2021-11-15T13:18:31-06:00 2020-12-31 861065772 DELOITTE TAX LLP 695 TOWN CENTER DRIVE SUITE 1000 COSTA MESA CA 92626 990 2020-04-06 850650301 GRYPHON ASSISTANCE FUND GRYP 8778295500 ONE MARITIME PLAZA SUITE 2300 SAN FRANCISCO CA 94111 JAMES R GILLETTE TREASURER 8778295500 2021-11-15 1 JAMES GILLETTE 999009999 JESSICA KARANTONIS P00969387 4087044000 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z X R DAVID ANDREWS ONE MARITIME PLAZA SUITE 2300 SAN FRANCISCO CA 94111 1233750 0 X N/A X 2020 CA THE PURPOSE OF GRYPHON ASSISTANCE FUND (THE 'FUND') IS TO PROVIDE SUPPORT FOR EMPLOYEES OF GRYPHON ADVISORS, LLC ('GRYPHON ADVISORS') OR PORTFOLIO COMPANIES OF GRYPHON ADVISORS, THEIR DEPENDENTS AND SPOUSES, AND OTHERS AFFECTED BY DISASTERS OR EMERGENCY HARDSHIPS. 3 3 0 3 0 0 1233750 0 0 0 1233750 1045000 0 0 0 0 108474 1153474 80276 188750 108474 80276 THE PURPOSE OF GRYPHON ASSISTANCE FUND (THE 'FUND') IS TO PROVIDE SUPPORT FOR EMPLOYEES OF GRYPHON ADVISORS, LLC ('GRYPHON ADVISORS') OR PORTFOLIO COMPANIES OF GRYPHON ADVISORS, THEIR DEPENDENTS AND SPOUSES, AND OTHERS AFFECTED BY DISASTERS OR EMERGENCY HARDSHIPS. 0 0 1045000 1045000 THE FUND PROVIDES FINANCIAL ASSISTANCE TO THE ROUGHLY 24,000 EMPLOYEES OF THE GRYPHON ADVISORS PORTFOLIO COMPANIES WHO HAVE BEEN FURLOUGHED OR OTHERWISE SEVERELY AND ADVERSELY IMPACTED BY THE COVID-19 PANDEMIC. THE FUND ALSO PROVIDES GRANTS TO OTHER CHARITIES OPERATING EMPLOYEE ASSISTANCE PROGRAMS. 1045000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 3 3 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 CA X JAMES GILLETTE 4152177404 ONE MARITIME PLAZA SAN FRANCISCO CA 94111 X DAVID R ANDREWS PRESIDENT & DIRECTOR 1.00 X X 0 0 0 NICHOLAS A ORUM SECRETARY & DIRECTOR 1.00 X X 0 0 0 JAMES R GILLETTE TREASURER & DIRECTOR 1.00 X X 0 0 0 0 0 0 0 0 0 0 0 1233750 1233750 1233750 0 0 0 1045000 1045000 108474 108474 1153474 1045000 108474 0 0 188750 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 188750 0 108474 0 108474 X 80276 0 80276 0 188750 80276 0 X 0 0 0 X 1233750 1233750 1233750 1233750 1042575 191175 1233750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 CORA PHYSICAL THERAPY ASSISTANCE FUND 1110 SHAWNEE RD LIMA OH 45805 851125763 501(C)(3) 150000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF CORA HEALTH SERVICES, INC. AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. MILANI COSMETIC ASSISTANCE FUND ONE CULVER 10000 WASHINGTON BLVD CULVER CITY CA 90232 852673818 501(C)(3) 50000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF NEW MILANI GROUP, LLC AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. LEARN BEHAVIORAL ASSISTANCE FUND INC 6225 SMITH AVE STE 100 1A BALTIMORE MD 21209 851631152 501(C)(3) 150000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF LEARN-IT SYSTEMS, LLC AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. MECHANIX WEAR ASSISTANCE FUND 28525 WITHERSPOON PKWY VALENCIA CA 91355 851270422 501(C)(3) 25000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF MECHANIX WEAR, LLC AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. SMILES FOR EVERYONE FOUNDATION 100 SPECTRUM CENTER DR STE 1500 IRVINE CA 92618 202435261 501(C)(3) 150000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF SMILE BRANDS INC. OR ITS AFFILIATED PROFESSIONAL CORPORATIONS, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. DESSERT HOLDINGS COVID-19 EMPLOYEE ASSISTANCE FUND 30 E 7TH STREET SUITE 2600 ST PAUL MN 55101 850924479 501(C)(3) 35000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF THE ORIGINAL CAKERIE, CO, A NEVADA CORPORATION DOING BUSINESS AS DESSERT HOLDINGS, AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. HVP ASSISTANCE FUND 10 S LASALLE SUITE 2120 CHICAGO IL 60654 851098746 501(C)(3) 100000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF HEARTLAND VETERINARY PARTNERS LLC AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. JENSEN HUGHES ASSISTANCE FUND INC 3610 COMMERCE DR STE 817 HALETHORPE MD 21227 850948146 501(C)(3) 150000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF JENSEN HUGHES, INC. AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. NEMA FOUNDATION PO BOX 157 TALLULAH FALLS GA 30573 274357830 501(C)(3) 150000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF TI TOPCO, LP AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. OBHG CARE FUND 777 LOWNDES HILL RD BLDG 1 GREENVILLE SC 29607 851230575 501(C)(3) 35000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF OBHG MANAGEMENT SERVICES, LLC AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. WATER'S EDGE DERMATOLOGY ASSISTANCE FUND INC 900 VILLAGE SQUARE XING STE 290 PALM BEACH GARDENS FL 33410 850976429 501(C)(3) 100000 TO PROVIDE SUPPORT TO THE EMPLOYEES OF WATER'S EDGE DERMATOLOGY AND ITS AFFILIATED ENTITIES, AND OTHERS SEVERELY AND ADVERSELY AFFECTED BY THE COVID-19 PANDEMIC TO ALLOW THEM TO OBTAIN AND RETAIN BASIC NECESSITIES, INCLUDING FOOD, HOUSING, MEDICINES, CHILD AND DEPENDENT CARE, AND LIVING AND SAFETY SUPPLIES. 11 0 PART I, LINE 2: THE SELECTION COMMITTEE SHALL COLLECT AND MAINTAIN ADEQUATE RECORDS DEMONSTRATING THAT THE ORGANIZATION'S RELIEF PROGRAM WAS EXECUTED IN FURTHERANCE OF THE ORGANIZATION'S CHARITABLE PURPOSES AND THAT THE RECIPIENTS WERE NEEDY OR DISTRESSED. THE SELECTION COMMITTEE MAY REQUIRE AN APPLICATION FROM INDIVIDUALS ELIGIBLE FOR RELIEF UNDER THE PROGRAM, WHICH MAY INCLUDE A DESCRIPTION OF THE INDIVIDUAL'S NEED AND THE INDIVIDUAL'S CURRENT AVAILABLE RESOURCES TO MEET SUCH NEED. THE ORGANIZATION ALSO RECOGNIZES THAT IN TIMES OF SHORT-TERM IMMEDIATE NEED DUE TO AN EMERGENCY, EXHAUSTIVE DOCUMENTATION FROM AN APPLICANT MAY NOT BE PRACTICABLE. IN SUCH CASE, THE SELECTION COMMITTEE SHALL INCLUDE IN ITS DOCUMENTATION AN ASSESSMENT OF THE SHORT-TERM AND IMMEDIATE NATURE OF THE EMERGENCY OR HARDSHIP AND THE REASONS WHY ADDITIONAL RECORDS WERE NOT OBTAINED OR AVAILABLE. FORM 990, PART VI, SECTION A, LINE 2 THE DIRECTORS/OFFICERS OF GRYPHON ASSISTANCE FUND ARE ALL EMPLOYEES OF GRYPHON ADVISORS, LLC. FORM 990, PART VI, SECTION B, LINE 11B THE FULL COPY OF THE FORM 990 IS MADE AVAILABLE TO ALL DIRECTORS FOR THEIR REVIEW PRIOR TO THE ELECTRONIC FILING OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C EACH OFFICER AND DIRECTOR IS REQUIRED TO ANNUALLY SIGN A STATEMENT AFFIRMING THEY HAVE RECEIVED A COPY OF AND AGREED TO COMPLY WITH THE POLICY, AND DISCLOSE THAT PERSON'S INTERESTS THAT COULD GIVE RISE TO POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. PERIODIC REVIEWS OF THE POLICY , ITS ADMINISTRATION, AND ENFORCEMENT ARE TO BE CONDUCTED. AFTER A FINANCIAL INTEREST IS DISCLOSED, THE INTERESTED PERSON MUST LEAVE THE BOARD OR COMMITTEE MEETING, WITH THE REMAINING MEMBERS TO DECIDE WHETHER A CONFLICT OF INTEREST EXISTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST GRYPHON ADVISORS II LLC ONE MARITIME PLAZA SUITE 2300 SAN FRANCISCO CA 94111 943332997 INVESTMENT MANAGEMENT CA N/A 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GRYPHON ADVISORS II LLC C 780625 FMV SCHEDULE R, PART III GRYPHON ADVISORS, LLC IS THE PARENT OF GRYPHON ASSISTANCE FUND DUE TO THE MAJORITY OF THE GRYPHON ASSISTANCE FUND BOARD BEING COMPRISED GRYPHON ADVISORS II, LLC EMPLOYEES. THERE WERE NO FINANCIAL TRANSACTIONS BETWEEN GRYPHON ASSISTANCE FUND AND GRYPHON ADVISORS II, LLC AND/OR ITS SUBSIDIARIES.