2021-05-14T18:09:31-05:00 2020-06-30 BKD LLP 1201 Walnut Suite 1700 Kansas City MO 641062246 990 2019-07-01 481108830 UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE % PAUL TOLER UNIV 9135881261 3901 RAINBOW BLVD MAILSTOP 1039 KANSAS CITY KS 66160 PAUL TOLER DIRECTOR 9135881261 2021-05-15 true Michael J Engle P00482834 8162216300 2019 2022-09-23 18:48:47Z LISA HOEBELHEINRICH 3901 RAINBOW BLVD MS 1039 KANSAS CITY KS 66160 182090838 false X WWW.KUMC.EDU/KUMCRI.HTML X 1992 KS THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE, INC. 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TAX POSITIONS TAKEN MAY INCLUDE POSITIONS THAT RI IS EXEMPT FROM INCOME TAXES OR HOW RI DETERMINES ITS UNRELATED BUSINESS INCOME. UNCERTAIN TAX POSITIONS ARE RECOGNIZED IF IT IS MORE LIKELY THAN NOT, BASED ON THE TECHNICAL MERITS, THAT THE TAX POSITION WILL BE REALIZED OR SUSTAINED UPON AN EXAMINATION BY THE RELEVANT TAX AUTHORITY. NO AMOUNTS HAVE BEEN RECORDED AT JUNE 30, 2020 AND 2019, WITH RESPECT TO UNCERTAIN TAX POSITIONS. SCHEDULE D, PART XI, LINE 2D & 4B LINE 2D RELATED ENTITY REVENUE $ 4,214,333 ELIMINATIONS (986,135) ----------- $ 3,228,198 LINE 4B AMORTIZATION OF BOND DISCOUNTS $ 763,949 CANCELLATION OF DEBT $ 12,521,631 CHANGES TO PRIOR YEAR CONTRIBUTIONS $ 27,055 ----------- $ 13,312,635 SCHEDULE D, PART XII, LINE 2D & 4B LINE 2D RELATED ENTITY EXPENSES $ 3,149,994 ELIMINATIONS (986,135) ----------- $ 2,163,859 LINE 4B AMORTIZATION OF BOND DISCOUNTS $ 763,949 true SUB-SAHARAN AFRICA PROGRAM SERVICES TRAVEL 24464 EAST ASIA AND THE PACIFIC PROGRAM SERVICES TRAVEL 31467 EUROPE (INCLUDING ICELAND AND GREENLAND) PROGRAM SERVICES TRAVEL 70561 NORTH AMERICA PROGRAM SERVICES TRAVEL 9889 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES TRAVEL 2636 SOUTH AMERICA PROGRAM SERVICES TRAVEL 13162 SUB-SAHARAN AFRICA GRANTMAKING 7892 EUROPE (INCLUDING ICELAND AND GREENLAND) GRANTMAKING 205440 365511 365511 Sub-Saharan Africa RESEARCH 7892 EFT Europe (Including Iceland and Greenland) RESEARCH 84165 EFT Europe (Including Iceland and Greenland) RESEARCH 101903 EFT Europe (Including Iceland and Greenland) RESEARCH 19372 EFT 3 1 false false false false false false SCHEDULE F, PART I, LINE 2 SPONSORED PROGRAMS ADMINISTRATION DEPARTMENT ASSESSES IF ANY SPECIAL AGENCY REPORTING OR AWARD RELATED TERMS AND CONDITIONS ARE NEEDED PRIOR TO ISSUING SUB AWARDS. 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TO ENSURE FUNDS ARE USED FOR AUTHORIZED PURPOSES SUB AWARDS ARE ISSUED ON A COST REIMBURSEMENT BASIS. ALL INVOICES ARE REVIEWED AND APPROVED BY THE PRIME PRINCIPLE INVESTIGATOR AND ACCOUNTING STAFF. PROGRESS REPORTS ARE ALSO REQUIRED TO ENSURE PERFORMANCE GOALS ARE ACHIEVED. 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RESEARCH INSTITUTE REIMBURSES THE UNIVERSITY OF KANSAS MEDICAL CENTER FOR THE COMPENSATION. THE PRESENTATION ON FORM 990, PART VII IS BASED ON HOW THE INDIVIDUAL SPENDS THEIR TIME, PER THE FORM 990 INSTRUCTIONS. DIANNA GODDARD WAS PAID BY THE UNIVERSITY OF KANSAS, A RELATED ORGANIZATION. FORM 990, PART III, LINE 1 PROMOTING AND AIDING IN THE FULFILLMENT OF SCIENTIFIC RESEARCH, EDUCATIONAL, AND SERVICE FUNCTIONS OF THE UNIVERSITY OF KANSAS MEDICAL CENTER. MANAGES GRANTS AND CONTRACTS FOR PROJECTS CONDUCTED BY PRINCIPAL INVESTIGATORS WHO SERVE AS FACULTY AT THE UNIVERSITY OF KANSAS MEDICAL CENTER. FORM 990, PART III, LINE 4A THE RESEARCH INSTITUTE WAS ESTABLISHED IN 1992 TO PROMOTE, SUPPORT, AND ENHANCE MEDICAL RESEARCH FOR THE BENEFIT OF THE PUBLIC BY ADMINISTERING FUNDED RESEARCH PROJECTS ON BEHALF OF THE UNIVERSITY OF KANSAS MEDICAL CENTER (KUMC). THE RESEARCH INSTITUTE'S OBJECTIVES ARE TO: 1) SERVE KUMC BY PROMOTING AND OPERATING AT THE HIGHEST LEVEL OF ADMINISTRATIVE AND FINANCIAL HONESTY AND INTEGRITY, 2) FOSTER INDIVIDUAL AND CONSORTIA PARTNERSHIPS BETWEEN KUMC RESEARCHERS AND NATIONAL, REGIONAL AND LOCAL RESEARCH BIO-MEDICAL COMMUNITIES, 3) ENHANCE REVENUE TO RESEARCHERS AND THE UNIVERSITY THROUGH THE TRANSFER OF RESEARCH DISCOVERIES AND OTHER INFORMATION TO THE PRIVATE SECTOR; AND 4) FACILITATE COOPERATIVE RESEARCH INTERACTIONS DOMESTICALLY AND INTERNATIONALLY BETWEEN THE KUMC AND CORPORATIONS, AND WITH OTHER RESEARCH CENTERS THROUGHOUT THE GREATER KANSAS CITY METROPOLITAN AREA, KANSAS, NATIONALLY AND INTERNATIONALLY. FORM 990, PART V, LINE 2A UNIVERSITY OF KANSAS MEDICAL CENTER, A RELATED ORGANIZATION, ISSUES W-2S ON BEHALF OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 2 ALL DIRECTORS WITH RELATED ORGANIZATION COMPENSATION AND HOURS HAVE BUSINESS RELATIONSHIPS. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD MEMBERS OF THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE ARE AUTOMATICALLY BOARD MEMBERS BASED ON THEIR POSITIONS AT THE UNIVERSITY KANSAS AND UNIVERSITY OF KANSAS CENTER FOR RESEARCH. FORM 990, PART VI, SECTION B, LINE 11B AN INDEPENDENT ACCOUNTING FIRM PREPARES AND REVIEWS THE 990. THE 990 IS THEN PROVIDED TO THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE'S JOINT EXECUTIVE AND FINANCE COMMITTEE FOR THEIR REVIEW PRIOR TO FILING THE 990. ANY QUESTIONS OR CONCERNS THE JOINT EXECUTIVE AND FINANCE COMMITTEE MAY HAVE ARE ADDRESSED AND ANY CORRECTIONS OR CLARIFICATIONS THAT NEED TO BE MADE. THE FULL BOARD RECEIVES A COPY OF THE 990 PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS MAKE DISCLOSURES ANNUALLY AT THE FIRST BOARD MEETING OF THE YEAR. THE BOARD SECRETARY REVIEWS DISCLOSURES FOR POTENTIAL CONFLICTS. THE SECRETARY WILL DISCUSS ANY POTENTIAL CONFLICTS WITH THE EXECUTIVE DIRECTOR AND BOARD CHAIR. FORM 990, PART VI, SECTION B, LINE 15A & 15B THE HR DIRECTOR MAINTAINS AND UPDATES SALARY RANGES USING SURVEYS, INDUSTRY PUBLICATIONS AND OTHER SOURCES. THE BOARD APPROVES THE PAY OF THE EXECUTIVE DIRECTOR, CFO, AND HR DIRECTOR IN EXECUTIVE SESSION. THE LAST REVIEW WAS PERFORMED BY THE HR DIRECTOR IN 2019. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES BOARD MEMBERS WITH A COPY OF THE ARTICLES OF INCORPORATION AND THE BY-LAWS AT BOARD MEMBER ORIENTATION. THE ORGANIZATION WEBSITE HAS LINKS TO ORGANIZATION POLICIES AND THE RELATED POLICIES OF THE UNIVERSITY. A HEADING TITLED ANNUAL REPORTS CONNECTS TO A SECTION OF THE ORGANIZATION WEBSITE WITH LINKS TO THE FOLLOWING REPORTS: FORM 990, SINGLE AUDIT REPORT (A-133), AND EXTRAMURAL FUNDING ANNUAL REPORT (SUMMARY). THE FINANCE COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT, REVIEW, OR COMPILATION OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. FORM 990, PART XI, LINE 9 CHANGES TO PRIOR YEAR CONTRIBUTIONS $ (27,055) FORM 990 PART IX LINE 11G DESCRIPTION:OTHER FEES - RESEARCH TOTAL FEES:17263960 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER PROFESSIONAL FEES TOTAL FEES:2055947 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER FEES FOR SERVICES TOTAL FEES:2409092 UNIVERSITY OF KS 1450 JAYHAWK BLVD LAWRENCE KS 66045 481124839 EDUCATION KS GOVT NA false UNIVERSITY OF KANSAS MEMORIAL CORP 1301 JAYHAWK BLVD LAWRENCE KS 66045 486033927 RETAIL KS 501(C)(3) 5 UNIV OF KS true KU CENTER FOR TECH COMMERCIALIZATION INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 262838693 PATENTS KS 501(C)(3) 12A KUMC - RI true STUDENT UNION OF UNIV OF KS MED CTR 3901 RANINBOW BLVD KANAS CITY KS 66160 480581966 RETAIL KS 501(C)(3) 10 UNIV OF KS true UNIVERSITY OF KANSAS CENTER FOR RESEARC 2385 IRVING HILL RD LAWRENCE KS 66045 480680117 ADMIN KS 501(C)(3) 10 UNIV OF KS true KU HEALTH PARTNERS INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 481149398 HEALTHCARE KS 501(C)(3) 5 UNIV OF KS true UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD KANSAS CITY KS 66160 481124839 MEDICAL CTR KS GOVT UNIV OF KS true KU MEDICAL CTR RESEARCH PROPERTIES 3901 RAINBOW BLVD KANSAS CTIY KS 66160 781172394 REAL ESTATE KS 501(C)(2) KUMC - RI true KANSAS ATHLETICS INC 1651 NAISMITH DRIVE LAWRENCE KS 66045 486033929 ATHLETICS KS 501(C)(3) 10 UNIV OF KS true KU CAMPUS DEVELOPMENT CORP 1450 JAYHAWK BLVD LAWRENCE KS 66045 810754858 ADMIN KS GOVT UNIV OF KS true PRECEDE FUND LC 3901 RAINBOW BLVD KANSAS CITY KS 66160 481210094 INVESTMENT KS KUMC-RI EXCLUDED FROM TAX -18899 332513 false false 0.73330 KANSAS LIFE SCIENCES DEVELOPMENT CO INC 4330 SHAWNEE MISSION PKWY FAIRWAY KS 66205 811725831 INVESTMENTS KS KUMC-RI C-CORP 19908 1327280 1.00000 true false true false false false false false false false false false false true false true false false false false KU CENTER FOR TECHNOLOGY B 447375 COST UNIV OF KS MED CENTER RESEARCH PROPERTIES B 123112 COST KUMC M 9758054 COST