2021-04-19T15:47:31-05:00 2020-06-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2019-07-01 237050570 ATHLETIC FOUNDATION OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE ATHL 7046875432 9201 UNIVERSITY CITY BLVD REESE 41 CHARLOTTE NC 28223 LAWRENCE R KELLEY TREASURER 7046875432 2021-04-16 1 YONG ZHANG CPA P01249785 7033366400 2021-04-15 2019 2022-09-23 18:48:47Z ROBBIE LEWIS 9201 UNIVERSITY CITY BLVD REESE 412 CHARLOTTE NC 28223 5534210 0 X N/A X 1969 NC THE MISSION IS TO ASSIST THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE IN ITS GENERAL ATHLETIC PROGRAMS BY PROVIDING FINANCIAL AID TO STUDENT ATHLETES AND TO PROVIDE OTHER SUCH AID TO IMPROVE ATHLETIC FACILITIES AND FURTHER ATHLETIC OPERATIONS AND PROGRAMS. 43 41 0 41 88915 0 3501971 4679362 0 0 223593 154636 274636 181940 4000200 5015938 3233800 1334959 0 0 0 0 0 0 307216 1934203 2585004 5168003 3919963 -1167803 1095975 32264796 33490272 36681 12845 32228115 33477427 THE MISSION IS TO ASSIST THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE IN ITS GENERAL ATHLETIC PROGRAMS BY PROVIDING FINANCIAL AID TO STUDENT ATHLETES AND TO PROVIDE OTHER SUCH AID TO IMPROVE ATHLETIC FACILITIES AND FURTHER ATHLETIC OPERATIONS AND PROGRAMS. 0 0 3199506 1268459 DISBURSEMENTS TO UNC CHARLOTTE TO ENHANCE ACADEMIC AND ATHLETIC PROGRAMS INCLUDING CAPITAL PROJECTS. 66500 66500 SUPPORT TO UNC CHARLOTTE TO PROVIDE FUNDS FOR ATHLETIC DEPARTMENTAL OPERATIONS, SCHOLARSHIPS, OTHER FINANCIAL AID, AND ADMINISTRATION OF ATHLETIC PROGRAMS INCLUDING MENS AND WOMENS BASKETBALL, SOCCER, BASEBALL, SOFTBALL, VOLLEYBALL, FOOTBALL AND CHEERLEADING. 3266006 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 6 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 43 41 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NC X GREG VERRET 7046875432 9201 UNIVERSITY CITY BOULEVARD CHARLOTTE NC 282230001 ROBBIE LEWIS PRESIDENT 1.00 X X 0 0 0 SADLER BARNHARDT EMERITUS MEMBER 1.00 X 0 0 0 JAN BEATTY-HENLEY BOARD MEMBER 1.00 X 0 0 0 LISETTE SAZAMA BEDFORD BOARD MEMBER 1.00 X 0 0 0 JIM BOYLAN BOARD MEMBER 1.00 X 0 0 0 BOB BRANNON BOARD MEMBER 1.00 X 0 0 0 KEVIN BREWER BOARD MEMBER 1.00 X 0 0 0 KEVIN BROWN BOARD MEMBER 1.00 X 0 0 0 JERMAINE BURNS BOARD MEMBER 1.00 X 0 0 0 ALAN COCHRANE BOARD MEMBER 1.00 X 0 0 0 JOEY COHEN BOARD MEMBER 1.00 X 0 0 0 JEFF CORLEY BOARD MEMBER 1.00 X 0 0 0 CHANDLER CREAN STU BODY PRES BOARD MEMBER 1.00 X 0 0 0 DAVID GAY BOARD MEMBER 1.00 X 0 0 0 HOUSTON HELMS BOARD MEMBER 1.00 X 0 0 0 MIKE HILL BOARD MEMBER 1.00 X 0 0 0 MITCH HODGKISS BOARD MEMBER 1.00 X 0 0 0 ANDREA HOWARD BOARD MEMBER 1.00 X 0 0 0 JOE JACKSON BOARD MEMBER 1.00 X 0 0 0 CHUCK KISTLER BOARD MEMBER 1.00 X 0 0 0 MASHERRILL KOONCE BOARD MEMBER 1.00 X 0 0 0 TOM KORONA BOARD MEMBER 1.00 X 0 0 0 JAMES LEDBETTER BOARD MEMBER 1.00 X 0 0 0 DARRYL LOMAX BOARD MEMBER 1.00 X 0 0 0 JOE LOPEZ BOARD MEMBER 1.00 X 0 0 0 VIN MARCELLO JR BOARD MEMBER 1.00 X 0 0 0 RICK MITCHELL BOARD MEMBER 1.00 X 0 0 0 ANDREW MULLER BOARD MEMBER 1.00 X 0 0 0 CHRIS NEWSOME BOARD MEMBER 1.00 X 0 0 0 JOEY NOE BOARD MEMBER 1.00 X 0 0 0 JACOB PHARES BOARD MEMBER 1.00 X 0 0 0 TOM PHILLIPS EMERITUS MEMBER 1.00 X 0 0 0 KAREN REAVIS BOARD MEMBER 1.00 X 0 0 0 ALI SHERRILL BOARD MEMBER 1.00 X 0 0 0 CHARLES SIMMS BOARD MEMBER 1.00 X 0 0 0 SALLY SISTARE BOARD MEMBER 1.00 X 0 0 0 NILES SORENSEN BOARD MEMBER 1.00 40.00 X 0 269775 59115 JEFF STEWART BOARD MEMBER 1.00 X 0 0 0 KYLE STILLSON BOARD MEMBER 1.00 X 0 0 0 LINDA SWAYNE BOARD MEMBER 1.00 X 0 0 0 DAN VAN DYKE BOARD MEMBER 1.00 X 0 0 0 MICHELLE WILLIAMSON BOARD MEMBER 1.00 X 0 0 0 ELIZABETH A HARDIN TREASURER 1.00 40.00 X X 0 277465 67091 MIKE HUMMER DIRECTOR 40.00 1.00 X 0 127049 35402 0 674289 161608 0 0 1 0 CHARTWELLS DINING SERVICES 9201 UNIVERSITY BOULEVARD CHARLOTTE NC 28223 CATERING 164476 LUQUIRE GEORGE ANDREWS 4201 CONGRESS ST STE 400 CHARLOTTE NC 28209 ADVERTISING 136320 2 154954 4524408 168496 4679362 139535 139535 485766 470665 15101 15101 15101 131453 154954 47607 83846 83846 PARKING 812930 88915 88915 OTHER INCOME 900099 9179 9179 98094 5015938 0 88915 247661 X 1334959 1334959 1471 1471 20020 20020 78289 78289 409880 118355 152475 139050 669532 522197 46540 100795 46879 31853 3632 11394 1222055 1168927 1601 51527 28551 28551 27040 16809 10231 REPAIRS AND MAINTENANCE 43842 43842 OTHER EXPENSE 37445 513 32482 4450 3919963 3266006 346741 307216 12166793 12266165 4081725 4012202 65416 80370 7620 7620 123185 286033 861278 157556 732273 703722 14178476 15220471 909308 913689 32264796 33490272 36681 12845 36681 12845 X 5042843 5381552 27185272 28095875 32228115 33477427 32264796 33490272 X 1095975 96023 57314 X X 0 1 X 1 0 X 2738159 3438357 2311480 3501971 4679362 16669329 635272 714115 624936 772070 843659 3590052 3373431 4152472 2936416 4274041 5523021 20259381 1423326 18836055 5044 57037 94860 141240 139535 437716 80003 80003 303321 1003409 402927 389119 140632 2239408 23016508 965141 0.81840 0.76070 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2015 AMOUNT: $ 15,767. 2016 AMOUNT: $ 611,655. 2017 AMOUNT: $ 134,861. 2018 AMOUNT: $ 109,397. 2019 AMOUNT: $ 9,179. FUNDRAISING INCOME - 2015 AMOUNT: $ 287,554. 2016 AMOUNT: $ 391,754. 2017 AMOUNT: $ 268,066. 2018 AMOUNT: $ 279,722. 2019 AMOUNT: $ 131,453. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 14485852 1370503 67706 316826 40748 15566487 13203053 1553829 848729 1065790 53969 14485852 12175984 284773 1115449 319941 53212 13203053 10790680 807824 1142653 513397 51776 12175984 13731745 331159 -236767 2984666 50791 10790680 0.14430 0.62070 0.23500 1 1 1 861278 157556 703722 703722 UNCCIF EXTERNAL INVESTMENT POOL 15220471 F 15220471 X 5982252 96023 843659 104921 1044603 4937649 78289 78289 5015938 4732940 843659 47607 891266 3841674 78289 78289 3919963 PART V, LINE 4: ENDOWMENTS ARE USED TO SUPPORT ATHLETIC SCHOLARSHIPS, ATHLETIC FACILITIES, AND ATHLETIC PROGRAMS AND OPERATIONS. PART X, LINE 2: THE FOUNDATION RECORDS LIABILITIES FOR INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN WHEN THOSE POSITIONS ARE DEEMED UNCERTAIN TO BE UPHELD IN AN EXAMINATION BY TAXING AUTHORITIES. NO LIABILITIES FOR UNCERTAIN INCOME TAX POSITIONS WERE RECORDED AS OF JUNE 30, 2020 AND 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN CASH SURRENDER VALUE 57,314. FUNDRAISING EXPENSE INCLUDED ON FORM 990 PART VIII 47,607. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE INCLUDED ON FORM 990 PART VIII 47,607. DINNER 151223 151223 9285 18509 GOLF TOURNAMENT 18924 3731 15193 8887 1 116260 0 116260 10926 286407 154954 131453 9285 38322 47607 83846 1 THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 560791228 501(C)(3) 1171769 163190 FAIR MARKET VALUE ATHLETIC EQUIPMENT AND FACILITIES IMPROVEMENT OF ATHLETIC EQUIPMENT AND FACILITIES 1 0 PART I, LINE 2: THE ATHLETIC FOUNDATION EXISTS TO SUPPORT THE UNIVERSITY AS STATED IN THE BYLAWS OF THE ATHLETIC FOUNDATION. AS SUCH, GRANT FUNDS ARE GIVEN SOLELY TO THE UNIVERSITY. THE ATHLETIC FOUNDATION MAINTAINS DETAILED RECORDS OF THE GIFTS. 0 0 0 0 0 0 0 0 0 NILES SORENSEN BOARD MEMBER 0 263699 0 0 0 6076 0 36734 0 22381 0 328890 0 0 ELIZABETH A HARDIN TREASURER 0 277465 0 0 0 0 0 54402 0 12689 0 344556 0 0 MIKE HUMMER DIRECTOR 0 126883 0 0 0 166 0 23646 0 11756 0 162451 0 0 X 1953 168496 FMV 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B REPRESENTS THE NUMBER OF ITEMS DONATED. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD INCLUDES SEVERAL EX-OFFICIO MEMBERS FROM THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE. IN ADDITION, THE CHANCELLOR APPOINTS ONE BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 11B THE INTERNAL REVIEW PROCESS IS COORDINATED AND REVIEWD BY TREASURY SERVICES. AFTER IT IS RELEASED FROM THE INTERNAL REVIEW PROCESS, THE FORM 990 IS FORWARDED TO THE DESIGNATED OFFICER TO DISTRIBUTE TO EACH BOARD MEMBER OF THE GOVERNING BODY OF THE OF THE ORGANIZATION. THE BOARD IS ALLOWED SUFFICIENT TIME TO RESPOND TO THE ORGANIZATION WITH QUESTIONS. ONCE THESE QUESTIONS, IF ANY, ARE ANSWERED, THE RETURN IS RELEASED TO BE ELECTRONICALLY FILED. THIS PROCESS USES ELECTRONIC FILE TRANSFERS FOR THE RETURN WITH QUESTIONS AND ANSWERS EXCHANGED BETWEEN THE FULL BOARD VIA EMAIL AND/OR TELECONFERENCING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION MAILED QUESTIONNAIRES TO BOARD MEMBERS AND THE RETURNED DOCUMENTS WERE REVIEWED BY THE ORGANIZATION TO DETERMINE ANY INSTANCES OF A CONFLICT OF INTEREST. A FORMAL POLICY HAS BEEN APPROVED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 118,355. MANAGEMENT AND GENERAL EXPENSES 152,475. FUNDRAISING EXPENSES 139,050. TOTAL EXPENSES 409,880. FORM 990, PART XI, LINE 9: CHANGE IN CASH SURRENDER VALUE 57,314. FORM 990, PART XII, LINE 2C, AUDIT COMMITTEE: THE AUDIT COMMITTEE'S PROCESS OF AUDIT EVALUATION HAS NOT CHANGED SINCE PRIOR YEAR. THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 562276950 INVESTMENTS NC 501(C)(3) LINE 12A, I UNIVERSITY OF NC CHARLOTTE 1 THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 560791228 UNIVERSITY NC GOVERNMENT UNIT N/A 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 1 0 1 0 UNIVERSITY OF NC AT CHARLOTTE B 1334959 FMV