2021-11-15T14:49:12-06:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVE SUITE 301 HARRISON NY 10528 990PF 2020-01-01 135562398 THE TRUSTEES OF SAILORS' SNUG HARBOR IN THE CITY OF NEW YORK TRUS 6464658585 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 CAPTAIN STEVEN BENDO TREASURER 6464658585 2021-11-15 1 CAPTAIN STEVEN BENDO 999009999 GARRETT M HIGGINS P00543209 2122862600 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 61328793 X 1125 X 6344 6344 6344 897073 1020103 1025173 789566 10232074 1390024 61664 19974 46022 22275 1714082 2462493 1115456 16000 800 800 15200 127257 6363 6363 120894 65476 813 813 60511 2824 141 141 14848 30000 0 0 26000 98806 92726 92726 6080 16398 18727 3494 2125 2225 30000 27844 1392 1392 26452 6080 29 29 6051 2567 128 128 2439 23645 315210 337926 23072 403993 436125 461270 331547 1414339 1414339 1818332 436125 461270 1745886 -104250 2026368 654186 951383 333418 333418 51623775 60719154 60719154 2749 2748 1 1 1 1562302 276220 276220 54137461 61328793 61328793 12165 480017 565811 492182 565811 X 20310088 21360398 33335191 39402584 53645279 60762982 54137461 61328793 53645279 -104250 7331389 60872418 109436 60762982 PUBLICLY TRADED SECURITIES 46054 45193 861 861 PUBLICLY TRADED SECURITIES 9973560 9397315 576245 576245 THRU SCHEDULE K-1'S - SHORT TERM P 39233 39233 THRU SCHEDULE K-1'S - LONG TERM P 561225 561225 CAPITAL GAINS DIVIDENDS P 212460 212460 212460 1390024 40094 28167 0 28167 0 28167 37543 0 14000 0 51543 X 0 23376 23376 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 1 0 0 0 1 WWW.THESAILORSSNUGHARBOR.ORG JOSEPH J BROOKS 6464658585 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CAPTAIN TIMOTHY J FERRIE 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 TRUSTEE, PRESIDENT 2.50 3200 0 0 CAPTAIN STEVEN BENDO 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 TRUSTEE, SECRETARY, TREASURER 2.50 2800 0 0 RAYMOND J BURKE JR 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 TRUSTEE 1.50 3200 0 0 CAPTAIN JAMES MCNAMARA 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 TRUSTEE 1.50 3200 0 0 VERONICA M SULLIVAN 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 TRUSTEE 1.50 3200 0 0 REV DR GREG STOVELL - BEGAN 112020 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 TRUSTEE 1.50 400 0 0 JOSEPH J BROOKS 17 BATTERY PLACE NO 929 NEW YORK NY 100043512 EXECUTIVE DIRECTOR/G 40.00 107120 0 0 0 NORTHERN TRUST 50 SOUTH LA SALLE ST B-2 CHICAGO IL 60603 INVESTMENT MANAGEMENT 92406 0 THE TRUSTEES OF THE SAILORS' SNUG HARBOR IN THE CITY OF NEW YORK PROVIDES FINANCIAL ASSISTANCE AND SUPPORT SERVICES TO ELIGIBLE RETIRED AND/OR INCAPACITATED MARINERS. 1537048 0 52374905 108840 64117 52547862 0 0 52547862 788218 51759644 2587982 X 1745886 0 1745886 0 1745886 2008-06-06 X 654186 825273 826865 1213220 3519544 556058 701482 702835 1031237 2991612 1745886 1799810 1719328 1624478 6889502 0 0 0 0 0 1745886 1799810 1719328 1624478 6889502 0 0 1725321 1670301 1667254 1593053 6655929 0 0 0 0 X MARINERS 17 BATTERY PLACE NEW YORK NY 100043512 NONE I CHARITABLE PAYMENTS MADE FOR LIVING AND OTHER EXPENSES ON BEHALF OF QUALIFYING BENEFICIARIES 1414339 1414339 0 14 6344 525990 5070 14 892003 01 19974 525990 53477 18 736089 OTHER INCOME (LOSS) THRU SCHEDULE K-1'S 525990 -23747 14 23747 34800 1678157 0 1712957 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 30000 0 0 26000 BLACKROCK FDS HIGH YIELD BD (384,987.99 SHARES) FMV 2999056 2999056 CISCO SYS INC 3.5% DUE 06-15-2025 (350,000.00 SHARES) FMV 396284 396284 COMMON DAILY AGGREGATE BOND (25,176.05 SHARES) FMV 2884672 2884672 COMMON DAILY EMERGING MARKETS (33,458.99 SHARES) FMV 3813689 3813689 COMMON DAILY S&P 500 EQUITY (8,901.76 SHARES) FMV 12421035 12421035 COMMON DIVERSIFIED FRONTIER MARKETS FUND - NON LENDING (2,213.40 SHARES) FMV 294964 294964 FEDERAL HOME LN BKS 3.25% 06-09-2028 (350,000 SHARES) FMV 414098 414098 FNMA 2.375% 01-19-2023 (400,000.00 SHARES) FMV 418320 418320 HARDING LOEVNER FDS INC INTL EQUITY PORTFOLIO (158,386.20 SHARES) FMV 4501336 4501336 INVESCO INVT FDS OPPENHEIMER (38,700.96 SHARES) FMV 2068566 2068566 MAKENA ENDOWMENT FUND (1,699,223.00 SHARES) FMV 3863870 3863870 MAKENA PERPETUAL PRIVATE EQUITY FUND, L.P. (2,698,959.00 SHARES) FMV 3953174 3953174 MAKENA PERPETUAL U.S. REAL ESTATE FUND, LP (1,030,140.00 SHARES) FMV 1054383 1054383 MAKENA PERPETUAL VENTURE CAPITAL FUND, LP (1,970,791.00 SHARES) FMV 4508199 4508199 MAKENA PRIVATE EQUITY FUND III, LP (676,233.00 SHARES) FMV 963584 963584 NORTHEN TRUST PRIVATE EQUITY FUND III, LP (1.00 SHARE) FMV 737492 737492 NORTHEN TRUST PRIVATE EQUITY FUND VI, LP (315,505.00 SHARES) FMV 661548 661548 NORTHERN EQUITY INDEX FUNDS MID CAP INDEX (70,651.33 SHARES) FMV 1479439 1479439 NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND (55,286.12 SHARES) FMV 695499 695499 NORTHERN TRUST PRIVATE EQUITY FUND VII, LP (846,675.00 SHARES) FMV 1232792 1232792 NORTHN FDS MULTI-MANAGER GLOBAL REALESTATE FD (72,390.55 SHARES) FMV 786161 786161 NORTHN FDS ULTRA SHORT FXD INC FD (387,096.66 SHARES) FMV 3998709 3998709 NTGI COMMON DAILY RUSSELL 2000 (8,132.78 SHARES) FMV 1960553 1960553 NTGI EAFE INDEX FUND - NON LENDING (28,375.88 SHARES) FMV 3950944 3950944 OCCIDENTAL PETE 3.4% DUE 04-15-2026 (350,000.00 SHARES) FMV 333692 333692 ROYAL BK CDA 3.7% (300,000.00 SHARES) FMV 327095 327095 RESIDENTIAL FURNISHINGS AND EQUIPMENT 2748 2748 0 CEMETERY PROPERTY 1 0 1 1 LEGAL FEES 2824 141 141 14848 ACCRUED INVESTMENT INCOME 71686 56548 56548 INVESTMENT PROCEEDS RECEIVABLE 1490616 196278 196278 PREPAID FEDERAL EXCISE TAX 23394 23394 DEFFERRED EXCISE TAX PROVISION 109436 OTHER EXPENSES THRU SCHEDULE K-1'S 0 314636 337352 0 ADVERTISING 792 0 0 792 INSURANCE 794 0 0 794 LAND MANAGEMENT 10607 0 0 10607 MISCELLANEOUS EXPENSES 954 48 48 906 OFFICE EXPENSES 2193 110 110 2083 OFFICE SUPPLIES AND EQUIPMENT 2652 133 133 2519 PAYROLL PROCESSING FEES 1003 50 50 953 RESTORATION 1250 63 63 1188 OTHER ART EXPENSES 3400 170 170 3230 OTHER INCOME (LOSS) THRU SCHEDULE K-1'S 46022 22275 FEDERAL EXCISE TAX BENEFIT 19974 0 0 UNREALIZED GAIN ON INVESTMENTS 7330175 ADJUSTMENT TO OPENING NET ASSETS 1214 DEFERRED COMPENSATION PAYABLE 291186 295338 DEFERRED FEDERAL EXCISE TAX 161037 270473 FEDERAL EXCISE TAX PAYABLE 27794 0 INVESTMENT MANAGEMENT FEES 92406 92406 92406 0 CONSULTING FEES 6400 320 320 6080 FEDERAL EXCISE TAX 0 0 0 30000 CORPORATE TAX 3494 0 0 0 FOREIGN TAXES THRU SCHEDULE K-1'S 0 2125 2225 0