2021-11-15T18:35:30-06:00 2020-12-31 952835976 MACFARLANE FALETTI & CO LLP 3757 STATE STREET SUITE 3B SANTA BARBARA CA 93105 990 2020-01-01 951643378 SANTA BARBARA MUSEUM OF NATURAL HISTORY SANT 8056824711 2559 PUESTA DEL SOL SANTA BARBARA CA 931052936 DIANE WONDOLOWSKI CFO 8056824711 2021-11-15 1 DIANE WONDOLOWSKI 999009999 VANESSA M GARCIA P01255292 8059664157 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z LUKE SWETLAND 2559 PUESTA DEL SOL SANTA BARBARA CA 931052936 21029163 0 X SBNATURE.ORG X 1916 CA THE MUSEUM INSPIRES A THIRST FOR DISCOVERY AND A PASSION FOR THE NATURAL WORLD. 21 21 140 233 0 0 5157706 4681682 1400367 510958 2164375 1780019 276832 -73878 8999280 6898781 105293 111297 0 0 4863543 4668856 0 0 770200 3423592 3188213 8392428 7968366 606852 -1069585 82023915 85740438 1736201 1162718 80287714 84577720 X THE FOLLOWING THREE GUIDING PRINCIPLES ARE THE FOUNDATION FOR ALL OF THE SANTA BARBARA MUSEUM OF NATURAL HISTORY'S ACTIVITIES: INSPIRING AN AWE FOR NATURE AND A THIRST FOR DISCOVERY; PROMOTING SUSTAINABILITY; AND CONNECTING OUR COMMUNITIES. THROUGH THESE PRINCIPLES WE STRIVE TO FOSTER A COMMUNITY THAT EXPLORES, UNDERSTANDS, AND PROTECTS THE NATURAL WORLD. 0 0 1876543 111297 75574 COLLECTIONS & RESEARCH:THIS PROGRAM ENCOMPASSES THE ACTIVITIES OF SIX RESEARCH DEPARTMENTS WITH A STAFF OF CURATORS AND ASSISTANTS. EACH DEPARTMENT IS CONTINUALLY INVOLVED IN DEVELOPING AND CONSERVING EXTENSIVE COLLECTIONS OF SPECIMENS, ARTIFACTS, BOOKS AND MANUSCRIPTS, ETC., THAT NUMBER OVER 3.5 MILLION ITEMS, AS WELL AS MAKING THESE RESOURCES ACCESSIBLE TO RESEARCHERS, EITHER DURING ACTUAL VISITS OR THROUGH WEB-BASED SERVICES. EXPENSES INCLUDE STAFF SALARIES, COLLECTION ACQUISITION, CONSERVATION, BIODIVERSITY AND ARCHAEOLOGICAL RESEARCH, PRODUCTION OF PUBLICATIONS, ECOLOGICAL FIELD SURVEYS, PUBLIC EXHIBIT DEVELOPMENT AND COMMUNITY OUTREACH.LIBRARY:THIS LIBRARY YEAR BEGAN AS ANY OTHER. THE LIBRARY HOSTED 1,462 GUESTS WITH 91 SERIOUS RESEARCH VISITS BEFORE THE PANDEMIC REQUIRED ITS CLOSURE. LIBRARY STAFF ASSISTED IN-HOUSE RESEARCHERS WITH TOPICAL SCHOLARSHIP THAT COVERED SUBJECTS FROM PREHISTORIC ZOOLOGY, GEOLOGY, GEOGRAPHY, AND HUMAN ENVIRONMENTAL ADAPTATIONS TO NATURAL HISTORY TOPICS PERTAINING TO THE HISTORIC PERIOD OF CALIFORNIA AND THE SANTA BARBARA REGION USING PUBLISHED LIBRARY COLLECTIONS. MORE ADVANCED RESEARCHERS REQUESTED PRIMARY SOURCE MATERIALS AVAILABLE IN THE ARCHIVE COLLECTIONS INCLUDING, HAZARD FAMILY PAPERS, SBMNH CORRESPONDENCE FILES (1922-1942), SBMNH PHOTOGRAPHIC COLLECTION, THE CHANNEL ISLANDS ARCHIVE, AND THE DAWSON FAMILY PAPERS. IN MID-MARCH THE PANDEMIC CHANGED OUR APPROACH TO INFORMATION ACCESS. RESEARCHERS IN NEED OF PRIMARY SOURCE MATERIALS WERE RESTRICTED TO SHORT-LENGTH SCANS THAT COULD BE PROVIDED DURING BRIEF LIBRARY OFFICE VISITS BY STAFF, AND LIBRARY WALK-IN VISITS WERE CURTAILED. EVEN SO, STAFF MANAGED TO PROVIDE IMAGES FOR THE NATIONAL PARK SERVICE, UNPUBLISHED THESIS MATERIAL, AND ANSWER A NUMBER OF REFERENCE QUESTIONS USING THE LIBRARY. 2597860 359950 EXHIBITS & VISITOR SERVICES:THE MUSEUM HAS TWO SITES, ITS MISSION CREEK CAMPUS AND THE SEA CENTER LOCATED ON STEARNS WHARF.AT THE MISSION CREEK CAMPUS: WITH THE REQUIRED CLOSURES, ATTENDANCE AT BOTH LOCATIONS WAS SHARPLY REDUCED. GATE ATTENDANCE AT THE MISSION CANYON CAMPUS 2020 WAS 33,883. IN ADDITION, 6,095 CHILDREN AND ADULTS ATTENDED EDUCATIONAL PROGRAMS, 2,971 ATTENDED COMMUNITY RELATED EVENTS, 2,872 CAME AS VOLUNTEERS AND 134 CAME SPECIFICALLY FOR RESEARCH OR PROFESSIONAL SYMPOSIA, FOR A TOTAL ATTENDANCE AT THE MISSION CANYON CAMPUS OF 45,955.BUTTERFLIES ALIVE!THE MUSEUM REOPENED ITS OUTDOOR BUTTERFLY PAVILION IN A WAY THAT ALLOWED SOCIAL DISTANCING AND STILL, AN INTIMATE EXPERIENCE WITH BUTTERFLIES. GUESTS WERE ABLE TO MOVE THROUGH A BEAUTIFUL GARDEN WHILE ABOUT 1,000 LIVE BUTTERFLIES FLUTTERED FREELY ABOUT THEM. THE EXHIBIT FEATURED A DAZZLING VARIETY OF BUTTERFLIES FROM LOCAL FAVORITE TO EXOTIC TROPICAL VARIETIES. VISITORS LEARNED ABOUT THE LIFE CYCLE AND BEHAVIOR OF THESE SPECTACULAR INVERTEBRATES WHILE OBSERVING THE UP CLOSE. 0 TO 60: AN UNDERWATER ADVENTURE FROM THE EQUATOR TO ALASKA. A PHOTOGRAPHIC EXHIBIT BY RICHARD SALAS:AN EXHIBIT OF UNDERWATER PHOTOGRAPHY DOCUMENTING 4,000 MILES OF UNDERWATER ADVENTURE. THE EXHIBIT IS SHOWING SIMULTANEOUSLY AT TWO VENUES: THE MISSION CREEK CAMPUS AND THE SEA CENTER.CURIOSITY LAB:THE CURIOSITY LAB ALLOWS VISITORS TO EXPLORE THE NATURAL WORLD THROUGH HANDS-ON ACTIVITIES IN A DYNAMIC LEARNING LAB. VISITORS CAN BECOME NATURAL ARTISTS, TAKE AN UP-CLOSE LOOK AT OBJECTS, ASK QUESTIONS, AND PARTICIPATE IN A VARIETY OF SCIENTIFIC ACTIVITIES, INCLUDING THE NATURE EXCHANGE. THE CURIOSITY LAB HAD 8,550 VISITORS BETWEEN JANUARY 2 AND MARCH 12. IT STAYED CLOSED FOR THE REMAINDER OF THE YEAR DUE TO THE PANDEMIC. THE MUSEUM BACKYARDTHE MUSEUM'S BACKYARD IS THE PLACE FOR OUTDOOR NATURE EXPLORATION. GUESTS CAN BUILD AN OUTDOOR FORT; SEARCH FOR INVERTEBRATES IN THE MULCH PILE, EXPLORE A RECIRCULATING OUTDOOR WATERWAY, CREATE A MUDPIE, OBSERVE AUDUBON SOCIETY'S "EYES IN THE SKY" BIRDS OF PREY, AND LEARN AND PLAY IN OUR INVITING OAK WOODLAND CORRIDOR.NATURE CLUB HOUSE AND BASECAMP:THE NATURE CLUB HOUSE IS A SPACE WHERE GUESTS GET HANDS-ON WITH LIVE ANIMALS, INSECTS AND SPECIMENS FOUND IN THE OAK WOODLAND. WITH THE PANDEMIC, THE MUSEUM NATURALISTS MOVED THOSE ACTIVITIES OUTDOORS INTO THE BACKYARD. THE JOHN AND PEGGY MAXIMUS GALLERY LOCATED AT THE MISSION CANYON CAMPUS IS DEDICATED TO PRESERVATION AND DISPLAY OF ANTIQUE PRINTS PRESENTS THREE ORIGINAL EXHIBITS A YEAR WHICH HIGHLIGHT THE HISTORY AND DEVELOPMENT OF THE SCIENCES.MAXIMUS GALLERYTHE MAXIMUS GALLERY CELEBRATED ITS 25TH ANNIVERSARY IN 2020 AND THE YEAR OPENED WITH A TIMELY AND THOUGHT-PROVOKING EXHIBIT ABOUT SPECIES THAT VANISHED OVER THE PAST 150 YEARS, BENEATH A WILD SKY, STORIES OF AMERICA'S LOST BIRDS. FIRST-HAND OBSERVATIONS BY ARTISTS AND NATURALISTS SUCH AS MARK CATESBY, ALEXANDER WILSON, AND JOHN JAMES AUDUBON WERE FEATURED. IN PROPHETIC WORDS, THEY WITNESSED CHANGES WITHIN THEIR LIFETIMES AND SPECULATED ON WHAT A FUTURE IN A DIMINISHED WILDERNESS MIGHT BE LIKE. THE PRINTS IN THIS EXHIBIT WERE ORIGINAL AND MADE FROM THE ARTIST'S 18TH AND 19TH CENTURY DRAWINGS. IN SOME CASES, THEIR ILLUSTRATIONS ARE THE ONLY FAITHFUL IMAGES WE HAVE OF THESE LOST BIRDS. DUE TO THE COVID SHUT-DOWN, HUMMINGBIRDS AND WHAT'S IN OUR DRAWERS, THE SUMMER AND FALL EXHIBITS, WERE POSTPONED. AT THE SEA CENTER:AFTER CLOSING FOR THE PANDEMIC IN MARCH 2020, THE SEA CENTER REOPENED TO THE PUBLIC ON JULY 23, 2020 BY BRINGING THE AQUARIUM'S TANKS OUTSIDE TO THE GUESTS. SEA HORSES AND CORAL REEF HABITATS IN JULY, SEAHORSES AND CORAL REEF HABITATS WERE ADDED TO THE SECOND FLOOR EXHIBIT SPACE. SIX PACIFIC SEAHORSES (HIPPOCAMPUS INGENS) WERE ACQUIRED FROM CABRILLO MARINE AQUARIUM AND 10 INDIVIDUAL CORAL FRAGMENTS OF ALL DIFFERENT SPECIES WERE DONATED BY THE AQUARIUM OF THE PACIFIC. WHILE THE SEA CENTER WAS OPERATING OUTDOORS THE SEAHORSES WERE FEATURED ON LIVE CAM SO THAT VISITORS COULD GET A SENSE OF THE NEW EXHIBIT. THE CORAL HABITAT CONTINUES TO EXPAND WITH THE REGULAR ADDITION OF NEW FRAGMENTS.WHITE ABALONE CAPTIVE BREEDING PROGRAMAS A PARTNER IN THE WHITE ABALONE CAPTIVE BREEDING PROGRAM AND A MEMBER OF THE WHITE ABALONE RECOVERY CONSORTIUM, THE SEA CENTER CONTINUES TO CARE FOR WHITE ABALONE AND PARTICIPATE IN COLLABORATIVE EFFORTS SUCH AS SPAWNING ATTEMPTS. THE 2014 COHORT DISPLAY OF WHITE ABALONE WAS TAKEN OFFLINE IN MARCH, AS 50 OF THE 2014 ANIMALS WERE OUTPLANTED IN APRIL. THIS EXCITING DEVELOPMENT WAS THE FIRST OUTPLANTING OF WHITE ABALONE REARED AT THE SEA CENTER.JELLIES & FRIENDS ENTER THE MESMERIZING WORLD OF JELLIES AND WATCH THESE ELEGANT ANIMALS AS THEY UNDULATE, PULSE, AND MOVE GRACEFULLY THROUGH THE WATER. WITHOUT BONES OR HEARTS, THEY MAY SEEM OTHERWORLDLY BUT THESE FASCINATING CREATURES HAVE BEEN ON EARTH FOR HUNDREDS OF MILLIONS OF YEARS. EXPERIENCE THE BEAUTY AND WONDER OF OUR LOCAL JELLIES - MADE MOSTLY OF WATER, THEY ARE 100% CAPTIVATING. SHARK COVEVISITORS CAN COME FACE TO FACE WITH SURPRISINGLY DOCILE MARINE PREDATORS - COASTAL SHARKS AND RAYS, SEE BABY SHARKS STILL IN THEIR TRANSLUCENT EGG CASES, EXPLORE INTERACTIVE EXHIBITS THAT HIGHLIGHT A SHARK'S WORLD AND ENJOY THE EVER-POPULAR SHARK TOUCH POOL.INTERTIDAL WONDERSVISITORS GET THEIR HANDS WET AS THEY EXPLORE THE WONDERS AND BEAUTY OF LOCAL MARINE LIFE IN THE NEW INTERTIDAL WONDERS TOUCH POOLS. HERE ONE CAN FEEL THE STICKINESS OF A SEA ANEMONE TENTACLE OR CRADLE A HERMIT CRAB IN THE PALM OF THEIR HAND. TRAINED NATURALISTS HELP GUIDE VISITORS IN THE DISCOVERY OF A VARIETY OF MARINE INVERTEBRATES THAT CALL THE SANTA BARBARA COAST THEIR HOME. 1087432 75434 EDUCATION:THE MUSEUM'S RICH ARRAY OF EDUCATIONAL PROGRAMS SERVED OVER 33,000 INDIVIDUALS IN 2020 AND ARE ON THE CUTTING EDGE OF CURRENT EDUCATIONAL PRACTICE, ESPECIALLY WITH REGARD TO INQUIRY-BASED SCIENCE EDUCATION WITH PROGRAMMING FOR EVERY MAJOR AGE GROUP, INCLUDING PRE-SCHOOLERS, K-12 STUDENTS, TEENAGERS, ADULTS, AND SENIORS. THE MUSEUM PARTICIPATES IN THE "NO CHILD LEFT INSIDE" MOVEMENT AND IS A REGIONAL LEADER OF THE NATIONAL CHILDREN AND NATURE NETWORK. THE MUSEUM ALSO RUNS A NATIONALLY RECOGNIZED TEEN PROGRAM, QUASARS TO SEA STARS, WHICH OFFERS FOUR YEARS OF EDUCATION AND WORK EXPERIENCES FOR 14 HIGH SCHOOL STUDENTS. QUASARS WORKED TOGETHER TO CREATE AN EDUCATIONAL AND INTERACTIVE CURRICULUM THAT INTRODUCES STUDENTS TO THE BASIC CONCEPTS OF THE WATER CYCLE AND WATERSHEDS. IN CLASS PRESENTATIONS WERE SET TO OCCUR MARCH 9 - APRIL 24, HOWEVER, THEY WERE ONLY ABLE TO PRESENT FOR THE FIRST WEEK IN THE JUNIOR HIGH BEFORE THE FULL SHUT DOWN. DURING THE STAY AT HOME ORDER, QUASARS WORKED ON RESEARCH PROJECTS THAT WERE THEN PRESENTED IN AUGUST. THE COMMUNITY EDUCATION DEPARTMENT PROVIDED LIFELONG LEARNING FOR OVER 6,300 COMMUNITY MEMBERS THROUGH THE MUSEUM'S FESTIVALS, LECTURES, BIRDING CLASSES, ONSITE EXHIBIT THEMED PROGRAMMING, ART BLENDED SCIENCE WORKSHOPS, AND FREE PUBLIC PROGRAMS LIKE SCIENCE PUBS, AND UNDERWATER PARKS DAY. IN 2020, THESE WERE A MIX OF IN-PERSON AND VIRTUAL PROGRAMS AS CIRCUMSTANCES ALLOWED.PROGRAMS INCLUDED:COMMUNITY CONVERSATIONS, A PROGRAM FOCUSING ON CLIMATE CHANGE AND IMPACTS FORM THE THOMAS FIRE AND DEBRIS FLOW 2 YEARS LATER, WAS A SUCCESSFUL COLLABORATION WITH UCSB, CEC, CHANNELKEEPER AND SB FOUNDATION WITH 300+ GUESTS IN BOTH ENGLISH AND SPANISH; A NEW ONLINE ART MEETS SCIENCE SERIES WITH TOPICS ON GEOLOGY, CORALS AND SEAHORSES; AND THE OUTDOOR HALLOWEEN PROGRAM - MUSEUM MYSTERIES, WHICH ALLOWED FAMILIES TO CELEBRATE SAFELY BY SOLVING CURIOUS MYSTERIES OF NATURAL HISTORY IN AN OUTDOOR SETTING. AFTER SCHOOL CLASSES AND CAMPSTHE MUSEUM OFFERS AFTER SCHOOL CLASSES AND CAMPS FOR CHILDREN. WINTER 2020 CLASSES WERE OCEAN THEMED AND IN PERSON. VIRTUAL CLASSES AND CAMPS WERE THEN CONCEIVED, CREATED AND DELIVERED IN RESPONSE TO THE COMMUNITY-WIDE CLOSURES. THE THEMES FOR CAMPS INCLUDED WIZARDING, ASTRONOMY, PALEONTOLOGY WEATHER, CHEMISTRY, MARINE ENVIRONMENTS AND NATURE THE MUSEUM'S SCHOOL AND TEACHER SERVICES (STS) PROGRAM PROVIDES GRADE SPECIFIC, STANDARDS ALIGNED FIELD TRIP PROGRAMS. IN 2020, THE STS DEPARTMENT HOSTED OVER 4,000 STUDENTS AT OUR TWO CAMPUSES AND ANOTHER 1,700 VIRTUALLY. THE MUSEUM CREATED THE SBNATURE FROM HOME WEB PAGE (HTTPS://WWW.SBNATURE.ORG/VISIT/SBNATURE-FROM-HOME/)IN RESPONSE TO THE COMMUNITY NEEDS TO HAVE INNOVATIVE AT HOME LEARNING OPPORTUNITIES DURING THE PANDEMIC. THE CONTENT IS ORGANIZED BY ACTIVITIES THAT CAN BE DONE OUTDOORS INDOORS OR ONLINE AND INCLUDES A GROUP STARGAZING ACTIVITY, A FOOD WEB ACTIVITY IN WHICH STUDENTS LEARN HOW ENERGY FROM THE SUN IS TRANSFERRED THROUGH FOOD CHAINS IN A MARINE ECOSYSTEM, A SUITE OF CHUMASH STORIES AND GAMES AND A GAME OF ANIMAL CHARADES HIGHLIGHTING THE DIFFERENCE BETWEEN WILD AND DOMESTICATED ANIMALS. 5561835 1 1 0 0 0 0 0 1 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 43 0 1 140 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 21 21 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X DIANE WONDOLOWSKI CFO 8056824711 2559 PUESTA DEL SOL SANTA BARBARA CA 93105 BOBBIE KINNEAR TRUSTEE 4.00 X X 0 0 0 CHRIS BLAU VC DEVELOPMENT 8.00 X X 0 0 0 CHRIS KNOWLTON IMMEDIATE PAST CHAIR 10.00 X X 0 0 0 ELAINE GIBSON SECRETARY 4.00 X X 0 0 0 PAUL RELIS TRUSTEE 6.00 X X 0 0 0 TERRY VALESKI CHAIR 10.00 X X 0 0 0 BRAD WILLIS TRUSTEE/AT LARGE 10.00 X 0 0 0 CAROLYN CHANDLER VICE CHAIR FOR GOVERNANCE 6.00 X 0 0 0 DENNIS ALLEN CHAIR FOR MPC 10.00 X 0 0 0 DOUG DREIER TRUSTEE 10.00 X 0 0 0 FRANK DAVIS TRUSTEE 8.00 X 0 0 0 HANK MITCHEL TRUSTEE 10.00 X 0 0 0 MATT ADAMS CHAIR FOR INVESTMENT 10.00 X 0 0 0 PAUL RUSSELL VICE CHAIR FOR AUDIT 10.00 X 0 0 0 SHARON BRADFORD TRUSTEE 6.00 X 0 0 0 STEVE WOODWARD TRUSTEE 6.00 X 0 0 0 SUE PARKER TRUSTEE 10.00 X 0 0 0 TORY MILAZZO VICE CHAIR FOR FINANCE 10.00 X 0 0 0 VENESA FACIANE TRUSTEE 10.00 X 0 0 0 VINCENT CABALLERO TRUSTEE 8.00 X 0 0 0 WAYNE ROSING TRUSTEE 4.00 X 0 0 0 LUKE SWETLAND PRESIDENT & CEO 40.00 X 202248 0 69125 DIANE WONDOLOWSKI COO/CFO 38.00 X 99080 0 12430 CAROLINE GRANGE DIRECTOR OF DEVELOPMENT 40.00 X 137536 0 17689 438864 0 99244 2 0 1 0 SCHIPPER CONSTRUCTION 610 EAST COTA STREET SANTA BARBARA CA 93103 CONSTRUCTION 325413 1 467872 440842 938112 2834856 4681682 ADMISSION FEES 900099 301055 301055 CONTRACT FEES 541700 125294 125294 EDUCATION PROGRAM FEES 900099 52060 52060 MISC PROGRAM REVENUE 900099 32549 32549 510958 769333 769333 225847 28075 197772 197772 197772 12755713 1850000 11782034 1812993 973679 37007 1010686 1010686 85 440842 223864 -223779 -223779 5425 0 5425 5425 230120 283416 -53296 -53296 6898781 510958 0 1706141 111297 111297 341885 152544 153722 35619 3554280 2566905 463825 523550 91423 61871 14637 14915 419688 309529 79838 30321 261580 204057 17776 39747 8666 4666 4000 19913 19913 79455 79455 335626 189522 112263 33841 116258 90568 6950 18740 117091 83116 23440 10535 237116 209564 14040 13512 13182 10428 1915 839 1357068 787207 563510 6351 341634 292597 33833 15204 SUPPLIES 210249 179011 24285 6953 REPAIRS AND MAINTENANCE 206061 184260 12099 9702 EQUIPMENT 77838 62700 9656 5482 RENTALS 34512 33115 508 889 33544 33544 7968366 5561835 1636331 770200 875213 1665011 1108415 1272441 1119108 557087 6633 11823 101068 90056 144256 356832 36434311 14272343 23084044 22161968 33286164 35822921 9521210 11708665 12777804 12093634 82023915 85740438 836351 611525 420602 242381 479248 308812 1736201 1162718 X 48782717 53438489 31504997 31139231 80287714 84577720 82023915 85740438 X -1069585 4290688 1068903 X X 0 1 X 1 0 X 8137852 6256331 4477117 5157706 4541477 28570483 8137852 6256331 4477117 5157706 4541477 28570483 686527 27883956 1258513 1923725 1078651 1027417 995180 6283486 34853969 8658660 0.80000 0.79560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X 0 0 1 48704765 502885 6565617 2222467 53550800 42392508 145500 8218816 2052059 48704765 47673264 312561 -3497716 2095601 42392508 40971721 2160132 6642945 2101534 47673264 37217162 3867677 1901464 2014582 40971721 0.51000 0.34000 0.15000 1 0 314388 314388 32726785 13565621 19161164 173632 85338 88294 3219506 621384 2598122 22161968 NONMARKETABLE AND OTHER INVESTMENTS 11708665 F 11708665 ASSETS HELD UNDER CHARITABLE AGREEMENTS 12093634 12093634 CHARITABLE GIFT ANNUITIES 92803 AGENCY FUNDS 64230 ECONOMIC DISASTER LOAN 151779 308812 X 12178917 4290688 1068903 5359591 6819326 79455 79455 6898781 7888911 0 7888911 79455 79455 7968366 PART III, LINE 1A: IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MUSEUMS, COLLECTION OBJECTS PURCHASED AND DONATED ARE NOT INCLUDED IN THE ASSETS OF THE ORGANIZATION. THE MUSEUM IS CONTINUALLY DEVELOPING THE COLLECTIONS, WHICH CURRENTLY INCLUDE MORE THAN 3.5 MILLION SPECIMENS, ARTIFACTS, OTHER CULTURAL OBJECTS, BOOKS, AND MANUSCRIPTS. THESE HOLDINGS ARE USED BY MUSEUM SCIENTISTS AND A WORLDWIDE NETWORK OF RESEARCHERS FROM A VARIETY OF DISCIPLINES. THEIR USAGE FORMS THE BASIS OF PUBLISHED FINDINGS, AS WELL AS PROGRAMS IN EDUCATION AND MUSEUM EXHIBITIONS. THE COLLECTION IS KEPT UNDER CURATORIAL CARE INCLUDING CONSERVATION PRACTICES, AND IS SUBJECT TO THE MUSEUM'S POLICY THAT REQUIRES PROCEEDS FROM THE SALE OF COLLECTION ITEMS TO BE USED ONLY FOR ACQUISITION OF ADDITIONAL COLLECTIONS. THE MUSEUM DOES NOT RECOGNIZE AS A CONTRIBUTION ANY INCOME FROM DONATED COLLECTION ITEMS, AS ITS COLLECTIONS ARE NOT CAPITALIZED. PART III, LINE 4: IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MUSEUMS, COLLECTION OBJECTS PURCHASED AND DONATED ARE NOT INCLUDED IN THE ASSETS OF THE ORGANIZATION. THE MUSEUM IS CONTINUALLY DEVELOPING THE COLLECTIONS, WHICH CURRENTLY INCLUDE MORE THAN 3.5 MILLION SPECIMENS, ARTIFACTS, OTHER CULTURAL OBJECTS, BOOKS, AND MANUSCRIPTS. THESE HOLDINGS ARE USED BY MUSEUM SCIENTISTS AND A WORLDWIDE NETWORK OF RESEARCHERS FROM A VARIETY OF DISCIPLINES. THEIR USAGE FORMS THE BASIS OF PUBLISHED FINDINGS, AS WELL AS PROGRAMS IN EDUCATION AND MUSEUM EXHIBITIONS. THE COLLECTION IS KEPT UNDER CURATORIAL CARE INCLUDING CONSERVATION PRACTICES, AND IS SUBJECT TO THE MUSEUM'S POLICY THAT REQUIRES PROCEEDS FROM THE SALE OF COLLECTION ITEMS TO BE USED ONLY FOR ACQUISITION OF ADDITIONAL COLLECTIONS. THE MUSEUM DOES NOT RECOGNIZE AS A CONTRIBUTION ANY INCOME FROM DONATED COLLECTION ITEMS, AS ITS COLLECTIONS ARE NOT CAPITALIZED. PART V, LINE 4: INCOME FROM ENDOWMENT FUNDS IS USED TO FUND GENERAL OPERATIONS AS WELL AS BEING SPECIFICALLY EARMARKED TO SUPPORT MALACOLOGY, MUSEUM STUDIES, PUBLIC PROGRAMS, GEOLOGY, PALEONTOLOGY, INTERNSHIPS, THE MAXIMUS GALLERY FOR ANTIQUE NATURAL HISTORY PRINTS, INNOVATIVE EDUCATION, ENTOMOLOGY, THE LIBRARY AND THE SEA CENTER. PART X, LINE 2: THE MUSEUM IS UNAWARE OF ANY UNCERTAIN TAX POSITIONS AT DECEMBER 31, 2020, OR FOR ANY PERIOD FOR WHICH THE STATUTE OF LIMITATIONS REMAINS OPEN. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF CHARITABLE TRUSTS 1,073,390. CHANGE IN VALUE OF CHARITABLE GIFT ANNUITIES -4,487. GALA 400877 400792 85 29807 500 100108 ARTIST TABLE 40050 40050 504 18654 440927 440842 85 30311 500 118762 149573 -149488 5425 0 5425 5425 CA 1 0 1 0 0.25000 0.75000 DIANE WONDOLOWSKI 2559 PUESTA DEL SOL SANTA BARBARA CA 93105 0 0 1 VENTANA WILDLIFE SOCIETY 19045 PORTOLA DRIVE SUITE F1 SALINAS CA 93908 942795935 501(C)3 48320 CONDOR SURVIVAL PROGRAMS PINNACLES NATIONAL PARK 5000 HIGHWAY 146 PAICINES CA 95043 760849623 501(C)3 43799 CONDOR SURVIVAL PROGRAMS HOPPER MOUNTAIN NATIONAL WILDLIFE REFUGE CALIFORNIA 2493 PORTOLA ROAD SUITE A VENTURA CA 93003 841024566 19178 CONDOR SURVIVAL PROGRAMS 3 PART I, LINE 2: EACH GRANTEE MUST PROVIDE A DETAIL BUDGET OF THE USE OF FUNDS. THE CONDOR SURVIVAL COMMITTEE REVIEWS AND APPROVES THE GRANTS. IN MANY CASES THE BUDGETED EXPENSES ARE PAID DIRECTLY THROUGH THE MUSEUM AND COMPARED TO THE APPROVED GRANT BUDGET BEFORE PAYMENT. IN ALL CASES A REPORT ON THE USE OF THE FUNDS AND OUTCOMES IS REQUIRED AT THE END OF THE GRANT PERIOD. X 1 1 X X X X 0 0 0 0 0 0 0 1 0 LUKE SWETLAND PRESIDENT & CEO 198248 0 4000 0 0 0 6144 0 62981 0 271373 0 0 0 CAROLINE GRANGE DIRECTOR OF DEVELOPMENT 137536 0 0 0 0 0 4114 0 13575 0 155225 0 0 0 PART I, LINE 1A AS A PART OF THE EMPLOYMENT CONTRACT WITH THE CEO, THE MUSEUM PROVIDES HOUSING ON MUSEUM PROPERTY. THIS PROVIDES AN ADDITIONAL LAYER OF SECURITY FOR TEH MUSEUM. THE CEO IS ON CALL FOR MUSEUM EMERGENCIES AS WELL AS OCCASSIONALLY USES THE RESIDENCE FOR MUSEUM FUNCTIONS. PART I, LINE 7 TOTAL COMPENSATION INCLUDES A DISCRETIONARY BONUS RECOMMENDED BY THE EXECUTIVE COMMITTEE BASED ON THE MUSEUM'S STRONG PERFORMANCE IN 2019 AND PAID IN 2020. X 5 X 0 X 6 55614 MARKET VALUE X 15 X 9 0 1 0 PART I, LINE 33: IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MUSEUMS, COLLECTION OBJECTS DONATED ARE NOT INCLUDED IN REVENUE. FORM 990, PART VI, SECTION A, LINE 4 THE MUSEUM UPDATE THE BYLAWS AS OF SEPTEMBER 22, 2020. AMENDED BYLAWS AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 11B AN ELECTRONIC VERSION OF THE FORM 990 WAS SENT TO ALL FINANCE COMMITTEE AND BOARD MEMBERS FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C SIGNED STATEMENTS REGARDING POTENTIAL CONFLICTS OF INTEREST ARE REQUIRED FROM BOARD MEMBERS ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE SALARIES OF THE EXECUTIVE DIRECTOR AND CFO ARE SET BY THE BOARD'S EXECUTIVE COMMITTEE AFTER REVIEW OF CURRENT COMPARATIVE DATA OF CALIFORNIA NONPROFITS AND MUSEUMS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. AUDITED FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF CHARITABLE TRUSTS 1,073,390. CHANGE IN VALUE OF CHARITABLE GIFT ANNUITIES -4,487. FORM 990, PART XI, LINE 2C THE MUSEUM HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY OF THE AUDITED FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED SINCE LAST YEAR. PART VI, GOVERNANCE, MANAGEMENT, AND DISCLOSURE THE MUSEUM'S BYLAWS CALL FOR THE EXISTENCE OF AN EXECUTIVE COMMITTEE OF THE BOARD, CONSISTING OF NO FEWER THAN SIX TRUSTEES, INCLUDING THE VICE CHAIRS FOR GOVERNANCE, FINANCE, AND DEVELOPMENT, THE SECRETARY, THE IMMEDIATE PAST BOARD PRESIDENT, AND A MEMBER AT LARGE ELECTED FROM THE TRUSTEES AT THE ANNUAL ORGANIZATIONAL MEETING. THE BOARD CHAIR OF THE MUSEUM SHALL BE THE CHAIR OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL HAVE SUCH POWER AND AUTHORITY AS MAY BE DELEGATED TO IT BY THE BOARD, AND SHALL EXERCISE ITS POWER IN EMERGENCY SITUATIONS BETWEEN MEETINGS OF THE BOARD OR AS OTHERWISE DELEGATED BY THE BOARD. AN EMERGENCY SITUATION SHALL BE DEEMED TO EXIST IF TWO OFFICERS OF THE BOARD DECLARE AN EMERGENCY. MINUTES SHALL BE KEPT AND DECISIONS COMMUNICATED TO THE BOARD WITHIN FIVE BUSINESS DAYS.