2021-05-10T12:34:07-05:00 2020-06-30 751044330 LANE GORMAN TRUBITT LLC 2626 HOWELL ST SUITE 700 DALLAS TX 75204 990 2019-07-01 752205213 THE EPISCOPAL SCHOOL OF DALLAS PERMANENT ENDOWMENT TRUST EPIS 2143584368 4100 MERRELL ROAD DALLAS TX 75229 ROBERT A BUCHHOLZ CHIEF FINANCIAL OFFICER, ESD 2143584368 2021-04-26 1 KEVIN WARNEKE P01294950 2148717500 2019 2022-09-23 18:48:47Z ANDREW SINWELL 4100 MERRELL ROAD DALLAS TX 75229 14193189 0 X N/A X 1974 TX SEE PART III, LINE 1 9 9 0 9 0 0 1089406 1316197 0 0 387960 1360673 45189 0 1522555 2676870 862826 770000 0 0 0 0 0 0 0 232016 310011 1094842 1080011 427713 1596859 26477772 27302318 0 29238 26477772 27273080 THE EPISCOPAL SCHOOL OF DALLAS PERMANENT ENDOWMENT TRUST OPERATES EXCLUSIVELY AS AN ENDOWMENT FUND FOR THE BENEFIT OF AND TO SUPPORT THE EPISCOPAL SCHOOL OF DALLAS, INC. 0 0 770000 770000 0 THE EPISCOPAL SCHOOL OF DALLAS PERMANENT ENDOWMENT TRUST OPERATES EXCLUSIVELY AS AN ENDOWMENT FUND FOR THE BENEFIT OF AND TO SUPPORT THE EPISCOPAL SCHOOL OF DALLAS, INC. 770000 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 9 9 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X TYRONE THORNTON 2143584368 4100 MERRELL ROAD DALLAS TX 75229 ANDREW SINWELL CHAIR 1.00 0.00 X X 0 0 0 PLACK CARR JR TRUSTEE 1.00 0.00 X 0 0 0 BRIAN CASEY TRUSTEE 1.00 0.00 X 0 0 0 CULLUM CLARK TRUSTEE 1.00 0.00 X 0 0 0 BILL FELDER TRUSTEE 1.00 0.00 X 0 0 0 F BARRON FLETCHER III TRUSTEE 1.00 0.00 X 0 0 0 LEE HOBSON TRUSTEE 1.00 0.00 X 0 0 0 KENT MCGAUGHY TRUSTEE 1.00 1.00 X 0 0 0 REID WALKER TRUSTEE 1.00 0.00 X 0 0 0 DAVID L BAAD HEAD OF SCHOOL 1.00 39.00 X 0 347900 36873 ROBERT A BUCHHOLZ CHIEF FINANCIAL OFFICER 1.00 39.00 X 0 260695 53202 DENIS M STOKES DIRECTOR OF DEVELOPMENT 1.00 39.00 X 0 210992 44256 JOHN E BOBERG ACADEMIC DEAN 0.00 40.00 X 0 151416 29687 HENRY F HEIL HEAD OF UPPER SCHOOL 0.00 40.00 X 0 143291 41684 MICHAEL J SCHNEIDER PHYSICAL EDUCATION CHAIR 0.00 40.00 X 0 126710 40360 BLANCA M HERNANDEZ DIRECTOR OF FINANCE 0.00 40.00 X 0 126670 28281 DAWN M LEWIS DIRECTOR OF HUMAN RESOURCES 0.00 40.00 X 0 119556 26147 0 1487230 300490 0 0 1 0 CAMBRIDGE ASSOCIATES 125 HIGH STREET BOSTON MA 02110 INVESTMENT 130105 1 1316197 1316197 280635 280635 12596357 11516319 1080038 1080038 1080038 2676870 0 0 1360673 770000 770000 19210 19210 226185 226185 PROVISION FOR UNCOLLECT 64616 64616 1080011 770000 310011 0 448614 379371 3678526 2421198 22275875 24490033 74757 11716 26477772 27302318 0 29238 0 29238 X 5786259 5265370 20691513 22007710 26477772 27273080 26477772 27302318 1596859 -801551 0 X X 0 1 X 1 0 X X 1 THE EPISCOPAL SCHOOL OF DALLAS INC 751451116 2 1 770000 0 1 770000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 26477772 1316197 332937 853826 27273080 25385259 1154472 811674 873633 26477772 20880723 4147714 1440246 1083424 25385259 18158893 1394118 2264551 936839 20880723 17609047 1915770 -366022 999902 18158893 0.19310 0.80690 0 0 0 MUTUAL & EXCHANGE-TRADED FUNDS 18990305 F POOLED FUNDS 2141802 F LIMITED PARTNERSHIP INTERESTS 3357926 F 24490033 X 1649134 -801551 -801551 2450685 226185 226185 2676870 853826 0 853826 226185 226185 1080011 PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS: THE ENDOWMENT FUND OPERATES EXCLUSIVELY AS AN ENDOWMENT FOR THE BENEFIT OF AND TO SUPPORT THE EPISCOPAL SCHOOL OF DALLAS, INC. PART X, LINE 2: FOOTNOTE TO THE ORGANIZATION'S CONSOLIDATED FINANCIAL STATEMENTS: THE TRUST IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE UNITED STATES INTERNAL REVENUE CODE (THE "CODE") ACCORDING TO A UNITED STATES INTERNAL REVENUE SERVICE (THE "IRS") DETERMINATION LETTER DATED MAY 10, 1998. THE FINANCIAL ACCOUNTING STANDARDS BOARD (THE "FASB") PROVIDES GUIDANCE FOR HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, DISCLOSED AND PRESENTED IN THE FINANCIAL STATEMENTS. THIS REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY THE TRUST IN ORDER TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" OF BEING SUSTAINED "WHEN CHALLENGED OR "WHEN EXAMINED" BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORELIKELY-THAN-NOT THRESHOLD WOULD BE RECORDED AS A TAX BENEFIT OR EXPENSE AND LIABILITY IN THE CURRENT YEAR. MANAGEMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN INCOME TAX POSITIONS. THE TRUST DOES NOT HAVE ANY OUTSTANDING INTEREST OR PENALTIES, AND NONE HAVE BEEN RECORDED IN THE ACCOMPANYING STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS FOR THE YEARS ENDED JUNE 30, 2020 AND 2019. THE TRUST IS RELYING ON ITS TAX-EXEMPT STATUS AND ITS ADHERENCE TO ALL APPLICABLE LAWS AND REGULATIONS TO PRESERVE THAT STATUS. HOWEVER, THE CONCLUSIONS REGARDING THE UNCERTAINTY IN INCOME TAXES WILL BE SUBJECT TO REVIEW AND MAY BE ADJUSTED AT A LATER DATE BASED ON THE FACTORS INCLUDING, BUT NOT LIMITED TO, ONGOING ANALYSIS OF TAX LAWS, REGULATIONS, AND INTERPRETATIONS THEREOF. THE TRUST'S INFORMATIONAL RETURNS FILLED WITH THE IRS ARE GENERALLY SUBJECT TO EXAMINATION FOR THREE YEARS AFTER THE LATER OF THE DUE DATE OR DATE OF FILLING. 1 THE EPISCOPAL SCHOOL OF DALLAS INC 4100 MERRELL ROAD DALLAS TX 75229 751451116 501(C)(3) 770000 ESD PROGRAM SUPPORT 1 PART I, LINE 2: PROCEDURE FOR MONITORING THE USE OF GRANT FUNDS INSIDE U.S. THE EPISCOPAL SCHOOL OF DALLAS PERMANENT ENDOWMENT TRUST (THE TRUST) WAS FORMED TO OPERATE EXCLUSIVELY AS AN ENDOWMENT FUND FOR THE BENEFIT OF AND TO SUPPORT THE EPISCOPAL SCHOOL OF DALLAS, INC. THE EPISCOPAL SCHOOL OF DALLAS, INC. WAS THE ONLY RECIPIENT OF ASSISTANCE FROM THE TRUST. 0 1 0 0 0 0 0 0 0 DAVID L BAAD HEAD OF SCHOOL 0 236500 0 50000 0 61400 0 16252 0 20621 0 384773 0 0 ROBERT A BUCHHOLZ CHIEF FINANCIAL OFFICER 0 260695 0 0 0 0 0 33211 0 19991 0 313897 0 0 DENIS M STOKES DIRECTOR OF DEVELOPMENT 0 205992 0 5000 0 0 0 27196 0 17060 0 255248 0 0 JOHN E BOBERG ACADEMIC DEAN 0 151416 0 0 0 0 0 18626 0 11061 0 181103 0 0 HENRY F HEIL HEAD OF UPPER SCHOOL 0 143291 0 0 0 0 0 21489 0 20195 0 184975 0 0 MICHAEL J SCHNEIDER PHYSICAL EDUCATION CHAIR 0 126710 0 0 0 0 0 25290 0 15070 0 167070 0 0 BLANCA M HERNANDEZ DIRECTOR OF FINANCE 0 126670 0 0 0 0 0 17327 0 10954 0 154951 0 0 SCHEDULE J, PART I, LINE 3 RELATED ORGANIZATION COMPENSATION REVIEW: THE ORGANIZATION'S TOP EXECUTIVE OFFICER IS COMPENSATED BY THE EPISCOPAL SCHOOL OF DALLAS, INC. (ESD). ANNUALLY, THE COMPENSATION COMMITTEE FOR ESD ENGAGES AN EXPERT CONSULTANT TO DETERMINE WHETHER THE HEAD OF SCHOOL'S COMPENSATION IS REASONABLE AND NOT EXCESSIVE. THE COMPENSATION COMMITTEE THEN ANALYZES THE REPORT TO DETERMINE WHETHER THE METHODOLIGIES USED AND ANALYSIS CONTAINED IN THE REPORT ARE REASONABLEAND PRESENTS ITS FINDINGS TO THE FULL BOARD. THE BOARD MAKES THE FINAL DETERMINATION REGARDING THE HEAD OF SCHOOL'S COMPENSATION. SCHEDULE J, PART I, LINE 4B NONQUALIFIED RETIREMENT PLAN: THE HEAD OF SCHOOL PARTICIPATES IN A 457(F) PLAN. THE CURRENT HEAD OF SCHOOL RECEIVED DEFERRED COMPENSATION PAYMENTS TOTALING $150,000 OF DEFERRED INCOME AND EARNINGS IN CALENDAR 2019. X 1 49951 FMV 0 0 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS RECEIVED THE ORGANIZATION IS REPORTING THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS: THE ORGANIZATION'S MEMBERS CONSIST OF THE MEMBERS OF THE BOARD OF TRUSTEES PURSUANT TO THE ORGANIZATION'S TRUST AGREEMENT. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' RIGHT: THE MEMBERS, BOARD OF DIRECTORS OF THE EPISCOPAL SCHOOL OF DALLAS, INC., HAS THE RIGHT TO APPOINT AND REMOVE FIVE OF THE NINE TRUSTEES OF THE EPISCOPAL SCHOOL OF DALLAS PERMANENT ENDOWMENT TRUST AND TO NAME THE CHAIRPERSON. THE TRUSTEES OF THE TRUST HAVE THE RIGHT TO APPOINT THE REMAINING FOUR TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS: A COPY OF FORM 990 IS PROVIDED TO EACH MEMBER OF THE BOARD VIA A SECURE WEB PORTAL PRIOR TO FILING WITH THE IRS. THE BOARD CHAIR OF THE EPISCOPAL SCHOOL OF DALLAS PERMANENT ENDOWMENT TRUST, IN CONJUNCTION WITH THE CFO, THE CONTROLLER, AND THE DIRECTOR OF FINANCE OF THE EPISCOPAL SCHOOL OF DALLAS, INC., REVIEW THE FORM 990 PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST MONITORING & ENFORCEMENT: AT THE TIME OF APPOINTMENT, AND ANNUALLY THEREAFTER, ALL BOARD MEMBERS OF THE EPISCOPAL SCHOOL OF DALLAS PERMANENT ENDOWMENT TRUST (THE TRUST) MUST REVIEW AND SIGN THE CODE OF CONDUCT AND CONFLICTS OF INTEREST POLICY. MEMBERS MUST REPORT ANY DIRECT OR INDIRECT INTEREST, FINANCIAL OR OTHERWISE, OF ANY NATURE THAT IS IN CONFLICT WITH THE PROPER DISCHARGE OF THE MEMBER'S DUTIES. POTENTIAL CONFLICTS OF INTEREST MUST BE DISCLOSED AS SOON AS POSSIBLE AFTER THE MEMBER REALIZES THAT A CONFLICT OR POTENTIAL CONFLICT EXISTS. PER THE TRUST'S CONFLICT OF INTEREST POLICY, A CONFLICT OF INTEREST EXISTS WHEN THERE IS A POTENTIAL FINANCIAL OR PERSONAL CONFLICT, OR THE APPEARANCE OF SUCH A CONFLICT, BETWEEN A PARTICULAR OUTSIDE INTEREST OR A MEMBER OF THE ESD COMMUNITY AND THE OBLIGATION THAT THE MEMBER OWES THE TRUST. A DIRECTOR WHO IS DETERMINED TO HAVE A CONFLICT WILL BE REMOVED FROM THE DECISION MAKING PROCESS (COMMITTEE, VOTE, REPORT, ETC.) FOR THAT ITEM. EACH CONFLICT WILL BE DEALT WITH INDIVIDUALLY BY THE BOARD. EACH COMMUNITY MEMBER IS ENCOURAGED TO REPORT APPARENT VIOLATIONS OR CONCERNS ABOUT VIOLATIONS OF THIS CODE OF CONDUCT. DISCIPLINARY ACTIONS FOR PROVEN VIOLATIONS OF THIS CODE OF CONDUCT, OR FOR RETALIATION AGAINST ANYONE WHO REPORTS POSSIBLE VIOLATIONS, WILL BE DETERMINED BY THE HEAD OF SCHOOL AND/OR BOARD AND MAY INCLUDE TERMINATION OF EMPLOYMENT. INDIVIDUALS WHO VIOLATE THE CODE MAY ALSO BE SUBJECT TO CIVIL AND CRIMINAL CHARGES IN SOME CIRCUMSTANCES. THE TRUST HAS ADOPTED A WHISTLEBLOWER POLICY FOR THE PROTECTION OF INDIVIDUALS WHO REPORT APPARENT VIOLATIONS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC: THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE EPISCOPAL SCHOOL OF DALLAS INC 4100 MERRELL ROAD DALLAS TX 75229 751451116 COLLEGE PREP TX 501(C)(3) LINE 2 N/A 0 WBL FAMILY INVESTMENTS INC 4100 MERRELL ROAD DALLAS TX 75229 311761373 REAL ESTATE TX 501(C)(25) N/A ESD 0 0 1 0 1 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0 THE EPISCOPAL SCHOOL OF DALLAS B 770000 FMV THE EPISCOPAL SCHOOL OF DALLAS L 50000 FMV