2021-01-25T12:57:48-06:00 2020-06-30 930623286 ALDRICH CPAS AND ADVISORS LLP 7676 HAZARD CENTER DRIVE STE 1300 SAN DIEGO CA 92108 990 2019-07-01 832300241 CAL POLY POMONA PHILANTHROPIC FOUNDATION CALP 9098693419 3801 WEST TEMPLE AVENUE POMONA CA 91768 DOUG NELSON CHIEF OPERATING OFFICER 9098693419 2020-12-10 1 ELSA A ROMERO P00485021 6198104940 2020-12-10 2019 2022-09-23 18:48:47Z DOUG NELSON 3801 WEST TEMPLE AVENUE POMONA CA 91768 209126121 0 X HTTPS://WWW.CPP.EDU/PHILANTHROPY X 2018 CA TO PROMOTE, SECURE AND STEWARD PRIVATE SUPPORT FOR THE UNIVERSITY. 24 24 0 120 0 0 0 155600220 0 88181 0 2133931 0 -336330 0 157486002 0 3085287 0 0 0 0 0 0 0 0 3871421 0 6956708 0 150529294 0 154737366 0 2010744 0 152726622 X TO SUPPORT AND ADVANCE THE MISSION OF CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA. TO FULFILL ITS MISSION, THE PHILANTHROPIC FOUNDATION PROMOTES, SECURES AND STEWARDS PRIVATE SUPPORT FOR THE UNIVERSITY THROUGH THE RECEIPT AND MANAGEMENT OF GIFT ASSETS, INCLUDING ENDOWMENT AND PROGRAM FUNDS. 0 0 3576852 403017 CREATION OF NEW ENDOWED FUNDS: NEW ENDOWED FUNDS ARE CREATED WHEN A DONOR PROVIDES A MINIMUM OF $50,000 OF FUNDING TOWARDS A SPECIFIC PROJECT OR SCHOLARSHIP. THE DONOR STIPULATES, AND THE FOUNDATION AGREES THAT THE ORIGINAL AMOUNT OF THE CONTRIBUTION WILL BE INVESTED AND A CERTAIN PERCENTAGE OF THE GIFT FUNDS WILL BE SPENT EACH YEAR. 1800276 1800276 SCHOLARSHIPS: SCHOLARSHIPS PROVIDE FINANCIAL SUPPORT FOR QUALIFIED STUDENTS. RECIPIENTS ARE SELECTED BASED ON CRITERIA ESTABLISHED BY THE DONOR. THAT COULD INCLUDE DEMONSTRATED FINANCIAL NEED OR FOR THOSE WITH A CERTAIN GPA WITHIN A PARTICULAR AREA OF STUDY. 881994 881994 88181 STUDENT SUPPORT: SUPPORT COMES IN MANY FORMS INCLUDING EQUIPMENT USED IN LAB CLASSES, SUPPLIES NEEDED IN A CLASSROOM, AND TRAVEL EXPENSES RELATED TO CONFERENCES AND SEMINARS. 6259122 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 1 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X CAL POLY POMONA FOUNDATION INC 9098692950 3801 WEST TEMPLE AVENUE BLDG 55 POMONA CA 91768 LARRY GATES BOARD CHAIR 5.00 X X 0 0 0 SORAYA COLEY UNIVERSITY PRESIDENT & DIRECTOR 5.00 40.00 X X 0 333609 108820 DAN MONTPLAISIR CEO & DIRECTOR 5.00 40.00 X X 0 245860 74727 WINNY DONG SECRETARY & FACULTY REPRESENTATIVE 5.00 40.00 X X 0 152955 44627 RON GEGOIRE AUDIT COMMITTEE CHAIR 5.00 X X 0 0 0 DIANNE MILLER NOMINATING COMMITTEE CHAIR 5.00 X X 0 0 0 SEAN YU FINANCE COMMITTEE CHAIR 5.00 X X 0 0 0 SUSAN KELLOGG-BELL DEVELOPMENT COMMITTEE CHAIR 5.00 X X 0 0 0 KRISTIN CRELLIN DIRECTOR 5.00 X 0 0 0 EARL GALES JR DIRECTOR 5.00 X 0 0 0 MICHELLE GENDREAU DIRECTOR 5.00 X 0 0 0 MAJED MUHTASEB DIRECTOR & FACULTY REPRESENTATIVE 5.00 40.00 X 0 176747 50986 PAT PATEL DIRECTOR 5.00 X 0 0 0 JOHN RESICH DIRECTOR 5.00 X 0 0 0 JOAN ROBINSON-BERRY DIRECTOR 5.00 X 0 0 0 MIGUEL SANTANA DIRECTOR 5.00 X 0 0 0 DAVID SINGELYN DIRECTOR 5.00 X 0 0 0 JULIANA TERIAN DIRECTOR 5.00 X 0 0 0 KENT VALLEY DIRECTOR 5.00 X 0 0 0 LUCILLE J YU DIRECTOR 5.00 X 0 0 0 WALTER ALLEN ALUMNI ASSOCIATION REPRESENTATIVE 5.00 X 0 0 0 DOUG NELSON CHIEF OPERATING OFFICER & DIRECTOR 5.00 40.00 X X 0 168073 59012 DANIELLE MANNING TERM 6-30-20 CHIEF FINANCIAL OFFICER 5.00 40.00 X X 0 293857 92324 0 1371101 430496 0 0 1 0 0 1565068 144585907 9449245 144140131 155600220 PROGRAM INCOME 900099 88181 88181 88181 3826020 3826020 49283334 50975423 -1692089 -1692089 -1692089 328366 1565068 664696 -336330 -336330 157486002 88181 0 1797601 403017 403017 2682270 2682270 24175 24175 309603 309603 398969 29634 369335 30482 30482 109478 109478 32759 32759 330455 330455 135459 135459 23239 23239 18023 14078 3945 REIMBURSEMENT FOR WAGES 897778 897778 0 0 PROGRAM EXPENSES 885691 885691 0 0 SUPPLIES 236858 236799 59 0 AGRICULTURE EXPENSES 76700 76700 0 0 361752 347108 14644 6956708 6259122 697586 0 X 0 1338017 0 2613619 0 3766586 0 843692 9148284 23239 0 9125045 123657866 10367944 0 3024597 0 154737366 0 777539 0 935212 0 297993 0 2010744 X 14462212 138264410 0 152726622 0 154737366 150529294 2197328 0 X 0 1 X 1 0 X 155600220 155600220 155600220 155600220 155600220 3826020 3826020 159426240 88181 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X EDUCATIONAL 0 1 X 0 107377345 3811194 4831027 912004 105445508 0.00690 0.99310 0 0 5015474 5015474 4117519 22875 4094644 15291 364 14927 9125045 ALTERNATIVE INVESTMENTS 10367944 F 10367944 STATE SALES TAX 1849 SPLIT INTEREST AGREEMENT 296144 297993 X 160038423 2197328 664696 2862024 157176399 309603 309603 157486002 7311801 664696 664696 6647105 309603 309603 6956708 PART IV, LINE 2B: ALUMNI ASSOCIATION FUNDS THAT ARE HELD BY THE FOUNDATION. THE FOUNDATION DOESN'T HAVE CLAIM TO THE FUNDS AND IS HOLDING THEM ON BEHALF OF THE ALUMNI ASSOCIATION. PART V, LINE 4: PERMANENT ENDOWMENTS ARE FUNDS RECEIVED FROM DONORS WITH THE STIPULATION THAT THE PRINCIPAL REMAINS INTACT AND INVESTED IN PERPETUITY TO PRODUCE INCOME THAT WILL BE DISTRIBUTED AND EXPENDED FOR PURPOSES SPECIFIED BY THE DONOR. PART X, LINE 2: THE PHILANTHROPIC FOUNDATION HAS EVALUATED ITS TAX POSITIONS AND THE CERTAINTY AS TO WHETHER THOSE TAX POSITIONS WILL BE SUSTAINED IN THE EVENT OF AN AUDIT BY TAXING AUTHORITIES AT THE FEDERAL AND STATE LEVELS. THE PRIMARY TAX POSITIONS EVALUATED ARE RELATED TO THE PHILANTHROPIC FOUNDATION'S CONTINUED QUALIFICATION AS A TAX-EXEMPT ORGANIZATION AND WHETHER THERE IS UNRELATED BUSINESS INCOME ACTIVITIES CONDUCTED THAT WOULD BE TAXABLE. MANAGEMENT HAS DETERMINED THAT ALL INCOME TAX POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED UPON POTENTIAL AUDIT OR EXAMINATION; THEREFORE, NO DISCLOSURES OF UNCERTAIN INCOME TAX POSITIONS ARE REQUIRED. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 664,696. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 664,696. HOSPITALITY UNCORKED 1522705 1254336 268369 1397 91050 472497 CPA-BASEBALL 33718 22609 11109 2674 8 337011 288123 48888 1535 19718 75825 1893434 1565068 328366 2932 110768 550996 664696 -336330 0 CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA 3801 W TEMPLE AVE POMONA CA 91768 954255659 115 403017 BOOK BUILDING IMPROVEMENTS AND EQUIPMENT SUPPORT THE UNIVERSITY 1 0 SCHOLARSHIPS 1634 1800276 STIPENDS 1543 881994 0 0 0 0 0 0 0 0 0 SORAYA COLEY UNIVERSITY PRESIDENT & DIRECTOR 0 333609 0 0 0 0 0 100340 0 8480 0 442429 0 0 DAN MONTPLAISIR CEO & DIRECTOR 0 245860 0 0 0 0 0 73754 0 973 0 320587 0 0 WINNY DONG SECRETARY & FACULTY REPRESENTATIVE 0 152955 0 0 0 0 0 34374 0 10253 0 197582 0 0 MAJED MUHTASEB DIRECTOR & FACULTY REPRESENTATIVE 0 176747 0 0 0 0 0 40899 0 10087 0 227733 0 0 DOUG NELSON CHIEF OPERATING OFFICER & DIRECTOR 0 168073 0 0 0 0 0 50682 0 8330 0 227085 0 0 DANIELLE MANNING TERM 6-30-20 CHIEF FINANCIAL OFFICER 0 293857 0 0 0 0 0 88193 0 4131 0 386181 0 0 PART I, LINE 3 CAL POLY POMONA PHILANTHROPIC FOUNDATION DOES NOT HAVE ANY EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA A RELATED ORGANIZATION, DOES COMPENSATE EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA HAS A FORMAL COMPENSATION REVIEW POLICY. X 1 1663065 APPRAISAL X 12 128002064 FAIR MARKET VALUE X 1 9388528 FAIR MARKET VALUE X PLEDGE RECEIVABLES 1 4579576 BOOK VALUE X GIFT ANNUITIES 1 327748 BOOK VALUE X AUCTION ITEMS 300 179150 MARKET VALUE 0 1 0 PART I, COLUMN (B): ON JULY 1, 2019, THE PHILANTHROPIC FOUNDATION BEGAN ITS OPERATIONS, WHEN, AT THE REQUEST OF THE UNIVERSITY, THE CAL POLY POMONA FOUNDATION, INC. (FOUNDATION) TRANSFERRED, BY GIFT, APPROXIMATELY $133 MILLION OF RESTRICTED ASSETS TO THE PHILANTHROPIC FOUNDATION. IN ADDITION TO CASH THE FOUNDATION TRANSFERRED NON-CASH ITEMS REPORTED ON SCHEDULE M THAT CONSISTED OF THE FOLLOWING; PLEDGE RECEIVABLES, REAL ESTATE ASSETS, WORKS OF ART AND CHARITABLE REMAINDER TRUSTS TO THE PHILANTHROPIC FOUNDATION DURING THE YEAR ENDED JUNE 30, 2020. FORM 990, PART VI, SECTION B, LINE 11B THE 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE AND A COPY WILL BE PROVIDED TO EACH MEMBER OF THE FOUNDATION'S BOARD OF DIRECTORS FOR THEIR REVIEW AND COMMENT. THE FOUNDATION CEO WILL ALSO REVIEW AND SIGN THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED ANNUALLY TO AFFIRM IN WRITING THE ABSENCE OF ANY CONFLICTS OF INTEREST, AND ANY CONFLICT IS REVIEWED BY THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 CAL POLY POMONA PHILANTHROPIC FOUNDATION DOES NOT HAVE ANY EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA A RELATED ORGANIZATION, DOES COMPENSATE EMPLOYEES. CALIFORNIA STATE POLYTECHNIC UNIVERSITY, POMONA HAS A FORMAL COMPENSATION REVIEW POLICY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIALS ARE AVAILABLE ON WEBSITE. POLICIES ARE AVAILABLE UPON REQUEST. FORM 990 PART X ON JULY 1, 2019, THE PHILANTHROPIC FOUNDATION BEGAN ITS OPERATIONS, WHEN, AT THE REQUEST OF THE UNIVERSITY, THE CAL POLY POMONA FOUNDATION, INC. (FOUNDATION) TRANSFERRED, BY GIFT, APPROXIMATELY $133 MILLION OF RESTRICTED ASSETS TO THE PHILANTHROPIC FOUNDATION, INCLUDING ENDOWMENTS OF $101.5 MILLION, SCHOLARSHIPS OF $4.7 MILLION, DONOR-RESTRICTED PROGRAM FUNDS OF $21.9 MILLION, AND PLEDGES RECEIVABLE OF $4.6 MILLION. IN ADDITION, THE FOUNDATION TRANSFERRED OTHER RECEIVABLES, CAPITAL ASSETS AND CHARITABLE REMAINDER TRUSTS TOTALING $11.4 MILLION TO THE PHILANTHROPIC FOUNDATION DURING THE YEAR ENDED JUNE 30, 2020. CAL POLY POMONA FOUNDATION INC 3801 W TEMPLE AVE POMONA CA 91768 952417645 FUNDRAISING AND GIFT MANAGEMENT FOR CAL POLY POMONA CA 501(C)(3) LINE 12C, III-FI 0 CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA 3801 W TEMPLE AVE POMONA CA 91768 954255659 HIGHER EDUCATION CA 115 0 0 1 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 1 1 CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA B 403017 BOOK VALUE CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA P 3370511 BILLED AMOUNT CALIFORNIA STATE POLYTECHNIC UNIVERSITY POMONA Q 26551 BILLED AMOUNT