2021-05-14T09:31:05-05:00 2020-06-30 134008324 PRICEWATERHOUSECOOPERS LLP 600 13TH ST NW STE 1000 WASHINGTON DC 200053014 990 2019-07-01 350868188 University of Notre Dame du Lac UNIV 5746317575 Controllers Office 724 Grace Hall Notre Dame IN 46556 Shannon B Cullinan Executive Vice President 2021-05-14 true TRAVIS PATTON P00369623 2024141000 2019 2022-09-23 18:48:47Z Rev John I Jenkins CSC Controllers Office 724 Grace Hall Notre Dame IN 46556 9851684803 false 5067 X www.nd.edu X 1844 IN See Schedule O. 46 45 19330 2510 16787377 0 431769100 616826545 1048355347 999204671 647962709 886252178 19280420 16151066 2147367576 2518434460 369664263 401027756 0 0 795765676 777588209 0 50562904 543035065 510509659 1708465004 1689125624 438902572 829308836 17343365261 18413618903 3625347454 3920126056 13718017807 14493492847 See Schedule O. See explanation for Form 990, Part I, Line 1- Organization's Mission above. false false 1127086853 390305717 745863966 Academic Programs & Research - Provided academic instruction, support services, and public service and research opportunities to over 12,000 undergraduate and graduate students pursuing courses of study within six undergraduate colleges, a business school, a law school, an architecture school, a school of global affairs, and graduate school. Instructional activities resulted in the conferral of over 3,800 baccalaureate, master's, doctoral and professional degrees. Academic support services included providing world-class library facilities, the publishing of numerous academic periodicals and volumes, and the operation of a museum of art. Public service activities included programs aimed at providing students with service opportunities as well as University financial support for other non-profit organizations, both directly and through its donor advised fund program. Finally, University researchers administered over 1,000 awards for studies based within the disciplines of engineering, science and humanities. 271513307 10722039 258031365 Auxiliary enterprises - Provided services to the University community, its guests and other patrons including food services, student and visitor lodging, laundry services, event management services, and multiple recreational facilities. The University intercollegiate athletics program enabled student-athletes to compete in twenty-six sports programs at the NCAA Division I level. 1398600160 true true false true true false true false true true true false false true false false true true true true true true false true true false true true true false false false false false false false true true true false false true true true true false false true X 19612 0 true 19330 true true true true IN EI IS IT KE LU MP MX UK BR CA CI CH false false false true true true 8 false false false false false false true true X 46 45 true false false false false false false true true false false true true true true true true true true true true CA IN OK X Andrew Paluf 5746317575 Controllers Office 724 Grace Hall Notre Dame IN 46556 Rev John I Jenkins CSC PhD President & Trustee 40.0 1.0 X X 1135715 0 75973 Andrew J McKenna Jr Trustee 2.0 0 X 0 0 0 Anne E Thompson Trustee 2.0 0 X 0 0 0 Brian M Davis Trustee 2.0 0 X 0 0 0 Byron O Spruell Trustee 2.0 0 X 0 0 0 Carlos J Betancourt Trustee 2.0 0 X 0 0 0 Carol Hank Hoffmann Trustee 2.0 0 X 0 0 0 Celeste Volz Ford Trustee 2.0 0 X 0 0 0 Cindy K Parseghian Trustee 2.0 0 X 0 0 0 Clare Stack Richer Trustee 2.0 0 X 0 0 0 Danielle Walker Merfeld Trustee 2.0 0 X 0 0 0 Dorene Dominguez Trustee 2.0 0 X 0 0 0 Elizabeth Tucker Cochrane Trustee 2.0 0 X 0 0 0 Fergal Naughton Trustee 2.0 0 X 0 0 0 Hon Ann Claire Williams Trustee 2.0 0 X 0 0 0 Hon Diana Lewis Trustee 2.0 0 X 0 0 0 J Christopher Reyes Trustee 2.0 0 X 0 0 0 James C Parsons Trustee 2.0 0 X 0 0 0 James E Rohr Trustee 2.0 0 X 0 0 0 James F Flaherty III Trustee 2.0 0 X 0 0 0 James J Dunne III Trustee 2.0 0 X 0 0 0 John B Veihmeyer Trustee 2.0 0 X 0 0 0 John J Brennan Trustee 2.0 0 X 0 0 0 John W Jordan II Trustee 2.0 0 X 0 0 0 Karen McCartan DeSantis Trustee 2.0 0 X 0 0 0 Kenneth C Ricci Trustee 2.0 0 X 0 0 0 Kevin J Buckley Trustee 2.0 0 X 0 0 0 Martin W Rodgers Trustee 2.0 0 X 0 0 0 Nancy M Haegel Trustee 2.0 0 X 0 0 0 Olaf Rodriguez Trustee 2.0 0 X 0 0 0 Phyllis W Stone Trustee 2.0 0 X 0 0 0 Rev Austin Collins CSC Professor & Trustee 40.0 0 X 175902 0 17115 Rev Daniel Groody CSC Associate Provost & Trustee 40.0 0 X 187598 0 68230 Rev John Ryan CSC Trustee 2.0 0 X 0 0 0 Rev Jose E Ahumada F CSC Trustee 2.0 0 X 0 0 0 Rev Paul V Kollman CSC Professor and Trustee 40.0 0 X 66475 0 67739 Rev William M Lies CSC Trustee 2.0 0 X 0 0 0 Richard C Notebaert Trustee 2.0 0 X 0 0 0 Sara Martinez Tucker Trustee 2.0 0 X 0 0 0 Shayla Keough Rumely Trustee 2.0 0 X 0 0 0 Stephanie A Gallo Trustee 2.0 0 X 0 0 0 Stephen J Brogan Trustee 2.0 0 X 0 0 0 Thomas G Maheras Trustee 2.0 0 X 0 0 0 Thomas J Crotty Trustee 2.0 0 X 0 0 0 Timothy F Sutherland Trustee 2.0 0 X 0 0 0 William M Goodyear Trustee 2.0 0 X 0 0 0 Marianne Corr JD VP & General Counsel 40.0 2.0 X 697017 0 37483 Scott C Malpass MBA VP & Chief Investment Officer 40.0 0 X 4934116 0 37130 Shannon Cullinan Executive Vice President 40.0 2.0 X 486304 0 57948 Thomas G Burish PhD Provost 40.0 0 X 593839 0 399369 John B Swarbrick Jr Athletic Director 40.0 0 X 1421973 0 257673 Brian Kelly Head Coach, Football 40.0 0 X 2560144 0 110069 John F Affleck-Graves PhD Faculty, Former Exec. VP 40.0 0 X 1576178 0 202828 Michael D Donovan MBA JD Managing Director, Invest. 40.0 0 X 2334080 0 37465 Michael P Brey Head Coach, Basketball 40.0 0 X 2338650 0 188095 Muffet McGraw Head Coach, Basketball 40.0 0 X 2254748 0 46650 20762739 0 1603767 1450 false true false Barton Malow Company 26500 American Drive Southfield MI 480342252 Construction 39620940 Pepper Construction 643 North Orleans Street Chicago IL 606543690 Construction 19988317 Ziolkowski Construction Inc 4050 Ralph Jones Drive South Bend IN 466289408 Construction 14549067 Premise Health Employer Solutions LLC Post Office Box 402142 Atlanta GA 303842142 Medical 11817940 Boldt Company N21 W23340 Ridgeview Parkway Waukesha WI 531881021 Construction 11294814 283 0 0 367930 0 90209314 526249301 109715883 616826545 Student tuition and fees 611310 689065240 689065240 0 0 Auxiliary enterprises 611710 256539943 244247173 12292770 0 Research contracts (gov't and non-gov"t) 611310 26676177 26320937 355240 0 Educational programs 900099 15159303 15159303 0 0 Student services 611710 4303657 4303657 0 0 7460351 6780949 679402 0 999204671 89658903 0 2970300 86688603 0 0 0 0 10474868 0 0 10474868 12832417 0 12321037 0 511380 0 511380 0 0 511380 8117263208 187827 7320857760 0 796405448 187827 796593275 0 0 796593275 33576 367930 70964 -37388 0 -37388 22463 582 21881 0 0 21881 0 0 0 0 0 0 Alumni Association 900099 764300 311202 453098 0 Marketing Communications 519190 1903500 1903500 0 0 Parking 812930 364033 327466 36567 0 2148492 2148492 0 0 5180325 2518434460 990567919 16787377 894252619 41321080 41321080 351481483 351481483 8225193 8225193 0 0 14061644 2147149 11494490 420005 0 0 0 0 588631113 489151070 71431981 28048062 46323086 37077414 7017327 2228345 93599344 58587990 31767447 3243907 34973022 27588478 5680476 1704068 0 0 0 0 1841245 268481 1564505 8259 1545948 172004 1373944 0 236200 0 236200 0 0 0 26837488 0 26837488 0 38405563 31372614 6206422 826527 4988641 4745164 223761 19716 60660853 52448320 6843092 1369441 22634730 12497826 9046739 1090165 1437333 523607 913726 0 77776946 66530280 9899988 1346678 39599938 33412889 4203525 1983524 0 0 0 0 4824196 2881947 1662905 279344 42427703 34214282 6574029 1639392 0 0 0 0 99698213 93501426 5940107 256680 982190 982190 0 0 Food and entertainment 29397529 20761007 3414656 5221866 Investment Office expenses 26711579 0 26711579 0 Library books and serials 13794429 13794429 0 0 Study abroad program tuition and student allowance expenses 4998562 4998562 0 0 11710373 9915275 918173 876925 1689125624 1398600160 239962560 50562904 0 0 147633812 214495380 541065008 573814806 69899158 69796895 0 0 0 0 23795850 20544508 5380559 5373535 26546462 21091241 3573951597 1045233526 2517801176 2528718071 2517482069 1768873869 11481604716 13192518614 0 6454713 6454713 5701738 11937271 17343365261 18413618903 178526885 173267230 41400000 9450000 147589584 135393013 7890000 7890000 0 0 0 0 43687486 42707172 1060000000 1215000000 2146253499 2336418641 3625347454 3920126056 X 6094168761 6449993016 7623849046 8043499831 0 0 0 0 0 0 13718017807 14493492847 17343365261 18413618903 X 829308836 55528015 -109361811 X false true X true true true X 571970426 472008270 604423145 431769100 616826545 2696997486 0 0 0 0 0 0 0 0 0 0 0 0 571970426 472008270 604423145 431769100 616826545 2696997486 33515948 2663481538 131216819 146567877 123612928 139631423 112966188 653995235 0 0 0 0 0 0 8584469 5602939 2563083 4254844 2204531 23209866 3374202587 4817844300 0.7894 0.7839 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - MISC FEES & COMMISSIONS, COLUMN A - 8584469.0, COLUMN B - 5602939.0, COLUMN C - 2563083.0, COLUMN D - 4254844.0, COLUMN E - 2204531.0, COLUMN F - 23209866.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 0 251874 0 251874 0 1697891025 0 1698142899 0 1000000 0 250000 0 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 346592 406296 376850 251874 1381612 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 Schedule C, Part II-A, Line 2 501(H) Election The University of Notre Dame filed Form 5768 (election under section 501(h)) for the fiscal year ending June 30, 2013 and all subsequent tax years and this election was not revoked at any time subsequently. 99 0 96464428 0 14329530 0 156583453 0 true true X X X X false 11565964003 422471002 822244833 137642635 353614933 0 12319422270 11065057730 261246505 765578576 130944418 394974390 0 11565964003 9684936261 662176446 1163921488 124814669 321161796 0 11065057730 8748265671 252183661 1064158115 116509007 263162179 0 9684936261 8784380859 337865213 -39870136 108274792 225835473 0 8748265671 0.395 0.235 0.37 false false 9300000 47391659 56691659 79640504 2755121796 716785594 2117976706 34289135 8734750 25554385 374799 401921178 231676550 170619427 62500 245850026 88036632 157875894 2528718071 134646 F 6074508 F Short-term investments 396126598 F Public equities - U.S. 880141901 F Public equities - Non-U.S. 2499488968 F Public equities - Long/short strategies 764579085 F Private equity 5592045693 F Opportunistic 1250484849 F Core diversifiers 732437488 F Fixed income 899461333 F Defined benefit pension plan assets 171543545 F 13192518614 Short-term borrowing 125000000 Government advances for student loans 11379720 Liabilities associated with investments 1672603158 Obligations under split-interest agreements 206204401 Conditional asset retirement obligations 25730978 Pension and other accrued postretirement benefits 170803123 Debt-related derivative instruments 106871787 Student organization funds and other deposits 7308219 Self-insurance reserves 3623490 Other liabilities 6893765 2336418641 2055605419 55528015 -457023231 -401495216 2457100635 62138289 -804464 61333825 2518434460 1280130379 804464 804464 1279325915 62138289 347661420 409799709 1689125624 Schedule D, Part X Asset Retirement The University recognizes asset retirement obligations when incurred. A discounting technique is used to calculate the present value of the capitalized asset retirement costs and the related obligation. Asset retirement costs are depreciated over the estimated remaining useful life of the related asset and the asset retirement obligation is accreted annually to the current present value. Upon settlement of an obligation, any difference between the retirement obligation and the cost to settle is recognized as a gain or loss in the consolidated statement of changes in unrestricted net assets. The University's conditional asset retirement obligations relate primarily to asbestos remediation and will be settled upon undertaking associated renovation projects. Schedule D, Part III, Line 1a Collections of art - financial statement footnote THE UNIVERSITY DOES NOT CAPITALIZE THE COST OF LIBRARY BOOKS, NOR THE COST OR FAIR VALUE OF ITS ART COLLECTION. THE LATTER IS HELD FOR EXHIBITION AND EDUCATIONAL PURPOSES ONLY AND NOT FOR FINANCIAL GAIN. Schedule D, Part III, Line 4 Collections of art - description of collections THE SNITE MUSEUM OF ART MAINTAINS A COLLECTION OF OVER 29,000 ORIGINAL WORKS OF ART WHICH ARE UTILIZED FOR EXHIBITION, TEACHING, RESEARCH AND EDUCATIONAL OUTREACH PROGRAMS. Schedule D, Part V, Line 4 Intended uses of endowment funds Endowment distributions are used to fund a variety of operational needs, including scholarships & fellowships, faculty chairs, academic, religious and student programs, libraries, capital projects and renewals, athletics, other endowment programs, and general operations. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Tuition scholarships and fellowships - -XXX-XX-XXXX Room & board scholarships - -8664944 Net gain/(loss) on debt-related derivative instruments - -61243527 Net pension and postretirement benefits-related changes - -52996739 Change in value of split-interest agreements - 6106734 Other, net - -4611323 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Expenses associated with generating rental income - -732918 Direct expenses of fundraising events - -70964 Direct expenses from gaming activities - -582 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Expenses associated with generating rental income - 732918 Direct expenses of fundraising events - 70964 Direct expenses from gaming activities - 582 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Tuition scholarships and fellowships - XXX-XX-XXXX Room & board scholarships - 8664944 Other, net - 3383044 true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The University nondiscrimination policy is disclosed to each prospective student at the time of application and is also disclosed on the website of the University's Admissions Office. The University draws students nationally and internationally and enrolls meaningful numbers of minority students. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT The University receives financial assistance from various governmental agencies within the Federal Government and local jurisdictions. The governmental grants and contracts support certain research projects and student financial aid. true Central America and the Caribbean Investments 5152940875 East Asia and the Pacific Investments 174921392 Europe (Including Iceland and Greenland) Investments 1033893290 Middle East and North Africa Investments 9552422 North America (Canada & Mexico only) Investments 178149409 South America Investments 4613396 South Asia Investments 176677094 Sub-Saharan Africa Investments 364460834 East Asia and the Pacific 1 4 Program Services International Study Program 1391117 Europe (Including Iceland and Greenland) 4 103 Program Services International Study Program 22718382 Middle East and North Africa 1 6 Program Services International Study Program 1125518 North America (Canada & Mexico only) 2 Program Services International Study Program 480328 Russia and Neighboring States Program Services International Study Program 34577 South America 2 5 Program Services International Study Program 669624 South Asia 1 Program Services International Study Program 101585 Sub-Saharan Africa Program Services International Study Program 147957 East Asia and the Pacific ,Investment Operations 44695 Europe (Including Iceland and Greenland) ,Investment Operations 1203018 North America (Canada & Mexico only) ,Investment Operations 8142 South Asia ,Investment Operations 364555 Sub-Saharan Africa ,Investment Operations 1385417 Central America and the Caribbean Fundraising 24634 East Asia and the Pacific Fundraising 8468 Europe (Including Iceland and Greenland) Fundraising 79200 North America (Canada & Mexico only) Fundraising 22531 South America Fundraising 13294 Central America and the Caribbean Program Services Auxillary Enterprises 1832 Central America and the Caribbean Program Services Instruction 122034 Central America and the Caribbean Program Services Management & General 11192 Central America and the Caribbean 9 Program Services Other 40876 Central America and the Caribbean 10 Program Services Research 166382 East Asia and the Pacific Program Services Auxillary Enterprises 7922 East Asia and the Pacific Program Services Instruction 531083 East Asia and the Pacific Program Services Management & General 109636 East Asia and the Pacific Program Services Other 141138 East Asia and the Pacific Program Services Research 221070 Europe (Including Iceland and Greenland) Program Services Auxillary Enterprises 132395 Europe (Including Iceland and Greenland) 6 Program Services Instruction 2464326 Europe (Including Iceland and Greenland) Program Services Management & General 1279676 Europe (Including Iceland and Greenland) 3 Program Services Other 950046 Europe (Including Iceland and Greenland) 17 Program Services Research 834929 Middle East and North Africa Program Services Auxillary Enterprises 4277 Middle East and North Africa Program Services Instruction 155291 Middle East and North Africa Program Services Management & General 241156 Middle East and North Africa Program Services Other 147470 Middle East and North Africa Program Services Research 41477 North America (Canada & Mexico only) Program Services Auxillary Enterprises 75874 North America (Canada & Mexico only) Program Services Instruction 337998 North America (Canada & Mexico only) Program Services Management & General 50131 North America (Canada & Mexico only) 3 Program Services Other 59929 North America (Canada & Mexico only) Program Services Research 72535 Russia and Neighboring States Program Services Auxillary Enterprises 2596 Russia and Neighboring States Program Services Instruction 32249 Russia and Neighboring States Program Services Management & General 18652 Russia and Neighboring States Program Services Other 11841 Russia and Neighboring States Program Services Research 23610 South America Program Services Auxillary Enterprises 2238 South America Program Services Instruction 238609 South America Program Services Management & General 57843 South America 10 Program Services Other 138670 South America 6 Program Services Research 106872 South Asia 1 Program Services Instruction 138672 South Asia Program Services Management & General 9195 South Asia 7 Program Services Other 41094 South Asia 1 Program Services Research 68097 Sub-Saharan Africa Program Services Auxillary Enterprises 4371 Sub-Saharan Africa 1 Program Services Instruction 274035 Sub-Saharan Africa Program Services Management & General 54111 Sub-Saharan Africa 3 Program Services Other 103005 Sub-Saharan Africa 2 30 Program Services Research 361959 Central America and the Caribbean Grantmaking 2102890 East Asia and the Pacific Grantmaking 837886 Europe (Including Iceland and Greenland) Grantmaking 1718594 Middle East and North Africa Grantmaking 1605581 North America (Canada & Mexico only) Grantmaking 116868 Russia and Neighboring States Grantmaking 31142 South America Grantmaking 369876 South Asia Grantmaking 174697 Sub-Saharan Africa Grantmaking 1267036 8 121 2 107 10 228 7121877800 21266918 7143144718 Central America and the Caribbean see Part V 1958033 Check/Wire Sub-Saharan Africa see Part V 7350 Check/Wire Sub-Saharan Africa see Part V 116531 Check/Wire Europe (Including Iceland and Greenland) see Part V 64165 Check/Wire Europe (Including Iceland and Greenland) see Part V 89866 Check/Wire Central America and the Caribbean see Part V 136405 Check/Wire Europe (Including Iceland and Greenland) see Part V 22675 Check/Wire Europe (Including Iceland and Greenland) see Part V 27781 Check/Wire South Asia see Part V 5425 Check/Wire East Asia and the Pacific see Part V 282946 Check/Wire South Asia see Part V 30000 Check/Wire South Asia see Part V 79762 Check/Wire Sub-Saharan Africa see Part V 1065322 Check/Wire Sub-Saharan Africa see Part V 9619 Check/Wire Sub-Saharan Africa see Part V 47254 Check/Wire Sub-Saharan Africa see Part V 10000 Check/Wire Europe (Including Iceland and Greenland) see Part V 169554 Check/Wire South Asia see Part V 55026 Check/Wire North America (Canada & Mexico only) see Part V 87000 Check/Wire East Asia and the Pacific see Part V 202641 Check/Wire South America see Part V 212683 Check/Wire Middle East and North Africa see Part V 1423269 Check/Wire Russia and Neighboring States see Part V 12000 Check/Wire South America see Part V 104293 Check/Wire Europe (Including Iceland and Greenland) see Part V 49922 Check/Wire Middle East and North Africa see Part V 158842 Check/Wire Europe (Including Iceland and Greenland) see Part V 57949 Check/Wire East Asia and the Pacific see Part V 100000 Check/Wire 1 27 Housing and Other Assistance Central America and the Caribbean 1 8000 Check/Wire/Direct Deposit Housing and Other Assistance East Asia and the Pacific 22 50703 Check/Wire/Direct Deposit Housing and Other Assistance Europe (Including Iceland and Greenland) 691 1226883 Check/Wire/Direct Deposit Housing and Other Assistance Middle East and North Africa 33 23470 Check/Wire/Direct Deposit Housing and Other Assistance North America (Canada & Mexico only) 34 29220 Check/Wire/Direct Deposit Housing and Other Assistance Russia and Neighboring States 5 16180 Check/Wire/Direct Deposit Housing and Other Assistance South America 35 39500 Check/Wire/Direct Deposit Housing and Other Assistance Sub-Saharan Africa 4 4450 Check/Wire/Direct Deposit Prizes and Awards East Asia and the Pacific 1 200000 Check/Wire/Direct Deposit Research/Travel Central America and the Caribbean 1 452 Check/Wire/Direct Deposit Research/Travel East Asia and the Pacific 2 1596 Check/Wire/Direct Deposit Research/Travel Europe (Including Iceland and Greenland) 19 9799 Check/Wire/Direct Deposit Research/Travel North America (Canada & Mexico only) 2 648 Check/Wire/Direct Deposit Research/Travel Russia and Neighboring States 2 2962 Check/Wire/Direct Deposit Research/Travel South America 2 13400 Check/Wire/Direct Deposit Research/Travel South Asia 1 4484 Check/Wire/Direct Deposit Research/Travel Sub-Saharan Africa 4 6510 Check/Wire/Direct Deposit true false true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. Schedule F, Part II, Line 1(d) Purpose of Grant Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTPS://CONTROLLER.ND.EDU/assets/91679/SUBRECIPIENT_MONITORING.PDF. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. Golf Outing 279476 261325 18151 0 1808 0 600 933 6165 Annual Dinner 88200 77160 11040 0 0 2557 22508 884 7451 2 33830 29445 4385 0 445 15883 6073 2000 3657 401506 367930 33576 0 2253 18440 29181 3817 17273 70964 -37388 0 0 0 0 0 0 0 0 0 0 22463 0 0 0 582 true 1.0 22463 0 0 0 582 582 21881 IN true false true false 1.0 0.0 Andrew Paluf Controllers Office 724 Grace Hall Notre Dame IN 46556 false NA 0 false 0 true A Rosie Place for Children 53131 Quince Road South Bend IN 466289691 371523448 501(c)(3) 16000 see Part IV ACHTUS 140 Commonwealth Chestnut Hill MA 02453 742609252 501(c)(3) 5500 see Part IV Adaptive Sports Center 10 Crested Butte Crested Butte CO 81224 841063447 501(c)(3) 100000 see Part IV Advanced Security Training Inst Inc PO Box 13112 Alexandria VA 22312 810998962 501(c)(3) 100000 see Part IV Alaska Ocean Observing System 301 Railway Ave Seward AK 99664 920132479 501(c)(3) 25864 see Part IV All Faiths Food Bank Inc 8171 Blaikie Ct Sarasota FL 34240 650115814 501(c)(3) 40000 see Part IV Allentown Diocese Bishop Appeal PO Box F Allentown PA 18105 464060526 501(c)(3) 7500 see Part IV American Cancer Society 250 Williams Street NW Atlanta GA 30303 131788491 501(c)(3) 13500 see Part IV Applied Technology Council 201 RedwoodShores RedwoodCity CA 94065 237231360 501(c)(3) 15613 see Part IV ARNOVA 441 West Michigan St Indianapolis IN 46202 237378021 501(c)(3) 7000 see Part IV Asbury University 1 Macklem Drive Wilmore KY 40390 610458355 501(c)(3) 5781 see Part IV Aspen Institute 1000 North 3rd St Aspen CO 81611 840399006 501(c)(3) 50000 see Part IV Assumption of the Blessed Virgin Mary 4101 Old Bethlehem Pike Bethlehem PA 180159097 951789119 501(c)(3) 35000 see Part IV Auburn University 208 M White Smith Hall Auburn AL 368490001 638000724 501(c)(3) 13572 see Part IV Barnard College 115 Milbank 3009 Broadway New York NY 100276598 131628149 501(c)(3) 65482 see Part IV Basis Policy Research LLC 104R NC Highway 54 Carrboro NC 275105569 270475968 39333 see Part IV Battelle Memorial Institute 505 King Ave Columbus OH 43201 314379427 501(c)(3) 24996 see Part IV Big BrothersBig Sisters 218 West Washington Street South Bend IN 466011850 231365190 501(c)(3) 6000 see Part IV Bloomsburg University Foundation Inc 50 Main Street Bloomsburg PA 17815 237088491 501(c)(3) 10000 see Part IV Boston University 25 Buick Street Boston MA 02215 042103547 501(c)(3) 17846 see Part IV Boys & Girls Club-St Joseph County 502 E Sample Street South Bend IN 46601 351329625 501(c)(3) 17500 see Part IV Braun Analytics 51285 Bittersweet Road Granger IN 46530 810880476 7500 see Part IV Bridges to Community 480 North Bedford Road Chappaqua NY 105141715 133731405 501(c)(3) 25000 see Part IV Brigham Young University C-233 Asb Provo UT 846021015 042312909 501(c)(3) 23624 see Part IV Brothers of Holy Cross PO Box 460 Notre Dame IN 46556 350868938 501(c)(3) 25000 see Part IV BuildOn PO Box 16741 Stamford CT 06905 223128648 501(c)(3) 200000 see Part IV Butler University 4600 Sunset Ave Indianapolis IN 46208 350867977 501(c)(3) 12000 see Part IV California Institute of Technology 1200 East California Boulevard Pasadena CA 911250001 951643307 501(c)(3) 56098 see Part IV Cardinal Glennon Foundation 3800 Park Avenue Saint Louis MO 63110 431754347 501(c)(3) 10000 see Part IV Case Western Reserve Univ 10900 Euclid Avenue Cleveland OH 441067037 341018992 501(c)(3) 6787 see Part IV CASIE Center 533 N Niles Ave South Bend IN 46617 351899479 501(c)(3) 10000 see Part IV Catholic Bishop of Chicago 524 9th Street Wilmette IL 600912714 362171003 501(c)(3) 25000 see Part IV Catholic Charities Fort Worth Post Office Box 15610 Fort Worth TX 761190610 750808769 501(c)(3) 10000 see Part IV Catholic Charities of the Archdiocese of Washington DC 924 G Street Northwest Washington DC 200014532 530196524 501(c)(3) 140000 see Part IV Catholic Children's Learning Corporation 110 Wayne Avenue Amherst NY 142282216 842152740 501(c)(3) 80000 see Part IV Catholic Church Extension Society 150 South Wacker Drive Chicago IL 606064214 366000520 501(c)(3) 20000 see Part IV Catholic Community Foundation of South Carolina 45 Beach City Road Hilton Head Island SC 29926 821557805 501(c)(3) 10000 see Part IV Catholic Family Center 87 North Clinton Avenue Rochester NY 146041458 160743945 501(c)(3) 13345 see Part IV Catholic Investment Services Inc 200 State Street 14th Floor Boston MA 02109 464354011 501(c)(3) 33333 see Part IV Catholic Leadership Institute 440 East Swedesford Road Wayne PA 190871831 232661414 501(c)(3) 10000 see Part IV Catholic Student Center at Washington University 6352 Forsyth Blvd St Louis MO 63105 430653244 501(c)(3) 260000 see Part IV Celtic Charms Inc 671 Fort Plains Road Howell NJ 07731 272039852 501(c)(3) 55000 see Part IV Center for Disease Control 1600 Clinfton RD NE Atlanta GA 30329 586051157 Federal 7068 see Part IV Center for Excellence in Education 8201 Greensboro Drive McLean VA 221023813 521256563 501(c)(3) 200000 see Part IV Center for the Homeless 813 S Michigan Street South Bend IN 46601 351768544 501(c)(3) 102050 see Part IV Chicago Council on Global Affairs Prudential Plaza 180 N Stetson Suite 1400 Chicago IL 60601 362181969 501(c)(3) 50000 see Part IV Christ the King Catholic Church 821 South Dale Mabry Highway Tampa FL 336094410 461748937 501(c)(3) 9000 see Part IV City of Rochester 30 Church Street Rochester NY 146141290 166002551 City-Rochester 21015 see Part IV City of South Bend 227 W Jefferson Blvd South Bend IN 46601 356001201 City-South Bend 500000 see Part IV Claremont Graduate University 150 E Tenth Street Claremont CA 91711 951664100 501(c)(3) 300000 see Part IV Clemson University Suite 200 230 Kappa Street Clemson SC 296340001 576000254 State of SC 67347 see Part IV Colgate University 13 Oak Drive Hamilton NY 133461386 150532078 501(c)(3) 13893 see Part IV College of St Benedict 37 College Avenue South Saint Joseph MN 563742099 410969244 501(c)(3) 17021 see Part IV College of William and Mary Post Office Box 8795 Williamsburg VA 231878795 546001718 State of Virginia 119761 see Part IV Colorado School of Mines 1500 Illinois St Golden CO 80401 846000551 501(c)(3) 37560 see Part IV Colorado State University 601 South Howes St Fort Collins CO 805212807 846000545 State of Colorado 43036 see Part IV Columbia University 615 West 131st Street New York NY 100277922 135598093 501(c)(3) 121942 see Part IV Community InitiativesThe Carpentries 1000 Broadway Oakland CA 946074044 943255070 501(c)(3) 8000 see Part IV Congregation of Holy Cross Post Office Box 460 Notre Dame IN 46556 320344245 501(c)(3) 4448502 FMV Property, Plant, & Equipment see Part IV Consortium of Universities for Global Health 1608 Rhode Island Avenue NW Washington DC 200363206 271481036 501(c)(3) 10000 see Part IV Convent of the Sacred Heart 1 East 91st Street New York NY 101280689 131628166 501(c)(3) 500000 see Part IV Cornell University Post Office Box 22 Ithaca NY 148510022 150532082 501(c)(3) 745879 see Part IV Cornerstone of Hope 5905 Brecksville Road Independence OH 441311517 341945499 501(c)(3) 15000 see Part IV Cristo Rey Network 11 East Adams Street Suite 800 Chicago IL 60603 043730980 501(c)(3) 10000 see Part IV Cultivate Food Rescue 701 North Niles Avenue South Bend IN 466171923 813306113 501(c)(3) 41000 see Part IV Cure Alzheimer's Fund 34 Washington Street Suite 200 Wellesley Hills MA 02481 522396428 501(c)(3) 265000 see Part IV Dartmouth College 11 Rope Ferry Road Hanover NH 037551404 020222111 501(c)(3) 83786 see Part IV Dawn Brancheau Foundation Inc 9030 Via Bella Notte Orlando FL 32836 273700500 501(c)(3) 10000 see Part IV DC Dept of Behavioral and Community Health 85 Civic Center Plaza Poughkeepsie NY 12601 146002566 County-Dutchess 41592 see Part IV De La Salle Blackfeet School Post Office Box 1489 Browning MT 594171489 810304712 501(c)(3) 30000 see Part IV Declan Drumm Sullivan Memorial Fund 3539 Long Grove Road Long Grove IL 60047 276886934 501(c)(3) 40000 see Part IV DePaul University 1 East Jackson Boulevard Chicago IL 606042287 362167048 501(c)(3) 58379 see Part IV Diocese of Fort Wayne-So Bend 915 S Clinton Street Fort Wayne IN 46802 350876373 501(c)(3) 35000 see Part IV Dismas House 521 Saint Joseph PO Box 4571 South Bend IN 466344571 825172824 501(c)(3) 20000 see Part IV Doctors Without Borders USA 40 Rector Street New York NY 100061751 133433452 501(c)(3) 15000 see Part IV Downtown South Bend Inc 217 S Michigan Street South Bend IN 46601 351546291 501(c)(6) 10000 see Part IV Duke University Post Office Box 602651 Charlotte NC 282602651 560532129 501(c)(3) 170802 see Part IV Early Childhood Development Center 10 Child Care Center Notre Dame IN 46556 311188922 501(c)(3) 200000 see Part IV East Carolina University 2200 South Charles Blvd Greenville NC 278581821 566093187 501(c)(3) 75373 see Part IV Elkhart Community Schools 2720 California Rd Elkhart IN 465141220 351965965 501(c)(3) 1000000 see Part IV Elkhart Education Foundation 2746 Old US 20 West Elkhart IN 465141365 463429545 501(c)(3) 17000 see Part IV Emory University 1762 Clifton Rd Atlanta GA 30322 580566256 501(c)(3) 6750 see Part IV enFocus Inc 635 South Lafayette Boulevard South Bend IN 466012219 455638209 501(c)(3) 835000 see Part IV Eye to Eye 50 Broad Street Suite 1702 New York NY 10004 510570498 501(c)(3) 250000 see Part IV Fellowship of Catholic University Students Post Office Box 18710 Golden CO 804026045 841522811 501(c)(3) 25000 see Part IV Fidelity Charitable Post Office Box 770001 Cincinnati OH 452770001 110303001 501(c)(3) 55000 see Part IV Fischoff National Chamber Music Association 119 Haggar Hall Notre Dame IN 465565636 351650154 501(c)(3) 47618 see Part IV Food Bank of Northern Indiana 702 Chapin Street South Bend IN 46601 351898055 501(c)(3) 13900 see Part IV Fordham University 441 E Fordham Road Bronx NY 10458 131740451 501(c)(3) 53577 see Part IV Forging Industry Education & Research Foundation 1111 Superior Avenue East Cleveland OH 441142568 346556992 501(c)(3) 30000 see Part IV Forty Carrots of Sarasota Inc 1500 South Tuttle Avenue Sarasota FL 342392615 650405988 501(c)(3) 10000 see Part IV Foster AmericaTides Center Post Office Box 29907 San Francisco CA 941290907 943213100 501(c)(3) 50000 see Part IV Foundation for Center for Hospice a 501 Comfort Place Mishawaka IN 465455234 310952866 501(c)(3) 5400 see Part IV General Electric Corporation (GE) dba GE Aviation PO Box 641027 Pittsburgh PA 152641027 140689340 259438 see Part IV GeoPoll Mobile Accord Inc Suite 125 3000 Lawrence Street Denver CO 802053422 202939332 19625 see Part IV Georgia Tech Research Corporation Post Office Box 100117 Atlanta GA 303840117 580603146 State of Georgia 2280257 see Part IV GRACE Inc 1087 Kellogg Street Green Bay WI 543033058 311043974 501(c)(3) 10000 see Part IV Grassroot Soccer Inc 15 Lebanon St Hanover NH 03755 431957920 501(c)(3) 1000000 see Part IV Habitat for Humanity 402 E South St South Bend IN 46601 311196894 501(c)(3) 28000 see Part IV Harvard 1033 Massachusetts Ave Cambridge MA 02138 042103580 501(c)(3) 22500 see Part IV Heisman Trophy Trust 111 Broadway Suite 103A New York NY 10006 137052079 501(c)(3) 8500 see Part IV Hispanic Summer Program 3041 Broadway New York NY 100275701 383708943 501(c)(3) 9000 see Part IV Holy Cross College 54515 SR 933 Highway North Notre Dame IN 46556 351148835 501(c)(3) 50000 see Part IV Holy Cross Missions 102 Moreau Seminary Notre Dame IN 46556 526044122 501(c)(3) 233000 see Part IV Holy Cross School 1020 Wilber Street South Bend IN 46628 350992113 501(c)(3) 17667 see Part IV HomeFirst of Santa Clara County 507 Valley Way Milpitas CA 95035 942684272 501(c)(3) 20198 see Part IV Hope Ministries PO Box 4488 South Bend IN 46634 351038532 501(c)(3) 10000 see Part IV Hospice Foundation 501 Comfort Place Mishawaka IN 46545 300433147 501(c)(3) 10200 see Part IV Icahn School of Medicine at Mount Sinai One Gustave L Levy Place New York NY 100296574 136171197 501(c)(3) 175000 see Part IV Illinois Institute of Technology 7562 Solutions Center Chicago IL 606770001 352170136 501(c)(3) 262857 see Part IV Imagination Library 111 Dollywood Lane Pigeon Forge TN 37863 621348105 501(c)(3) 20000 see Part IV Imani & Unidad Inc 914 Lincoln Way West South Bend IN 466161152 810615463 501(c)(3) 10000 see Part IV Indiana University 509 E 3rd St Bloomington IN 482780001 356001673 State of Indiana 381136 see Part IV International Research & Exchanges Suite 600 1275 K Street Northwest Washington DC 200054064 223087809 501(c)(3) 88641 see Part IV Iowa State University 221 Wanda Daley Drive Ames IA 500110001 426004224 501(c)(3) 47253 see Part IV Ivy Tech Community College 50 W Fall Creek Pkwy North Drive Indianapolis IN 462085752 351180631 501(c)(3) 21707 see Part IV Joan & Sanford I Weill Medical College 1300 York Avenue New York NY 100654805 131623978 501(c)(3) 108409 see Part IV Johns Hopkins Children's Center 750 East Pratt Street Baltimore MD 212023149 590683252 501(c)(3) 10000 see Part IV Johns Hopkins University 3400 N Charles St Chicago IL 606930001 520595110 501(c)(3) 815556 see Part IV Joyful Heart Foundation 32 West 22nd Street 4th Floor New York NY 10010 721519537 501(c)(3) 12500 see Part IV Junior Achievement of Southeast Tex 2115 East Governors Circle Houston TX 770928799 741153957 501(c)(3) 15000 see Part IV Junior Achievement USA 1 Education Way Colorado Springs CO 809064477 841267604 501(c)(3) 10000 see Part IV Kelly Cares Foundation 1251 N Eddy Street Suite 200 South Bend IN 46617 263591070 501(c)(3) 11340 see Part IV La Casa de Amistad 746 S Meade Street South Bend IN 46619 351350013 501(c)(3) 18500 see Part IV Latino Studies Association Box 870214 Tuscaloosa AL 35405 520882881 501(c)(3) 10000 see Part IV Logan Community Resources 2505 E Jefferson Blvd South Bend IN 46615 350965639 501(c)(3) 92640 see Part IV Louisiana State University 204 Thomas Boyd Hall Baton Rouge LA 708030110 726000848 501(c)(3) 157209 see Part IV Loyola Jesuit Center of Morristown 161 James Street Morristown NJ 079606351 221487236 501(c)(3) 25000 see Part IV Loyola University Chicago 820 North Michigan Avenue Chicago IL 606112196 361408475 501(c)(3) 326680 see Part IV Lumen Christi Institute 1220 East 58th Street Chicago IL 606371601 364191992 501(c)(3) 10500 see Part IV Manhattan College 4513 Manhattan Parkway Riverdale NY 10471 131740468 501(c)(3) 10000 see Part IV Mathematica Policy Research Post Office Box 2393 Princeton NJ 085432393 222112296 261539 see Part IV Mayo Clinic 200 First St SW Rochester MN 55902 416011702 501(c)(3) 25000 see Part IV Medical University of South Carolina MSC 804 Suite 805 19 Hagood Avenue Charleston SC 294035120 576007222 State of SC 97912 see Part IV Metropolitan State University (MN) 700 East Seventh Street Saint Paul MN 551065000 411607162 501(c)(3) 14141 see Part IV Miami University 725 West Chestnut Street Oxford OH 450569501 316402089 501(c)(3) 37230 see Part IV Michiana Partnership Inc 4477 Progress Dr South Bend IN 46628 800688483 501(c)(6) 179235 see Part IV Michigan State University 426 Auditorium Rd Rm 2 East Lansing MI 488242612 386005984 State of Michigan 195329 see Part IV Misericordia Home 6300 North Ridge Chicago IL 60660 362170153 501(c)(3) 25000 see Part IV Montana State University 309 Montana Hall Bozeman MT 597172470 816010045 State of Montana 148998 see Part IV Munson Healthcare Foundations 1150 Medical Campus Drive Traverse City MI 496847800 471161992 501(c)(3) 25000 see Part IV MZA Associates Corporation 4900 Lang Ave NE Albuquerque NM 871099708 850400557 73283 see Part IV Naples Children & Education Foundat 999 Vanderbilt Beach Road Suite 300 Naples FL 34108 651001650 501(c)(3) 30000 see Part IV National Football Foundation 433 Las Colinas Blvd E Ste 1130 Irving TX 75039 510226347 501(c)(3) 8025 see Part IV National Institute of Health 2115 E Jefferson St MSC 8500 Bethesda MD 208928500 520859115 Federal 208335 see Part IV National Organization of Minority Architects Post Office Box 3558 Washington DC 200170058 141855267 501(c)(6) 9000 see Part IV National Philanthropic Trust 165 Township Line Road Jenkintown PA 190463594 237825575 501(c)(3) 2802281 see Part IV Neighbor To Neighbor Inc 1003 West Bryan Street South Bend IN 466161829 823646124 501(c)(3) 8000 see Part IV Norfolk State University Foundation 700 Park Avenue HBW Suite 410 Norfolk VA 23504 237235954 501(c)(3) 10000 see Part IV Northwestern University Post Office Box 888380 Evanston IL 602080001 362167817 501(c)(3) 329151 see Part IV Notre Dame Club of Chicago 224 S Michigan Avenue Suite 380 Chicago IL 60604 362385194 501(c)(3) 14000 see Part IV Ohio State University 2901 South Carrollton Avenue Columbus OH 432101016 316025986 State of Ohio 77113 see Part IV Oregon State University Post Office Box 960 Corvallis OR 97331 611730890 State of Oregon 225741 see Part IV Pennsylvania State University 312 Kerr Administration Building State College PA 168014842 246000376 State of PA 151250 see Part IV Pokagon Band of Potawatomi 3733 Locust Road South Bend IN 46614 383278535 14678 see Part IV Polaris Post Office Box 65323 Washington DC 200355323 030391561 501(c)(3) 100000 see Part IV Princeton University 227 West Beaver Avenue Princeton NJ 085445292 210634501 501(c)(3) 117808 see Part IV Produce Alliance Foundation 100 Lexington Drive Buffalo Grove IL 600896937 474574646 501(c)(3) 10000 see Part IV Purdue University 701 Carnegie Center West Lafayette IN 479072040 356002041 State of Indiana 1267802 see Part IV Radiance Technologies Inc 350 Wynn Dr NW Huntsville AL 35805 631204084 15000 see Part IV Red Cloud Indian School 100 Mission Drive Pine Ridge SD 577702100 460275071 501(c)(3) 30000 see Part IV Research Foundation of SUNY Post Office Box 9 Albany NY 122010009 141368361 501(c)(3) 55537 see Part IV Rice University PO Box 1892 Houston TX 77251 741109620 501(c)(3) 16923 see Part IV Ronald McDonald House of Dallas 4707 Bengal Street Dallas TX 752358007 751609401 501(c)(3) 30000 see Part IV San Jose State University Research 210 N 4th St San Jose CA 95112 946017638 501(c)(3) 130891 see Part IV Scripps Research Institute 10550 North Torrey Pines Road La Jolla CA 92037 330435954 501(c)(3) 120000 see Part IV Seattle Children's Hospital Post Office Box 24728 Seattle WA 981240728 911156519 501(c)(3) 750039 see Part IV Sisters of the Holy Cross 407 Bertrand Hall - St Marys Notre Dame IN 465565000 350868159 501(c)(3) 15000 see Part IV Sloan Kettering Inst for Cancer 1275 York Ave New York NY 10065 131924236 501(c)(3) 99900 see Part IV Smithsonian Institution 1050 Independence Ave SW Washington DC 205600001 530206027 501(c)(3) 95559 see Part IV SOAR 3025 4th Street Northeast Washington DC 200171103 464530213 501(c)(3) 5400 see Part IV SOME Inc (So Others Might Eat) 71 O Street Northwest Washington DC 200011290 237098123 501(c)(3) 15000 see Part IV South Bend Alumni Association 215 S St Joseph Street South Bend IN 46601 351674506 501(c)(3) 7500 see Part IV South Bend Civic Theatre 403 North Main Street South Bend IN 466011220 351572312 501(c)(3) 15000 see Part IV South Bend Elkhart Regional Partner 635 S Lafayette Blvd South Bend IN 46601 351893288 501(c)(3) 404254 see Part IV South Bend Regional Chamber 101 N Michigan Street Suite 300 South Bend IN 46601 201837418 501(c)(3) 65000 see Part IV South Bend Symphony Orchestra 127 North Michigan Street South Bend IN 466011603 356042189 501(c)(3) 20000 see Part IV South Bend Venues Parks & Arts 301 S Saint Louis Boulevard South Bend IN 466173011 273843043 501(c)(3) 11000 see Part IV Special Camps for Special Kids 2929 Carlisle Street Suite 355 Dallas TX 75204 752205242 501(c)(3) 10000 see Part IV St Adalbert's School 519 S Olive Street South Bend IN 46619 351095958 501(c)(3) 12000 see Part IV St Ann Catholic Church 310 North Olive Avenue West Palm Beach FL 33401 596001732 501(c)(3) 10000 see Part IV St Ann Place 2107 North Dixie Highway West Palm Beach FL 334076011 530204626 501(c)(3) 10000 see Part IV St Ann School 2211 West 18th Place Chicago IL 60608 362284297 501(c)(3) 16000 see Part IV St Augustine Indian Mission 1 Mission Drive Post Office Box 766 Winnebago NE 680714900 470398898 501(c)(3) 29068 see Part IV St Charles Apache Mission School 355 San Carlos Avenue San Carlos AZ 85550 860408580 501(c)(3) 28090 see Part IV St Clare of Assissi 15642 Clayton Road Ellisville MO 63011 430792494 501(c)(3) 15000 see Part IV St Hilary School 765 Hilary Drive Tiburon CA 94920 941294945 501(c)(3) 50000 see Part IV St John the Evangelist Catholic School 602 West Ajo Way Tucson AZ 857136046 581097003 501(c)(3) 14000 see Part IV St Joseph County Parks & Rec Dept 50651 Laurel Road South Bend IN 466371004 351459569 501(c)(3) 10000 see Part IV St Joseph County Public Library 304 South Main Street South Bend IN 46601 351479645 501(c)(3) 50000 see Part IV St Joseph County Right to Life 2004 Ironwood Circle Suite 130 South Bend IN 46635 351594988 501(c)(3) 9600 see Part IV St Joseph Mission School 43222 Mission Blvd Fremont CA 94539 943145818 501(c)(3) 30000 see Part IV St Margaret's House 117 N Lafayette Boulevard South Bend IN 46601 351913328 501(c)(3) 23967 see Part IV St Mark School 7503 West Northview Street Boise ID 837047235 820428765 501(c)(3) 493571 see Part IV St Mary's Catholic School Sycamore 222 Waterman Street Sycamore IL 601782141 362276154 501(c)(3) 10000 see Part IV St Mary's College 153 Le Mans Hall Notre Dame IN 46556 350868158 501(c)(3) 153188 see Part IV St Mary's Mission School PO BOX 646 Livingston MT 59047 810235854 501(c)(3) 30000 see Part IV St Michael Indian School Post Office Box 650 Saint Michaels AZ 865110650 860101517 501(c)(3) 30000 see Part IV St Pius X Catholic Church 52553 Fir Road Granger IN 465308865 350940397 501(c)(3) 25000 see Part IV Stanford University Post Office Box 44253 San Francisco CA 941444253 941156365 501(c)(3) 1257506 see Part IV Summer of a Lifetime 1 North State Street Chicago IL 606023311 364241970 501(c)(3) 12500 see Part IV Summits Education 250 Summer Street Boston MA 022101151 472768711 501(c)(3) 155573 see Part IV TERC 2067 Massachusetts Ave Cambridge MA 02140 046134355 501(c)(3) 10129 see Part IV Texas Biomedical Research Institute Post Office Box 760549 San Antonio TX 782450549 741109630 501(c)(3) 976860 see Part IV Texas Christian University TCU Box 297011 Fort Worth TX 761290001 750827465 501(c)(3) 7778 see Part IV The Bison Children's Scholarship Fund 284 Delaware Avenue Buffalo NY 142021801 161477288 501(c)(3) 100000 see Part IV The Wistar Institute 3601 Spruce Street Philadelphia PA 191044265 236434390 501(c)(3) 151079 see Part IV Third Coast Percussion 4045 N Rockwell St Chicago IL 60618 421744369 501(c)(3) 12500 see Part IV Thomistic Institute 487 Michigan Avenue Northeast Washington DC 200171518 520882333 501(c)(3) 7863 see Part IV TrustBridge Global Foundation USA Inc 1901 Ulmerton Road Clearwater FL 337622311 593498416 501(c)(3) 30000 see Part IV United States Geological Survey Post Office Box 71362 Philadelphia PA 191761362 530196958 Federal 20200 see Part IV United Way of Indian River County Inc 1836 14th Avenue Vero Beach FL 329600620 591087090 501(c)(3) 10000 see Part IV United Way of St Joseph County 3517 East Jefferson Boulevard South Bend IN 466152282 351063368 501(c)(3) 307744 see Part IV University Corporation for Atmospheric Research Post Office Box 3000 Boulder CO 803073000 742439386 501(c)(3) 81551 see Part IV University of California at Davis Post Office Box 989062 West Sacramento CA 957989062 946036494 State of California 969141 see Part IV University of California San Diego 9500 Gilman Drive MC 0954 La Jolla CA 920930954 956006144 State of California 825783 see Part IV University of California San Francisco 1855 Folsom St San Francisco CA 941034249 946036493 State of California 285760 see Part IV University of California-Berkeley 2195 Hearst Avenue Berkeley CA 947201103 946002123 State of California 1669711 see Part IV University of California-Irvine 5212 Donal Bren Hall Irvine CA 925973440 952226406 State of California 138606 see Part IV University of Central Florida Post Office Box 160118 Orlando FL 328160001 592924021 State of Florida 9920 see Part IV University of Chicago 5235 S Harper Court 4th Floor Chicago IL 60615 362177139 501(c)(3) 130040 see Part IV University of Colorado Denver Post Office Box 910220 Denver CO 802910220 846000555 State of Colorado 379425 see Part IV University of Florida Post Office Box 113001 Gainesville FL 326113001 453624124 State of Florida 113750 see Part IV University of Illinois 28395 Network Place Chicago IL 606730001 376000511 State of Illinois 131828 see Part IV University of Iowa 118 South Clinton Street Iowa City IA 522404045 426004813 State of Iowa 25857 see Part IV University of Kansas 2385 Irving Hill Road Lawrence KS 660457568 480680117 State of Kansas 125149 see Part IV University of Kansas Center for Research 3901 Rainbow Blvd Kansas City KS 661608500 481108830 501(c)(3) 235202 see Part IV University of Kentucky 410 Administration Drive Lexington KY 405060001 616033693 State of Kentucky 123241 see Part IV University of Maryland 4300 Terrapin Trail 4101 Chesapeake Bldg College Park MD 207423103 526002033 State of Maryland 99462 see Part IV University of Massachusetts Dartmouth 285 Old Westport Road North Dartmouth MA 027472356 046002284 501(c)(3) 6868 see Part IV University of Memphis PO Box 1000 Dept 238 Memphis TN 38148 626048540 501(c)(3) 93324 see Part IV University of Michigan 500 S State Street Ann Arbor MI 48109 386006309 State of Michigan 283701 see Part IV University of Minnesota Post Office Box 1450 Minneapolis MN 554855957 416007513 State of Minnesota 554367 see Part IV University of Missouri 407 Reynolds Alumni Center Columbia MO 65211 436003859 State of Missouri 39431 see Part IV University of North Carolina-Chapel 103 South Building Chapel Hill NC 27599 566001393 State of NC 223997 see Part IV University of Pennsylvania 2451 Walnut Street Philadelphia PA 191034330 231352685 501(c)(3) 339255 see Part IV University of South Dakota 414 E Clark St Vermillion SD 570692390 466000364 State of SD 15824 see Part IV University of Tennessee 210 Student Services Building Knoxville TN 379960001 626001636 State of Tennessee 40578 see Part IV University of Texas Post Office Box 7159 Austin TX 787137159 746000203 State of Texas 228793 see Part IV University of Texas Dallas 800 West Campbell Road Richardson TX 75080 751305566 State of Texas 305485 see Part IV University of Utah 201 Presidents Circle Rm 406 Salt Lake City UT 841129020 876000525 State of Utah 258022 see Part IV University of Vermont 85 S Prospect St Burlington VT 054051704 030179440 State of Vermont 7468 see Part IV University of Virginia Post Office Box 400195 Charlottesville VA 229044195 546001796 State of Virginia 134464 see Part IV University of Washington Box 359505 Seattle WA 981959505 916001537 State of Washington 817822 see Part IV University of Wisconsin 222 West Washington Avenue Madison WI 537061415 396006492 State of Wisconsin 47349 see Part IV Van Buren Conservation District 1035 East Michigan Avenue Paw Paw MI 490798698 383028225 501(c)(3) 78669 see Part IV Vanderbilt University 2301 Vanderbilt Place Nashville TN 37235 620476822 501(c)(3) 205205 see Part IV Vascugen 1800 N Capital Ave Indianapolis IN 46202 822058844 26768 see Part IV Virginia Tech 300 Turner Street Suite 4200 Blacksburg VA 24061 546001805 State of Virginia 66255 see Part IV Washington State University Post Office Box 641025 Pullman WA 991641025 916001108 State of Washington 189609 see Part IV Wayne State University 5700 Cass Avenue Detroit MI 482020788 386028429 State of Michigan 210487 see Part IV Whitworth University 300 West Hawthorne Road Spokane WA 992512515 910473310 501(c)(3) 6308 see Part IV WNIT Public Television 300 W Jefferson South Bend IN 46601 351155594 501(c)(3) 6500 see Part IV Women's Care Center 360 N Notre Dame Avenue South Bend IN 46617 351609945 501(c)(3) 67750 see Part IV Women's Care Center Foundation 360 N Notre Dame Avenue South Bend IN 46617 383651599 501(c)(3) 25000 see Part IV Wright State University 3640 Colonel Glenn Highway Dayton OH 454350001 310732631 State of Ohio 54972 see Part IV Youth Services Bureau 2222 Lincoln Way West South Bend IN 46638 311174910 501(c)(3) 5800 see Part IV YWCA 1102 S Fellows Street South Bend IN 46601 350868226 501(c)(3) 8000 see Part IV 246 12 Tuition Scholarships, Fellowships, and Room and Board Scholarships 8620 344278376 Athletics Grant-in-Aid 335 1950654 Housing and Other Assistance 514 945211 Prizes and Awards 771 1090603 Research/Travel Grant 3365 3216639 Schedule I, Part II, Line 1(h) Explanation of purpose of grant or assistance Payments related to work performed on research subcontract related to federal, state or private grant originally made to the University and other assistance in accordance with the University's exempt mission. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL GRANTS MADE FOR RESEARCH ACTIVITIES ARE INITIATED BY A FORMAL SUB-CONTRACT EXECUTED BY BOTH PARTIES. THE TERMS AND CONDITIONS OF EACH GRANT CONTAIN ALL THE GUIDELINES FOR INVOICING, BILLING, RECORD RETENTION, AUDITS, ETC. RESEARCH AND SPONSORED PROGRAMS ACCOUNTING ("RSPA") AND THE NOTRE DAME RESEARCH OFFICE WORK IN TANDEM TO ENSURE THE GUIDELINES ARE ADHERED TO. ALMOST ALL SUBCONTRACTS FOR RESEARCH ACTIVITIES ARE PAID ON A COST REIMBURSEMENT BASIS. ALL INVOICES PAID FOR COSTS ARE APPROVED BY THE PRINCIPAL INVESTIGATOR BASED ON COMPLETION OF WORK, DELIVERABLES MET, ETC. IN ADDITION, RSPA MONITORS THE PAYMENTS AGAINST THE TOTAL BUDGET TO ENSURE PAYMENT IS NOT MADE ABOVE THE STIPULATED CEILING. THE UNIVERSITY HAS A POLICY CONTAINING GUIDELINES SURROUNDING SUB-CONTRACTS, SOME OF WHICH WERE ADDRESSED ABOVE. THIS POLICY CAN BE FOUND AT: HTTP://CONTROLLER.ND.EDU/ASSETS/91679/SUBRECIPIENT_MONITORING.PDF. CHARITABLE ORGANIZATIONS THAT RECEIVE CONTRIBUTIONS FROM THE UNIVERSITY ARE CAREFULLY SELECTED AND REQUIRE DOCUMENTATION TO SUPPORT THE UNIVERSITY'S INTEREST IN THE ORGANIZATION TO ENSURE CONSISTENCY WITH THE CORE VALUES OF THE UNIVERSITY. CHARITABLE CONTRIBUTIONS ALSO REQUIRE THE APPROVAL OF THE EXECUTIVE VICE PRESIDENT, EXCEPT FOR THOSE CHARITABLE CONTRIBUTIONS MADE THROUGH THE UNIVERSITY'S DONOR ADVISED FUND PROGRAM, WHICH UNDERGO A THOROUGH VETTING PROCESS BY THE UNIVERSITY'S TAX DEPARTMENT TO ENSURE THE RECIPIENT ORGANIZATION MEETS THE IRS'S DEFINITION OF A 501(C)(3) NOT FOR PROFIT CHARITABLE ORGANIZATION. THE UNIVERSITY PROVIDES FUNDING TO STUDENTS AND OTHER RELATED INDIVIDUALS FOR RESEARCH AND OTHER ACTIVITIES TO SUPPORT THE FURTHERANCE OF THEIR EDUCATION. FUNDS PROVIDED ARE MONITORED THROUGH APPLICATIONS, BUDGETS AND A REQUIREMENT TO DOCUMENT THE USE OF FUNDS EITHER PRIOR TO THE DISTRIBUTION OF FUNDS OR UPON COMPLETION OF THE ACTIVITY. X X X X X true true X X X X false true false true false false false false false Rev John I Jenkins CSC PhD President & Trustee 1030835 0 0 0 104880 0 0 0 75973 0 1211688 0 0 0 Rev Austin Collins CSC Professor & Trustee 159641 0 0 0 16261 0 0 0 17115 0 193017 0 0 0 Rev Daniel Groody CSC Associate Provost & Trustee 169756 0 0 0 17842 0 0 0 68230 0 255828 0 0 0 Thomas G Burish PhD Provost 563128 0 0 0 30711 0 378459 0 20910 0 993208 0 0 0 Marianne Corr JD VP & General Counsel 657736 0 0 0 39281 0 28000 0 9483 0 734500 0 0 0 Scott C Malpass MBA VP & Chief Investment Officer 1111420 0 3736789 0 85907 0 28000 0 9130 0 4971246 0 0 0 Shannon Cullinan Executive Vice President 465345 0 0 0 20959 0 28000 0 29948 0 544252 0 0 0 John B Swarbrick Jr Athletic Director 1094128 0 205018 0 122827 0 228000 0 29673 0 1679646 0 0 0 John F Affleck-Graves PhD Faculty, Former Exec. VP 571131 0 859788 0 145259 0 181811 0 21017 0 1779006 0 519430 0 Michael P Brey Head Coach, Basketball 1094022 0 1131172 0 113456 0 178000 0 10095 0 2526745 0 0 0 Michael D Donovan MBA JD Managing Director, Invest. 646688 0 1650607 0 36785 0 28000 0 9465 0 2371545 0 0 0 Brian Kelly Head Coach, Football 1292347 0 1043581 0 224216 0 28000 0 82069 0 2670213 0 0 0 Muffet McGraw Head Coach, Basketball 1316606 0 795105 0 143037 0 28000 0 18650 0 2301398 0 0 0 Schedule J, Part I, Line 1a First-class or charter travel Type of benefit (First class travel): Air travel other than coach class (typically business class) is allowed for travel to Alaska, Hawaii and destinations outside North America, or for necessary medical reasons (accompanied by appropriate supporting documentation), if the situation warrants it and with approval from a Dean or President's Leadership Council Member. Type of benefit (Charter travel): Travel on the University plane or other plane leased by the University requires approval by the President's Office. Recipients of the benefit and tax treatment: First class air travel and charter travel was provided to 14 persons included in Form 990, Part VII, Section A in 2019. Of this first class or charter travel, two people were reported with taxable compensation, as a University business purpose was established for the travel for the others. Schedule J, Part I, Line 1a Travel for companions Type of benefit: Family members of University employees are occasionally asked to travel on University business. Family members travel reimbursement by the University requires approval by a Dean or President's Leadership Council Member or their authorized representative, and if the business purpose of the family member travel is not properly documented, it is treated as taxable compensation to the employee. Recipients of the benefit and tax treatment: Travel for companions was provided to 7 persons included in Form 990, Part VII, Section A in 2019 and if the business purpose of the family travel was not properly documented, it was treated as taxable compensation to the employee. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Type of benefit: Tax indemnification and gross-up payments may occasionally be provided to University employees . Recipients of the benefit and tax treatment: Gross-up payments were provided to 3 persons included in Form 990, Part VII, Section A in 2019 and were reported as taxable compensation in these instances. Schedule J, Part I, Line 1a Housing allowance or residence for personal use Type of Benefit/Recipients of the benefit and tax treatment: Housing was provided to 4 persons included on Form 990, Part VII, Section A, in 2019 . 4 individuals are members of the CSC Religious Order and live in University dormitories or campus apartments while providing guidance to students for the convenience of the University. As a result the housing benefit to these 4 individuals was not included in gross income of the recipients under Section 119 of the Internal Revenue Code. Schedule J, Part I, Line 1a Health or social club dues or initiation fees Type of benefit: Social club dues are occasionally paid on behalf of employees of the University, and these dues are added to the individual's income to reflect personal use (as reported on an annual basis). Recipients of the benefit and tax treatment: Social club dues were provided to 3 persons included in Form 990, Part VII, Section A in 2019 and were reported as taxable compensation in all of those instances. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan Shannon Cullinan, Executive Vice President, John Affleck-Graves, faculty and former Executive Vice President, Thomas Burish, Provost, John W. Swarbrick, Athletic Director, Scott Malpass, Vice President and Chief Investment Officer, Michael Donovan, Managing Director for Private Capital Investments and Michael P. Brey, Head Coach Basketball, participated in nonqualified deferred compensation arrangements under Internal Revenue Code Section 457(f) during Calendar Year 2019. Cullinan received $0 accrued benefit due to being a new participant, Affleck-Graves received an accrued benefit of $153,811. Burish received an accrued benefit of $350,459. Swarbrick received an accrued benefit of $200,000. Malpass received an accrued benefit of $3,736,790. Donovan received an accrued benefit of $1,650,607. Brey received an accrued benefit of $150,000. The accrued benefit and related earnings of Affleck-Graves are fully vested and taxable in calendar year 2019 as a result of reaching the term of his 5 year plan. The accrued benefit and related earnings vest to Cullinan, Burish, Swarbrick and Brey at the end of the term of each plan (5, 6, 3 and 7 years respectively). The accrued benefit and related earnings to Malpass and Donovan are fully vested and taxable in calendar year 2019 as a result of reaching the retirement age and years of service required in 2017. Schedule J, Part I, Line 5a Compensation contingent on revenues of the organization 5a(i)-Scott Malpass, Vice President and Chief Investment Officer received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Malpass received $3,159,106 in calendar 2019 related to this program, and was taxed on unpaid amounts totaling $577,683 as a result of being fully vested in the plan due to meeting the age and years of service requirements. 5a(ii) -Michael D. Donovan, Managing Director for Private Capital Investments received incentive compensation which was in part calculated contingent on the performance of the University's unitized investment pool. Donovan received $1,266,490 in calendar 2019 related to this program, and was taxed on unpaid amounts totaling $384,117 as a result of being fully vested in the plan due to meeting the age and years of service requirements. Susan McCusker LLC Entity is at least a 35% controlled entity of a family member of Former Officer John Affleck-Graves 124457 Susan McCusker, LLC provided leadership training and consulting services to several University departments. false FlexJet (Directional Aviation) FlexJet is at least a 35% controlled entity of Trustee Kenneth C. Ricci 918610 FlexJet provides flight hours to the University. These services are negotiated at arm's length and are in compliance with the University's overall conflict of interest policy. false X 10 0 NONE X 0 NONE X 890 103797489 Selling cost X 2 2204913 Selling cost X ATHLETIC TICKETS 146 0 NONE X OTHER 39 0 NONE X BITCOIN 1 3713481 Selling cost 19 false true true Schedule M, Part I Column (b) The amounts shown for "Number of contributions or items contributed" represents number of contributions, not the number of items contributed. Schedule M, Part I, Line 33 Column (c) Explanation Other than for gifted securities, the University's policy is to record as revenue only those non-cash contributions in excess of one million dollars, if supported by an appraisal from qualified third party. For gifted securities, the University records the proceeds received upon liquidation, broken down between contribution (for the value at date of gift) and gain or loss (for the difference between contribution and proceeds). For gifted securities of closely held stock, the University records a token value of one dollar, unless furnished with an appraisal from a qualified third party appraiser. However, the University will record liquidation proceeds for closely held stock if the University can obtain confirmation from the company that the company will purchase the shares at a specified price in the near future. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions THE UNIVERSITY USES BROKERAGE FIRMS TO SELL SECURITIES AND USES OTHER THIRD PARTIES TO SELL OTHER TYPES OF PROPERTY SUCH AS REAL ESTATE. Form 990, Part I, Line 1 Organization's Mission The University of Notre Dame is a Catholic academic community of higher learning, animated from its origins by the Congregation of Holy Cross. The University is dedicated to the pursuit and sharing of truth for its own sake. As a Catholic university, one of its distinctive goals is to provide a forum where, through free inquiry and open discussion, the various lines of Catholic thought may intersect with all the forms of knowledge found in the arts, sciences, professions, and every other area of human scholarship and creativity. The intellectual interchange essential to a university requires, and is enriched by, the presence and voices of diverse scholars and students. The Catholic identity of the University depends upon, and is nurtured by, the continuing presence of a predominant number of Catholic intellectuals. This ideal has been consistently maintained by the University leadership throughout its history. What the University asks of all its scholars and students, however, is not a particular creedal affiliation, but a respect for the objectives of Notre Dame and a willingness to enter into the conversation that gives it life and character. Therefore, the University insists upon academic freedom that makes open discussion and inquiry possible. The University prides itself on being an environment of teaching and learning that fosters the development in its students of those disciplined habits of mind, body, and spirit that characterize educated, skilled, and free human beings. In addition, the University seeks to cultivate in its students not only an appreciation for the great achievements of human beings but also a disciplined sensibility to the poverty, injustice and oppression that burden the lives of so many. The aim is to create a sense of human solidarity and concern for the common good that will bear fruit as learning becomes service to justice. Notre Dame also has a responsibility to advance knowledge in a search for truth through original inquiry and publication. This responsibility engages the faculty and students in all areas of the University, but particularly in graduate and professional education and research. The University is committed to constructive and critical engagement with the whole of human culture. The University encourages a way of living consonant with a Christian community and manifest in prayer, liturgy and service. Residential life endeavors to develop that sense of community and of responsibility that prepares students for subsequent leadership in building a society that is at once more human and more divine. Notre Dame's character as a Catholic academic community presupposes that no genuine search for the truth in the human or the cosmic order is alien to the life of faith. The University welcomes all areas of scholarly activity as consonant with its mission, subject to appropriate critical refinement. There is, however, a special obligation and opportunity, specifically as a Catholic university, to pursue the religious dimensions of all human learning. Only thus can Catholic intellectual life in all disciplines be animated and fostered and a proper community of scholarly religious discourse be established. In all dimensions of the University, Notre Dame pursues its objectives through the formation of an authentic human community graced by the Spirit of Christ. Form 990, Part VI, Line 15 Description of Officers/Identifying of Officers The Compensation Committee of the Board of Trustees develops, in conjunction with the President, Executive Vice President, and Vice President of Human Resources, an overall Total Reward Philosophy for Key Employees, which supports the University's overall mission, and shall recommend such Total Reward Philosophy to the Board for approval. The Committee acts on behalf of the Board to implement the executive compensation policy, approve executive compensation levels, adopt a benefit and perquisite policy, and justify reasonable compensation paid to the President, Executive Vice President, and Provost of the University, and other persons who are "disqualified persons" under Internal Revenue Code Section 4958 (intermediate sanctions). The Committee researches competitive and reasonable annual base salary levels, annual incentive plans, executive benefit plans, welfare benefits and supplemental benefits of the named executives and other key individuals. Upon completion of the research, the Committee approves the specific levels and amounts of total rewards that will be paid to, or provided for the benefit of, the named executives and other key individuals. The Committee examines the reasonableness of compensation levels. In so doing, the Committee assesses the nature and scope of the position by reviewing the basis on which compensation was paid. This includes a review of compensation for, but not limited to, exceptional performance, additional duties, and/or the unique background, experiences, personal skills and the abilities of the executive, as well as special challenges facing the University that require the use of such attributes or skills. The Committee's evaluation includes valid market data provided by an independent third party consultant that details each compensation component and the total package in light of the University's executive compensation philosophy. The Committee conducts such examination to be able to establish a presumption under Section 4958 that the total reward package offered to "disqualified persons" is reasonable. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons John J. Brennan, Trustee and Scott C. Malpass, Officer - Business relationship, Richard C. Notebaert, Trustee and Sara Martinez Tucker, Trustee - Business relationship, Richard C. Notebaert, Trustee and J. Christopher Reyes, Trustee - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body AFTER INTERNAL REVIEW OF THE COMPLETED FORM 990 AND EXTERNAL REVIEW BY THE UNIVERSITY'S OUTSIDE TAX ACCOUNTANTS (PRICEWATERHOUSECOOPERS), THE RETURN IS PRESENTED TO THE UNIVERSITY'S TAX STRATEGY COMMITTEE, WHICH INCLUDES UNIVERSITY OFFICERS (EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL), VICE PRESIDENT FOR FINANCE, THE CHIEF AUDIT EXECUTIVE, THE CONTROLLER AND MEMBERS OF HIS TAX AND COMPLIANCE STAFF, AND PRICEWATERHOUSECOOPERS. FOLLOWING THIS INTERNAL PROCESS, THE RETURN IS PRESENTED FOR REVIEW TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, WHO REVIEW THE RETURN AND DISCUSS IT AT A MEETING PRIOR TO FILING THE RETURN. UPON COMPLETION OF THEIR REVIEW, IT IS PROVIDED TO THE FULL BOARD OF TRUSTEES, ALSO PRIOR TO THE FILING OF THE RETURN. Form 990, Part VI, Line 12c Conflict of interest policy All faculty, staff and students who are in a position to influence or commit resources of the University of Notre Dame are considered "constituents" who must complete and submit on no less than an annual basis a Conflict of Interest Disclosure Survey. Such surveys are evaluated by the appropriate "Reviewer". Each constituent's Reviewer depends on whether they are faculty, staff, department chair, or dean but ultimately all actual, potential, and perceived conflicts of interest are reviewed by the University Conflicts Committee. The Reviewer determines whether an actual, potential, or perceived conflict of interest exists and makes a recommendation to the University Conflicts Committee as to what conditions or restrictions, if any, should be imposed by the University to manage, reduce, or eliminate such conflicts. The Reviewer, with input from the constitent if needed develops a Management Plan for submission to the University Conflicts Committee. The University Conflicts Committee then makes a decision regarding disposition of a disclosure based on the Reviewer's recommendation, the details regarding the Constituent's actual, potential, or perceived conflict of interest, and the proposed Management Plan. Members of the University's Board of Trustees are governed by a separate conflict of interest policy and must disclose all financial interests and material facts pertinent to any potential conflict on their annual Conflict of Interest statement (or whenever potential conflicts arise) to the Audit Committee of the Board. This policy is coordinated, administered, reviewed, and monitored by the University's internal Audit & Advisory Services department. After any discussion or presentation of the financial interests and material facts to the Audit Committee, the individual must recuse himself/herself during the discussion of, and voting on, the potential conflict. The Audit Committee shall assess whether the potential conflict is reasonable and the result of arms-length negotiation conforming to the University's written policies, as well as if the action furthers the University's charitable purposes and is in the best interests of the University. The Chairman of the Audit Committee shall, if appropriate, appoint a disinterested person or Committee to investigate alternatives to the proposed transaction or arrangement. Should the Audit Committee have reason to believe a Trustee has failed to disclose all financial interests and material facts pertinent to a potential conflict of interest, it shall inform the individual of such, and afford the individual the opportunity to further explain all interests and facts pertinent to the potential conflict. If it is determined that an individual has not disclosed all financial interests and material facts pertinent to an actual or potential conflict of interest, corrective action shall be taken as deemed appropriate. The minutes of any meeting of the University's Board of Trustees or other governing board of the University considering a conflict of interest including committees and sub-committees of such boards, shall include the names of those present for discussion and voting, as well as those recused from the discussion and voting, on any transaction, arrangement, relationship, or other action involving a potential conflict of interest. Form 990, Part VI, Line 19 Required documents available to the public The University makes its governing documents (https://www.nd.edu/assets/docs/bylaws.pdf, https://www.nd.edu/assets/docs/statutes.pdf) and financial statements (http://controller.nd.edu/annual-reports/) available to the public on the University's website. The University makes its conflict of interest policy that applies to all employees available to the public by posting it on the University's website (http://generalcounsel.nd.edu/conflict-of-interest-policy). The University does not make its trustees' conflict of interest policy available to the public . Form 990, Part VII, Section A, Line 5 Compensation from an Unrelated Organization The current head football coach is permitted to receive compensation from external sources with prior written approval from the University. The University is not a party to any agreements between the coach and any third party for the payment of compensation to the coach, and the coach does not provide services to the University as a result of any such agreements. Therefore, any external income that the coach may receive is not reported for purposes of the University's response to the question raised on Form 990 Part VII Line 5. Form 990, Part VII, Section A Highest Compensated Employees During calendar year 2019, the University made payments to an LLC owned by the Head Football Coach, which are not reportable compensation for purposes of Form 990. Therefore, the payments are excluded from Form 990 Part VII and Schedule J, Part II. Form 990, Part VII, Section A Payments to Congregation of Holy Cross, United States Province, Inc. Fr. John Jenkins, Fr. Paul Kollman, Fr. Daniel Groody and Fr. Austin Collins are employees of the University and members of the Congregation of Holy Cross, United States Province, Inc. religious order. As members of a religious order who have taken the vow of poverty, compensation earned as employees is paid directly to their religious order and is not required to be reported on a Form W-2. However, the University treats such amounts as reportable compensation in Form 990 Part VII and Schedule J, Part II. Amounts reported as nontaxable benefits in Schedule J, Part II, Column D may include qualified tuition benefits and housing offered to members of the religious order. Fr. John Jenkins received his compensation as President of the University, and not in his position as Trustee. Form 990, Part VIII, Line 2f Other Program Service Revenue All other program service revenue - Total Revenue: 7460351, Related or Exempt Function Revenue: 6780949, Unrelated Business Revenue: 679402, Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part VIII, Line 11d Other Miscellaneous Revenue All other revenue - Total Revenue: 2148492, Related or Exempt Function Revenue: 2148492, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: 0; Form 990, Part X, Line 20 The University is reporting tax exempt bond liabilities of $7,890,000 at the End of year (column B) on Part X, line 20. This amount represents liabilities for tax exempt bonds issued prior to December 31, 2002. Accordingly, Schedule K is not required to be attached to Form 990 for the tax year ending June 30, 2020. Form 990, Part XI, Line 9 Other changes in net assets or fund balances Net gain/(loss) on debt-related derivative instruments - -61243527; Change in value of split-interest agreements - 6106734; Net pension and postretirement benefits-related changes - -52996739; Other non-operating changes in net assets - -1228279; BCMR Feeder-TE GP LLC 518 17th Street Suite 1700 Denver CO 802024130 Feeder fund DE 15211 37132 University of Notre Dame du Lac Dynamo Brasil III LLC Corporation Trust Center 1209 Orange St Wilmington DE 19801 Investments DE 0 95239642 University of Notre Dame du Lac NDI Gateway LLC 203 Main Building Notre Dame IN 46656 472320410 Foreign educational activities IN 18560 115855 University of Notre Dame du Lac Santa Fe Interests LLC Controllers Office 724 Grace Hall Notre Dame IN 46556 203977995 Rental real estate DE -222862 46601449 University of Notre Dame du Lac ND Pit Road LLC 1400 E Angela Blvd South Bend IN 46617 823967175 Investments DE 679402 1598 University of Notre Dame du Lac Association of Notre Dame Clubs Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 311050144 Alumni association IN 501(c)(3) Type III-FI University of Notre Dame du Lac true Fundacion University of Notre Dame Chile Study abroad program CI 501(c)(3) University of Notre Dame du Lac true The University of Notre Dame (USA) in England Study abroad program UK 501(c)(3) University of Notre Dame du Lac true University of Notre Dame du Lac Gillen Foundation Controllers Office 724 Grace hall Notre Dame IN 46556 237125378 Research facility operations MI 501(c)(3) Type I University of Notre Dame du Lac true Voice of the Fighting Irish Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 311135580 Radio station IN 501(c)(3) Type I University of Notre Dame du Lac true Independent Colleges of Indiana Inc 30 South Meridian Street Suite 800 Indianapolis IN 46204 310901001 Higher education advocacy IN 501(c)(3) Type I NA false Magna NYC Co-Investment LP 300 Centerville Road Suite 300 East Warwick RI 02886 261523052 Real estate investment DE GP Magna NYC Co-Investment LLC Excluded -2975632 0 false false 0 Merit Energy Partners VIII LP 13727 Noel Rd Suite 1200 Dallas TX 75240 752530212 Direct energy investments DE Merit Partners LP Excluded 9856899 160364155 false false 0.8161 Qiming II Investor Holdings LLC 11100 NE 8th Street Suite 200 Bellevue WA 98004 270464551 Feeder fund WA University of Notre Dame du Lac Excluded 4267560 1837604 false true 1 Thor Palmer House Co-Investor LP 25 West 39th Street 11th Floor New York NY 10018 203283109 Real estate investment DE Thor Palmer House Co-Investor GP LLC Excluded -622795 46038188 false false 0.6872 Bridgewater Corporate Bond Fund LLC One Glendenning Place Westport CT 06880 522317130 Investments DE Bridgewater Associates LP Excluded 5107602 133919955 false false 0.9265 NDFPR LP PO Box 194170 San Francisco CA 941194170 611769730 Investments DE BART Partners VIII LLC Excluded 15395755 236401172 false false 0.9923 VMG Stone Brewing Coinvestment LP 39 Mesa Street Suite 310 San Francisco CA 94129 812802402 Investments DE VMG Partners III GP LP Unrelated -1937937 72138613 false -1937937 false 0.6365 Schroder Adveq EEM I LP 981272313 Investments UK Schroder Adveq EEM Management I LP Excluded 38677 36444569 false false 0.99 22NW Fund LP 1455 NW Leary Way Suite 400 Seattle WA 98107 473303449 Investments DE 22NW Fund Group LLC Excluded 1194722 92070636 false false 0.5395 Sprints II Walton Co-Investment LP Investments GK Sprints II Walton Co-Investment GP Limited Excluded -229 16711483 false false 0.4 Endries Co-Invest LLC c/o Nautic Partners LLC 50 Kennedy Plaza 12th Floor Providence RI 02903 821556028 Investments DE Nautic Capital VIII LP Excluded 2309 422329 false false 0.9137 Mile Rock Capital Fund I LP 700 Larkspur Landing Circle Larkspur CA 94939 825049944 Investments DE Mile Rock Capital Excluded 25227 5250688 false false 0.5119 Level Equity-IMN Investors LLC Two Grand Central Tower New York NY 10017 830757153 Investments DE Level Equity Management LLC Excluded 0 11342981 false false 0.9976 EEM II LP Investments UK EEM Management II LP Excluded 0 0 false false 0.99 EEM Opportunities LP 981430893 Investments UK EEM Opportunities Management II LP Excluded 4224 767797 false false 0.99 Founder Collective SG SPV LP 1 Mifflin Place Suite 300 Cambridge MA 02138 851490689 Investments DE Founder Collective SG GP LLC Excluded 0 0 false false 0.6667 BCMR Feeder-TE LP 518 17th Street Suite 1700 Denver CO 80202 980582629 Feeder fund CA University of Notre Dame du Lac C Corporation 1042465 4976792 0.99 true Bradley-DeBartolo Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 341765932 Real estate owner/lessor OH University of Notre Dame du Lac C Corporation 0 0 1.00 true Sorin Management Ltd Investments MP University of Notre Dame du Lac C Corporation 290062 12011054 1.00 true TDR Capital II C Holdings LP 980648852 Feeder fund UK University of Notre Dame du Lac C Corporation -1582 19685530 1.00 true Tegean Offshore Fund Ltd c/o Tegean Capital Management LLC Chrysler Building 405 Lexington Ave New York NY 10174 Feeder fund CJ University of Notre Dame du Lac C Corporation 1067878 132292469 0.8212 true ND Renewable Energy Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 814675664 Finance IN University of Notre Dame du Lac C Corporation 0 5 1.00 true ND-Structured Immunity Inc 1400 E Angela Blvd South Bend IN 46617 822731805 Health care DE University of Notre Dame du Lac C Corporation 0 17082 1 true ND-Origin Oncology Inc 1400 E Angela Blvd South Bend IN 46617 824167966 Health care DE University of Notre Dame du Lac C Corporation 0 4526 1 true ND-Prevallergy Inc 1400 E Angela Blvd South Bend IN 46617 824269472 Health care DE University of Notre Dame du Lac C Corporation 0 0 1 true ND-Vital View Technologies Inc 1400 E Angela Blvd South Bend IN 46617 825296303 Health care DE University of Notre Dame du Lac C Corporation 25000 20486 1 true ND-DiagenomiX Inc 1400 E Angela Blvd South Bend IN 46617 611890512 Health care DE University of Notre Dame du Lac C Corporation 0 54072 1 true Charitable remainder trusts (76) Split-interest trusts where University of Notre Dame du Lac is trustee and remainder beneficiary IN University of Notre Dame du Lac Trust false Blue Stamp Trust 1 Breakfast Creek Road Building 1 Level 1 Newstead QLD AS 4006 Investments AS University of Notre Dame du Lac C Corporation 47228390 119098308 0.7429 true Fairmount Healthcare Feeder Fund II Ltd 981465488 Feeder fund CJ University of Notre Dame du Lac C Corporation -455041 83639377 0.6917 true Feeder Vehicle US AB Feeder fund SW University of Notre Dame du Lac C Corporation 0 0 0 true false true false false false false false false false false false false false false true false false true true BCMR Feeder - TE LP S 1505919 Amount received Blue Stamp Trust B 15084300 Funding provided Fairmount Healthcare Feeder Fund II Ltd B 30000000 Funding provided Merit Energy Partners VIII LP B 25641000 Funding provided Merit Energy Partners VIII LP S 7524000 Amount received Feeder Vehicle US AB B 2222162 Funding provided Qiming II Investor Holding LLC S 3278409 Amount received Schroder Adveq EEM I LP B 11025274 Funding provided EEM Opportunities LP B 1105850 Funding provided Sprints II Walton Co-Investment LP B 89304 Funding provided Sprints II Walton Co-Investment LP S 25806687 Amount received Tegean Offshore Fund Ltd S 88439125 Amount received VMG Stone Brewing Coinvestment LP B 612402 Funding provided Mile Rock Capital I LP B 5594064 Funding provided Fundacion University of Notre Dame Chile B 213620 Funding provided The University of Notre Dame (USA) in England B 1990182 Funding provided/expenses incurred The University of Notre Dame (USA) in England R 4007977 Remittance of revenues collected on behalf of organization Charitable remainder trusts (2) S 243161 Remainder interest received Sorin Management Ltd B 1016504 Funding provided Sorin Management Ltd S 102391827 Amount received University of Notre Dame Gillen Foundation B 814677 Funding provided Voice of the Fighting Irish Inc B 94418 Funding provided ND-Vital View Technologies Inc O 97896 Compensation paid University of Notre Dame du Lac Controllers Office 724 Grace Hall Notre Dame IN 46556 350868188 X 0 251874 251874 1697891025 1698142899 1000000 250000 0 0 0 University of Notre Dame Gillen Foundation Controllers Office 724 Grace Hall Notre Dame IN 46556 237125378 0 0 0 1153856 1153856 190386 47596 0 0 0 Voice of the Fighting Irish Inc Controllers Office 724 Grace Hall Notre Dame IN 46556 311135580 0 0 0 110795 110795 22159 5540 0 0 0