2021-11-13T17:06:13-06:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2020-01-01 137297946 GRANDVIEW-STEERS FOUNDATION GRAN 2129727555 14 HILLTOP PLACE RYE NY 10580 LAUREN STEERS TRUSTEE 2129727555 2021-11-15 1 LAUREN STEERS XXX-XX-XXXX GARRETT M HIGGINS P00543209 9143818900 2021-11-13 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 14351306 X X 201604 201604 103413 2963043 33906 0 15546 305017 251056 0 0 0 32500 0 32500 59701 59701 0 559 1451 0 98347 37383 0 191107 98535 32500 622000 622000 813107 98535 654500 -508090 152521 273148 323770 323770 1508 1508 1508 1508 426498 670860 692881 4005664 2732271 3220862 3651433 2455487 2608424 4382078 5813563 7498334 9968 5527 5527 12750297 12002986 14351306 0 0 X 11334049 11334049 0 0 1416248 668937 12750297 12002986 12750297 12002986 12750297 -508090 0 12242207 239221 12002986 SALE OF PUBLICLY TRADED STOCK 2960618 2859630 100988 100988 PER K-1S NET OF UBI P 69507 -69507 -69507 CAPITAL GAINS DIVIDENDS P 2425 2425 2425 33906 2120 0 2120 0 2120 14540 0 0 0 14540 0 12420 12420 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 N/A LAUREN STEERS 2129727555 14 HILLTOP PLACE RYE NY 10580 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 LAUREN J STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 JULIA STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 MACAULAY STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 NONE 0 NONE 0 0 12859860 436968 7747 13304575 0 0 13304575 199569 13105006 655250 655250 2120 2120 653130 0 653130 0 653130 654500 0 654500 0 654500 653130 643372 0 0 654500 643372 0 0 11128 0 0 0 0 0 0 0 0 642002 0 0 0 ROBERT H STEERS LAUREN J STEERS X BERKSHIRE HILLS MUSIC ACADEMY 48 WOODBRIDGE STREET SOUTH HADLEY MA 01075 N/A PC GENERAL SUPPORT 10000 CANTERBURY SCHOOL 101 ASPETUCK AVENUE NEW MILFORD CT 06776 N/A PC GENERAL SUPPORT 40000 CARITAS OF PORT CHESTER INC 19 SMITH STREET PO BOX 682 PORT CHESTER NY 10573 N/A PC GENERAL SUPPORT 10000 CMT RESEARCH FOUNDATION 4062 PEACHTREE ROAD A209 ATLANTA GA 30319 N/A PC GENERAL SUPPORT 250000 ELON UNIVERSITY 100 CAMPUS DRIVE ELON NC 27244 N/A PC IN SUPPORT OF THE ODDESSY PROGRAM 250000 GIVING TREE GLOBAL 65 ORCHARD AVENUE RYE NY 10580 N/A PC GENERAL SUPPORT 5000 HEARTS TO HOMES FURNISHINGS INC 51 LINDERGH PLACE YONKERS NY 10707 N/A PC GENERAL SUPPORT 20000 NEWBURGH SAN MIGUEL PO BOX 284 CHAPPAQUA NY 10514 N/A SO I GENERAL SUPPORT 25000 SHINING HOPE FOR COMMUNITIES 175 VARICK STREET FL 6 NEW YORK NY 10014 N/A PC GENERAL SUPPORT 12000 622000 0 14 201604 525990 -49 18 103462 OTHER INCOME THRU K-1S 525990 2711 01 -2711 2662 302355 0 305017 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES - PKF O'CONNOR DAVIES, LLP 32500 0 32500 ABBOTT LABS 5.300% DUE 05-27-40 5812 7367 AFLAC INC 3.625% DUE 11-15-24 5197 5594 AFLAC INC 6.45% DUE 08-15-40 7474 7289 AFLAC INC 6.900% DUE 12-17-39 13934 15379 ALABAMA PWR CO 5.500% DUE 03-15-41 17947 21196 ALLSTATE CORP 4.500% DUE 06-15-43 5773 6704 ALTRIA GROUP INC 4.8% DUE 2-14-29 17948 17903 AMERICAN EXPRESS CO 3.000% DUE 10-30-24 14958 16369 AMGEN INC 3.200% DUE 11-02-27 14590 16851 ANHEUSER BUSCH INBEV FIN INC 3.650% DUE 02-01-26 31272 33927 APPLE INC 2.9% DUE 9-12-27 21207 22372 ARCHER DANIE;S M 3.25% DUE 3-27-30 16478 17286 AT&T INC 3.400% DUE 05-15-25 19935 22195 AVALONBAY CMNTYS INC MTN BE 4.150% DUE 1/7/2047 11038 12605 BANK AMER CORP 3.300% DUE 01-11-23 81987 84795 BERKSHIRE HATHAWAY FIN CORP 4.300% DUE 05-15-43 5295 6591 CAROLINA PWR & LT CO 4.1% DUE 3-15-43 10528 12428 CHEVRON CORP 3.326% DUE 11-17-25 16180 16713 CHUBB CORP 6.500% DUE 05-15-38 6736 7942 CISCO SYS INC 5.500% DUE 01-15-40 12536 14969 CITIGROUP INC 6.625% DUE 01-15-28 25858 26201 CME GROUP INC 3.000% DUE 03-15-25 30069 32834 COMCAST CORP NEW 4.150% DUE 10-15-28 10548 11964 COMCAST CORP NEW 6.500% DUE 11-15-35 6359 7696 CONSOLIDATED EDI 3.95% DUE 4-1-50 5085 6090 CVS HEALTH CORP 2.7% DUE 8-21-40 4907 5060 DISNEY WALT CO 7.625% DUE 11-30-28 28790 28287 DOVER CORP 6.600% DUE 03-15-38 6254 7143 DOWDUPONT INC 4.493% DUE 11-15-25 16012 17510 EMERSON ELECTRIC CO 6.125% DUE 04-15-39 13323 14267 ENTERPRISE PRODS OPER LLC 3.750% DUE 02-15-25 20600 22381 EQUITABLE COS INC 7.000% DUE 04-01-28 24739 25945 ERP OPER LTD PARTNERSHIP 4.500% DUE 07-01-44 10808 13081 EXXON MOBIL CORP 3.567% DUE 03-06-45 5601 5711 FEDEX CORP 3.200% DUE 02-01-25 15487 16480 FHLMC MULTIFAMILY STRUCTURED PASS THROUGH CERTIFICATES 3.320% DUE 02-25-23 104758 105716 FISERV INC 4.4% DUE 7-1-49 6017 6696 FLORIDA PWR & LT CO 5.950% DUE 02-01-38 6480 7478 FNMA UMBS LNG 30 YEAR 3.000% DUE 12-01-49 48206 49563 FRANKLIN RES INC 2.850% DUE 03-30-25 29728 32660 GENERAL DYNAMICS CORP 3.750% DUE 05-15-28 10575 11682 GENERAL ELEC CAP CORP MTN BE 6.750% DUE 3/15/2032 11430 14043 GOLDMAN SACHS GROUP INC 3.625% DUE 01-22-23 82392 85242 GOLDMAN SACHS GROUP INC 3.85% DUE 01-26-27 10722 11410 HALLIBURTON CO 6.700% DUE 09-15-38 6265 6606 HOME DEPOT 3.3% DUE 4-15-40 5398 5883 HONEYWELL INTL INC 5.700% DUE 03-15-37 6342 7136 ILLINOIS TOOL 2.65% DUE 11-15-26 15740 16543 INTERNATIONAL BUSINESS MACHS 4.000% DUE 06-20-42 4859 6178 INTERESTATE PWR LIGHT 4.1% DUE 9-26-28 17891 17863 ISHARES TR MBS FIXED BDFD 836977 866283 JPMORGAN CHASE & CO 2.95% DUE 10-1-26 21207 22170 JPMORGAN CHASE & CO 6.400% DUE 05-15-38 6545 7739 KELLOGG CO 7.450% DUE 04-01-31 12815 15098 KEYCORP MEDIUM TERM NTS BE 2.25% DUE 4-6-27 9765 10685 KEYCORP MEDIUM TERM NTS BE 4.150% DUE 10-29-25 15913 17380 KIMBERLY CLARK CO 3.9% DUE 5-4-47 5596 6418 KROGER CO 3.875% DUE 10-15-46 9984 11695 LINCOLN NATL CORP IND 3.625% DUE 12-12-26 15254 17154 LINCOLN NATL CORP IND 3.800% DUE 03-01-28 10522 11531 MARKEL CORP 3.350% DUE 09-17-29 15182 16739 MASTERCARD INC 3.8% DUE 11-21-46 12178 12631 MCDONALDS CORP 1.45% DUE 9-1-25 5014 5171 METLIFE INC 6.500% DUE 12-15-32 20130 22761 MICROSOFT CORP 3.700% DUE 08-08-46 5974 6305 MORGAN STANLEY VAR DUE 2-13-32 5004 5023 MORGAN STANLEY 7.250% DUE 04-01-32 14085 15384 NJ ST TPK AUTH 7.102% DUE 1-1-41 19936 24494 NIKE INC 3.25% DUE 3-27-40 10645 11588 NORFOLK SOUTHERN CORP 5.640% DUE 05-17-29 24168 25395 NUTRIEN LTD 5.875% DUE 12-01-36 11850 13486 ORACLE CORP 2.950% DUE 05-15-25 25488 27341 PARKER HANNIFIN CORP 3.250% DUE 03-01-27 20738 22314 PEPSICO INC 3.000% DUE 10-15-27 9978 11264 PFIZER INC 7.200% DUE 03-15-39 7187 8578 PNC FINANCIAL SERVICES GROUP INC 3.150% DUE 05-19-27 25144 28162 PNC FINANCIAL SERVICES GROUP INC 2.55% DUE 01-22-30 5009 5463 PROLOGIS LP 4.375% DUE 2-1-29 16663 18338 PRUDENTIAL FINANCIAL INC 6.625% DUE 12-01-37 14951 14971 PUBLIC SVC ELEC GAS CO MTN BE 2.250% DUE 09-15-26 38659 43194 QUALCOMM INC 4.3% DUE 5-20-47 6198 6771 SCHLUMBERGER INVT SA 3.650% DUE 12-01-23 41209 43345 SCHWAB CHARLES CORP NEW 4.000% DUE 02-01-29 16420 17842 SHELL INTERNATIONAL FIN BV 3.250% DUE 05-11-25 10165 11073 SNAP-ON INC 3.1% DUE 5-1-50 5360 5599 STRYKER CORP 3.5% DUE 3-15-26 10407 11337 SUNTRUST BK ATL SR MD TM BK NT 3.000% DUE 02-02-23 20006 21027 SYSCO CORP 4.45% DUE 3-15-48 6137 6025 TAMPA ELEC CO 6.15% DUE 5-15-37 7096 6964 THERMO FISHER 4.497% DUE 3-25-30 5662 6200 TRAVELERS COS INC/THE 6.250% DUE 06-15-37 13149 15235 U S BANCORP MTNS BK ENT 3.950% DUE 11-17-2025 32509 34614 UNITED PARCEL SVC AMER INC 8.375% DUE 04-01-30 21276 22215 UNITED TECHNOLOGIES CORP 7.5% DUE 9-15-29 27715 28960 VALERO ENERGY CORP NEW 3.650% DUE 03-15-25 10568 10929 VIRGINIA ELECTIC 3.45% DUE 2-15-24 5422 5387 WALMART INC 2.350% DUE 12-15-22 24707 25991 WISCONSIN ELECTRIC POER CO 4.250% DUE 06-01-44 10852 12331 COHEN & STEERS ALTERNATIVE INCOME FUND I 1264067 1189544 COHEN & STEERS REAL ASSETS FUNDS 756507 723486 SPDR S&P 500 ETF TR 711697 1307832 670860 692881 0 0 BBR EQUITY LONG SHORT LTD AT COST 1300000 1951636 ELLINGTON MORTGAGE RECOVERY PARTNERS, LP AT COST 375000 438070 RREF IV DEBT DOMESTIC INVESTORS AT COST 109624 108033 LIFTBRIDGE COMMERCIAL OFFSHORE AT COST 234467 267828 INSOLVE GLOBAL CREDIT FEEDER FUND AT COST 287629 316741 BLACKSTONE TACTICAL OPP FUND III AT COST 467020 530467 BBR ALO FUND, LLC AT COST 3039823 3885559 INVESTMENT INCOME RECEIVABLE 9968 5527 5527 PARTNERSHIP BASIS ADJUSTMENTS 239221 OTHER DEDUCTIONS - FLOW THRU K-1S 0 30552 0 BOND PREMIUM 6831 6831 0 PARTNERSHIP ACTIVITY 91516 0 0 FLOW THRU TO PARTNERSHIPS - NOT ON BOOKS 15546 INVESTMENT ADVISORY FEES - CHARLES SCHWAB 10992 10992 0 INVESTMENT ADVISORY FEES - BBR PARTNERS LLC 48709 48709 0 FOREIGN TAXES 559 1451 0