2021-04-08T11:59:53-05:00 2020-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2019-07-01 237080568 AMERICAN SOCIETY OF HEMATOLOGY INC AMER 2027760544 2021 L STREET NW NO 900 WASHINGTON DC 20036 MARTHA LIGGETT EXECUTIVE DIRECTOR 2027760544 2021-04-08 1 RICHARD J LOCASTRO CPA P00288314 3019519090 2019 2022-09-23 18:48:47Z MARTHA LIGGETT 2021 L STREET NW NO 900 WASHINGTON DC 20036 135193017 0 X WWW.HEMATOLOGY.ORG X 1958 DC SEE PART III, LINE 1. 13 10 129 450 7432238 4862847 11589430 9177202 70412467 77357444 2614981 4255877 -275112 -191511 84341766 90599012 10708161 12096126 0 0 17476568 17749404 0 0 467973 48053361 45391847 76238090 75237377 8103676 15361635 256937906 269921032 82486304 85119119 174451602 184801913 X THE WORLD'S LARGEST PROFESSIONAL ORGANIZATION OF BLOOD SPECIALISTS, ASH AIMS TO FURTHER THE UNDERSTANDING, DIAGNOSIS, TREATMENT, AND PREVENTION OF DISORDERS AFFECTING THE BLOOD, BONE MARROW, AND THE IMMUNOLOGIC, HAEMOSTATIC AND VASCULAR SYSTEMS, BY PROMOTING RESEARCH, CLINICAL CARE, EDUCATION, TRAINING, AND ADVOCACY IN HEMATOLOGY. 0 0 19670384 336626 53450173 ANNUAL MEETING: PROVIDED A FORUM FOR THE DISCUSSION OF CRITICAL ISSUES IN HEMATOLOGY VIA EDUCATIONAL AND SCIENTIFIC SESSIONS, PLENARY SYMPOSIA, AND ABSTRACT PRESENTATIONS. SUPPORTED TRAINEES AND THOSE FROM DEVELOPING COUNTRIES WHO HAVE SUBMITTED ABSTRACTS FOR PRESENTATION. 17297407 389212 4662917 PROJECTS AND MEMBER SERVICES: HELD TO BENEFIT OUR MEMBERS, OR THE HEMATOLOGY COMMUNITY AT-LARGE. EXAMPLES ARE: SMALL REGIONAL MEETINGS THAT HIGHLIGHT INFORMATION PRESENTED AT OUR ANNUAL MEETING, A DATABASE OF IMAGES THAT OUR MEMBERS CAN USE WHEN PRESENTING THEIR SCIENCE, AND OUR MONTHLY NEWSLETTER. 11271651 10517144 AWARDS: PROVIDED TO SUPPORT HEMATOLOGISTS IN ALL STAGES OF THEIR CAREERS AND TO HONOR THOSE WHO HAVE HELPED ADVANCE THE FIELD OF HEMATOLOGY. 9334439 646722 18197453 JOURNAL: PROVIDED AN INTERNATIONAL FORUM FOR THE PUBLICATION OF ORIGINAL ARTICLES DESCRIBING LABORATORY AND CLINICAL INVESTIGATIONS ENCOMPASSED IN THE FIELD OF HEMATOLOGY. 2346874 206422 SMALL MEETINGS 1454840 LLC (FACILITY) 134759 1046901 CLINICAL NEWS 13270912 853144 19244354 61510354 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 0 1 0 0 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 1 400 0 1 129 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 10 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 AL AK AR CA FL GA HI IL KS KY ME MD MA MI MN MS ND NH NJ NM NY NC NV OH OK OR PA RI SC TN UT VA WA WI WV CT X TIFFANY AKE 2027760544 2021 L STREET NW SUITE 900 WASHINGTON DC 20036 X ROY SILVERSTEIN SEE SCH O PRESIDENT (THROUGH 12/19) 2.00 2.00 X X 15721 0 0 STEPHANIE LEE SEE SCH O PRES.-ELECT; THEN PRES. (EFF. 01/20) 2.00 2.00 X X 4683 0 0 JANE N WINTER COUNCILLOR; THEN VP (EFF. 01/20) 2.00 2.00 X X 0 0 0 MARTIN S TALLMAN SEE SCH O VP; THEN PRES.-ELECT (EFF. 01/20) 2.00 2.00 X X 1500 0 0 ROBERT A BRODSKY SEE SCH O SECRETARY 2.00 2.00 X X 12175 0 0 MARK CROWTHER TREASURER 2.00 2.00 X X 0 0 0 STEVEN ALLEN COUNCILLOR (THROUGH 12/31/19) 2.00 2.00 X 0 0 0 ARONLD GANSER COUNCILLOR 2.00 2.00 X 0 0 0 CYNTHIA E DUNBAR SEE SCH O COUNCILLOR 2.00 2.00 X 2500 0 0 JOHN C BYRD SEE SCH O COUNCILLOR 2.00 2.00 X 20000 0 0 AGNES LEE COUNCILLOR 2.00 2.00 X 0 0 0 JOSEPH MIKHAEL COUNCILLOR 2.00 2.00 X 0 0 0 BELINDA AVALOS COUNCILLOR 2.00 2.00 X 0 0 0 BOB LOWENBERG COUNCILLOR (BEG. 01/20) 2.00 2.00 X 0 0 0 ALLISON LOREN COUNCILLOR (BEG. 01/20) 2.00 2.00 X 0 0 0 MARTHA LIGGETT EXECUTIVE DIRECTOR 59.00 X 653734 0 53110 MATTHEW GERTZOG DEPUTY EXECUTIVE DIRECTOR 18.00 18.00 X 432408 0 52999 NINA HOFFMAN CHIEF PUBLICATIONS OFFICER 35.00 X 294306 0 53269 ROBERT PLOVNICK CHIEF MEDICAL QUALITY OFFICER 18.00 18.00 X 329912 0 53344 KARINA FERNANDEZ CHIEF INFORMATION OFFICER 35.00 X 290914 0 53070 CHARLES CLAYTON CHIEF PROF. DEV & DIVERSITY OFFICER 35.00 X 240334 0 52315 WILLIAM REED CHIEF EVENT STRATEGY OFFICER 35.00 X 282385 0 52049 2580572 0 370156 47 0 1 0 FREEMAN PO BOX 734596 DALLAS TX 753734596 ASH MEETINGS DECORATOR 4747102 SPARGO INC 11208 WAPLES MILL RD FAIRFAX VA 22030 ANNUAL MEETING CONSULTANTS 3345338 GEEKHIVE 28 CHURCH STREET STE 2A WARWICK NY 10990 IT CONSULTING 3207883 DARTMOUTH JOURNAL SERVICES PO BOX 419817 BOSTON MA 022419817 JOURNAL PRINTING 1880885 KUSHNER AND ASSOCIATES 24003A VENTURA BLVD STE 100 CALABASAS CA 91302 SHUTTLE SERVICES 1428434 54 2184823 61095 6931284 9177202 ANNUAL MEETING 900099 53450173 53450173 BLOOD JOURNAL 900099 11609968 11609968 ADVERTISING 541800 6587485 75254 6512231 PROJECTS 900099 4481632 4481632 CLINICAL NEWS 541800 1046901 1046901 181285 181285 77357444 3050518 3050518 148100 148100 1392378 1707353 -314975 -314975 -308179 -6796 44040142 42834783 1205359 1205359 1205359 95000 61095 51869 43131 43131 MISCELLANEOUS 900099 -67767 -67767 -67767 90599012 69617027 7432238 4372545 10184500 10184500 1911626 1911626 1472559 718901 685144 68514 12244991 8803369 3254391 187231 1297769 914975 360410 22384 1894198 1330875 530061 33262 839887 584516 239904 15467 516126 258063 258063 94352 94352 183818 183818 151808 151808 6952278 3340285 3595452 16541 2361806 2360980 826 1929337 1447246 476176 5915 3024898 1912394 1112504 -118554 -709569 541764 49251 1713090 1282962 430128 18752585 17945611 771044 35930 1394941 1394941 1624509 1462039 148243 14227 258596 149518 107762 1316 UBI TAX 1063747 1063747 PUBLICATIONS 3124337 3123467 756 114 STAFF DEVELOPMENT 591160 411416 168858 10886 MAINTENANCE & OVERHEAD 439217 439217 1333796 995457 332230 6109 75237377 61510354 13259050 467973 5420787 5473253 508 27775012 1865594 1290455 4839665 5455117 1849485 3152299 75790486 18365445 56406860 57425041 156388211 132900578 24190349 22658107 5976447 13791170 256937906 269921032 8903645 9184289 7592512 8952102 17854579 20314051 33734383 33701521 14393599 12847845 7586 119311 82486304 85119119 X 163394824 174469390 11056778 10332523 174451602 184801913 256937906 269921032 15361635 -5011324 0 X 0 1 X 1 0 X 5938578 8856468 12895284 11589430 9177202 48456962 46812698 49533695 54499108 63147400 69617027 283609928 52751276 58390163 67394392 74736830 78794229 332066890 17915 36574 76336 57829 30755 219409 3083562 5994017 5239682 8701078 7577730 30596069 3101477 6030591 5316018 8758907 7608485 30815478 301251412 4785663 3403959 2858145 3069988 3376219 17493974 4785663 3403959 2858145 3069988 3376219 17493974 3051943 2500964 3676028 4646049 4554668 18429652 10859 -5817 74401 26618 -67767 38294 60599741 64289269 74002966 82479485 86657349 368028810 0.81860 0.81850 0.04750 0.05680 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6987 237235 244222 74993155 75237377 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 219015 278864 257275 244222 999376 250000 250000 250000 250000 1000000 1500000 6419 8991 11943 6987 34340 8607385 -424174 146621 8036590 8554929 375838 323382 8607385 8210270 578396 233737 8554929 7457742 887719 135191 8210270 7694972 -202730 34500 7457742 0.00000 0.91630 0.08370 0 0 12458802 12458802 54003999 13453217 40550782 4041615 2265467 1776148 5286070 2646761 2639309 57425041 COMMINGLED UNITIZED POOLS 8777363 F HEDGE FUND - WEATHERLOW OFFSHORE FUND I LTD 5473641 F UNALLOCATED INSURANCE CONTRACTS 578803 F LIMITED PARTNERSHIP 7828300 F 22658107 BROKER FEES 35671 SUBLEASE RECEIVABLE 374490 DUE FROM RELATED PARTY 13381009 13791170 TENANT SECURITY DEPOSIT 119311 119311 X 87195102 -5011324 1707353 -3303971 90499073 151808 -51869 99939 90599012 85375221 10237783 10237783 75137438 151808 -51869 99939 75237377 PART V, LINE 4: THE ENDOWMENT FUNDS SUPPORT THE FOLLOWING PROGRAMS, AS SPECIFIED BY DONORS: ASH SCHOLAR AWARDS, THE CLINICAL RESEARCH TRAINING INSTITUTE, THE GIBSON AWARD, THE LEVY AWARD, AND THE COULTER AWARD. PART X, LINE 2: FOR THE YEARS ENDED JUNE 30, 2020 AND 2019, THE SOCIETY HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE INCLUDED AS EXPENSE ON THE AUDIT AND NETTED 1,707,353. AGAINST REVENUE ON FORM 990, PART VIII, LINE 6C. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES REPORTED AS EXPENSE ON THE AUDIT -51,869. AND NETTED AGAINST REVENUE ON FORM 990, PART VIII, LINE 8C. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE INCLUDED AS EXPENSE ON THE AUDIT AND NETTED 1,707,353. AGAINST REVENUE ON FORM 990, PART VIII, LINE 6C. ASH REGISTRY EXPENSES, INCLUDED IN THE CONSOLIDATED 8,530,430. AUDIT REPORT AND EXCLUDED FROM ASH, INC. FORM 990 REPORTING. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES REPORTED AS EXPENSE ON THE AUDIT -51,869. AND NETTED AGAINST REVENUE ON FORM 990, PART VIII, LINE 8C. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 BOOK VALUE OF INVESTMENTS IN THE REGION 5473641 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES HIGHLIGHTS OF ASH-ASIA MEETING 75491 SOUTH AMERICA 0 0 PROGRAM SERVICES HIGHLIGHTS OF ASH-LATIN AMERICA MEETING 129406 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES HIGHLIGHTS OF ASH-MEDITERRANEAN MEETING 336729 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 508000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 536500 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 178416 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 290000 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 33000 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 26000 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 339710 0 0 0 0 0 0 7528183 398710 7926893 ABSTRACT ACHIEVEMENT AWARD EAST ASIA AND THE PACIFIC 69 43500 CHECK ABSTRACT ACHIEVEMENT AWARD EUROPE (INCLUDING ICELAND & GREENLAND) 162 92000 CHECK ABSTRACT ACHIEVEMENT AWARD SOUTH AMERICA 13 6500 CHECK ABSTRACT ACHIEVEMENT AWARD NORTH AMERICA 33 16500 CHECK ABSTRACT ACHIEVEMENT AWARD SOUTH ASIA 7 3500 CHECK ABSTRACT ACHIEVEMENT AWARD MIDDLE EAST AND NORTH AFRICA 2 1000 CHECK GLOBAL RESEARCH AWARD SOUTH AMERICA 1 103526 WIRE GLOBAL RESEARCH AWARD EAST ASIA AND THE PACIFIC 3 450000 WIRE GLOBAL RESEARCH AWARD EUROPE (INCLUDING ICELAND & GREENLAND) 3 437500 WIRE GLOBAL RESEARCH AWARD SUB-SAHARAN AFRICA 2 299810 WIRE HONORS AWARD NORTH AMERICA 2 10000 CHECK LATIN AMERICA TRAINING PROGRAM SOUTH AMERICA 8 44500 CHECK SCHOLAR AWARDS NORTH AMERICA 2 250000 CHECK VISITING TRAINING PROGRAM SUB-SAHARAN AFRICA 5 39900 WIRE VISITING TRAINING PROGRAM SOUTH AMERICA 4 23890 WIRE VISITING TRAINING PROGRAM EAST ASIA AND THE PACIFIC 2 14500 WIRE VISITING TRAINING PROGRAM MIDDLE EAST AND NORTH AFRICA 4 25000 WIRE VISITING TRAINING PROGRAM SOUTH ASIA 4 29500 WIRE VISITING TRAINING PROGRAM NORTH AMERICA 1 6000 WIRE VISITING TRAINING PROGRAM EUROPE (INCLUDING ICELAND & GREENLAND) 1 7000 WIRE HONORIFIC AWARD NORTH AMERICA 1 7500 CHECK 0 0 0 0 0 0 PART I, LINE 2: THE AMERICAN SOCIETY OF HEMATOLOGY (ASH) HAS MANY AWARD PROGRAMS THAT ARE AVAILABLE TO INDIVIDUALS OUTSIDE THE UNITED STATES, AND AS A RESULT, OUR PROCEDURES TO MONITOR GRANTS OUTSIDE THE U.S. VARY BY THE GRANT PROGRAM. IN GENERAL, PARTICIPANTS MUST SUBMIT A LETTER FROM A MENTOR, DEPARTMENT HEAD, OR DIVISION CHIEF AFFIRMING THAT PROGRESS IS BEING MADE AT THE END OF EACH YEAR OF MULTIYEAR PROJECTS. AT AWARD COMPLETION, THE PARTICIPANT SUBMITS REQUIRED EVALUATION FORMS THAT PROVIDE THE SOCIETY WITH UPDATES ON PARTICIPANTS' PROGRESS DURING THE AWARD PERIOD. IN ADDITION TO THE EVALUATIONS, AWARDEES PARTICIPATING IN RESEARCH-BASED PROGRAMS ARE REQUIRED TO SUBMIT A FINAL RESEARCH SUMMARY REPORT AND A FINAL FINANCIAL REPORT, DETAILING HOW THE FUNDS WERE USED. THE FINAL PROGRESS REPORT AND FINANCIAL REPORT MUST BE SUBMITTED WITHIN 60 DAYS AFTER THE COMPLETION OF THE PROJECT. ANY UNUSED FUNDS MUST BE RETURNED TO ASH AT THE TIME THE FINANCIAL REPORT IS SUBMITTED. PARTICIPANTS AND THEIR INSTITUTIONS ARE MADE AWARE OF ASH'S REGULATIONS AT THE TIME THE AWARD IS ACCEPTED. FOR THOSE THAT DO NOT COMPLY WITH THE RULES, ASH RESERVES THE RIGHT TO WITHHOLD REMAINING FUNDS AND/OR TEMPORARILY SUSPEND THE INSTITUTION FROM RECEIVING OTHER GRANTS THE SOCIETY OFFERS UNTIL THE INSTITUTION IS IN GOOD STANDING. PART III ACCOUNTING METHOD: WALK/RUN 156095 61095 95000 51869 156095 61095 95000 51869 51869 43131 1 ABSTRACT ACHIEVEMENT AWARDS 436 234000 MINORITY HEMATOLOGY FELLOW AWARD 3 300000 BRIDGE GRANTS 14 2100000 RESEARCH TRAINING AWARD FOR FELLOWS 16 1120000 SCHOLAR AWARDS 37 4550000 HONORS AWARDS 28 140000 MINORITY HEMATOLOGY GRADUATE AWARD 5 400000 MINORITY MEDICAL STUDENT AWARD (MMSAP) 24 213000 MINORITY RESIDENT HEMATOLOGY AWARD 5 25000 PHYSICIAN SCIENTIST CAREER DEVELOPMENT AWARD 5 210000 ASH-AMOS MEDICAL FACULTY DEVELOPMENT PROGRAM (AMFDP) 2 840000 HONORIFIC AWARDS 9 52500 PART I, LINE 2: IN GENERAL, GRANTEES MUST COMPLETE A FIRST YEAR EVALUATION FORM AND AN AWARD COMPLETION EVALUATION FORM THAT PROVIDES THE SOCIETY WITH UPDATES ON PARTICIPANTS' PROGRESS DURING THE AWARD PERIOD. IN ADDITION TO THE EVALUATIONS, PARTICIPANTS ARE ALSO REQUIRED TO SUBMIT A FINAL RESEARCH SUMMARY REPORT AND A FINAL FINANCIAL REPORT, ON INSTITUTION LETTERHEAD, DETAILING HOW THE FUNDS WERE USED. THE FINAL PROGRESS REPORT AND FINANCIAL REPORT MUST BE SUBMITTED WITHIN 60 DAYS AFTER THE COMPLETION OF THE PROJECT. ANY UNUSED FUNDS MUST BE RETURNED TO ASH AT THE TIME THAT THE FINANCIAL REPORT IS SUBMITTED. GRANTEES AND THEIR INSTITUTIONS ARE MADE AWARE OF ASH'S REGULATIONS AT THE TIME THE AWARD IS ACCEPTED. FOR THOSE THAT DO NOT COMPLY WITH THE RULES, ASH RESERVES THE RIGHT TO WITHHOLD THE REMAINING FUNDS AND/OR TEMPORARILY SUSPEND THE GRANTEE FROM RECEIVING OTHER GRANTS THE SOCIETY OFFERS UNTIL THE GRANTEE IS IN GOOD STANDING. X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 MARTHA LIGGETT EXECUTIVE DIRECTOR 653734 0 0 0 0 0 28000 0 25110 0 706844 0 0 0 MATTHEW GERTZOG DEPUTY EXECUTIVE DIRECTOR 412408 0 20000 0 0 0 28000 0 24999 0 485407 0 0 0 NINA HOFFMAN CHIEF PUBLICATIONS OFFICER 274306 0 20000 0 0 0 28000 0 25269 0 347575 0 0 0 ROBERT PLOVNICK CHIEF MEDICAL QUALITY OFFICER 324912 0 5000 0 0 0 28000 0 25344 0 383256 0 0 0 KARINA FERNANDEZ CHIEF INFORMATION OFFICER 290914 0 0 0 0 0 28000 0 25070 0 343984 0 0 0 CHARLES CLAYTON CHIEF PROF. DEV & DIVERSITY OFFICER 222734 0 17600 0 0 0 28000 0 24315 0 292649 0 0 0 WILLIAM REED CHIEF EVENT STRATEGY OFFICER 262385 0 20000 0 0 0 27742 0 24307 0 334434 0 0 0 PART I, LINE 1A THE ORGANIZATION'S BENEFIT PACKAGE INCLUDES PROVISIONS FOR HEALTH CLUB DUES AND A WELLNESS PLAN FOR ALL EMPLOYEES UP TO $750 PER EMPLOYEE AND CALENDAR YEAR. ASH PROVIDES GROSS-UP STIPENDS TO OFFICERS ALONG WITH THE EDITORS OF ITS BLOOD JOURNAL. PART I, LINE 7 BONUS COMPENSATION HAS BEEN REFLECTED IN PART II, COLUMN (B)(II). A DISTRICT OF COLUMBIA 536001131 25483VJS4 2012-05-02 33969725 TO REFINANCE THE EXISTING BOND ISSUED TO PURCHASE LAND AND A BUILDING. 0 0 0 A 268204 33969725 2009 1 0 1 1 A 0 0 1 1 0 0.00000 0.00000 0 0 1 A 0 0 1 0 0 0 0 0 1 A 1 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 133150 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $15,500. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED AN EXHIBIT SPACE FOR $133,150, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 318200 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $142,500. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED AN EXHIBIT SPACE FOR $318,200, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 224404 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $15,125. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED AN EXHIBIT SPACE FOR $224,404, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 719319 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $8,000. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $719,319, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 119954 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $12,500. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $119,954, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 418925 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $50,000. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $418,925, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 106488 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $109,221. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $106,488, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 415362 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $15,750. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $415,362, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAY. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 367786 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $19,100. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED SUBSCRIPTIONS AND PARTICIPATED IN A MEETING FOR $367,786, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAY. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 570000 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $40,000. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED AM EXHIBIT SPACE FOR $570,000, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 2086218 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $161,000. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED SUBSCRIPTIONS AND ADVERTISING FOR $2,086,218, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAY. 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 165154 SEE PART V -"SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $20,050. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $165,154, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAY. 0 FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN SOCIETY OF HEMATOLOGY HAS INDIVIDUAL MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE AMERICAN SOCIETY OF HEMATOLOGY HAS AN INDIVIDUAL MEMBERSHIP THAT HAS THE AUTHORITY TO ELECT THE MEMBERS OF THE EXECUTIVE COMMITTEE OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE AMERICAN SOCIETY OF HEMATOLOGY'S MEMBERSHIP HAS THE RIGHT TO VOTE ON CHANGES TO ITS BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED FIRST BY THE SENIOR ACCOUNTANT AND THE DEPUTY DIRECTOR OF FINANCE, THEN BY THE CHIEF FINANCIAL OFFICER, AND THEN BY THE EXECUTIVE DIRECTOR. IT IS THEN SENT TO THE ENTIRE BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C AMERICAN SOCIETY OF HEMATOLOGY'S CONFLICT OF INTEREST POLICY QUESTIONNAIRE IS FILLED OUT ELECTRONICALLY BY ALL BOARD MEMBERS AND EMPLOYEES. BEFORE EACH BOARD OR COMMITTEE MEETING A MEMBER IS PUT IN CHARGE OF REVIEWING ALL CONFLICT OF INTEREST STATEMENTS FOR THE MEMBERS ATTENDING. FURTHERMORE, MEMBERS ARE ASKED TO DISCLOSE ANY CHANGES BEFORE EVERY MEETING. WHEN AN ASH MEMBER HAS A CONFLICT, S/HE WILL NOT: 1. TAKE ANY ACTION ON BEHALF OF ASH CONCERNING THE SUBJECT IN CONFLICT OR ANY ISSUE RELEVANT TO THE SUBJECT IN CONFLICT; 2. PARTICIPATE IN DISCUSSIONS ON THE SUBJECT WITHOUT FULL DISCLOSURE; 3. PARTICIPATE IN DECISION-MAKING DISCUSSIONS OR CAST A VOTE; 4. IMPLY THAT HE/SHE IS ACTING ON BEHALF OF ASH WHEN DISCUSSING THE RELEVANT SUBJECT WITH THIRD PARTIES; OR 5. FAIL TO CLARIFY WITH THIRD PARTIES WITH WHOM HE/SHE DEALS ON THE RELEVANT SUBJECT THAT HE/SHE IS NOT ACTING ON BEHALF OF ASH. FORM 990, PART VI, SECTION B, LINE 15A TO ATTRACT AND RETAIN STELLAR TALENT IN THIS TOP EXECUTIVE POSITION, ASH PERIODICALLY ASSESSES MARKET SALARY TRENDS FOR THIS ROLE. THIS INCLUDES A COMPREHENSIVE MARKET SALARY REVIEW CONDUCTED BY NONPROFIT HR SOLUTIONS (NPHRS) AND ASSOCIATION STRATEGIES, INC. EVERY THREE YEARS. THIS BENCHMARKING INCLUDES AN ASSESSMENT OF SALARIES AND BENEFITS OF OTHER NON-PROFIT MEDICAL ASSOCIATION CHIEF EXECUTIVES WITH COMPARABLE BUDGET, STAFF SIZE, AND MISSION. WITH THE RESULTS OF THIS DATA, ASH CONSIDERS THE PERFORMANCE OF THE EXECUTIVE DIRECTOR, AND SETS A SALARY ALIGNED AT LEAST WITH THE MEAN OF THE MARKET. EXECUTIVE COMPENSATION FOR THE EXECUTIVE DIRECTOR IS ESTABLISHED BY CONTRACT BETWEEN THE BOARD OF DIRECTORS AND THE EXECUTIVE DIRECTOR WHICH IS TYPICALLY RENEGOTIATED EVERY THREE YEARS. EXECUTIVE COMPENSATION FOR THE EXECUTIVE DIRECTOR IS DETERMINED BY THE BOARD OF DIRECTORS AND CONFIRMED IN A FULLY EXECUTED CONTRACT SIGNED BY THE PRESIDENT AND THE EXECUTIVE DIRECTOR. THE LAST SALARY REVIEW WAS DONE IN FEBRUARY 2020. THE COMPENSATION FOR THE OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION IS REVIEWED BY AN OUTSIDE HR GROUP AND APPROVED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS LOCATED ON THE ORGANIZATION'S WEBSITE. PART VII, SECTION A - COMPENSATION OF BOARD MEMBERS: BOARD MEMBERS MAY RECEIVE COMPENSATION RELATED TO SPEAKING ENGAGEMENTS OR WRITING ARTICLES FOR THE SOCIETY. FORM 990, PART IV, QUESTION 28C: IN 2019, ASH HAD BUSINESS TRANSACTIONS WITH ENTITIES THAT MEET THE IRS DEFINITION OF AN INTERESTED PERSON (SUBSTANTIAL CONTRIBUTOR) AS SPECIFIED IN THE FORM 990, SCHEDULE L, PART IV INSTRUCTIONS. THEREFORE, IN ACCORDANCE WITH THE IRS INSTRUCTIONS, ASH IS FILING A SCHEDULE L TO REPORT BUSINESS TRANSACTIONS WITH INTERESTED PARTIES. PART IV, QUESTION 28 DOES NOT INCLUDE TRANSACTIONS INVOLVING INTERESTED PERSONS AS DEFINED IN SCHEDULE L. ALTHOUGH QUESTION 28 DOES NOT INCLUDE "INTERESTED PERSONS", ASH HAS ANSWERED "YES" TO QUESTION 28C TO NOTE THE FILING OF SCHEDULE L. ASH DID NOT HAVE A 2019 BUSINESS TRANSACTION WITH ANY ENTITY OF WHICH A CURRENT OR FORMER OFFICER, DIRECTOR, TRUSTEE, OR KEY EMPLOYEE (OR A FAMILY MEMBER THEREOF) WAS AN OFFICER, DIRECTOR, TRUSTEE, OR DIRECT OR INDIRECT OWNER. ASH 2021 L LLC 2021 L STREET NW NO 900 WASHINGTON DC 20036 263243051 TO OWN ASH'S PRINCIPAL PROPERTY DC 1373549 67067369 N/A ASH REGISTRY INC 2021 L STREET NW NO 900 WASHINGTON DC 20036 824218205 TO FOSTER COLLABORATIVE PARTNERSHIPS TO ACCELERATE PROGRESS IN HEMATOLOGY DC 501(C)(3) LINE 12B, II ASH 1 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 ASH REGISTRY INC D 13381009 ACTUAL AMOUNT