2021-11-15T14:37:49-06:00 2020-12-31 331197384 ANDERSEN TAX LLC 350 SOUTH GRAND AVENUE SUITE 2000 LOS ANGELES CA 90071 990PF 2020-01-01 816901244 TAMMIS DAY FOUNDATION TAMM 2135932300 466 FOOTHILL BLVD 76 LA CANADA CA 91011 NILA RODRIGUEZ TRUSTEE 2135932300 2021-11-15 1 NILA RODRIGUEZ 999009999 SAMUEL KIM P01265580 2135932300 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 19212898 X 0 X 400282 424356 -26053 6057202 0 0 10386 374229 434742 0 63000 0 0 63000 6526 0 0 6526 1440 1296 0 144 62750 56475 0 6275 91991 103022 0 9199 5447 3522 0 0 88 0 0 88 14598 13271 0 1461 245840 177586 0 86693 3125000 3125000 3370840 177586 0 3211693 -2996611 257156 0 434398 359314 359314 563 168076 563 563 105791 50408 0 0 50408 50408 2385 104717 104717 152436 1664 1664 19349935 17830337 17830337 1135792 865895 865895 21348813 19212898 19212898 6101 13565 3891 961 9992 14526 X 21338821 19198372 21338821 19198372 21348813 19212898 21338821 -2996611 863957 19206167 7795 19198372 120,000 SHARES OF MORGAN STANLEY NTS B/E 02.650% 012720 DTD012715 FC072715 P 2019-02-06 2020-01-27 120000 120000 0 0 15,291 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-02-14 2020-08-19 150000 153670 -3670 -3670 33,390 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-02-14 2020-08-19 336901 335566 1335 1335 97 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-02-28 2020-08-19 976 972 4 4 212 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-03-29 2020-08-19 2144 2135 9 9 203 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-04-30 2020-08-19 2051 2045 6 6 222 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-05-31 2020-08-19 2238 2231 7 7 186 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-06-28 2020-08-19 1873 1867 6 6 202 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-07-31 2020-08-19 2040 2034 6 6 29,821 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-08-12 2020-08-19 300895 300000 895 895 177 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-02-28 2020-08-19 1782 1796 -14 -14 176 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-03-31 2020-08-19 1772 1753 19 19 3,462 SHARES OF T. ROWE PRICE OVERSEAS STOCK FUND CLASS NL P 2019-02-07 2020-06-12 34000 34346 -346 -346 130,000 SHARES OF SHELL INTL FIN NTS B/E 02.125% 051120 DTD051115 FC1111115 P 2019-02-06 2020-02-19 130113 129844 269 269 1,599 SHARES OF VAN ECK EMGING MARKETS Y P 2019-02-01 2020-02-19 30000 25299 4701 4701 5,025 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-02-14 2020-08-19 50000 50468 -468 -468 4,507 SHARES OF VAN ECK EMGING MARKETS Y P 2019-02-01 2020-06-12 75000 71304 3696 3696 901 SHARES OF VANGAURD MID-CAP ETF 2019-02-01 2020-06-12 143634 137897 5737 5737 11,766 SHARES OF LIBERTY OILFIELD SVCS INC CL A 2018-01-17 2020-09-01 102144 3530 98614 98614 CAPITAL GAIN DISTRIBUTION FROM UBS #74844 P 2019-01-19 2020-12-31 3088 3088 SHORT-TERM CAPITAL LOSS FROM ALEGRIA III LLC K-1 P 2020-01-01 2020-12-31 4 4 LONG-TERM CAPITAL GAIN FROM ALEGRIA III LLC K-1 P 2019-01-01 2020-12-31 -2315 -2315 LONG-TERM CAPITAL GAIN FROM BALDWIN LLC K-1 P 2019-01-01 2020-12-31 48 48 SHORT-TERM CAPITAL GAIN FROM BRIDLE LANE LLC K-1 P 2020-01-01 2020-12-31 4 4 LONG-TERM CAPITAL GAIN FROM BRIDLE LANE LLC K-1 P 2019-01-01 2020-12-31 35942 35942 SHORT-TERM CAPITAL GAIN FROM LAUREL ROAD LLC K-1 P 2020-01-01 2020-12-31 3152 3152 LONG-TERM CAPITAL GAIN FROM LAUREL ROAD LLC K-1 P 2019-01-01 2020-12-31 105210 105210 LONG-TERM CAPITAL GAIN FROM MORRISON 2000 LLC K-1 P 2019-01-01 2020-12-31 10072 10072 LONG-TERM CAPITAL LOSS FROM ROCKRIVER LLC K-1 P 2019-01-01 2020-12-31 -165847 -165847 LONG-TERM CAPITAL LOSS FROM TREKK OPPORTUNITY INVESTMENTS LLC K-1 P 2019-01-01 2020-12-31 -196 -196 SHORT-TERM CAPITAL GAIN FROM EIG ENERGY FUND XIV LP K-1 P 2020-01-01 2020-12-31 -2532 -2532 783 SHARES OF VANGUARD S&P 500 ETF 2019-02-01 2020-06-12 227343 194293 33050 33050 LONG-TERM CAPITAL GAIN FROM EIG ENERGY FUND XIV LP K-1 P 2019-01-01 2020-12-31 -40664 -40664 53,395 SHARES OF PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND CLASS I 2019-02-01 2020-11-10 670000 714328 -44328 -44328 2,001 SHARES OF ISHARES CORE MSCI EAFE ETF 2019-02-01 2020-06-12 113836 117378 -3542 -3542 37,698 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-06-22 2020-08-25 380377 380000 377 377 20 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-06-30 2020-08-25 203 203 0 0 46 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-07-31 2020-08-25 460 460 0 0 120,000 SHARES OF US TSY NOTE 01.375% DUE 03/31/20 DTD 03/31/15 FC 09/30/15 P 2019-09-04 2020-03-31 120000 120000 0 0 120,000 SHARES OF ABBVIE INC NTS B/E 02.500% 051420 DTD 051415 FC111415 P 2019-02-06 2020-02-19 120110 119858 252 252 120,000 SHARES OF AMERICAN EXPRESS CRD 2.375% 052620 DTD052615 FC112615 P 2019-02-06 2020-02-19 120119 119855 264 264 120,000 SHARES OF BK OF AMER CORP 02.625% 101920 DTD101915 FC041916 P 2019-02-06 2020-10-19 120000 120000 0 0 120,000 SHARES OF BP CPTL MARK AMER INC 04.500% 100120 DTD100118 FC040119 P 2019-02-06 2020-10-01 120000 120000 0 0 125,000 SHARES OF JP MORGAN CHASE & CO 02.295% 081521 DTD080816 FC021517 P 2019-02-06 2020-08-15 125000 124055 945 945 125,000 SHARES OF MEDTRONIC INC NTS B/E 3.150% 031522 DTD031515 FC091515 P 2019-04-02 2020-10-29 129823 126030 3793 3793 36,842 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-02-14 2020-08-25 371736 370262 1474 1474 120,000 SHARES OF UNITEDHEALTH GROUP INC 02.700% 071520 DTD072315 FC011516 P 2019-02-06 2020-02-19 120482 120050 432 432 120,000 SHARES OF WELLS FARGO & CO 02.600% 072220 DTD072215 FC012216 P 2019-02-06 2020-07-22 120000 120000 0 0 10,056 SHARES OF FIDELITY U.S. BOND INDEX FUND P 2020-05-01 2020-12-02 125000 125197 -197 -197 7,298 SHARES OF ISHARES CORE SMCI EMERGING MARKETS ETF 2019-02-01 2020-12-02 411789 369500 42289 42289 2,908 SHARES OF ISHARES CORE DIVD GRWTH ETF 2020-03-19 2020-06-12 108118 89828 18290 18290 250 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-08-30 2020-08-19 2521 2514 7 7 218 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-09-30 2020-08-19 2199 2192 7 7 230 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-10-31 2020-08-19 2322 2315 7 7 219 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-11-29 2020-08-19 2210 2203 7 7 200 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2019-12-31 2020-08-19 2022 2016 6 6 215 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-01-31 2020-08-19 2171 2166 5 5 140 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-04-30 2020-08-19 1404 1392 12 12 120 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-05-29 2020-08-19 1203 1198 5 5 66 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-06-30 2020-08-19 666 666 0 0 41 SHARES OF PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y P 2020-07-31 2020-08-19 409 409 0 0 130,000 SHARES OF AMER HONDA FIN CORP 02.450% 092420 DTD092415 FC032416 P 2019-02-06 2020-02-19 130542 129783 759 759 9,557 SHARES OF FLEXSHARES QUALITY DIVIDEND INDEX FD ETF 2019-02-01 2020-03-19 380378 454114 -73736 -73736 1,965 SHARES OF ISHARES S&P 100 ETF 2019-02-01 2020-06-12 283614 234641 48973 48973 5,811 SHARES OF ISHARES CORE S&P SMALL-CAP ETF 2019-02-07 2020-10-05 424359 449033 -24674 -24674 1,782 SHARES OF PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND CLASS I 2019-11-25 2020-11-10 23104 23027 77 77 15,010 SHARES OF FLEXSHARES QUALITY DIVIDEND INDEX FD ETF 2019-04-09 2020-03-19 520535 668493 -147958 -147958 -86632 -128727 3574 0 3574 0 3574 22206 0 0 0 22206 0 18632 18632 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A NILA RODRIGUEZ 2138916300 466 FOOTHILL BLVD 76 LA CANADA CA 91011 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 NILA RODRIGUEZ 466 FOOTHILL BLVD 76 LA CANADA CA 91011 TRUSTEE 30.00 63000 0 0 RONALD COOK 466 FOOTHILL BLVD 76 LA CANADA CA 91011 TRUSTEE 0.50 4000 0 0 CONNIE SILVEIRA 466 FOOTHILL BLVD 76 LA CANADA CA 91011 TRUSTEE 0.50 4000 0 0 SHARON MICHELLE SWINDLE 466 FOOTHILL BLVD 76 LA CANADA CA 91011 TRUSTEE 0.50 4000 0 0 ALYSON KROISCHKE 466 FOOTHILL BLVD 76 LA CANADA CA 91011 TRUSTEE 0.50 4000 0 0 NONE 0 NONE 0 0 541420 17099032 1053881 18694333 0 0 18694333 280415 18413918 920696 920696 3574 3574 917122 0 917122 0 917122 3211693 0 3211693 0 3211693 917122 538839 0 0 3211693 538839 0 0 917122 1755732 0 0 1755732 0 0 0 0 0 0 0 1755732 1755732 X LOWELL JOINT SCHOOL DISTRICT 11019 VALLEY HOME AVE WHITTIER CA 90603 NONE PC TO CARRY OUT SUPPORT FOR THE MIDDLE SCHOOL MARCHING BAND PROGRAM 5000 FRIENDS OF THE CURRY PUBLIC LIBRARY 94341 3RD ST GOLD BEACH OR 97444 NONE PC TO CARRY OUT AN ART INSTALLATION WITHIN THE CURRY PUBLIC LIBRARY 5000 OLDFIELDS SCHOOL INC 1500 GLENCOE RD SPARKS GLENCOE MD 21152 NONE PC UNRESTRICTED 1000000 SMITH COLLEGE 33 ELM STREET NORTHAMPTON MA 01063 NONE PC UNRESTRICTED 2000000 MISSOULA CHILDREN'S THEATRE 200 N ADAMS ST MISSOULA MT 59802 NONE PC TO CARRY OUT SUPPORT FOR THE VARIOUS PROGRAMS WITHIN THE MISSOULA CHILDREN'S THEATRE 5000 BOYS AND GIRLS CLUBS OF AMERICA 1275 PEACHTREE ST NE ATLANTA GA 30309 NONE PC TO CARRY OUT SUPPORT ART PROGRAMS AT VARIOUS CLUBS NATIONWIDE 100000 DECATUR MAKERS INC 605 W PONCE DE LEON AVE DECATUR GA 30030 NONE PC TO CARRY OUT SPECIFIC PROJECTS AND SUPPORT FOR ARTISTS MAKING HOME SCHOOL DESKS DURING THE PANDEMIC 5000 NEW DIRECTIONS FOR YOUTH INC 7315 LANKERSHIM BLVD NORTH HOLLYWOOD CA 91605 NONE PC TO CARRY OUT SUPPORT FOR VARIOUS ART AND MUSIC PROGRAMS TO KEEP CHILDREN AWAY FROM STREET GANGS 5000 3125000 0 14 400282 18 -26053 0 374229 0 374229 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 62750 56475 0 6275 SECURITIES - DETAIL AVAILABLE UPON REQUEST 17830337 17830337 1664 1664 0 0 PARTNERSHIP STOCK AT COST 777620 777620 OTHER INVESTMENTS AT COST 88275 88275 LEGAL FEES 1440 1296 0 144 PRIOR PERIOD ADJUSTMENT 7795 INSURANCE 10292 9263 0 1029 STORAGE 726 653 0 73 CHARITABLE CONTRIBUTIONS (FROM K-1S) 0 133 0 0 OFFICE SUPPLIES & SOFTWARE 1292 1163 0 129 PAYROLL PROCESSING FEE 49 44 0 5 POSTAGE & DELIVERY 368 331 0 37 BANK FEES 1646 1481 0 165 TAXES 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