2021-11-15T14:47:14-06:00 2020-12-31 042206126 RAPHAEL AND RAPHAEL LLP 52 CHURCH STREET BOSTON MA 02116 990 2020-01-01 203959397 THE JEREMY AND HANNELORE GRANTHAM ENVIRONMENTAL TRUST JERE 6173307500 40 ROWES WHARF BOSTON MA 02110 RAMSAY RAVENEL TRUSTEE 6173307500 2021-11-15 1 RAMSAY RAVENEL XXX-XX-XXXX KAREN LYDON P00255755 6173570100 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z RAMSAY RAVENEL 40 ROWES WHARF BOSTON MA 02110 69718336 0 X N/A X 2007 MA PROVIDES GRANTS TO ORGANIZATIONS ENGAGED IN PROTECTING THE ENVIRONMENT. 7 7 0 0 688939 0 6500000 11865694 0 0 8568192 27009821 0 0 15068192 38875515 6805867 4066646 0 0 0 0 0 0 0 4312778 3570431 11118645 7637077 3949547 31238438 287650877 329190661 7023919 3971587 280626958 325219074 PROVIDES GRANTS TO ORGANIZATIONS ENGAGED IN PROTECTING THE ENVIRONMENT. 0 0 4066646 4066646 THE TRUSTEE, IN THEIR DISCRETION, THINK ADVISABLE, IN EACH CASE TO OR FOR THE USE OF THE UNITED STATES CHARITIES ORGANIZED FOR PURPOSES OF COMBATTING ENVIRONMENTAL DEGRADATION OR PRESERVING AND PROTECTING THE NATURAL ENVIRONMENT, SO LONG AS SUCH CHARITY OR CHARITIES QUALITY AS ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) AND EITHER SECTION 509(A)(1) OR 509(A)(2) OF CODE. 4066646 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 18 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 1 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 1 0 0 0 MA X JEREMY GRANTHAM 6173307500 40 ROWES WHARF BOSTON MA 02110 X JEREMY GRANTHAM TRUSTEE 1.00 X 0 0 0 HANNELORE GRANTHAM TRUSTEE 0.25 X 0 0 0 CARTER ROBERTS TRUSTEE 0.25 X 0 0 0 BRETT JANKS TRUSTEE 0.25 X 0 0 0 JENNIFER MORRIS TRUSTEE 0.25 X 0 0 0 JULES KORTENHORST TRUSTEE 0.25 X 0 0 0 RAMSAY RAVENEL TRUSTEE 0.25 X 0 0 0 0 0 0 0 0 0 0 CAMBRIDGE ASSOCIATES 125 HIGH STREET BOSTON MA 02110 INVESTMENT CONSULTING 402717 ROPES & GRAY 800 BOYLSTON STREET BOSTON MA 02199 LEGAL 304570 2 11865694 2895694 11865694 1787195 622185 1165010 18040485 38024962 17671904 13170917 368581 24854045 25222626 66754 25155872 38875515 0 688939 26320882 4066646 4066646 332685 332685 83950 83950 432258 432258 1604 1604 10013 10013 DEDUCTIONS FOR PORTFOLI 2284872 2284872 INVESTMENT EXPENSE 147472 147472 FOREIGN TAXES 113380 113380 INVESTMENT INTEREST EXP 108200 108200 55997 55997 7637077 4066646 3570431 0 18307293 67025703 1233198 5381120 3150055 7958078 28529803 10675574 203174881 192106989 33255647 46043197 287650877 329190661 77875 312590 6946044 3658997 7023919 3971587 X 270387531 314965942 10239427 10253132 280626958 325219074 287650877 329190661 X 31238438 -6377423 -498622 20229722 X X 0 1 X 1 0 X X X 4 THE NATURE CONSERVANCY 530242652 7 1 589752 0 THE WORLD WILDLIFE FOUNDATION 521693387 7 1 23909 0 RARE 237380563 7 1 106756 0 ROCKY MOUNTION INSTITUTE 742244146 7 1 750000 0 4 1470417 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 PART IV, SECTION B, LINE 2: THE ORGANIZATION MADE CONTRIBUTIONS TO THE FOLLOWING ORGANIZATIONS TO CARRY OUT THE PURPOSES OF ITS SUPPORTED ORGANIZATIONS AS FOLLOWS: BIONUTRIENT FOOD ASSOCIATION (27-4334816) 501C(3) FOR $100,000. CLIMATEWORKS FOUNDATION (26-2303250) 501C(3) FOR $62,500. HENRY M. PAULSON JR. INSTITUTE (45-2430087) 501C(3) FOR $998,544. OCEANS 2050 (26-1407784) 501C(3) FOR $165,780. OCEAN VISIONS (84-2130219) 501C(3) FOR $1,744,316. PERENIAL FARMING INITIATIVE (47-362630) 501C(3) FOR $7,500. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 GMO SYSTEMATIC GLOBAL MACRO FUND OFFSHORE 13311242 F AIRDRIE PARTNERS 505957 F BERKSHIRE FUND VIII-A LP 2626688 F CHALKSTREAM INVESTMENT FUND (INTERNATIONAL)LTD 1575980 F COMMONFUND CAPITAL VENTURE PARTNERS X, LP 47980154 F COMMONFUND CAPITAL VENTURE PARTNERS XI, LP 21814100 F DEERFIELD PRIVATE DESIGN 4864291 F ELLIOTT INTERNATIONAL LTD 8018408 F ENCAP FLATROCK MIDSTREAM FUND II, L.P. 1760954 F GENAGRO LTD 32014 F KING STREET CAPITAL LP 149852 F LEGACY VENTURE IV LLC 1398734 F LEGACY VENTURE VI LLC 8026532 F OVERLOOK PARTNERS L.P. 9879541 F PAINE & PARTNERS 5292301 F RENAISSANCE INSTITUTIONAL EQUITIES FUND LP 896563 F ROUNDSHIELD (RS FEEDER FUND I) 615055 F SBC LATIN AMERICA HOUSING 4117013 F VERDESIAN 705873 F VICTORY PARK CAPITAL, L.P. 3630122 F HILLHOUSE FUND III 13148033 F KALEIDOSCOPE PRISM OFFSHORE 9432666 F OAK TREE 2706757 F OVERLOOK 3G INVESTMENT LP 5141719 F SPEARHEAD CO-INVESTMENT 647721 F PAINE & PARTNERS AIV 1392586 F DEERFIELD RCA HOLDINGS LP 73914 F ATLAS VENTURES FUND XI 8109539 F CONGRUENT OPPORTUNITITY FUND I 868680 F CONGRUENT VENTURES I 902861 F ELLIOTT CO-INVESTMENT 4804266 F ATLAS VENTURE FUND XII 518837 F CONGRUENT VENTURES II 178893 F KALEIDOSCOPE FRACTAL OFFSHORE FUND 6947310 F THE ENGINE FUND II LP 31833 F 192106989 KIPETO SPV LLC 250893 F MATERIAL IMPACT FUND II 83558 F ENCOURAGE SOLAR FINANCE LP 702664 F MELOY FUND 1 L.P. 331808 F SYSTEM IQ LIMITED 1000000 F SYSTEM IQ INCUBATION LIMITED 4000000 F SUSTAINABILITY VENTURE LLC 841335 F OAKBIO INC 1950000 F TERVIVA BIOENERGY INC 249315 F SPHERICAL ANALYTICS INC 1838711 F GREYROCK ENERGY INC 4999999 F LAND LIFE COMPANY BV 807314 F GREENLIGHT BIOSCIENCES INC 6817528 F BLACKDIRT FARM MANAGEMENT LLC 300000 F CIBO TECHNOLOGIES 500000 F VENCE CORPORATION- SERIES SEED 300000 F AGRIPROVE HOLDINGS 1209092 F SOLIDA TECHNOLOGIES 143561 F REGROW AGRICULTURE INC- SERIES SEED 1680000 F HAZEL TECHNOLOGIES INC 1000000 F TRACE GENOMICS INC 265594 F COLUMBIA UNIVERSITY 1000 F CAPTERIO LIMITED 2000002 F VERDOX 99999 F TERVIVA BIOENERGY INC- SERIES D 249752 F SPHERICAL ANALYTICS INC- SERIES B 351736 F D3 COHORT 415 LLC 1045000 F MICROBYRE INC 600000 F CARBON CAPTURE AMERICA INC 1100000 F INFINIUM HOLDINGS INC 499998 F PROPAGATE GROUP 1500000 F QUIDNET 999998 F POLYJOULE INC 1095694 F GREENLIGHT BIOSCIENCES- SERIES D 2000000 F TRACE GENOMICS INC- SERIES A5 500000 F CAMBRIDGE CROPS- MORI 999993 F KULA BIO 1000000 F LAND LIFE COMPANY- SERIES B 628653 F EQUIOPPS 700000 F SOLIDA TECHNOLOGIES, INC- SERIES BB 1400000 F 46043197 49675815 -6377423 20229722 13852299 35823516 3052000 3052000 38875516 5083699 498622 498622 4585077 3052000 3052000 7637077 PART XI, LINE 2D - OTHER ADJUSTMENTS: LONG TERM CAPITAL GAINS ON GAAP BASIS- $19,722,947 LONG TERM CAPITAL GAINS FOR TAX BASIS- $8,153 DONATED SERVICES- $498,622 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 74982000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS.LIST 75 _ 3KARENL@RRLLP.COM - 11/09/20 19:37 PM WORKSHEET SCHEDULE F - STATEMENT OF ACTI 21286000 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, INVESTMENTSINVESTMENTS 2000000 0 0 0 0 0 0 98268000 0 98268000 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 BIONUTRIENT FOOD ASSOCIATION 24 HILLSVILLE ROAD NORTH BROOKFIELD MA 01535 274334816 501C3 100000 GRANTS TO PROTECT THE ENVIRONMENT CLIMATE WORKS 235 MONTGOMERY STREET SAN FRANCISCO CA 94104 262303250 501C3 62500 GRANTS TO PROTECT THE ENVIRONMENT HENRY M PAULSON JR INSTITUTE 5711 S WOODLAWN AVE CHICAGO IL 60637 452430087 501C3 400000 GRANTS TO PROTECT THE ENVIRONMENT OCEANS 2050 2900 SOUTH QUINCY STREET SUITE 375 ARLINGTON VA 22206 261407784 501C3 165780 GRANTS TO PROTECT THE ENVIRONMENT OCEAN VISIONS 1019-B EDWARDS FERRY RD 1024 LEESBURG VA 20176 842130219 501C3 350000 GRANTS TO PROTECT THE ENVIRONMENT PERENIAL FARMING INITIATIVE 59 9TH ST SAN FRANCISCO CA 94103 473642630 501C3 200000 GRANTS TO PROTECT THE ENVIRONMENT RARE 1310 N COURTHOUSE RD SUITE 110 ARLINGTON VA 22201 237380563 501C3 2000000 GRANTS TO PROTECT THE ENVIRONMENT ROCKY MOUNTAIN INSTITUTE 22830TWO RIVERS ROAD BASALT CO 81621 742244146 501C3 750000 GRANTS TO PROTECT THE ENVIRONMENT THE CLIMATE FOUNDATION 3 LITTLE HARBOR RD WOODS HOLE MA 02543 262077719 501C3 500000 GRANTS TO PROTECT THE ENVIRONMENT THE NATURE CONSERVANCY 4245 N FAIRFAX DRIVE ARLINGTON VA 22203 530242652 501C3 1574877 GRANTS TO PROTECT THE ENVIRONMENT THE WORLD WILDLIFE FOUNDATION 1250 24TH ST NW WASHINGTON DC 20037 521693387 501C3 1250000 GRANTS TO PROTECT THE ENVIRONMENT JEREMY HANNELORE GRANTHAM HUSBAN JEREMY IS GRANTOR OF TRUST AND OWNS AN INTEREST IN GRANTHAM, MAYO, VAN OTTERLOO, LLC (GMO). GMO IS THE COMPANY THAT MANAGES CERTAIN INVESTMENTS WHICH THE TRUST INVESTS IN. 1 X 1 2600000 FAIR MARKET VALUE X 1 295694 FAIR MARKET VALUE 0 0 0 PART I, COLUMN (B): THERE WAS TWO STOCK CONTRIBUTIONS THAT WERE MADE DURING THE 2020 YEAR: 102120.974 SHS OF GMO OPPORTUNISTIC INCOME FUND VI- FAIR MARKET VALUE OF 2,600,000 54,224 COM SHS, 94,972 PREF SHS, 13,633,121 SERIES A PREF POLYJOULE- FAIR MARKET VALUE OF 295,694 FORM 990, PART VI, SECTION A, LINE 2 TWO TRUSTEES, R. JEREMY GRANTHAM AND HANNELORE GRANTHAM ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11B TRUSTEE JEREMY GRANTHAM RECEIVES THE 990, REVIEWS THE INFORMATION ALONG WITH MICHELLE MARTIN, VP OF FINANCE AND OPERATIONS. FORM 990, PART VI, SECTION B, LINE 12C AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE TRUSTEES MEETING, BUT AFTER SUCH PRESENTATION,HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT RESULTS IN THE CONFLICT OF INTEREST. THE CHAIRPERSON OF THE TRUSTEES APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION. AFTER EXCERISING DUE DILIGENCE, THE TRUSTEES SHALL DETERMINE WHETHER THE TRUST CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE TRUSTEES SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED TRUSTEES WHETHER THE TRANSACTION IS IN THE TRUST'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. FORM 990, PART VI, SECTION B, LINE 15 THE TRUST DOES NOT PAY ANY COMPENSATION FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC CARTER ROBERTS - 1250 24TH ST. NW, WASHINGTON, DC 20037. BRETT JANKS - 1310 NORTH COURTHOUSE ROAD, SUITE 110, ARLINGTON, VA 22201. JENNIFER MORRIS - 4245 NORTH FAIRFAX DRIVE, SUITE 100, ARLINGTON, VA 22203. JULES KORTENHORST - 22830 TWO RIVERS ROAD, BASALT, CO 81621. FORM 990, PART XI, LINE 9: LONG TERM CAPITAL GAIN (LOSS) ON ABRAMS GAAP BASIS NOT TAX 1,228,970. LONG TERM CAPITAL GAIN (LOSS) ON HIGHFIELDS GAAP BASIS NOT TAX 3,100. LONG TERM CAPITAL GAIN (LOSS) ON LEGACY IV GAAP BASIS NOT TAX 503,716. LONG TERM CAPITAL GAIN (LOSS) ON LEGACY VI GAAP BASIS NOT TAX 470,322. LONG TERM CAPITAL GAIN (LOSS) ON OAKTREE POWER OPPOR GAAP BASIS NOT TAX 1,516,844. LONG TERM CAPITAL GAIN (LOSS) ON OVERLOOK PARTNERS GAAP BASIS NOT TAX 2,714,993. LONG TERM CAPITAL GAIN (LOSS) ON REIF GAAP BASIS NOT TAX 13,285,002. DONATED SERVICES 498,622. HIGHFIELD LOSS ON LIQUIDATION 8,153. PART XII, LINE 2C EXPLANATION PROCESS IS CONSISTENT WITH PRIOR YEARS. NEGLECTED CLIMATE OPPORTUNITIES LLC 40 ROWES WHARF BOSTON MA 02110 824412038 ADVANCING THE MISSION OF THE JEREMY AND HANNELORE GRANTHAM ENVIRONMENTAL TR. MA 15446443 44841219 THE JEREMY AND HANNELORE GRANTHAM ENVIRONMENTAL TRUST RARE 1310 N COURTHOUSE ROAD SUITE 110 ARLINGTON VA 22201 237380563 ENVIRONMENTAL PROTECTION VA 501(C)(3) LINE 7 N/A 0 WORLD WILDLIFE FUND INC 1250 24TH ST NW WASHINGTON DC 20037 521693387 CONSERVATION OF NATURE DC 501(C)(3) LINE 7 N/A 0 THE NATURE CONSERVANCY 4245 N FAIRFAX DRIVE SUITE 100 ARLINGTON VA 22203 530242652 NATURE PRESERVATION VA 501(C)(3) LINE 7 N/A 0 ROCKY MOUNTAIN INSTITUTE 22830 TWO RIVERS ROAD BASALT CO 81621 742244146 ENVIORNMENTAL SUSTAINABILITY CO 501(C)(3) LINE 7 N/A 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0