2021-05-14T13:20:27-05:00 2020-06-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2019-07-01 941156258 CALIFORNIA ACADEMY OF SCIENCES CALI 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 MIKE MCGEE CFO 4153795141 2021-05-14 1 YONG ZHANG CPA P01249785 7033366400 2021-05-14 2019 2022-09-23 18:48:47Z SCOTT SAMPSON 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 2430731379 0 X WWW.CALACADEMY.ORG X 1904 CA TO EXPLORE, EXPLAIN, AND SUSTAIN LIFE USING THE RESOURCES OF OUR RESEARCH INSTITUTE, AQUARIUM, PLANETARIUM, NATURAL HISTORY MUSEUM, AND RAINFOREST TO SHARE SCIENTIFIC KNOWLEDGE WITH THE PUBLIC. 44 44 743 777 90603 0 32916896 33870305 25876848 15835906 15014625 15984122 841347 764316 74649716 66454649 98103 76087 0 0 45542980 48034278 119402 386 3625943 46014283 38217162 91774768 86327913 -17125052 -19873264 877897606 804050299 368201690 317603016 509695916 486447283 X THE CALIFORNIA ACADEMY OF SCIENCES IS DEDICATED TO EXPLORING AND EXPLAINING THE NATURAL WORLD AND ADDRESSING THE CHALLENGE OF SUSTAINABILITY THROUGH ITS SCIENTIFIC RESEARCH AND EDUCATION INITIATIVES. THROUGH EXPEDITIONS AROUND THE GLOBE AND INVESTIGATIONS IN THE LAB, ACADEMY SCIENTISTS STRIVE TO UNDERSTAND THE EVOLUTION AND INTERCONNECTEDNESS OF LIFE AND GUIDE CRITICAL CONSERVATION DECISIONS. THROUGH EXHIBITIONS, EDUCATIONAL PROGRAMS, AND PARTNERSHIPS THAT ADDRESS THESE SAME TOPICS-ON-SITE, IN THE COMMUNITY, IN BIODIVERSITY HOTSPOTS AROUND THE WORLD, AND ONLINE-THE ACADEMY AIMS TO IGNITE CURIOSITY ABOUT THE NATURAL WORLD, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS AND EDUCATORS, CULTIVATE A MORE SCIENTIFICALLY LITERATE PUBLIC, AND KINDLE A COMMITMENT TO RESPONSIBLE STEWARDSHIP OF OUR PLANET. 0 0 26064808 9750 2191338 EXHIBITS AND PUBLIC ENGAGEMENT: THE ALL-DIGITAL MORRISON PLANETARIUM USES SCIENTIFIC DATA TO SHARE CURRENT DISCOVERIES AND PRESENT IMMERSIVE SHOWS. THE GIANTS OF LAND AND SEA EXHIBIT CELEBRATES NORTHERN CALIFORNIA'S ICONIC NATURAL PHENOMENA LIKE REDWOODS, MARINE MAMMALS, AND FOG. THE COLOR OF LIFE EXHIBIT EXPLORES THE ROLE OF COLOR IN THE NATURAL WORLD WITH VIBRANT LIVE ANIMALS, SPECIMENS, AND IMMERSIVE INTERACTIVES. GEMS AND MINERALS UNEARTHED SHOWCASES SPECIMENS FROM THE ACADEMY'S RENOWNED GEOLOGY COLLECTION. 17757748 17410 348459 BIODIVERSITY SCIENCE AND SUSTAINABILITY: THE ACADEMY'S INSTITUTE FOR BIODIVERSITY SCIENCE AND SUSTAINABILITY (IBSS) IS AT THE FOREFRONT OF EFFORTS TO UNDERSTAND TWO OF THE MOST IMPORTANT TOPICS OF OUR TIME: THE NATURE AND FUTURE OF LIFE ON EARTH. IBSS IS HOME TO MORE THAN 100 SCIENTISTS, STATE-OF-THE-ART FACILITIES, AND NEARLY 46 MILLION SCIENTIFIC SPECIMENS FROM AROUND THE WORLD. IBSS ALSO LEVERAGES THE EXPERTISE AND EFFORTS OF MORE THAN 100 INTERNATIONAL ASSOCIATES AND 450 DISTINGUISHED FELLOWS. THROUGH EXPEDITIONS AROUND THE GLOBE, INVESTIGATIONS IN THE LAB, AND ANALYSIS OF VAST BIOLOGICAL DATASETS, THE INSTITUTE'S SCIENTISTS WORK TO UNDERSTAND THE EVOLUTION AND INTERCONNECTEDNESS OF ORGANISMS AND ECOSYSTEMS, THE THREATS THEY FACE AROUND THE WORLD, AND THE MOST EFFECTIVE STRATEGIES FOR REGENERATING THEM INTO THE FUTURE. THROUGH INNOVATIVE PARTNERSHIPS AND COMMUNITY ENGAGEMENT INITIATIVES, THEY ALSO GUIDE CRITICAL CONSERVATION DECISIONS WORLDWIDE, INSPIRE AND MENTOR THE NEXT GENERATION OF SCIENTISTS, AND FOSTER RESPONSIBLE STEWARDSHIP OF OUR PLANET SO THAT HUMANS AND NATURE CAN THRIVE TOGETHER. 12277771 12295 AQUARIUM: THE STEINHART AQUARIUM IS HOME TO 38,000 LIVE ANIMALS FROM AROUND THE WORLD AND HOSTS THE LARGEST AND DEEPEST INDOOR CORAL REEF IN THE WORLD. THE FOUR-STORY RAINFOREST HAS FREE-FLYING BIRDS AND BUTTERFLIES AND EXOTIC REPTILES AND AMPHIBIANS. AFRICAN HALL IS HOME TO A COLONY OF AFRICAN PENGUINS. 3479018 48927 162976 EDUCATION AND OUTREACH: THE ACADEMY IS AN INNOVATIVE LEADER IN EFFORTS TO INCREASE SCIENTIFIC AND ENVIRONMENTAL LITERACY WORLDWIDE. THE MUSEUM IS HOME TO SCIENCE EDUCATORS AND COMMUNICATORS AS WELL AS MORE THAN HIGHLY TRAINED DOCENTS WHO ENGAGE PEOPLE OF ALL AGES-BOTH HERE IN CALIFORNIA AND AROUND THE WORLD-IN THE SCIENTIFIC CONCEPTS AND ISSUES THAT WILL SHAPE OUR FUTURE. THROUGH INTENSIVE PARTNERSHIPS WITH SCHOOLS AND TEACHERS, INNOVATIVE PROGRAMS AND EXHIBITS FOR ALL AGES, ENGAGING ONLINE LEARNING AND DIGITAL MEDIA OFFERINGS, AND IMMERSIVE SCIENCE VISUALIZATION PRODUCTIONS, ACADEMY EDUCATORS INCREASE THE PUBLIC'S UNDERSTANDING AND APPRECIATION OF THE NATURAL WORLD AND INSPIRE PARTICIPANTS TO HELP SUSTAIN THE RICH DIVERSITY OF LIFE ON EARTH.VOLUNTEERS HELP SUPPORT THE ACADEMY ANNUALLY AND PROVIDE A CONNECTION BETWEEN THE DIVERSE BAY AREA COMMUNITY AND THE ACADEMY'S MUSEUM, RESEARCH, AND ADMINISTRATION. AS ONE OF THE BAY AREA'S LEADING CULTURAL INSTITUTIONS DEDICATED TO OPENING ITS DOORS TO THE ENTIRE COMMUNITY, THE ACADEMY OFFERS A VARIETY OF FREE AND REDUCED ADMISSION OPPORTUNITIES AND ACCESS PROGRAMS TO SERVE ALL VISITORS. 2625038 MEMBERSHIP: THE ACADEMY'S MEMBERSHIP PROGRAM PROVIDES YEAR ROUND ACCESS TO OUR OFFERINGS TO NEARLY 40,000 HOUSEHOLDS. THROUGH THEIR MONTHLY AND ANNUAL GIFTS, MEMBERS SUPPORT THE ACADEMY'S MISSION TO EXPLORE, EXPLAIN AND EXPLAIN LIFE ON EARTH. ON AVERAGE, ACADEMY MEMBERS VISIT BETWEEN TWO AND THREE TIMES A YEAR, PARTICIPATING IN OUR PUBLIC PROGRAMS, EXPLORING THE ICONIC EXHIBITS, SUCH AS THE STEINHART AQUARIUM AND RAINFOREST, ATTENDING WORKSHOPS AND LECTURES, AND SHARING THE EXPERIENCE WITH THEIR FRIENDS AND FAMILIES. A SIGNIFICANT NUMBER OF THE ACADEMY'S MEMBERS HAVE BEEN A PART OF THE ACADEMY "FAMILY" FOR MANY GENERATIONS. 13326230 ADMISSIONS. 6104056 48927 13489206 62204383 1 1 0 1 0 0 1 1 0 1 1 1 0 1 1 1 1 0 0 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 195 0 1 743 1 1 1 1 MA 0 0 0 1 1 0 0 0 0 0 0 X 44 44 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA DC FL MA NC NY X X MIKE MCGEE 4153795141 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 ELIZABETH R PATTERSON CHAIR 2.00 X X 0 0 0 MATTHEW BARGER VICE CHAIR 2.00 X X 0 0 0 CHARLES MARSHALL PRESIDENT 2.00 X X 0 0 0 TESSA HILL VICE PRESIDENT 2.00 X 0 0 0 VIRGINIA GOSS TUSHER SECRETARY 2.00 X X 0 0 0 JOHN ADAMS TRUSTEE 0.50 X 0 0 0 ELIZABETH BLACKBURN TRUSTEE 1.00 X 0 0 0 DAN CARROLL TRUSTEE 0.50 X 0 0 0 HUIFEN CHAN TRUSTEE 0.50 X 0 0 0 FELICIA CHIU TRUSTEE 0.50 X 0 0 0 GRETCHEN C DAILY TRUSTEE 1.00 X 0 0 0 TROY DANIELS TRUSTEE 1.00 X 0 0 0 WILLIAM F DUHAMEL TRUSTEE 0.50 X 0 0 0 MARC EBBIN TRUSTEE 0.50 X 0 0 0 PETER FENTON TRUSTEE 0.50 X 0 0 0 CHRISTOPHER FIELD TRUSTEE 1.00 X 0 0 0 JACK FORESTELL TRUSTEE 0.50 X 0 0 0 LAURA FURSTENTHAL TRUSTEE 0.50 X 0 0 0 ADAM GAZZALEY TRUSTEE 1.00 X 0 0 0 NICK GIOVANNI TRUSTEE 0.50 X 0 0 0 KEVIN HARTZ TRUSTEE 0.50 X 0 0 0 NAUREEN HASSAN TRUSTEE 0.50 X 0 0 0 HAROLD MOONEY TRUSTEE 1.00 X 0 0 0 DAN JANNEY TRUSTEE 0.50 X 0 0 0 JAY KAHN TRUSTEE 0.50 X 0 0 0 DAVID M KENNEDY TRUSTEE 0.50 X 0 0 0 SALMAN KHAN TRUSTEE 0.50 X 0 0 0 JEFFREY KOSEFF TRUSTEE 1.00 X 0 0 0 JANET LAMKIN TRUSTEE 0.50 X 0 0 0 ZACK LARA TRUSTEE 0.50 X 0 0 0 REBECCA LIN TRUSTEE 0.50 X 0 0 0 MARIE LIPMAN TRUSTEE 0.50 X 0 0 0 LAWRENCE MIAO TRUSTEE 0.50 X 0 0 0 MICHAEL MILLMAN TRUSTEE 0.50 X 0 0 0 KIRSTEN RHODES TRUSTEE 0.50 X 0 0 0 MARTA SALAS-PORRAS TRUSTEE 0.50 X 0 0 0 ADAM SAVAGE TRUSTEE 0.50 X 0 0 0 ANDREW J SCHWAB TRUSTEE 0.50 X 0 0 0 NICHOLAS SIMON TRUSTEE 0.50 X 0 0 0 GARY T STEELE TRUSTEE 0.50 X 0 0 0 GEISHA WILLIAMS TRUSTEE 0.50 X 0 0 0 BILL YOUNGER TRUSTEE 0.50 X 0 0 0 RON ZEFF TRUSTEE 0.50 X 0 0 0 SCOTT SAMPSON EXECUTIVE DIRECTOR 40.00 X 165795 0 8097 MIKE MCGEE INTERIM EXECUTIVE DIRECTOR AND CFO 40.00 X 453356 0 33773 MELISSA FELDER CHIEF REVENUE & MARKETING OFFICER 40.00 X 319466 0 44290 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER 40.00 X 318968 0 36162 SCOTT MORAN 062819 SENIOR DIRECTOR, EXHIBITS 40.00 X 294563 0 13303 SHANNON BENNETT CHIEF OF SCIENCE & SUSTAIN 40.00 X 293111 0 13703 ISAAC KWON COO & AND HEAD OF GOVERNME 40.00 X 273319 0 35583 REBECCA SCHUETT INTERIM CHIEF PHILANTHROPY 40.00 X 265552 0 32308 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFICER 40.00 X 235400 0 19615 JONATHAN FOLEY 063019 FMR EXEC. DIR. & SR. SCHOLAR 40.00 X 649679 0 27701 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOLOGY 40.00 X 238377 0 38420 MARGARET LOWMAN 121319 SR. CURATOR & LINDSAY CHAIR OF BOTANY 40.00 X 237088 0 5141 WILLIAM SHEPHERD III SR. DIR OF STEINHART AQUARIUM 40.00 X 229355 0 40911 MICHAEL COSTANZO GENERAL COUNSEL AND DIRECTOR OF SECURITY 40.00 X 224193 0 36577 4198222 0 385584 95 0 1 0 RON FOTH RETAIL INC 8100 NORTH HIGH STREET COLUMBUS OH 43235 ADVERTISING SERVICES 5231017 LOOKING POINT INC PO BOX 398188 SAN FRANCISCO CA 94139 IT SERVICES 965622 THE LUKENS COMPANY 2800 SHIRLINGTON ROAD ARLINGTON VA 22206 RESEARCH AND CONSULTING 745577 JOHN MURRAY PRODUCTIONS INC 1196 32ND STREET OAKLAND CA 94608 EXHIBIT FABRICATION 476050 COMMERCIAL CONSTRUCTION AND IMPROVEMENT 2 HENRY ADAMS STREET SUITE M99 SAN FRANCISCO CA 94103 CONSTRUCTION SERVICES 382282 34 8278861 1520755 6795981 17274708 1709864 33870305 ADMISSIONS 900099 11864368 11864368 AUXILIARY ACTIVITIES 900099 3971538 3971538 15835906 9451520 90603 9360917 262649 204293 58356 2370609617 2364077015 6532602 6532602 6532602 94200 1520755 199715 -105515 -105515 1099 0 1099 1099 CAFE COMMISSIONS 900099 606083 606083 606083 66454649 16041298 90603 16452443 76087 76087 4583807 1759102 2526845 297860 33877509 25763974 5883394 2230141 1185283 848193 259183 77907 5714457 4089289 1249566 375602 2673222 1912968 584547 175707 343163 68191 274972 207448 7007 200372 69 72950 72950 386 386 1398265 1398265 3273813 2329813 796842 147158 3687344 3646706 33396 7242 1877570 1310848 353245 213477 1540551 1051108 465120 24323 54910 25509 29120 281 3069648 2536271 508042 25335 753755 581552 151937 20266 110720 55041 51887 3792 4472216 3644297 791781 36138 12749812 10409452 2236547 103813 545909 545909 EQUIPMENT 1671342 1151873 429745 89724 PARTICIPANT SUPPORT 433602 429342 2159 2101 ANIMAL SUPPORT 287208 284618 2475 115 FUNDRAISING EXP. LINE 8 -199715 -199715 1866651 223142 1649288 -5779 86327913 62204383 20497587 3625943 19408 23749 5500019 4308845 12234721 6885654 1645582 845269 87844 60724 1596612 324471 35666 34178 660523 1040871 495599650 183682628 322978525 311917022 372580978 325930392 103681711 105714839 56876017 46964285 877897606 804050299 7997299 5724243 6595636 4642249 279267932 279425999 74340823 27810525 368201690 317603016 X 372568116 351796948 137127800 134650335 509695916 486447283 877897606 804050299 X -19873264 -3230071 -145298 X X 0 1 X 1 1 1 X 46321748 42064076 46599481 32916896 33870305 201772506 46321748 42064076 46599481 32916896 33870305 201772506 4979541 196792965 7649306 7793976 9380728 12312462 9419273 46555745 1002999 997686 1251577 1279345 700283 5231890 253560141 118027289 0.77610 0.77550 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: CAFE COMMISSIONS - 2015 AMOUNT: $ 1,002,999. 2016 AMOUNT: $ 997,686. 2017 AMOUNT: $ 1,000,310. 2018 AMOUNT: $ 1,035,775. 2019 AMOUNT: $ 606,083. FUNDRAISING - 2017 AMOUNT: $ 251,267. 2018 AMOUNT: $ 243,570. 2019 AMOUNT: $ 94,200. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 76509 76509 86451119 86527628 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 5911 2905 30340 76509 115665 250000 250000 250000 250000 1000000 1500000 2195 2195 X X 1 3060000.00 0 0 0 1 1 0.00 0 X X X X 0 194490419 249853 4635383 9025177 190350478 193049579 486165 9661586 8706911 194490419 175157469 11793083 14536103 8437076 193049579 156821589 2010979 23304184 6979283 175157469 161297369 9548382 -8417245 5023650 583267 156821589 0.36000 0.49000 0.15000 0 0 710000 710000 440184133 152004581 288179552 2635380 1297391 1337989 30001560 23458188 6543372 22068577 6922468 15146109 311917022 EXCHANGE TRADED FUNDS 4009670 F REAL ESTATE & OTHER 976307 F INVESTMENTS HELD IN TRUST 5634873 F EQUITY HEDGE FUNDS 17808371 F ABSOLUTE RETURN POOLED FUNDS 59626563 F PRIVATE EQUITY INVESTMENTS 17659055 F 105714839 RECEIVABLE FROM INVESTMENTS 46964285 46964285 ANNUITIES PAYABLE 1953527 OTHER LONG-TERM LIABILITIES 208157 PAYABLE FOR INVESTMENTS PURCHASED 17542096 PAYCHECK PROTECTION PROGRAM LOAN 8106745 27810525 X 61880730 -3230071 54417 -3175654 65056384 1398265 1398265 66454649 85129363 199715 199715 84929648 1398265 1398265 86327913 PART II, LINE 5: THE ORGANIZATION MONITORS DEED RESTRICTIONS OF THE CONSERVATION EASEMENT. THE PURPOSE OF THE DEED RESTRICTION IS TO PRESERVE AND PROTECT THE OPEN SPACE, NATURAL, ECOLOGICAL AND SCENIC VALUES OF THE PROPERTY AND TO PREVENT ANY USE OF THE PROPERTY THAT WILL SIGNIFICANTLY IMPAIR OR DEGRADE THOSE VALUES. PART II, LINE 9: THE LAND IS BEING HELD FOR PRESERVATION PURPOSES, THEREFORE, REVENUE GENERATING ACTIVITIES ARE NOT TAKING PLACE ON THE LAND. THE EXPENSES RELATED TO MONITOR OR ENFORCE THE EASEMENT ARE RECORDED IN THE PERIOD INCURRED AS AN OPERATING EXPENSE. PART III, LINE 1A: CONTRIBUTIONS OF LIVING AND OTHER COLLECTIONS HELD AS PART OF A COLLECTION - FOR EDUCATION, RESEARCH OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. SUCH ITEMS WHICH HAVE BEEN ACQUIRED THROUGH PURCHASE HAVE SIMILARLY NOT BEEN CAPITALIZED. PART III, LINE 4: THE LIBRARY COLLECTION CONSISTS OF RARE BOOKS. CONTRIBUTIONS OF LIVING AND OTHER SPECIMENS HELD AS PART OF A COLLECTION - FOR EDUCATION, SCIENCE OR PUBLIC EXHIBITION RATHER THAN FOR SALE - ARE NOT RECOGNIZED OR CAPITALIZED. PART V, LINE 4: THE INTENDED USES OF THE ACADEMY'S ENDOWMENT FUNDS ARE A BALANCE BETWEEN PROVIDING CURRENT PURPOSE RESTRICTED PROGRAM FUNDING, CURRENT OPERATING FUNDING, AND PRESERVATION OF THE ENDOWMENT TO ENSURE THE AVAILABILITY OF FUNDS FOR FUTURE OPERATIONS OF THE ACADEMY. PART X, LINE 2: THE ACADEMY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(A) OF THE INTERNAL REVENUE CODE ("IRC OR "THE CODE") AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3) AND IS NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. THE ACADEMY IS ALSO A PUBLIC-BENEFIT, TAX-EXEMPT CORPORATION UNDER THE LAWS OF THE STATE OF CALIFORNIA AND IS THEREFORE EXEMPT FROM CALIFORNIA INCOME AND FRANCHISE TAXES ON OPERATIONS RELATED TO ITS EXEMPT PURPOSE AND ANY EXCLUDABLE INVESTMENT INCOME. THE ACADEMY FILES U.S. EXEMPT ORGANIZATION RETURNS AND, AS APPLICABLE, UNRELATED BUSINESS INCOME TAX RETURNS IN FEDERAL AND STATE JURISDICTIONS. THE ACADEMY'S TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2016, 2017, 2018, AND 2019 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. THE PARTNERSHIP FILES U.S. PARTNERSHIP TAX RETURNS AND, AS APPLICABLE, INCOME TAX RETURNS IN STATE JURISDICTIONS. THE PARTNERSHIP'S TAX RETURNS FOR THE YEARS ENDED DECEMBER 31, 2016, 2017, 2018, AND 2019 ARE OPEN FOR POTENTIAL IRS/STATE TAX BOARD EXAMINATION. TO DATE, NEITHER THE ACADEMY NOR THE PARTNERSHIP HAVE BEEN NOTIFIED BY TAXING AUTHORITIES OF ANY PENDING EXAMINATION. THE ACADEMY FOLLOWS THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION (ASC) 740-10, "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES". MANAGEMENT EVALUATED THE ACADEMY'S TAX POSITIONS AND CONCLUDED THAT THERE WERE NO MATERIAL UNCERTAINTIES IN INCOME TAXES AS OF JUNE 30, 2020 OR 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST -145,298. FUNDRAISING EVENT EXPENSES 199,715. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 199,715. CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIMENS 1987 EAST ASIA AND THE PACIFIC PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIMENS 148760 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES EXAMINE SPECIMENS AND WORKSHOPS 28431 NORTH AMERICA PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIMENS 18672 SOUTH AMERICA PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIMENS 79429 SUB-SAHARAN AFRICA 1 4 PROGRAM SERVICES FIELDWORK AND EXAMINE SPECIMENS 79396 1 4 0 0 1 4 356675 0 356675 1 0 1 0 0 0 PART I, LINE 3: THE ORGANIZATION USES GAAP TO REPORT EXPENDITURES IN FOREIGN REGIONS. PART III ACCOUNTING METHOD: PART I, LINE 3 FOR MORE THAN 160 YEARS, THE ACADEMY HAS TRAVELED THE GLOBE, COLLECTING ALL MANNER OF ROCKS AND ORGANISMS THAT CONTINUALLY TEACH US ABOUT WHERE WE'VE COME FROM AND WHERE WE ARE GOING. DIGGING, DIVING, AND DISCOVERING, ACADEMY SCIENTISTS HAVE LED EXPEDITIONS TO DOCUMENT THE PLANET'S DIVERSE FLORA AND FAUNA. THE MADAGASCAR BIODIVERSITY CENTER (MBC) IS A MALAGASY NGO FUNDED AND MANAGED BY THE CALIFORNIA ACADEMY OF SCIENCES. THE CENTRAL MISSION OF MBC IS TO IMPROVE AND ACCELERATE INDIVIDUAL AND INSTITUTIONAL CAPACITY IN BIODIVERSITY RESEARCH IN MADAGASCAR. THE CENTER INCLUDES TRAINING FACILITIES FOR MALAGASY STUDENTS AND PROVIDES AN ENVIRONMENT WHERE MALAGASY SCIENTISTS CAN PARTICIPATE IN CONSERVATION DECISION-MAKING. MBC HAS ESTABLISHED COLLABORATIONS WITH PARC BOTANIQUE ET ZOOLOGIQUE DE TSIMBAZAZA, ASSOCIATION NATIONALE POUR LA GESTION DES AIRES PROTEGEES, AND INTERNATIONAL CONSERVATION AGENCIES IN MADAGASCAR TO ENSURE THAT OUR RESULTS WILL BE CONSIDERED AS THEY DESIGN PRIORITY AREAS, MODEL CLIMATE CHANGE, OR MANAGE LOCAL PARKS. BIG BANG GALA 1342493 1342493 9890 5114 2300 36290 SUPERNATURAL 272462 178262 94200 14691 85607 7150 38673 1614955 1520755 94200 24581 90721 9450 74963 199715 -105515 1 ASSISTANCE TO STUDENTS FOR STUDY AND RESEARCH 71 76087 PART I, LINE 2: PARTICIPANTS WORK CLOSELY WITH THEIR DEPARTMENTAL ADVISER, WHO IS REQUIRED TO SUBMIT REPORTS DESCRIBING PROJECT OUTCOMES THROUGHOUT THE TERM OF THE SCHOLARSHIP OR ASSISTANCE. X X 1 1 X X X X X 1 1 0 0 0 0 0 0 0 SCOTT SAMPSON EXECUTIVE DIRECTOR 135160 0 30000 0 635 0 0 0 8097 0 173892 0 0 0 MIKE MCGEE INTERIM EXECUTIVE DIRECTOR AND CFO 391109 0 61143 0 1104 0 2699 0 31074 0 487129 0 0 0 MELISSA FELDER CHIEF REVENUE & MARKETING OFFICER 318362 0 0 0 1104 0 13250 0 31040 0 363756 0 0 0 ELIZABETH BABCOCK CHIEF PUBLIC ENGAGEMENT OFFICER 317864 0 0 0 1104 0 13250 0 22912 0 355130 0 0 0 SCOTT MORAN 062819 SENIOR DIRECTOR, EXHIBITS 153837 0 0 0 140726 0 7746 0 5557 0 307866 0 0 0 SHANNON BENNETT CHIEF OF SCIENCE & SUSTAIN 292097 0 0 0 1014 0 13250 0 453 0 306814 0 0 0 ISAAC KWON COO & AND HEAD OF GOVERNME 272290 0 0 0 1029 0 13036 0 22547 0 308902 0 0 0 REBECCA SCHUETT INTERIM CHIEF PHILANTHROPY 224734 0 40000 0 818 0 11114 0 21194 0 297860 0 0 0 RAUL DEL BARCO CHIEF HUMAN RESOURCES OFFICER 233885 0 0 0 1515 0 9426 0 10189 0 255015 0 0 0 JONATHAN FOLEY 063019 FMR EXEC. DIR. & SR. SCHOLAR 342177 0 0 0 307502 0 13246 0 14455 0 677380 0 0 0 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOLOGY 237868 0 0 0 509 0 10672 0 27748 0 276797 0 0 0 MARGARET LOWMAN 121319 SR. CURATOR & LINDSAY CHAIR OF BOTAN 232688 0 0 0 4400 0 2398 0 2743 0 242229 0 0 0 WILLIAM SHEPHERD III SR. DIR OF STEINHART AQUARIUM 228850 0 0 0 505 0 10676 0 30235 0 270266 0 0 0 MICHAEL COSTANZO GENERAL COUNSEL AND DIRECTOR OF SECU 223372 0 0 0 821 0 11141 0 25436 0 260770 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE" AS A CONDITION OF EMPLOYMENT, THE EXECUTIVE DIRECTOR IS REQUIRED TO RESIDE ON ACADEMY PROPERTY IN ORDER TO BE AVAILABLE FOR AFTERHOURS EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. EMERGENCIES AND/OR BUSINESS MEETINGS; TO HOST PUBLIC RELATIONS EVENTS, AND TO ENTERTAIN POTENTIAL DONORS. PER INTERNAL REVENUE CODE SECTION 119, THE VALUE OF THIS HOUSING AND ASSOCIATED PERSONAL SERVICES ARE NOT TREATED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. JONATHAN FOLEY, FORMER EXECUTIVE DIRECTOR AND SENIOR SCHOLAR, RECEIVED TAXABLE HOUSING BENEFITS $169,676 DURING CALENDAR YEAR 2019. PART I, LINES 4A-B ONE EMPLOYEE WHO RECEIVED A SEVERANCE PAYMENT FROM THE ORGANIZATION, PROPERLY REPORT HER RESPECTIVE COMPENSATION, ON FORM 990, PART VII AND SCHEDULE J, PART II. THE TERMS AND CONDITIONS OF THE AGREEMENT ARE CONFIDENTIAL AND CAN BE MADE AVAILABLE TO THE IRS UPON REQUEST. ALL AMOUNTS PAID DURING THE PERIOD COVERED BY THIS RETURN, ARE APPROPRIATELY INCLUDED IN FORM 990, PART VII, AND IN SCHEDULE J, PART II AS A PART OF REPORTABLE COMPENSATION REPORTED ON HER RESPECTIVE FORM W-2. JONATHAN FOLEY, FORMER EXECUTIVE DIRECTOR AND SENIOR SCHOLAR, RECEIVED NON-QUALIFIED DEFERRED COMPENSATION IN THE FORM OF EMPLOYER CONTRIBUTIONS TO A 457(F) RETIREMENT PLAN. THIS AMOUNT IS INCLUDED IN PART II, COLUMN (B) IN THE AMOUNT OF $197,274. A CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZG8 2018-08-01 70370000 REFINANCING OF DEBT 0 0 0 B CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZH6 2018-08-01 70360000 REFINANCING OF DEBT 0 0 0 C CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZJ2 2018-08-01 70360000 REFINANCING OF DEBT 0 0 0 D CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13034AZK9 2018-08-01 70360000 REFINANCING OF DEBT 0 0 0 A 70370000 70370000 2008 1 0 1 1 B 70360000 70360000 2008 1 0 1 1 C 70360000 70360000 2008 1 0 1 1 D 70360000 70360000 2008 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 1 1 0 0 0 1 B 1 1 0 0 0 1 C 1 1 0 0 0 1 D 1 1 0 0 0 1 A 1 B 1 C 1 D 1 SHANNON BENNETT CHIEF OF SCIENCE AND SUSTAINABILITY HOME LOAN PURCHASE PROGRAM X 133000 27818 0 1 1 LUIZ ROCHA ASSOCIATE CURATOR, ICTHYOLOGY HOME LOAN PURCHASE PROGRAM X 150000 32906 0 1 1 60724 X 457 FAIR MARKET VALUE X 17 1696620 FAIR MARKET VALUE X 9 12787 FAIR MARKET VALUE 0 1 0 PART I, LINE 32B: THE ORGANIZATION RECEIVED NONCASH CONTRIBUTIONS OF SCIENTIFIC SPECIMENS. AS ALLOWED UNDER SFAS 116, NO VALUE FOR THESE ITEMS WAS INCLUDED ON FORM 990, PART VIII, STATEMENT OF REVENUE, LINE 1G, BECAUSE THE ORGANIZATION DID NOT CAPITALIZE ITS COLLECTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY RSM US LLP ("RSM"), BASED ON INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS DISTRIBUTED TO THE TRUSTEES FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C PERSONS COVERED: THE CODE OF CONDUCT, CONFLICT OF INTEREST AND CONFIDENTIALITY POLICY SHALL APPLY TO THE CONDUCT OF ANY "INTERESTED PERSON, AND ANY TRANSACTION OR ARRANGEMENT WITH AN "INTERESTED PERSON." AN "INTERESTED PERSON" IS A TRUSTEE, AN OFFICER, AN EXECUTIVE DIRECTOR, A HIGHLY COMPENSATED EMPLOYEE, A SUBSTANTIAL CONTRIBUTOR OR A MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS WHO HAS A DIRECT OR INDIRECT "FINANCIAL INTEREST". DETERMINATION OF CONFLICTS: ANY QUESTIONS WITH REGARD TO A PARTICULAR CIRCUMSTANCE OR OCCURRENCE SHOULD BE ADDRESSED TO THE CHAIR OF THE AUDIT COMMITTEE, WHO MAY CONSULT WITH LEGAL COUNSEL AS APPROPRIATE. ACTUAL CONFLICTS REVIEWED: AS SOON AS IS PRACTICABLE AFTER DETERMINING THAT A POTENTIAL CONFLICT OF INTEREST EXISTS, THE BOARD SHALL DELIBERATE THE MATTER, AND THE POTENTIALLY INTERESTED PERSON, AFTER SUPPLYING SUCH INFORMATION AS THE BOARD SHALL REQUEST, SHALL RECUSE HIMSELF OR HERSELF. RESTRICTIONS IMPOSED: REQUIRE THAT THE INTERESTED PERSON LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT MAY CREATE THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR'S PERFORMANCE AND COMPENSATION IS REVIEWED ANNUALLY. INCREASES IN PAY ARE RECOMMENDED CONSISTENT WITH GUIDELINES FOR ALL STAFF. THE CHAIRMAN OF THE BOARD RECOMMENDS AN INCREASE FOR THE EXECUTIVE DIRECTOR. THIS RECOMMENDATION IS BASED ON COMPENSATION DATA PREPARED BY THE ORGANIZATION'S ATTORNEYS. COMPENSATION DATA MAY INCLUDE A COMPENSATION SURVEY BY THE HAY GROUP AND 990 ORGANIZATIONS. THE PERFORMANCE AND COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES ARE REVIEWED ANNUALLY. THE EXECUTIVE DIRECTOR RECOMMENDS INCREASES THAT ARE CONSISTENT WITH THE GUIDELINES FOR THE REST OF STAFF AND REVIEWS THESE RECOMMENDATIONS WITH THE CHAIRMAN OF THE BOARD. COMPENSATION STUDIES FOR THESE POSITIONS MAY BE CONDUCTED BY THE HAY GROUP TO PROVIDE SUPPORT FOR RECOMMENDATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE. GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INVESTMENTS HELD IN TRUST -145,298. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP C/O CAMBRIDGE ASSOCIATES 125 HIGH S BOSTON MA 02110 472271303 INVESTMENT MA CALIFORNIA ACADEMY OF SCIENCES INVESTMENT 2104882 181342142 0 90603 0 0.99990 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP B 3500000 GAAP CALIFORNIA ACADEMY OF SCIENCES ENDOLITH ENDOWMENT FUND LP R 10160967 GAAP