INTEREST. ON AN ANNUAL BASIS, THE GOVERNANCE COMMITTEE IS REQUIRED TO REVIEW AND DISCLOSE ANY COI AND SIGN THE COI POLICY AS SET FORTH BY CAPITAL WORKFORCE PARTNERS. ON A QUARTERLY BASIS AT BOARD MEETINGS, THE CHAIR OF THE BOARD REMINDS THE MEMBERS OF THE POLICY AND THAT IF ANY CIRCUMSTANCES HAVE CHANGED FOR ANY REGARDING THE POLICY, THAT THEY SHOULD CONTACT THE CHAIR AND DISCLOSE THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION OBTAINS ANNUAL COMPENSATION SURVEYS FROM VARIOUS NON-PROFIT ORGANIZATIONS AND USES THESE TO ENSURE THAT THE ORGANIZATION'S EXECUTIVE COMPENSATION PLAN COMPARES FAVORABLY WITH SIMILAR ORGANIZATIONS OF THE SAME SIZE AND MISSION. PERIODICALLY, THE ORGANIZATION ENGAGES THE SERVICES OF A COMPENSATION CONSULTANT TO DETERMINE WHETHER OUR SALARY STRUCTURE FAIRLY AND EQUITABLY COMPENSATES ALL EMPLOYEES AND COMPLIES WITH FLSA. FURTHER, EXECUTIVE COMPENSATION IS REVIEWED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THIS PROCESS WAS LAST CONDUCTED DURING THE 2019-2020 FISCAL YEAR AND IS DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990 IS AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. IN ADDITION, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: CAPITAL WORKFORCE PARTNERS, INC. ASSIGNS THE DUTY TO OVERSEE THE AUDIT TO THE FINANCE COMMITTEE. THE PROCESS OF SELECTING AN INDEPENDENT ACCOUNTANT IS OVERSEEN BY THE FINANCE COMMITTEE, WHO INTERVIEWS THE POTENTIAL FIRMS. THE FINAL DECISION IS MADE BY THE BOARD OF DIRECTORS USING THE RECOMMENDATIONS FROM THE FINANCE COMMITTEE.